RECENT 8K FILINGS January 8, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 4 KIDS ENTERTAINMENT INC NY 5.02,9.01 12/31/09 ABERCROMBIE & FITCH CO /DE/ DE 7.01,9.01 01/07/10 ABIOMED INC DE 2.02,9.01 01/07/10 Adamis Pharmaceuticals Corp CA 4.01,9.01 01/01/10 AEROPOSTALE INC 7.01,9.01 01/07/10 ALLETE INC MN 7.01,8.01,9.01 01/07/10 ALLIED HEALTHCARE INTERNATIONAL INC NY 8.01,9.01 01/07/10 AlphaMetrix Managed Futures LLC DE 3.02 01/04/10 ALSERES PHARMACEUTICALS INC /DE DE 5.02 01/04/10 AMBAC FINANCIAL GROUP INC DE 5.02 01/06/10 AMBIENT CORP /NY DE 4.02 12/31/09 AMEDISYS INC DE 5.02,8.01,9.01 01/04/10 AMERICAN APPAREL, INC DE 7.01,9.01 01/07/10 AMERICAN DEFENSE SYSTEMS INC DE 8.01 12/31/09 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 01/07/10 AMERICAN ECOLOGY CORP DE 5.02 01/01/10 AMERICAN ELECTRIC POWER CO INC NY 7.01 01/07/10 AMERICAN OIL & GAS INC NV 7.01,9.01 01/07/10 AMERICAN TECHNOLOGY CORP /DE/ DE 2.02,9.01 01/07/10 AMICO GAMES CORP. NV 4.01,9.01 01/06/10 AMPAL-AMERICAN ISRAEL CORP NY 1.01,1.02,9.01 01/07/10 ANSYS INC DE 8.01 01/01/10 APOLLO GROUP INC AZ 2.02,9.01 01/07/10 Approach Resources Inc DE 7.01,9.01 01/07/10 Ardea Biosciences, Inc./DE DE 7.01,9.01 01/07/10 ATLANTIC COAST FEDERAL CORP X1 5.02,8.01,9.01 12/31/09 ATLANTIS TECHNOLOGY GROUP NV 8.01 01/06/10 Atlas Acquisition Holdings Corp. DE 8.01,9.01 01/07/10 BARNES & NOBLE INC DE 2.02,9.01 01/07/10 BEAZER HOMES USA INC DE 7.01,9.01 01/06/10 bebe stores, inc. CA 2.02,9.01 01/07/10 BEST ENERGY SERVICES, INC. NV 7.01,9.01 01/06/10 BIOANALYTICAL SYSTEMS INC IN 1.01,2.03,9.01 12/31/09 BIOMIMETIC THERAPEUTICS, INC. DE 1.01,8.01 01/07/10 BIOTIME INC CA 7.01,9.01 01/07/10 BIOVEST INTERNATIONAL INC DE 7.01,9.01 01/07/10 BLOUNT INTERNATIONAL INC DE 8.01,9.01 12/31/09 BOEING CAPITAL CORP DE 1.02 12/31/09 Bonds.com Group, Inc. DE 1.01,3.02,5.02,8.01,9.01 12/31/09 BPO Management Services, Inc. PA 4.01,5.02,9.01 12/31/09 BPW Acquisition Corp. DE 8.01,9.01 01/07/10 BREEZE-EASTERN CORP DE 5.02,9.01 01/04/10 Brooklyn Federal Bancorp, Inc. X1 4.01,9.01 01/06/10 BWAY Holding CO DE 5.02 01/04/10 CADENCE FINANCIAL CORP MS 1.01,5.02,9.01 01/01/10 CAL MAINE FOODS INC DE 4.01,9.01 01/01/10 CalAmp Corp. DE 2.02,9.01 01/07/10 CALGON CARBON CORPORATION DE 8.01,9.01 01/05/10 CAPITAL GROWTH SYSTEMS INC /FL/ FL 5.02 12/31/09 Celestial Delights USA Corp. NV 1.01,9.01 01/07/10 CelLynx Group, Inc. NV 4.01 01/01/10 CENTRAL EUROPEAN DISTRIBUTION CORP DE 5.02 01/01/10 CEPHALON INC DE 8.01 01/05/10 CHARLES & COLVARD LTD NC 4.01 01/01/10 CHESAPEAKE UTILITIES CORP DE 5.02,9.01 12/31/09 CHILDRENS PLACE RETAIL STORES INC 7.01,9.01 01/07/10 China Advanced Construction Materials DE 4.01,9.01 01/01/10 CHINA AOXING PHARMACEUTICAL COMPANY, FL 5.03,9.01 01/06/10 China Auto Logistics Inc NV 8.01,9.01 01/07/10 China Biologic Products, Inc. 4.01,9.01 01/07/10 CHINA CLEAN ENERGY INC DE 4.01,9.01 01/01/10 CHINA FIRE & SECURITY GROUP, INC. 4.01,9.01 01/07/10 CHINA FUND INC MD 5.02 01/07/10 CHINA HGS REAL ESTATE INC. FL 5.02 01/06/10 CHINA JO-JO DRUGSTORES, INC. 4.01,9.01 01/07/10 CHINA MEDICINE CORP 1.01,8.01,9.01 12/31/09 CHINA MEDICINE CORP 4.01,9.01 01/01/10 China Natural Gas, Inc. DE 4.01,9.01 01/01/10 China Shuangji Cement Ltd. DE 5.02 01/05/10 CHINA VALVES TECHNOLOGY, INC NV 4.01,9.01 01/07/09 CHINACAST EDUCATION CORP DE 3.02 01/05/10 Cinnabar Ventures Inc 4.01,9.01 01/06/10 CITIGROUP INC DE 5.02 01/04/10 CKE RESTAURANTS INC DE 3.03 12/31/09 Clark Holdings Inc. DE 1.01,9.01 12/31/09 CLEAR-LITE HOLDINGS, INC. NV 3.02,9.01 12/31/09 CNS RESPONSE, INC. DE 3.02,8.01,9.01 12/31/09 COMM BANCORP INC PA 8.01,9.01 01/06/10 COMMUNITY CENTRAL BANK CORP MI 3.02,3.03,9.01 12/31/09 COMSYS IT PARTNERS INC DE 2.02,5.02,9.01 01/04/10 COMVERGE, INC. DE 5.02 12/31/09 CONNECTICUT WATER SERVICE INC / CT CT 8.01 01/07/10 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 3.03,5.03 12/31/09 CONSOLIDATED TOMOKA LAND CO FL 5.02 01/07/10 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 01/07/10 Copano Energy, L.L.C. 5.05 01/07/10 Copano Energy, L.L.C. 1.01,1.02 01/07/10 CORCEPT THERAPEUTICS INC DE 7.01,8.01,9.01 01/05/10 Cord Blood America, Inc. FL 5.02 12/31/09 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 01/05/10 CRM Holdings, Ltd. 8.01 01/01/10 CROWN CASTLE INTERNATIONAL CORP DE 8.01,9.01 01/06/10 CVR ENERGY INC DE 5.02 01/01/10 CYPLASIN BIOMEDICAL LTD. NV 5.03,9.01 11/25/09 CYTRX CORP DE 1.01 01/01/10 DAC TECHNOLOGIES GROUP INTERNATIONAL FL 4.01,9.01 01/07/10 Danvers Bancorp, Inc. DE 9.01 10/30/09 AMEND DAYSTAR TECHNOLOGIES INC DE 1.01,2.03,9.01 12/31/09 DEFENSE INDUSTRIES INTERNATIONAL INC NV 5.02,9.01 01/01/10 DemandTec, Inc. DE 2.02,9.01 01/07/10 Destination Maternity Corp DE 2.02,9.01 01/07/10 DEVELOCAP INC 5.02 01/07/10 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 2.02,9.01 01/07/10 Diamond Technologies Inc. NV 2.01,3.02,5.01,5.02,8.01,9.01 12/11/09 DIEBOLD INC OH 5.02 01/04/10 DILLARDS INC DE 7.01,9.01 01/07/10 DIRECTV DE 5.02,9.01 01/04/10 DOLLAR GENERAL CORP TN 5.02,8.01,9.01 01/05/10 DOMINOS PIZZA INC 5.02,9.01 01/04/10 DOT HILL SYSTEMS CORP DE 8.01,9.01 01/07/10 DOUBLE EAGLE PETROLEUM CO MD 5.02,7.01,9.01 01/04/10 DUOYUAN PRINTING, INC. WY 4.01,9.01 01/01/10 EMERALD DAIRY INC NV 1.01,2.03,3.02,9.01 12/31/09 EMPIRE RESORTS INC DE 8.01,9.01 01/07/10 ENERGY FOCUS, INC/DE DE 3.02,3.03,5.02 12/31/09 ENERGY FOCUS, INC/DE DE 3.02 12/31/09 Energy Future Holdings Corp /TX/ TX 8.01,9.01 01/07/10 Energy Recovery, Inc. DE 5.02,9.01 01/06/10 ENSURGE INC NV 3.02,5.01,5.02,8.01 12/31/09 EPOD Solar Inc. 1.02,8.01,9.01 01/07/10 EUROGAS INC UT 5.02 12/01/09 EVERGREEN ENERGY INC DE 7.01,9.01 01/07/10 EXECUTIVE ENGLISH INSTITUTE, INC. NV 4.01,9.01 12/29/09 EYE CARE CENTERS OF AMERICA INC TX 8.01,9.01 01/06/10 Federal Home Loan Bank of Atlanta X1 2.03 01/07/10 Federal Home Loan Bank of Atlanta X1 5.02 09/25/09 AMEND Federal Home Loan Bank of Chicago X1 2.03 01/04/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/05/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/04/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/04/10 Federal Home Loan Bank of New York X1 2.03,9.01 01/04/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/04/10 Federal Home Loan Bank of San Francis X1 2.03 01/05/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 01/07/10 Federal Home Loan Bank of Topeka 2.03 01/04/10 FEDERAL SIGNAL CORP /DE/ DE 5.02 01/07/10 FIRST CASH FINANCIAL SERVICES INC DE 2.02,7.01,9.01 01/07/10 FIRST INTERSTATE BANCSYSTEM INC MT 1.01,2.03,9.01 12/31/09 FIRST M&F CORP/MS MS 5.02 01/07/10 FIRST NATIONAL BANCSHARES INC /SC/ SC 1.01 12/30/09 FIRST TRUST/ABERDEEN EMERGING OPPORTU 7.01,9.01 01/05/10 FIRST TRUST/ABERDEEN GLOBAL OPPORTUNI 7.01,9.01 01/05/10 FIRSTBANK CORP MI 5.02 01/01/10 FIRSTFED FINANCIAL CORP DE 1.03,2.04 01/06/10 FLORHAM CONSULTING CORP 1.01,2.01,3.02,5.01,5.02,5.03, 12/31/09 5.06,9.01 FLORIDA GAMING CORP DE 2.04 12/31/09 FLORIDIAN FINANCIAL GROUP INC 5.02,9.01 01/04/10 FOREST OIL CORP NY 7.01,9.01 01/07/10 FRANKLIN COVEY CO UT 2.02,8.01,9.01 01/07/10 FreightCar America, Inc. DE 8.01,9.01 01/06/10 Fushi Copperweld, Inc. NV 4.01,9.01 01/01/10 FUTURES PORTFOLIO FUND L.P. MD 3.02 01/01/09 GAP INC DE 7.01,9.01 01/07/10 General Motors Co 8.01 01/05/10 GENERAL STEEL HOLDINGS INC NV 4.01,9.01 01/01/10 GENVEC INC DE 8.01,9.01 01/07/10 GENZYME CORP MA 1.01,9.01 01/06/10 GLOBAL BEVERAGES, INC. NV 1.01,9.01 12/31/09 GLOBAL ENERGY INC NV 5.02 01/07/10 GLOBAL PARTNERS LP 5.02,9.01 12/31/09 GLOBAL PAYMENTS INC GA 2.02,9.01 01/07/10 GOLDEN ENTERPRISES INC DE 8.01,9.01 01/07/10 Golden West Brewing Company, Inc. CA 1.01,9.01 01/05/10 Golden West Brewing Company, Inc. CA 7.01,9.01 01/07/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 01/07/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 01/07/10 Great American Group, Inc. DE 1.01,9.01 12/31/09 GRYPHON GOLD CORP NV 5.02,7.01,9.01 01/06/10 GRYPHON GOLD CORP NV 1.01 01/07/10 Harbin Electric, Inc 4.01,9.01 01/01/10 Harcom Productions, Inc. OK 1.01,2.01,2.03,5.01,5.02,8.01, 12/21/09 9.01 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02 12/17/09 Helios & Matheson North America Inc. DE 1.01,9.01 12/29/09 AMEND Hill-Rom Holdings, Inc. IN 5.02,9.01 01/07/10 HONEYWELL INTERNATIONAL INC DE 5.02,9.01 01/06/10 HSW International, Inc. DE 1.01,9.01 12/30/09 HUDSON HOLDING CORP DE 1.01,9.01 12/31/09 HuntMountain Resources WA 1.02,2.01,9.01 12/31/09 IHS Inc. DE 2.02,9.01 01/07/10 II-VI INC PA 8.01,9.01 01/07/10 IMEDIA INTERNATIONAL INC DE 5.02 01/01/10 IMMUCOR INC GA 2.02,9.01 01/06/10 IMPLANT SCIENCES CORP MA 2.04,3.02,7.01,9.01 01/07/10 INNOTRAC CORP GA 3.01,9.01 01/04/10 INNOVATIVE FOOD HOLDINGS INC FL 1.01,5.02,8.01,9.01 12/31/09 INNOVEX INC MN 1.01,2.02,5.02,8.01,9.01 12/24/09 INTERNET CAPITAL GROUP INC DE 2.01,8.01,9.01 01/04/10 IRVINE SENSORS CORP/DE/ DE 3.02 12/31/09 JANUS CAPITAL GROUP INC DE 5.02,9.01 01/06/10 JEFFERSON BANCSHARES INC TN 5.02 01/07/10 JENNIFER CONVERTIBLES INC DE 1.01,2.06,9.01 01/02/10 Jiangbo Pharmaceuticals, Inc. FL 4.01,9.01 01/01/10 JOHNSONDIVERSEY HOLDINGS INC DE 5.02,9.01 01/04/10 KANSAS CITY SOUTHERN DE 8.01 01/07/10 Kansas City Southern de Mexico, S.A. O5 8.01 01/07/10 KIRKLAND'S, INC 2.02,9.01 01/07/10 KOHLS CORPORATION WI 2.02,9.01 01/07/10 KOSS CORP DE 4.01,9.01 01/05/10 KOSS CORP DE 4.01,9.01 01/05/10 AMEND Kraton Performance Polymers, Inc. DE 8.01,9.01 01/07/10 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 1.01,2.03,5.02 01/06/10 KV PHARMACEUTICAL CO /DE/ DE 8.01,9.01 01/04/10 L-1 IDENTITY SOLUTIONS, INC. DE 2.02,9.01 01/06/10 LAW ENFORCEMENT ASSOCIATES CORP NV 4.01,9.01 01/04/10 LAWSON PRODUCTS INC/NEW/DE/ DE 1.01,9.01 12/31/09 Lawson Software, Inc. DE 1.01,2.02,9.01 01/07/10 LENNAR CORP /NEW/ DE 2.02,9.01 01/07/10 LGL GROUP INC DE 5.02,9.01 01/07/10 LIBERTY STAR URANIUM & METALS CORP. NV 5.02,9.01 12/23/09 LINCOLN NATIONAL CORP IN 1.01,9.01 12/31/09 LORAL SPACE & COMMUNICATIONS INC. DE 1.01,5.02,9.01 12/31/09 Magnolia Solar Corp NV 2.01,3.02,4.01,5.01,5.02,5.03, 12/31/09 5.06,9.01 Magnum dOr Resources Inc 5.02,9.01 12/29/09 Magnum dOr Resources Inc 1.01,7.01,9.01 01/06/10 MAKO Surgical Corp. DE 2.02,9.01 01/07/10 MAN SHING AGRICULTURAL HOLDINGS, INC NV 2.03,3.02,9.01 01/04/10 Manitex International, Inc. MI 1.01,2.01,2.03,3.02,9.01 12/31/09 MARKWEST ENERGY PARTNERS L P 2.01,9.01 12/31/09 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,9.01 01/07/10 MAUI LAND & PINEAPPLE CO INC HI 2.01 12/31/09 MDI, INC. DE 5.02 01/07/10 MDU RESOURCES GROUP INC DE 5.02 01/06/10 MEDTOX SCIENTIFIC INC DE 1.01 12/30/09 MERIT MEDICAL SYSTEMS INC UT 1.01,9.01 12/31/09 MGP INGREDIENTS INC KS 1.01,1.02 12/21/09 MIMEDX GROUP, INC. FL 1.01,3.02,9.01 12/31/09 MODAVOX INC 1.01,5.02,8.01 01/07/09 MODERN MEDICAL MODALITIES CORP NY 1.01,2.01,9.01 01/07/10 MOLINA HEALTHCARE INC DE 5.02,9.01 12/31/09 MONSTER WORLDWIDE INC DE 8.01 01/05/10 MS STRUCTURED SATURNS SERIES 2001-6 DE 8.01 12/31/09 MS STRUCTURED SATURNS SERIES 2005-2 DE 8.01 01/04/10 MSC INDUSTRIAL DIRECT CO INC NY 2.02,9.01 01/07/10 MSCI Inc. DE 2.02,9.01 01/07/10 MV Oil Trust DE 2.02,9.01 01/07/10 National American University Holdings DE 5.02,9.01 12/31/09 Neiman Marcus, Inc. DE 2.02,7.01 01/07/10 NeoStem, Inc. DE 1.01,9.01 12/31/09 NETWORK CN INC DE 5.02 12/31/09 NEWELL RUBBERMAID INC DE 5.02,9.01 01/01/10 AMEND NewStar Financial, Inc. 1.01,2.03,9.01 01/05/10 NextMart Inc. DE 3.03,5.03 12/31/09 NN INC DE 8.01,9.01 01/06/10 Noranda Aluminum Holding CORP DE 1.01 12/31/09 NORDSTROM INC WA 7.01 01/07/10 NORTHRIM BANCORP INC AK 5.02,9.01 01/06/10 NOVADEL PHARMA INC DE 1.01,3.02,9.01 01/07/10 NOVELOS THERAPEUTICS, INC. DE 7.01,9.01 01/07/10 Onstream Media CORP FL 4.01,9.01 01/01/10 Oreon Rental Corp NV 5.02,5.03,9.01 01/04/10 PAIN THERAPEUTICS INC DE 5.02 01/01/10 PARLUX FRAGRANCES INC DE 2.02,9.01 01/07/10 Patient Safety Technologies, Inc DE 1.01,9.01 12/31/09 Patriot Coal CORP DE 5.02,9.01 01/04/10 PEAPACK GLADSTONE FINANCIAL CORP NJ 8.01,9.01 01/05/10 Peninsula Gaming, LLC DE 9.01 10/22/09 PERFECTENERGY INTERNATIONAL LTD NV 4.01,9.01 01/01/10 PERFORMANCE CAPITAL MANAGEMENT LLC CA 4.01,8.01,9.01 01/01/10 Pet DRx CORP DE 1.01,5.02,9.01 12/31/09 Pharma-Bio Serv, Inc. 1.02,5.02,9.01 12/31/09 PIER 1 IMPORTS INC/DE DE 7.01,9.01 01/07/10 PIMI AGRO CLEANTECH, INC. DE 3.02,8.01,9.01 01/05/10 Polypore International, Inc. 8.01 01/07/10 PORFAVOR CORP NV 4.01,5.01,7.01 01/05/10 PORFAVOR CORP NV 4.01,5.01,7.01 01/07/10 AMEND POWERWAVE TECHNOLOGIES INC DE 8.01 12/31/09 PREMIER FINANCIAL BANCORP INC KY 2.03,9.01 12/31/09 PURE BIOFUELS CORP NV 4.01,9.01 01/01/10 PVF CAPITAL CORP OH 8.01,9.01 01/07/10 Pzena Investment Management, Inc. DE 8.01,9.01 12/31/09 QC Holdings, Inc. KS 5.02 01/05/10 RAMTRON INTERNATIONAL CORP DE 1.01 01/07/10 REALTY INCOME CORP MD 5.02 01/05/10 RECOVERY ENERGY, INC. NV 5.02,9.01 12/31/09 REEVES TELECOM LTD PARTNERSHIP SC 4.01,9.01 01/01/10 REGENT COMMUNICATIONS INC DE 5.02,9.01 12/31/09 REGENT COMMUNICATIONS INC DE 3.01 01/06/10 REM BUSINESS SOLUTIONS, INC. NV 4.01,9.01 12/29/09 RINO International CORP NV 4.01,9.01 01/01/10 Rockville Financial Inc. 5.02,9.01 12/31/09 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 2.02,7.01,9.01 01/07/10 ROGERS CORP MA 2.02,7.01,9.01 01/07/10 ROLLINS INC DE 8.01,9.01 01/06/10 ROYAL STYLE DESIGN INC. FL 1.01,2.01,3.02,8.01,9.01 12/31/09 Rx Scripted, Inc. NV 9.01 01/06/10 SABA SOFTWARE INC DE 2.02,9.01 01/07/10 SAGE FUND LP MD 3.02 01/01/09 SAKS INC TN 7.01,9.01 01/07/10 SCHNITZER STEEL INDUSTRIES INC OR 2.02,9.01 01/07/10 SCHULMAN A INC DE 2.02,9.01 01/06/10 SHUAIYI INTERNATIONAL NEW RESOURCES D NV 5.02,9.01 01/06/09 Sino Clean Energy Inc NV 1.02,9.01 12/31/09 SIX FLAGS, INC. DE 7.01,9.01 01/07/10 SKY PETROLEUM, INC. NV 1.02,7.01,9.01 05/08/09 SKYSTAR BIO-PHARMACEUTICAL CO NV 4.01,9.01 01/01/10 Spectrum Brands, Inc. DE 2.02 01/06/10 AMEND Sports Properties Acquisition Corp. DE 1.01,8.01,9.01 01/07/10 STARWOOD PROPERTY TRUST, INC. 7.01,9.01 01/07/10 Stratos Renewables CORP 4.01,9.01 01/01/10 Sunstone Hotel Investors, Inc. MD 2.02,9.01 01/07/10 SWK Holdings Corp DE 5.02,9.01 12/31/09 SYNTEC BIOFUEL INC WA 2.03 01/04/10 TACTICAL AIR DEFENSE SERVICES, INC. NV 5.02 12/23/09 TARGET CORP MN 8.01,9.01 01/07/10 TBS INTERNATIONAL LTD 1.01,2.03 12/31/09 Team Nation Holdings CORP 3.02,5.02,5.03,9.01 01/04/10 TELECOMMUNICATION SYSTEMS INC /FA/ MD 1.01,2.03,9.01 12/31/09 TEXAS INDUSTRIES INC DE 2.02,9.01 11/30/09 TIME WARNER CABLE INC. DE 5.02 12/31/09 TIMKEN CO OH 2.01,9.01 12/31/09 TLC VISION CORP A6 3.01,9.01 01/07/10 TNT DESIGNS INC 1.01,9.01 12/31/09 TOYS R US INC DE 7.01,9.01 01/07/10 TRANS WORLD ENTERTAINMENT CORP NY 2.02,7.01,9.01 01/06/10 TRANSATLANTIC PETROLEUM LTD. D0 1.01,2.03,9.01 12/21/09 AMEND TransMontaigne Partners L.P. DE 5.02,9.01 01/06/10 Transocean Ltd. V8 7.01,9.01 01/07/10 TRI VALLEY CORP DE 5.02 01/06/10 UIL HOLDINGS CORP CT 8.01,9.01 01/07/10 Ulta Salon, Cosmetics & Fragrance, In DE 7.01,9.01 01/07/10 UMPQUA HOLDINGS CORP OR 7.01,9.01 01/07/10 UNITED NATURAL FOODS INC DE 5.02,8.01 01/04/10 United States Oil Fund, LP DE 8.01 01/07/10 Universal Capital Management, Inc. DE 5.02 01/07/10 UNIVERSAL HOSPITAL SERVICES INC MN 7.01,9.01 01/07/10 URBAN OUTFITTERS INC PA 2.02,9.01 01/07/10 USA TECHNOLOGIES INC PA 8.01,9.01 01/07/10 VALASSIS COMMUNICATIONS INC DE 5.02,9.01 12/31/09 VECTREN CORP IN 5.02,9.01 01/01/10 VESTIN FUND III LLC 4.01,9.01 01/01/10 Vestin Realty Mortgage I, Inc. 4.01,9.01 01/01/10 Vestin Realty Mortgage II, Inc MD 4.01 01/01/10 VIASAT INC CA 9.01 12/15/09 AMEND VIEW SYSTEMS INC NV 4.01 08/11/09 VIKING SYSTEMS INC DE 1.01,9.01 01/07/10 VIVUS INC CA 8.01,9.01 01/07/10 Warner Chilcott plc L2 8.01 01/04/10 WARREN RESOURCES INC MD 7.01,9.01 01/06/10 Western Gas Partners LP DE 1.01,9.01 12/31/09 Western Refining, Inc. DE 8.01,9.01 01/06/10 WHITE ELECTRONIC DESIGNS CORP ID 4.01,9.01 12/23/09 AMEND WHX CORP DE 5.02 01/01/10 WIRELESS RONIN TECHNOLOGIES INC MN 5.02,9.01 01/04/10 AMEND WSI INDUSTRIES, INC. MN 2.02,9.01 01/06/10 Xenith Bankshares, Inc. VA 4.01,9.01 12/22/09 AMEND XERIUM TECHNOLOGIES INC DE 3.02,5.02 12/31/09 YRC WORLDWIDE INC DE 1.01,3.03,5.02,5.03,8.01,9.01 12/31/09 Zebra Resources, Inc. NV 5.02 11/30/09 ZIX CORP TX 7.01,9.01 01/06/10 ZYMOGENETICS INC WA 1.01,7.01,9.01 01/07/10