RECENT 8K FILINGS January 7, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A&J Capital Venture Group, Inc. NV 5.02 01/05/10 A. H. Belo CORP DE 5.02,9.01 01/06/10 AAA CAPITAL ENERGY FUND L.P. II NY 3.02 01/01/10 Abingdon Futures Fund LP NY 3.02 01/01/10 ACCREDITED BUSINESS CONSOLIDATORS COR PA 3.03 01/05/10 ACCREDITED BUSINESS CONSOLIDATORS COR PA 3.03 01/06/10 ACCURIDE CORP DE 5.02 01/01/10 ACUITY BRANDS INC DE 2.02,9.01 01/06/10 AEHR TEST SYSTEMS CA 2.02,9.01 11/30/09 Aftersoft Group DE 1.01,1.02,3.02,9.01 12/31/09 AIS FUTURES FUND IV LP DE 3.02 12/31/09 ALANCO TECHNOLOGIES INC AZ 1.01,2.03,9.01 12/31/09 Allegiant Travel CO NV 1.01 12/30/09 ALLIANCE BANKSHARES CORP 1.01,2.01,2.05,9.01 12/29/09 AMERICAN AIRLINES INC DE 8.01 01/06/10 AMERICAN APPAREL, INC DE 1.01,1.02,2.03,9.01 12/30/09 American Eagle Energy Inc. NV 5.02 12/14/09 American Patriot Financial Group, Inc TN 3.02 12/31/09 AMERICAN PUBLIC EDUCATION INC DE 2.02,7.01,9.01 01/05/10 Amiworld, Inc. NV 5.02 01/06/10 AMR CORP DE 8.01 01/06/10 ANIKA THERAPEUTICS INC MA 1.01,2.01,3.02,9.01 12/30/09 APM - QIM Futures Fund, L.P. DE 3.02 01/04/10 APOLLO GOLD CORP B0 1.01,9.01 12/30/09 ARKANSAS BEST CORP /DE/ DE 1.01,1.02,2.03 12/30/09 ASPEN INSURANCE HOLDINGS LTD D0 1.01,2.03 01/05/10 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 01/06/10 Banyan Rail Services Inc. DE 5.02,5.03,9.01 01/04/10 BARD C R INC /NJ/ NJ 2.06 12/31/09 BEACH FIRST NATIONAL BANCSHARES INC SC 1.01,5.02,9.01 12/30/09 BED BATH & BEYOND INC NY 2.02,9.01 01/06/10 BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 01/06/10 BILL BARRETT CORP 7.01,9.01 01/05/10 BIO KEY INTERNATIONAL INC DE 7.01,9.01 01/04/10 BIOHEART, INC. FL 1.01,9.01 12/31/09 BIOMET INC IN 2.02,7.01,9.01 01/06/10 BIOTIME INC CA 8.01 12/30/09 BLACK HILLS CORP /SD/ SD 5.02 01/01/10 BLUEGREEN CORP MA 8.01 12/30/09 BMB MUNAI INC 3.02,5.02,9.01 12/31/09 BRISTOL ENERGY FUND LP NY 3.02 01/01/10 BROOKFIELD HOMES CORP DE 8.01 12/31/09 BROWN & BROWN INC FL 5.02 01/05/10 BSQUARE CORP /WA WA 1.01 12/30/09 CALIBRUS, INC. NV 3.02 12/31/09 CAMBRIDGE HEART INC DE 5.02,9.01 12/30/09 CANO PETROLEUM, INC 1.01,9.01 12/30/09 CAPITAL GROWTH SYSTEMS INC /FL/ FL 2.04,9.01 11/18/09 AMEND CareFusion Corp DE 8.01,9.01 01/06/10 CELGENE CORP /DE/ DE 8.01,9.01 01/06/10 CENTERLINE HOLDING CO DE 1.01,9.01 12/30/09 CHARLESTON BASICS INC 1.01,3.02,9.01 12/30/09 CHART INDUSTRIES INC DE 2.02,7.01,9.01 01/06/10 CHINA INFRASTRUCTURE CONSTRUCTION Cor CO 1.01,9.01 12/08/09 China Shuangji Cement Ltd. DE 8.01,9.01 01/05/10 CHRISTOPHER & BANKS CORP DE 2.02,9.01 01/06/10 CIB MARINE BANCSHARES INC WI 8.01,9.01 01/06/10 COATES INTERNATIONAL LTD \DE\ DE 4.01,9.01 01/04/10 COEUR D ALENE MINES CORP ID 3.02 01/04/10 COMBINATORX, INC DE 5.02,7.01,9.01 01/05/10 CONTINENTAL RESOURCES INC OK 7.01,8.01,9.01 01/04/10 Cooper-Standard Holdings Inc. DE 1.01,1.02,2.03 12/30/09 Cornerstone Financial Corp NJ 3.02,9.01 12/30/09 Cornerstone Growth & Income REIT, Inc MD 1.01,2.01,2.03,9.01 12/30/09 CORNING NATURAL GAS CORP NY 8.01 01/06/09 CRESCENT BANKING CO GA 5.02 12/30/09 CRYOLIFE INC FL 5.02,5.03,9.01 12/31/09 DELPHI FINANCIAL GROUP INC/DE DE 5.02,8.01,9.01 12/31/09 DENBURY RESOURCES INC DE 2.01,9.01 12/30/09 DIALYSIS CORP OF AMERICA FL 5.02,5.03 12/31/09 DIGITAL ALLY INC 8.01,9.01 01/04/10 Dot VN, Inc. DE 8.01,9.01 01/06/10 DRI CORP NC 1.01,3.02,3.03,5.03 12/31/09 DST SYSTEMS INC DE 5.02 01/04/10 EAST COAST DIVERSIFIED CORP NV 8.01 01/05/10 EAST FORK BIODIESEL, LLC IA 1.02 12/31/09 EGPI FIRECREEK, INC. NV 1.01,2.01,9.01 12/18/09 AMEND Elixir Gaming Technologies, Inc. NV 1.01,2.06,9.01 12/30/09 Emergent BioSolutions Inc. DE 1.01,1.02,2.03 12/30/09 EMERGING CTA PORTFOLIO LP NY 3.02 01/01/10 ENCORIUM GROUP INC NV 3.02 12/30/09 ENDEAVOUR INTERNATIONAL CORP NV 7.01,9.01 01/05/10 ENERGROUP HOLDINGS CORP 1.01,9.01 12/30/09 Energy Future Holdings Corp /TX/ TX 8.01,9.01 01/06/10 ENHERENT CORP DE 1.01,9.01 12/31/09 ENTECH SOLAR, INC. DE 3.02 01/05/10 EQUINIX INC DE 8.01 01/06/10 ES Bancshares, Inc. MD 1.01,3.02,9.01 12/31/09 FAIRFIELD FUTURES FUND LP II NY 3.02 01/01/10 FAMILY DOLLAR STORES INC DE 2.02,9.01 01/06/10 FAMOUS DAVES OF AMERICA INC MN 5.02,9.01 01/04/10 Fifth Street Finance Corp DE 8.01,9.01 01/06/10 FIRST AMERICAN CORP CA 1.01 12/31/09 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 01/06/10 FIRSTENERGY CORP OH 5.02 01/01/10 FS Investment CORP MD 5.02 12/31/09 GENCORP INC OH 5.02,8.01,9.01 01/06/10 GENESEE & WYOMING INC DE 5.02 12/31/09 GENIO GROUP INC DE 1.01,5.02,9.01 12/31/09 GEOKINETICS INC DE 7.01,9.01 01/06/10 GEOKINETICS INC DE 1.01,2.03,9.01 12/23/09 AMEND GLATFELTER P H CO PA 1.01,7.01,9.01 01/04/10 AMEND GLOBAL PAYMENTS INC GA 1.01,5.02,9.01 01/06/10 Global Telecom & Technology, Inc. DE 1.01,8.01,9.01 12/16/09 GREEN MOUNTAIN RECOVERY, INC. DE 1.01,2.01,4.01,5.01,5.02,5.03, 12/29/09 9.01 Green Plains Renewable Energy, Inc. 8.01,9.01 01/06/10 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 01/06/10 GRUBB & ELLIS CO DE 9.01 12/29/09 AMEND Guaranty Bancorp DE 5.02 01/05/10 GULF RESOURCES, INC. DE 8.01,9.01 01/04/10 GULFPORT ENERGY CORP DE 1.01,2.03,9.01 12/31/09 GYMBOREE CORP DE 7.01 01/06/10 HAMPTON ROADS BANKSHARES INC VA 5.02,7.01,9.01 12/30/09 HARLAND CLARKE HOLDINGS CORP DE 1.01,5.02 01/06/10 HEMOBIOTECH, INC. DE 5.02,9.01 12/30/09 Huron Consulting Group Inc. DE 8.01 01/06/10 HYPERDYNAMICS CORP DE 1.01,9.01 01/04/10 II-VI INC PA 2.01,9.01 01/04/10 IMMEDIATEK INC NV 1.01,9.01 12/31/09 India Globalization Capital, Inc. MD 7.01,9.01 01/06/10 INFOSPACE INC DE 7.01,9.01 01/06/10 INTERNATIONAL GAME TECHNOLOGY NV 4.01,9.01 12/30/09 INTRAOP MEDICAL CORP NV 1.01 12/31/09 IRIS INTERNATIONAL INC DE 5.02,9.01 01/04/10 JBI, INC. NV 2.01,9.01 01/06/10 JO-ANN STORES INC OH 5.02,9.01 12/31/09 KAR Auction Services, Inc. DE 8.01,9.01 01/05/10 Kodiak Oil & Gas Corp 5.02,9.01 12/31/09 KRAFT FOODS INC VA 1.01,8.01,9.01 01/04/10 L & L INTERNATIONAL HOLDINGS, INC NV 5.03,8.01,9.01 01/05/10 LA-Z-BOY INC MI 8.01 12/16/09 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02 12/31/09 Lender Processing Services, Inc. DE 5.02,9.01 12/31/09 LEVEL 3 COMMUNICATIONS INC DE 2.02,8.01,9.01 01/05/10 LGL GROUP INC DE 7.01,9.01 01/06/10 LIGHTING SCIENCE GROUP CORP DE 5.02,8.01,9.01 01/06/10 MacroShares Major Metro Housing Down 8.01,9.01 01/04/10 MacroShares Major Metro Housing Up Tr 8.01,9.01 01/04/10 Magnum dOr Resources Inc 3.02,3.03,5.03,9.01 08/24/09 Magnum dOr Resources Inc 3.02,3.03,5.03,9.01 08/24/09 AMEND MAGNUM HUNTER RESOURCES CORP DE 1.01,8.01,9.01 01/04/10 Marvel Entertainment, Inc. DE 1.02,3.01,3.03,5.01,5.02,5.03, 12/30/09 9.01 MASSEY ENERGY CO DE 5.02 12/31/09 MCCLATCHY CO DE 9.01 01/06/10 MERCURY COMPUTER SYSTEMS INC MA 5.02,7.01,9.01 01/04/10 MEREDITH CORP IA 8.01,9.01 01/06/10 MERIX CORP OR 1.01,9.01 12/30/09 MESA AIR GROUP INC NV 1.03,2.04,3.01,9.01 01/05/10 MGT CAPITAL INVESTMENTS INC DE 1.01,9.01 12/30/09 MICROHELIX INC OR 1.01,2.01,3.02,3.03,5.02,5.03, 12/30/09 9.01 MITCHAM INDUSTRIES INC TX 7.01 01/06/10 MMR Information Systems, Inc. DE 1.01,2.03 01/04/10 Mobile Presence Technologies Inc. DE 5.03,9.01 12/03/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 1.01,9.01 01/04/09 MONSANTO CO /NEW/ DE 2.02,9.01 01/06/10 NEOPROBE CORP DE 5.02,9.01 01/01/10 NORTH CENTRAL BANCSHARES INC IA 5.02 12/31/09 NORTHWESTERN CORP DE 7.01,9.01 01/06/10 NTS MORTGAGE INCOME FUND DE 1.01,9.01 12/31/09 NYSE Euronext DE 5.02,5.03,9.01 12/31/09 ONCOGENEX PHARMACEUTICALS, INC. DE 7.01,9.01 01/06/10 ORAGENICS INC FL 1.01,1.02,3.02,5.02,8.01,9.01 12/30/09 ORAMED PHARMACEUTICALS INC. NV 9.01 01/06/10 ORION FUTURES FUND LP NY 3.02 01/01/10 PAETEC Holding Corp. 8.01,9.01 01/06/10 PAETEC Holding Corp. 7.01 01/06/10 PARKERVISION INC FL 5.02,9.01 01/05/10 Patriot Coal CORP DE 8.01,9.01 01/06/10 PAYMENT DATA SYSTEMS INC NV 8.01 12/30/09 PETROQUEST ENERGY INC DE 7.01,9.01 01/06/10 PHOENIX TECHNOLOGIES LTD DE 8.01 01/05/10 PIONEER NATURAL RESOURCES CO DE 2.02,7.01,9.01 01/06/10 PLY GEM HOLDINGS INC DE 8.01 01/06/10 PLY GEM HOLDINGS INC DE 1.01,8.01 01/06/10 POTOMAC FUTURES FUND LP NY 3.02 01/01/10 POWERSECURE INTERNATIONAL, INC. DE 7.01,9.01 01/06/10 PREMIER EXHIBITIONS, INC. FL 2.02,9.01 01/06/10 PREMIER FINANCIAL BANCORP INC KY 2.03,9.01 12/30/09 PREVENTION INSURANCE COM INC 3.02,9.01 12/31/09 PROGRESSIVE CORP/OH/ OH 1.01,9.01 12/31/09 PROTECTION ONE INC DE 1.01,9.01 12/30/09 QKL Stores Inc. DE 5.02,8.01,9.01 12/31/09 QUALITY DISTRIBUTION INC FL 5.02 12/31/09 QUANTUM CORP /DE/ DE 5.02,9.01 01/01/10 QWEST COMMUNICATIONS INTERNATIONAL IN DE 7.01 01/06/10 RAINMAKER SYSTEMS INC CA 5.02 12/31/09 RC2 CORP DE 5.02 12/31/09 REDDY ICE HOLDINGS INC DE 5.02,8.01,9.01 12/31/09 REPUBLIC SERVICES, INC. DE 8.01 01/05/10 RESOURCES CONNECTION INC DE 2.02,9.01 01/06/10 RETAIL OPPORTUNITY INVESTMENTS CORP DE 1.01,9.01 12/30/09 ROBBINS & MYERS INC OH 2.02,9.01 01/06/10 RPM INTERNATIONAL INC/DE/ DE 2.02,9.01 01/06/10 RUBY TUESDAY INC GA 2.02,9.01 12/01/09 rue21, inc. PA 7.01,9.01 01/06/10 RURAL/METRO CORP /DE/ DE 5.02,9.01 01/04/10 SABINE ROYALTY TRUST TX 2.02,9.01 01/05/10 SANDY SPRING BANCORP INC MD 5.02 12/15/09 Sapphire Industrials Corp. DE 3.01,8.01,9.01 01/06/10 SEAHAWK DRILLING, INC. DE 7.01,9.01 01/06/10 Searchmedia Holdings Ltd AZ 5.02,9.01 01/04/10 SELECT COMFORT CORP MN 7.01,9.01 01/06/10 Seligman Premium Technology Growth Fu MD 7.01,9.01 01/06/10 SENETEK PLC /ENG/ 1.02,9.01 12/31/09 SENSUS (BERMUDA 2) LTD D0 5.02,9.01 01/04/10 SHAW GROUP INC LA 2.02,9.01 01/06/10 Shire plc 8.01,9.01 01/04/09 Sierra Ventures, Inc. WY 5.02 01/05/10 SIMTROL INC DE 3.02,5.02,8.01 12/30/09 SONOSITE INC 2.02,9.01 01/05/10 SOUTHWESTERN ENERGY CO DE 7.01 01/06/10 Spectrum Brands, Inc. DE 2.02 01/06/10 SPICY PICKLE FRANCHISING INC CO 8.01,9.01 12/30/09 STANDARD MICROSYSTEMS CORP DE 2.02,9.01 01/06/10 Stratos Renewables CORP 5.02,9.01 01/06/10 SUN BANCORP INC /NJ/ NJ 5.02,9.01 01/04/10 SUNTRUST BANKS INC GA 5.02,9.01 12/30/09 SUPERMEDIA INC. DE 7.01,9.01 01/06/10 SUPERMEDIA INC. DE 1.01,1.02,2.03,3.02,3.03,5.02, 12/31/09 5.03,7.01,9.01 Switch & Data Facilities Company, Inc DE 8.01 01/06/10 T3 Motion, Inc. DE 1.01,2.03,3.02,9.01 12/30/09 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 3.02 01/01/10 TELIK INC DE 3.01 01/05/10 TESSERA TECHNOLOGIES INC DE 2.02,9.01 01/06/10 TETRA TECHNOLOGIES INC DE 7.01,9.01 01/06/10 TIB FINANCIAL CORP. FL 3.01,8.01,9.01 01/04/10 TICKETMASTER ENTERTAINMENT, INC. DE 8.01,9.01 12/22/09 TIDEWATER FUTURES FUND LP NY 3.02 01/01/10 TORTOISE CAPITAL RESOURCES CORP 1.01,9.01 12/31/09 Total Nutraceutical Solutions, Inc. NV 5.02 12/31/09 TRUE RELIGION APPAREL INC DE 5.02,9.01 01/06/10 UMH PROPERTIES, INC. MD 1.01,9.01 01/04/09 UNIFIRST CORP MA 2.02,9.01 11/28/09 UNITEDHEALTH GROUP INC MN 8.01,9.01 01/06/10 UNITIL CORP NH 7.01 12/30/09 UNR HOLDINGS INC FL 4.01,9.01 12/30/09 US AIRWAYS GROUP INC DE 2.02,9.01 01/06/10 US AIRWAYS GROUP INC DE 2.02,9.01 01/06/10 US ENERGY CORP WY 7.01,9.01 01/05/10 US ENERGY CORP WY 7.01,9.01 01/06/10 VASCULAR SOLUTIONS INC MN 5.02,9.01 12/31/09 Velocity Oil & Gas, Inc. 1.01,5.01,5.02 12/18/09 Vu1 CORP CA 1.01,5.02 12/29/09 VYCOR MEDICAL INC DE 1.01,1.02,3.02,3.03,5.01,5.03, 12/29/09 9.01 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 12/28/09 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 12/28/09 WARRINGTON FUND LP NY 3.02 01/01/10 WEBDIGS INC MN 8.01 01/06/10 WEBSENSE INC DE 2.02,9.01 01/06/10 WEST COAST BANCORP /NEW/OR/ OR 1.01,8.01,9.01 12/30/09 WESTPORT JWH FUTURES FUND LP NY 3.02 01/01/10 WESTWOOD ONE INC /DE/ DE 8.01,9.01 12/31/09 Wilhelmina International, Inc. DE 1.01,2.03,2.04,8.01,9.01 12/30/09 WINLAND ELECTRONICS INC MN 1.01,9.01 12/31/09 WIRELESS RONIN TECHNOLOGIES INC MN 5.02,9.01 01/04/10 WIZZARD SOFTWARE CORP /CO CO 1.01,9.01 01/04/10 WORTHINGTON INDUSTRIES INC OH 2.02,7.01,9.01 01/06/10 WRIGHT MEDICAL GROUP INC DE 8.01 01/06/10 WYNN RESORTS LTD 1.01,9.01 01/06/10 XELR8 HOLDINGS, INC. NV 5.02,9.01 01/01/10 XM SATELLITE RADIO HOLDINGS INC DE 1.01,9.01 12/31/09 Yi Xin International Copper, Inc. DE 1.01,2.03,3.02,9.01 12/30/09 ZAP CA 2.03,3.02 12/31/09 Zep Inc. DE 7.01,9.01 01/06/10 ZIPREALTY INC 2.02,9.01 01/06/10 ZIX CORP TX 2.05 12/03/09 AMEND Zumiez Inc WA 7.01,9.01 01/06/10 ZYMOGENETICS INC WA 1.01,8.01,9.01 12/31/09