RECENT 8K FILINGS January 27, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1 800 FLOWERS COM INC DE 8.01,9.01 01/25/10 3COM CORP DE 8.01 01/25/10 ACACIA RESEARCH CORP DE 8.01 01/21/10 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 01/25/10 ADOBE SYSTEMS INC DE 8.01,9.01 01/25/10 ADVANTA CORP DE 7.01 01/25/10 ADVENTRX PHARMACEUTICALS INC DE 5.02,9.01 01/20/10 AGY Holding Corp. DE 4.01,9.01 01/20/10 AIR METHODS CORP DE 2.02,9.01 01/26/10 AK STEEL HOLDING CORP DE 5.03,9.01 01/21/10 ALBEMARLE CORP VA 2.02,9.01 01/26/10 All State Properties Holdings, Inc. NV 4.01,9.01 11/01/09 AMEND Allegiant Travel CO NV 2.02,8.01,9.01 01/25/10 ALLIANCE FINANCIAL CORP /NY/ NY 2.02,9.01 01/26/10 ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS DE 7.01,9.01 01/26/10 ALTERA CORP DE 2.02,9.01 01/26/10 AMEDISYS INC DE 5.02,9.01 01/22/10 AMERICAN STATES WATER CO CA 5.02,9.01 01/22/10 AMERISERV FINANCIAL INC /PA/ PA 2.02 01/26/10 AMERISOURCEBERGEN CORP DE 2.02,8.01,9.01 01/26/10 AMETEK INC/ DE 2.02,9.01 01/26/10 AMH HOLDINGS, LLC DE 8.01,9.01 01/26/10 API Technologies Corp. 1.01,2.01,2.03,3.02,9.01 01/20/10 APOLLO SOLAR ENERGY, INC. NV 1.01 01/26/10 Armour Residential REIT, Inc. MD 7.01,9.01 01/26/10 Armour Residential REIT, Inc. MD 3.01,9.01 01/22/10 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 01/26/10 ASHLAND INC. KY 2.02,9.01 01/26/10 ASI ENTERTAINMENT INC DE 8.01,9.01 01/25/10 ASSOCIATED MATERIALS, LLC DE 8.01,9.01 01/26/10 AUTOLIV INC DE 5.02,9.01 01/26/10 AVISTAR COMMUNICATIONS CORP 1.01,9.01 01/21/10 BAKER HUGHES INC DE 2.02,7.01,9.01 01/26/10 BANK MUTUAL CORP WI 2.02 01/21/10 Bank of New York Mellon CORP 2.02,9.01 01/20/10 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 01/26/10 BERKELEY TECHNOLOGY LTD 1.01 01/20/10 BIOCANCELL THERAPEUTICS INC. 8.01 01/26/10 BLACK BOX CORP DE 2.02,9.01 01/26/10 BLOCKBUSTER INC DE 7.01 01/26/10 BPW Acquisition Corp. DE 8.01 01/26/10 BRAND NEUE CORP NV 1.01,9.01 01/26/10 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01,2.03,8.01,9.01 01/20/10 Calamos Asset Management, Inc. /DE/ 2.02,9.01 01/26/10 CALLAWAY GOLF CO DE 2.02,9.01 01/26/10 CAMDEN NATIONAL CORP ME 2.02,9.01 01/26/10 CAPITAL CITY BANK GROUP INC FL 2.02,9.01 12/31/09 CAPTERRA FINANCIAL GROUP, INC. CO 8.01 01/26/10 CASCADE FINANCIAL CORP DE 2.02,9.01 01/26/10 CBS CORP DE 2.02,9.01 01/25/10 CELADON GROUP INC DE 2.02,9.01 01/25/10 CELLCO PARTNERSHIP 2.02,9.01 01/26/10 CENTERPOINT ENERGY INC 5.02,5.03,9.01 01/20/10 CHEVIOT FINANCIAL CORP 2.02,9.01 01/26/10 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 01/25/10 CHINA HGS REAL ESTATE INC. NJ 7.01,9.01 01/25/10 China Yongxin Pharmaceuticals Inc. DE 1.01,3.02,9.01 01/25/10 CHURCHILL DOWNS INC KY 8.01,9.01 01/25/10 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 01/26/10 CITY HOLDING CO WV 2.02,9.01 01/21/10 CNB FINANCIAL SERVICES INC WV 2.02,9.01 01/26/10 COBIZ FINANCIAL INC CO 5.02 01/20/10 CODORUS VALLEY BANCORP INC PA 2.02,9.01 12/31/09 COHEN & STEERS INC 2.02,9.01 01/26/10 Coleman Cable, Inc. DE 1.01,8.01,9.01 01/26/10 COLUMBIA BANCORP \OR\ OR 1.03,3.01,5.02,8.01,9.01 01/22/10 COMMUNITY WEST BANCSHARES / CA 2.02,9.01 01/26/10 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 01/26/10 CONSECO INC DE 7.01,9.01 01/26/10 CONSTELLATION BRANDS, INC. DE 1.01,7.01,8.01,9.01 01/25/10 CONVERGYS CORP OH 2.02,9.01 01/26/10 Cooper Industries plc 2.02,9.01 01/26/10 Copano Energy, L.L.C. 7.01,9.01 01/26/10 Cordex Pharma, Inc. NV 3.02,8.01,9.01 01/20/10 CORNING INC /NY NY 2.02,9.01 12/31/09 CORPORATE PROPERTY ASSOCIATES 14 INC MD 5.02 01/20/10 CRANE CO /DE/ DE 2.02,8.01,9.01 01/25/10 CROSSTEX ENERGY LP DE 8.01,9.01 01/26/10 CROSSTEX ENERGY LP DE 7.01,8.01,9.01 01/26/10 CROWN MEDIA HOLDINGS INC DE 8.01 01/26/10 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 01/26/10 CSS INDUSTRIES INC DE 2.02,9.01 01/26/10 CVB FINANCIAL CORP CA 2.02,5.02,9.01 01/20/10 DAYSTAR TECHNOLOGIES INC DE 3.01,9.01 01/20/10 DDI CORP CA 5.02,9.01 01/21/10 DELTA AIR LINES INC /DE/ DE 2.02,9.01 01/26/10 DesignLine Corp 1.01,2.03 01/22/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.02,9.01 01/26/10 DEVRY INC DE 2.02,9.01 01/26/10 DIAGNOSTIC IMAGING INTERNATIONAL CORP NV 5.02 01/26/10 DIME COMMUNITY BANCSHARES INC DE 2.02,9.01 01/26/10 DOT HILL SYSTEMS CORP DE 5.02 01/20/10 DUPONT E I DE NEMOURS & CO DE 2.02 01/26/10 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 01/26/10 EAGLE ROCK ENERGY PARTNERS L P DE 8.01,9.01 01/26/10 Ecoemissions Solutions Inc. DE 4.02,9.01 01/26/10 EMC CORP MA 2.02,9.01 01/26/10 EMC INSURANCE GROUP INC IA 7.01 01/26/10 EMPIRE PETROLEUM CORP DE 7.01,9.01 01/26/10 Encore Energy Partners LP DE 7.01,9.01 01/25/10 ENERGIZER HOLDINGS INC MO 2.02,5.02 01/26/10 ENTERPRISE BANCORP INC /MA/ MA 2.02,9.01 01/26/10 ENTERPRISE FINANCIAL SERVICES CORP DE 1.01,2.02,3.02,7.01,9.01 01/25/10 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,9.01 01/25/10 ERP OPERATING LTD PARTNERSHIP MD 5.02 01/26/10 ETELOS, INC. DE 1.01,2.03,3.02,9.01 01/25/10 Ever-Glory International Group, Inc. FL 4.02,9.01 01/20/09 Exobox Technologies Corp. NV 9.01 10/22/09 AMEND EXPRESS SCRIPTS INC DE 5.02,7.01 01/25/10 FACET BIOTECH CORP DE 1.01 01/20/10 FARMERS CAPITAL BANK CORP KY 5.02,9.01 01/25/10 FARMERS CAPITAL BANK CORP KY 5.02 01/26/10 Federal Home Loan Bank of Atlanta X1 2.03 01/26/10 Federal Home Loan Bank of Boston X1 2.03 01/20/10 Federal Home Loan Bank of Chicago X1 2.03 01/20/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/20/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/20/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/20/10 Federal Home Loan Bank of New York X1 2.03,9.01 01/20/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/20/10 Federal Home Loan Bank of San Francis X1 2.03 01/20/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 01/20/10 FedFirst Financial CORP X1 5.02,9.01 01/20/10 FIRST BUSEY CORP /NV/ NV 2.02,8.01,9.01 01/26/10 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01,9.01 01/25/10 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01,9.01 01/26/10 FIRST FINANCIAL BANCORP /OH/ OH 2.02,9.01 01/26/10 FIRST FINANCIAL BANCORP /OH/ OH 9.01 09/18/09 AMEND First Physicians Capital Group, Inc. DE 3.02,9.01 01/26/10 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 01/26/10 First Savings Financial Group Inc IN 2.02,9.01 01/25/10 FIRSTMERIT CORP /OH/ OH 2.02,9.01 01/26/10 FNB CORP/FL/ FL 5.02,9.01 01/20/10 FORD MOTOR CREDIT CO LLC DE 8.01 01/26/10 FORTINET INC 5.02,9.01 01/20/10 FPL GROUP INC FL 2.02,8.01,9.01 01/26/10 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 01/26/10 FRONTIER FINANCIAL CORP /WA/ WA 3.03,5.03,8.01,9.01 01/26/10 FULLER H B CO MN 5.02,9.01 01/20/10 FUND.COM INC. DE 1.01,9.01 01/18/10 G&K SERVICES INC MN 2.02,9.01 01/26/10 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,9.01 01/25/10 GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 1.01,2.01,9.01 11/16/09 AMEND Genpact LTD D0 1.01 01/20/10 GILEAD SCIENCES INC DE 2.02,9.01 01/26/10 GOLD HORSE INTERNATIONAL, INC. FL 7.01,9.01 01/20/10 Golden Aria Corp. 7.01,9.01 01/26/10 GOTTSCHALKS INC DE 7.01,9.01 01/22/10 GRACO INC MN 2.02,9.01 01/25/10 GRAHAM PACKAGING HOLDINGS CO DE 2.02 01/25/10 GRAINGER W W INC IL 2.02,9.01 12/31/09 GREAT SOUTHERN BANCORP INC MD 2.02,9.01 01/25/10 GULF POWER CO ME 3.02 01/25/10 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 01/22/10 HARRIS INTERACTIVE INC DE 2.02,9.01 01/26/10 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 5.02 01/20/10 HeartWare International, Inc. DE 8.01 01/26/10 HERCULES OFFSHORE, INC. DE 2.02,7.01,8.01,9.01 01/26/10 HF FINANCIAL CORP DE 2.02,8.01,9.01 01/25/10 HOLLYWOOD ENTERTAINMENT EDU HOLDING, DE 4.01,9.01 10/02/09 AMEND HOME BANCSHARES INC 5.02 01/22/10 Home School Holdings, Inc. FL 4.02,9.01 01/12/10 AMEND Home School Holdings, Inc. FL 1.01,2.01,3.02,5.01,5.02,5.06, 05/08/09 AMEND 9.01 HORNBECK OFFSHORE SERVICES INC /LA DE 8.01,9.01 01/25/10 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 12/27/09 ICON Equipment & Corporate Infrastruc DE 8.01 01/26/10 ICON LEASING FUND TWELVE, LLC DE 7.01 01/26/10 ICONIX BRAND GROUP, INC. DE 7.01,9.01 01/26/10 IGATE CORP PA 2.02,9.01 01/20/10 IMPERIAL INDUSTRIES INC DE 3.01,9.01 01/25/10 INDIANA COMMUNITY BANCORP IN 2.02,9.01 01/26/10 INFERX CORP DE 2.01,8.01,9.01 10/27/09 AMEND INFINERA CORP DE 2.02,9.01 01/26/10 INFINERA CORP DE 5.02,9.01 01/25/10 INFITECH VENTURES INC NV 3.02 01/21/10 INTEGRAMED AMERICA INC DE 1.01,9.01 01/21/10 INTEGRATED DEVICE TECHNOLOGY INC DE 2.02,9.01 01/26/10 INTER PARFUMS INC DE 2.02 01/26/10 INTERNATIONAL PACKAGING & LOGISTICS G NV 2.01 01/25/10 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,9.01 01/22/10 IPASS INC DE 5.02 01/26/10 ITERIS, INC. DE 2.02,9.01 01/26/10 IX ENERGY HOLDINGS, INC. DE 4.02 09/30/09 JACOBS ENGINEERING GROUP INC /DE/ DE 2.02,9.01 01/25/10 Jingwei International LTD NV 1.01,9.01 01/22/10 JOHNSON & JOHNSON NJ 2.02,9.01 01/26/10 KAHZAM, INC. DE 2.01 01/20/10 KEY TRONIC CORP WA 2.02,9.01 01/26/10 KEYNOTE SYSTEMS INC DE 2.02,9.01 01/26/10 KILROY REALTY CORP MD 2.02,9.01 01/25/10 KINETIC CONCEPTS INC TX 9.01 12/31/09 KLEVER MARKETING INC DE 5.01,5.02 01/06/10 AMEND LCNB CORP OH 2.02,8.01,9.01 01/26/10 LEXINGTON REALTY TRUST MD 1.01,2.03,3.02,8.01,9.01 01/20/10 LIBERTY BANCORP INC 2.02,9.01 01/26/10 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 01/25/10 LIFEWAY FOODS INC IL 1.01,9.01 12/31/09 LIME ENERGY CO. DE 5.03,9.01 01/22/10 LINDSAY CORP DE 1.01,2.03,9.01 01/21/10 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01 01/22/10 Live Nation, Inc. DE 8.01,9.01 01/25/10 LNB BANCORP INC OH 7.01,9.01 01/26/10 Loto Inc. NV 5.02,8.01 01/26/10 MANAGEMENT NETWORK GROUP INC 5.02,7.01,9.01 01/21/10 MARCO COMMUNITY BANCORP INC FL 2.02,5.02,9.01 01/22/10 MARTEK BIOSCIENCES CORP DE 1.01,1.02,9.01 01/21/10 MATRIXX INITIATIVES INC DE 2.02,9.01 01/25/10 MCDONALDS CORP DE 5.02,5.03,9.01 01/20/10 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 01/26/10 MCKESSON CORP DE 2.02,9.01 01/26/10 MEDIFAST INC DE 4.01,9.01 01/26/10 MERCER INTERNATIONAL INC. WA 7.01,9.01 01/25/10 MESA OFFSHORE TRUST TX 2.02,9.01 01/22/10 AMEND META FINANCIAL GROUP INC DE 3.02,9.01 01/22/10 METLIFE INC DE 2.02,7.01,9.01 01/25/10 MGIC INVESTMENT CORP WI 2.02,9.01 01/26/10 MIDAS INC DE 7.01 01/25/10 MIKROS SYSTEMS CORP DE 7.01,9.01 01/26/10 MOLEX INC DE 2.02,9.01 01/26/10 MOLINA HEALTHCARE INC DE 7.01,9.01 01/26/10 MSB FINANCIAL CORP. X1 2.02,9.01 01/26/10 MUTUALFIRST FINANCIAL INC MD 8.01,9.01 01/26/10 NACEL ENERGY CORP WY 8.01,9.01 01/15/10 NARA BANCORP INC DE 2.02,9.01 01/25/10 NARA BANCORP INC DE 5.02,9.01 01/20/10 NASB FINANCIAL INC MO 8.01 01/26/10 NATIONAL ENERGY SERVICES CO INC NV 4.01,9.01 01/21/10 NATIONAL ENERGY SERVICES CO INC NV 1.01,5.02,9.01 01/21/10 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 01/26/10 NATURAL BLUE RESOURCES, INC. DE 4.01,4.02,9.01 01/07/10 NATURAL RESOURCE PARTNERS LP DE 7.01,9.01 01/21/10 Naugatuck Valley Financial Corp X1 2.02,9.01 01/25/10 NBT BANCORP INC DE 2.02,9.01 01/25/10 NEENAH ENTERPRISES, INC. 1.01 01/22/10 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 01/26/10 NEWALLIANCE BANCSHARES INC 2.02,9.01 01/26/10 NEWFIELD EXPLORATION CO /DE/ DE 1.01,2.03,9.01 01/25/10 NOCOPI TECHNOLOGIES INC/MD/ MD 5.02 01/26/10 Northwest Bancshares, Inc. MD 2.02,9.01 01/25/10 NORTHWEST PIPELINE GP 4.02,9.01 01/20/10 NovaBay Pharmaceuticals, Inc. CA 5.02,5.03,9.01 01/26/10 NUCOR CORP DE 2.02,9.01 01/26/10 NVR INC VA 5.02 01/25/10 ODYSSEY MARINE EXPLORATION INC NV 1.01,9.01 01/26/10 OLIN CORP VA 2.02,9.01 01/25/10 Omnimmune Holdings, Inc. DE 1.01,2.03,3.02,9.01 01/20/10 ONE LIBERTY PROPERTIES INC MD 8.01,9.01 01/26/10 Osteologix, Inc. DE 1.01,5.02 01/26/10 Pacific Copper Corp. DE 5.02 01/26/10 PACKAGING CORP OF AMERICA 2.02,9.01 01/25/10 PACTIV CORP DE 2.02,9.01 01/26/10 PAIN THERAPEUTICS INC DE 1.02,3.03 01/20/10 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 01/25/10 PARAMETRIC TECHNOLOGY CORP MA 2.02,9.01 01/26/10 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 01/25/10 PEABODY ENERGY CORP DE 2.02,9.01 01/26/10 PENGRAM CORP NV 1.01,3.02,7.01,9.01 01/21/10 PENN TRAFFIC CO DE 8.01 01/25/10 PEOPLES BANCORP INC OH 2.02,9.01 01/26/10 PEP BOYS MANNY MOE & JACK PA 8.01 01/26/10 PERVASIVE SOFTWARE INC DE 2.02,9.01 01/26/10 PFF BANCORP INC DE 8.01,9.01 01/14/10 PHOENIX TECHNOLOGIES LTD DE 8.01 01/26/10 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,7.01,9.01 01/26/10 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 01/26/10 POLYCOM INC DE 2.02,9.01 01/26/10 PRO-FAC COOPERATIVE INC 7.01,9.01 01/26/10 PROSPECT CAPITAL CORP MD 8.01,9.01 01/26/10 PSB Holdings, Inc. 2.02,9.01 01/26/10 QLOGIC CORP DE 2.02,9.01 01/26/10 QUANTUM CORP /DE/ DE 5.03,9.01 01/20/10 RANGE RESOURCES CORP DE 7.01,9.01 01/26/10 Ranger Gold Corp. 8.01,9.01 01/25/10 RAYONIER INC NC 2.02,9.01 01/26/10 REDWOOD TRUST INC MD 5.02 01/25/10 Regency Energy Partners LP DE 8.01,9.01 01/26/10 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 01/26/10 RENTECH INC /CO/ CO 1.01,9.01 01/21/10 REPROS THERAPEUTICS INC. DE 3.02 01/21/10 REPUBLIC FIRST BANCORP INC PA 5.02,9.01 01/25/10 RF MICRO DEVICES INC NC 2.02,9.01 01/26/10 RLI CORP IL 2.02,9.01 01/25/10 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 01/26/10 ROYAL GOLD INC DE 2.01,9.01 01/25/10 RURBAN FINANCIAL CORP OH 5.02 01/20/10 RYERSON INC. DE 8.01,9.01 01/26/10 S Y BANCORP INC KY 2.02,9.01 01/26/10 SAN DIEGO GAS & ELECTRIC CO CA 5.02 01/20/10 SANMINA-SCI CORP DE 2.02,9.01 01/26/10 SENSIENT TECHNOLOGIES CORP WI 5.03,9.01 01/25/10 SHERWIN WILLIAMS CO OH 2.02,9.01 01/26/10 SHOE CARNIVAL INC IN 1.01,1.02,2.03,9.01 01/26/10 SIERRA BANCORP CA 2.02,9.01 01/25/10 Sinoenergy CORP NV 2.02,7.01,9.01 01/20/10 SL GREEN REALTY CORP MD 2.02,7.01,9.01 01/25/10 SMITH A O CORP DE 2.02,9.01 01/26/10 SMITH INTERNATIONAL INC DE 5.02,9.01 01/25/10 So Act Network, Inc. 8.01,9.01 01/26/10 SOMANETICS CORP MI 5.02,9.01 01/20/10 SOUTH FINANCIAL GROUP INC SC 2.02,9.01 01/26/10 SOUTH JERSEY INDUSTRIES INC NJ 7.01 01/26/10 SPIRE CORP MA 1.01 01/20/10 Stanadyne Holdings, Inc. DE 4.01,9.01 01/20/10 STONE ENERGY CORP DE 9.01 01/26/10 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/15/10 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/15/10 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/15/10 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 01/15/08 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 01/15/10 STRUCTURED PRODUCTS CORP TIERS PRI PR DE 8.01,9.01 01/15/10 STRYKER CORP MI 2.02,9.01 01/26/10 SUNPOWER CORP DE 5.02 01/25/10 Super Micro Computer, Inc. CA 2.02,9.01 01/26/10 SuperDirectories Inc. DE 4.01 01/26/10 SUSSEX BANCORP NJ 5.02,9.01 01/20/10 Symmetry Medical Inc. DE 8.01,9.01 01/25/10 Tedom Capital, Inc. DE 1.01,2.03 01/25/10 TELLABS INC DE 2.02,2.05,8.01,9.01 01/25/10 TEMPUR PEDIC INTERNATIONAL INC DE 2.02,7.01,9.01 01/26/10 TERRESTAR CORP DE 1.01 01/26/10 TEXAS INSTRUMENTS INC DE 2.02,9.01 01/25/10 THESTREET COM DE 2.02,4.02,9.01 01/22/10 Thomas Weisel Partners Group, Inc. DE 2.02,7.01,9.01 12/31/09 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 01/25/10 TIMBERLAND BANCORP INC WA 2.02,9.01 01/25/10 Timberline Resources Corp DE 5.02,7.01,9.01 01/22/10 TIVO INC DE 1.01 01/26/10 TN-K ENERGY GROUP INC. DE 7.01,9.01 01/26/10 TN-K ENERGY GROUP INC. DE 4.01,9.01 01/21/10 TRANSCONTINENTAL GAS PIPE LINE COMPAN DE 4.02,9.01 01/20/10 TRAVELERS COMPANIES, INC. MN 2.02,9.01 01/26/10 TREY RESOURCES INC DE 4.01,9.01 01/26/10 TRUSTMARK CORP MS 2.02,9.01 01/26/10 TUESDAY MORNING CORP/DE DE 2.02,9.01 01/26/10 UMB FINANCIAL CORP MO 2.02,8.01,9.01 01/26/10 UNITED STATES STEEL CORP DE 2.02,9.01 01/26/10 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 01/26/10 US AIRWAYS GROUP INC DE 5.02 01/20/10 US ENERGY CORP WY 7.01,9.01 01/26/10 VALIDUS HOLDINGS LTD 1.01,2.03,9.01 01/21/10 VENTAS INC DE 2.02,9.01 01/26/10 VERIZON COMMUNICATIONS INC DE 2.02,9.01 01/26/10 VESTIN FUND III LLC 8.01,9.01 01/01/10 ViewPoint Financial Group X1 8.01,9.01 01/21/10 VIRGINIA COMMERCE BANCORP INC 2.02,7.01,9.01 01/26/10 VIVUS INC CA 5.02 01/22/10 Volcano Corp DE 8.01 01/26/10 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 01/22/10 VOLTERRA SEMICONDUCTOR CORP 8.01,9.01 01/25/10 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 01/25/10 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 01/25/10 WALTER INVESTMENT MANAGEMENT CORP MD 7.01,9.01 01/22/10 WASHINGTON TRUST BANCORP INC RI 2.02,9.01 01/26/10 WATERS CORP /DE/ DE 2.02,9.01 01/26/10 Weatherford International Ltd./Switze V8 2.02,7.01,9.01 01/26/10 WEIKANG BIO-TECHNOLOGY GROUP CO INC 1.01,3.02,9.01 01/20/10 Wellstar International, Inc. NV 1.01,5.03,9.01 01/19/10 WESBANCO INC WV 5.02 01/26/10 WESBANCO INC WV 2.02,9.01 01/26/10 WHITNEY HOLDING CORP LA 2.02 12/31/09 WILLIAMS PIPELINE PARTNERS L.P. DE 4.02,9.01 01/20/10 WILLIAMS SONOMA INC CA 5.02,9.01 01/25/10 WINSCON ELECTRONICS CO. LTD. 1.01,9.01 01/25/10 Woozyfly Inc. 1.01 01/26/10 WVS FINANCIAL CORP PA 8.01,9.01 01/26/10 XATA CORP /MN/ MN 9.01 12/04/09 AMEND Xenith Bankshares, Inc. VA 5.02,5.05,8.01,9.01 01/20/10 YAHOO INC DE 2.02,9.01 01/26/10 YOUBET COM INC DE 8.01,9.01 01/25/10 Zurvita Holdings, Inc. DE 5.02 01/21/10