RECENT 8K FILINGS December 28, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- AARON'S INC GA 5.02,9.01 12/18/09 ACCURIDE CORP DE 7.01 12/21/09 ADVANTA CORP DE 8.01 12/24/09 ADVENTRX PHARMACEUTICALS INC DE 1.01,9.01 12/23/09 ALCOA INC PA 1.01 12/20/09 ALION SCIENCE & TECHNOLOGY CORP DE 1.01,2.03,4.02,9.01 12/21/09 ALLIED HEALTHCARE INTERNATIONAL INC NY 8.01,9.01 12/24/09 ALTAIR NANOTECHNOLOGIES INC A6 3.01,9.01 12/22/09 American Energy Fields, Inc. DE 5.03 12/21/09 AMERICAN TECHNOLOGY CORP /DE/ DE 5.02 12/21/09 AMTECH SYSTEMS INC AZ 5.02 12/21/09 API Technologies Corp. 9.01 07/07/09 AMEND APPLIED NEUROSOLUTIONS INC DE 1.01 12/21/09 Asia Cork Inc. 5.02,8.01,9.01 12/18/09 ATHERSYS, INC / NEW DE 5.02 12/23/09 Atrinsic, Inc. DE 1.02 12/18/09 AVISTA CORP WA 7.01,8.01 12/18/09 AVISTAR COMMUNICATIONS CORP 1.01 12/18/09 AXESSTEL INC NV 3.01 12/21/09 Axion Power International, Inc. DE 1.01,3.02,9.01 12/18/09 BENIHANA INC DE 5.02,9.01 12/18/09 BIOCANCELL THERAPEUTICS INC. 5.02 11/22/09 Birmingham Bloomfield Bancshares MI 1.01,3.02,3.03,5.02,9.01 12/18/09 BLUEFLY INC DE 1.01,3.02,5.02,9.01 12/21/09 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 9.01 12/14/09 AMEND BRAINSTORM CELL THERAPEUTICS INC 8.01,9.01 12/21/09 BRISTOL MYERS SQUIBB CO DE 2.02,8.01,9.01 12/23/09 Builders FirstSource, Inc. DE 8.01,9.01 12/23/09 CABLEVISION SYSTEMS CORP /NY DE 1.01,9.01 12/21/09 CAPITAL BANK CORP NC 5.02 12/21/09 Cardiac Science CORP 5.02 12/18/09 CASCADE BANCORP OR 3.01,8.01,9.01 12/23/09 CENTRAL VALLEY COMMUNITY BANCORP CA 1.01,3.02,3.03,5.03,9.01 12/22/09 CENTRUE FINANCIAL CORP DE 1.01,8.01,9.01 12/18/09 CHAMPIONS BIOTECHNOLOGY, INC. DE 3.02 12/21/09 CHINA BAK BATTERY INC NV 8.01 12/24/09 China Direct Industries, Inc. FL 1.01,5.02,7.01,9.01 12/23/09 China Energy Recovery, Inc. DE 3.02,4.01,5.02 12/18/09 CHURCH LOANS & INVESTMENTS TRUST TX 8.01,9.01 09/30/09 CHURCHILL DOWNS INC KY 7.01 12/23/09 CITIGROUP INC DE 1.02,8.01,9.01 12/22/09 CITIZENS FINANCIAL SERVICES INC PA 5.02,5.03,9.01 12/24/09 COHEN & Co INC. MD 9.01 12/16/09 AMEND CONEXANT SYSTEMS INC DE 1.01,5.03,7.01,8.01,9.01 12/18/09 Consorteum Holdings, Inc. NV 1.01,3.02,9.01 12/01/09 Cooper-Standard Holdings Inc. DE 1.01,2.03 12/18/09 CRANE CO /DE/ DE 1.01,8.01,9.01 12/23/09 CRC CRYSTAL RESEARCH CORP NV 4.01,9.01 08/07/09 AMEND CSMG TECHNOLOGIES, INC. TX 8.01 12/21/09 CVS CAREMARK CORP DE 8.01,9.01 12/21/09 Deer Consumer Products, Inc. NV 1.01,5.02,9.01 12/22/09 DELTA PETROLEUM CORP/CO CO 5.02,5.03,9.01 12/22/09 Destination Maternity Corp DE 5.02 12/22/09 DOLLAR FINANCIAL CORP DE 1.01,2.01,2.03,3.02,9.01 12/23/09 DOW CHEMICAL CO /DE/ DE 5.02 12/24/09 EAGLE BANCORP INC MD 8.01,9.01 12/23/09 Embassy Bancorp, Inc. PA 1.01,2.03,9.01 12/22/09 EMCORE CORP NJ 5.02,9.01 12/18/09 EMPIRE RESORTS INC DE 5.02,9.01 12/24/09 ENOVA SYSTEMS INC CA 5.02 12/18/09 EQUICAP INC CA 8.01,9.01 12/23/09 Federal Home Loan Bank of Atlanta X1 2.03 12/24/09 Federal Home Loan Bank of Chicago X1 2.03 12/22/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 12/21/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 12/21/09 Federal Home Loan Bank of New York X1 2.03,9.01 12/21/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 12/21/09 Federal Home Loan Bank of San Francis X1 2.03 12/21/09 Federal Home Loan Bank of Seattle 2.03 12/21/09 Federal Home Loan Bank of Topeka 2.03 12/21/09 FEDERAL HOME LOAN MORTGAGE CORP 5.02,9.01 12/22/09 FEDERAL NATIONAL MORTGAGE ASSOCIATION 5.02,9.01 12/22/09 FGX International Holdings LTD 1.01,5.02 12/22/09 FIRST FRANKLIN CORP DE 2.02,9.01 12/24/09 AMEND FIRST REGIONAL BANCORP CA 3.01,9.01 12/23/09 FIRSTGOLD CORP. DE 8.01,9.01 12/17/09 AMEND FLAGSTAR BANCORP INC MI 5.02,7.01 12/23/09 FOREST OIL CORP NY 2.01,2.04,9.01 12/21/09 FULTON FINANCIAL CORP PA 5.02,9.01 12/22/09 FX Real Estate & Entertainment Inc. DE 1.01 12/23/09 GENERAL STEEL HOLDINGS INC NV 1.01,8.01,9.01 12/24/09 Genesis Fluid Solutions Holdings, Inc DE 5.02,8.01,9.01 12/23/09 GLACIER BANCORP INC DE 8.01,9.01 12/23/09 Global Clean Energy Holdings, Inc. UT 2.01,9.01 12/22/09 Golden Minerals Co 8.01 12/09/09 GREEN MOUNTAIN COFFEE ROASTERS INC DE 8.01 12/24/09 GULF RESOURCES, INC. DE 8.01,9.01 12/21/09 HYTHIAM INC DE 5.02,9.01 12/21/09 ICC Worldwide, Inc. DE 5.02,8.01 10/30/09 ICP Solar Technologies Inc. 3.02,8.01,9.01 12/24/09 IDEARC INC. DE 1.03,7.01,9.01 12/22/09 Industrial Income Trust Inc. MD 1.01,9.01 12/18/09 INTEGRATED SURGICAL SYSTEMS INC DE 5.02 12/22/09 Intelli Check Mobilisa, Inc DE 5.02 12/23/09 Investors Bancorp Inc DE 5.02,9.01 12/22/09 JACKSON HEWITT TAX SERVICE INC DE 7.01 12/20/09 JAVELIN PHARMACEUTICALS, INC DE 5.02,8.01 12/18/09 JENNIFER CONVERTIBLES INC DE 8.01 12/23/09 Kohlberg Capital CORP DE 4.02,9.01 12/10/09 AMEND KOSS CORP DE 4.02,5.02,9.01 12/23/09 KRISPY KREME DOUGHNUTS INC NC 8.01,9.01 12/07/09 LIGAND PHARMACEUTICALS INC DE 1.01,2.01,2.03,9.01 12/23/09 LL&E ROYALTY TRUST TX 2.02,9.01 12/23/09 AMEND LOUISIANA-PACIFIC CORP DE 1.02,2.03,8.01,9.01 12/21/09 MANNATECH INC TX 5.02,9.01 12/21/09 MAXIMUS INC VA 1.01,5.02 12/22/09 MAXXAM INC DE 8.01,9.01 12/23/09 MD Holdings Corp NV 2.01,9.01 12/23/09 AMEND MDRNA, Inc. DE 1.01,2.03,9.01 12/22/09 MEDICINES CO /DE DE 1.01,9.01 12/18/09 METALICO INC 5.02,9.01 12/21/09 METALLINE MINING CO NV 3.02,9.01 12/22/09 MEXORO MINERALS LTD CO 1.01,5.02,9.01 12/23/09 MIDWEST BANC HOLDINGS INC DE 1.01,9.01 12/18/09 MISSION COMMUNITY BANCORP CA 1.01,3.02,9.01 12/22/09 ML MACADAMIA ORCHARDS L P DE 1.01,1.02,9.01 12/22/09 MOBILE MINI INC DE 5.02,9.01 12/22/09 MONOLITHIC POWER SYSTEMS INC CA 5.02 12/18/09 Monster Offers NV 3.02,5.01,5.02,8.01 12/21/09 MPHASE TECHNOLOGIES INC NJ 8.01,9.01 12/24/09 MRV COMMUNICATIONS INC DE 1.01,9.01 12/20/09 MUTUALFIRST FINANCIAL INC MD 1.01,9.01 12/21/09 MYERS INDUSTRIES INC OH 5.03,9.01 12/18/09 Nano Mask, Inc. NV 5.02 09/18/09 Navidec Financial Services, Inc. CO 1.01 12/24/09 AMEND NESS TECHNOLOGIES INC 5.02 12/22/09 NEUROGEN CORP DE 1.01,2.01,3.01,3.03,5.01,5.02, 12/23/09 5.03,8.01,9.01 NEW DRAGON ASIA CORP FL 4.01 12/21/09 NOBLE ROMANS INC IN 5.03,9.01 12/18/09 NORTEL NETWORKS CORP 1.01,2.01,8.01,9.01 12/23/09 NORTEL NETWORKS CORP 8.01,9.01 12/23/09 NORTEL NETWORKS LTD 1.01,2.01,8.01,9.01 12/23/09 NORTEL NETWORKS LTD 8.01,9.01 12/23/09 NTS MORTGAGE INCOME FUND DE 1.01,9.01 12/18/09 NUTRA PHARMA CORP CA 4.01,9.01 12/18/09 OMNIVISION TECHNOLOGIES INC DE 5.02,9.01 12/21/09 OPTI INC CA 8.01,9.01 12/22/09 ORION ENERGY SYSTEMS, INC. WI 1.01,5.02,9.01 12/18/09 OVERSTOCK.COM, INC UT 8.01,9.01 12/24/09 Overture Acquisition Corp. E9 3.01 12/21/09 PACIFIC CAPITAL BANCORP /CA/ CA 8.01,9.01 12/18/09 PEABODY ENERGY CORP DE 5.02,9.01 12/21/09 PFF BANCORP INC DE 8.01,9.01 12/18/09 PHH CORP MD 5.02,9.01 12/21/09 Pinnacle Foods Finance LLC DE 1.01,2.01,2.03,9.01 12/23/09 PLATO LEARNING INC DE 5.02,9.01 12/18/09 PMA CAPITAL CORP PA 5.02,8.01,9.01 12/21/09 PONIARD PHARMACEUTICALS, INC. WA 8.01,9.01 12/22/09 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,9.01 12/21/09 PRIMUS TELECOMMUNICATIONS GROUP INC DE 1.01,1.02,2.03,9.01 12/22/09 Protective Products of America, Inc. DE 8.01 12/18/09 PSYCHIATRIC SOLUTIONS INC DE 5.02,9.01 12/18/09 QUALCOMM INC/DE DE 5.02 12/18/09 Raptor Pharmaceutical Corp DE 8.01,9.01 12/22/09 RECOVERY ENERGY, INC. NV 8.01 12/18/09 RED ROBIN GOURMET BURGERS INC DE 1.01,9.01 12/21/09 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 12/18/09 RHI Entertainment, Inc. DE 1.01,2.04,2.06,8.01,9.01 12/23/09 Rovi Corp DE 5.02,9.01 12/22/09 SANDERSON FARMS INC MS 5.02 12/21/09 Sierra Ventures, Inc. WY 5.01,5.02 12/14/09 Sinoenergy CORP NV 1.01,7.01,9.01 12/11/09 SL GREEN REALTY CORP MD 5.02,9.01 12/18/09 SMITHTOWN BANCORP INC NY 8.01 12/23/09 SOUTHERN STAR ENERGY INC. NV 5.02 12/23/09 STARTECH ENVIRONMENTAL CORP CO 5.02,8.01 12/18/09 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 12/15/09 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 12/15/09 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 12/15/09 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 12/15/09 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 12/15/09 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 12/15/09 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 12/15/09 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 12/15/09 SUNRISE SENIOR LIVING INC DE 1.01,9.01 12/22/09 Superior Well Services, INC DE 1.01,7.01,9.01 12/18/09 Superior Well Services, INC DE 7.01,8.01,9.01 12/21/09 SUSQUEHANNA BANCSHARES INC PA 5.02,9.01 12/22/09 SYNERGY RESOURCES CORP CO 4.01,9.01 12/21/09 Team Finance LLC DE 2.03,8.01,9.01 12/22/09 TEAM HEALTH HOLDINGS INC. DE 2.03,8.01,9.01 12/22/09 TECHNEST HOLDINGS INC NV 8.01,9.01 12/23/09 TLC VISION CORP A6 1.01,1.03,2.03,3.01,9.01 12/21/09 TRIMERIS INC DE 8.01,9.01 12/23/09 TRONOX INC DE 1.01,8.01,9.01 12/20/09 United Refining Energy Corp DE 5.03 12/11/09 URS CORP /NEW/ DE 2.06,9.01 12/21/09 UTSTARCOM INC DE 1.01,2.06,9.01 12/18/09 VERINT SYSTEMS INC 8.01 12/24/09 VERMILLION, INC. DE 8.01,9.01 12/22/09 Vertro, Inc. DE 1.01,9.01 12/18/09 VILLAGEEDOCS INC CA 3.02,3.03 12/23/09 WaferGen Bio-systems, Inc. NV 1.01,3.02 12/23/09 WELLCARE HEALTH PLANS, INC. DE 5.02,9.01 12/20/09 WESTERN LIBERTY BANCORP DE 1.01,9.01 12/24/09 WHOLE FOODS MARKET INC TX 5.03,8.01,9.01 12/23/09 XFONE INC. NV 1.01 12/23/09 YOUBET COM INC DE 7.01 12/23/09 YRC WORLDWIDE INC DE 8.01,9.01 12/23/09 ZALE CORP DE 1.02,5.02,9.01 12/22/09 ZANETT INC DE 1.01,9.01 12/21/09