RECENT 8K FILINGS December 18, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 1.01,2.01,9.01 12/11/09 A123 SYSTEMS, INC. DE 1.01,2.03,7.01,9.01 12/11/09 AASTROM BIOSCIENCES INC MI 5.03 12/14/09 ABAKAN, INC NV 1.01,3.02,5.02,7.01,9.01 12/09/09 ABM INDUSTRIES INC /DE/ DE 2.02,8.01,9.01 12/16/09 ACACIA RESEARCH CORP DE 8.01 12/15/09 ACADIA PHARMACEUTICALS INC DE 5.03,9.01 12/11/09 Accenture plc L2 2.02,9.01 12/17/09 ACCENTURE SCA 2.02,9.01 12/17/09 ACCREDITED BUSINESS CONSOLIDATORS COR PA 5.02 12/17/09 ACE Ltd D0 5.03,9.01 12/17/09 ACTUANT CORP WI 2.02,9.01 12/17/09 AEROSONIC CORP /DE/ DE 2.02,9.01 12/14/09 Affinity Group Holding, Inc. DE 1.02,8.01,9.01 12/14/09 AFFINITY GROUP INC DE 1.02,8.01,9.01 12/14/09 AFLAC INC GA 1.01,2.03,9.01 12/14/09 Agfeed Industries, Inc NV 1.01,7.01,9.01 12/11/09 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 12/17/09 ALTERNATE ENERGY HOLDINGS, INC. NV 1.01,9.01 12/16/09 AMAG PHARMACEUTICALS INC. DE 5.02,9.01 12/15/09 AMB PROPERTY CORP MD 8.01,9.01 12/15/09 AMEREN CORP MO 5.02,9.01 12/11/09 AMERICAN AIRLINES INC DE 8.01 12/17/09 AMERICAN CLAIMS EVALUATION INC NY 8.01,9.01 12/15/09 AMERICAN DG ENERGY INC DE 1.01,2.03,9.01 12/17/09 AMERICAN RIVER BANKSHARES CA 7.01,9.01 12/17/09 AMR CORP DE 8.01 12/17/09 ANTHRACITE CAPITAL INC MD 5.02 12/11/09 APARTMENT INVESTMENT & MANAGEMENT CO MD 7.01 12/16/09 APOGEE ENTERPRISES INC MN 2.02,9.01 12/16/09 ARCH CHEMICALS INC VA 7.01,9.01 12/16/09 ARGYLE SECURITY, INC. 1.01,3.02,9.01 12/14/09 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 12/17/09 Arrin CORP NV 5.01,5.02,8.01 12/10/09 ARROWHEAD RESEARCH CORP DE 1.01,3.02 12/11/09 ATLANTIC COAST FEDERAL CORP X1 5.02,9.01 12/11/09 ATMEL CORP DE 2.06,9.01 12/11/09 ATS CORP DE 5.02 12/17/09 AURA SYSTEMS INC DE 8.01,9.01 12/17/09 AUTOZONE INC NV 5.02,8.01,9.01 12/16/09 BANK OF AMERICA CORP /DE/ DE 5.02,9.01 12/16/09 BARNES GROUP INC DE 5.02 12/11/09 BB&T CORP NC 8.01,9.01 12/15/09 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 3.02 12/15/09 BEAZER HOMES USA INC DE 8.01 10/30/09 BECKMAN COULTER INC DE 7.01,9.01 12/17/09 BEHRINGER HARVARD MID TERM VALUE ENHA TX 7.01,9.01 12/17/09 BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 12/17/09 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 7.01,9.01 12/17/09 BEST BUY CO INC MN 5.02,5.03,9.01 12/14/09 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 12/16/09 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01 12/14/09 BUCKEYE PARTNERS, L.P. DE 5.02,9.01 12/16/09 Burlington Coat Factory Investments H 5.02 12/17/09 CABELAS INC DE 1.01,2.03,5.02,5.03,7.01,9.01 12/15/09 CABLEVISION SYSTEMS CORP /NY DE 8.01 12/14/09 CALGON CARBON CORPORATION DE 8.01 12/15/09 CALIPER LIFE SCIENCES INC DE 1.01,2.03 12/11/09 Cape Fear Bank CORP NC 8.01,9.01 11/05/09 CAPSTEAD MORTGAGE CORP MD 5.02 12/15/09 CARACO PHARMACEUTICAL LABORATORIES LT MI 5.02,9.01 09/20/09 AMEND CareFusion Corp DE 8.01,9.01 12/17/09 CARRIZO OIL & GAS INC TX 1.01,7.01,9.01 12/14/09 CAVIUM NETWORKS, INC. DE 2.02,9.01 12/17/09 CC Media Holdings Inc DE 8.01 12/17/09 CEDAR FAIR L P DE 1.01,9.01 12/16/09 Celanese CORP DE 5.02,8.01,9.01 12/17/09 CELGENE CORP /DE/ DE 5.02,5.03,9.01 12/16/09 CELL THERAPEUTICS INC WA 7.01,8.01,9.01 12/17/09 CELL THERAPEUTICS INC WA 1.01,9.01 12/17/09 Celsius Holdings, Inc. NV 5.02,9.01 12/15/09 CEPHEID CA 5.02 12/11/09 CFS BANCORP INC IN 7.01,9.01 12/16/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01 12/15/09 CHDT CORP FL 3.02,5.01,8.01 12/15/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 12/17/09 CHINA FUND INC MD 7.01,9.01 11/30/09 China Green Agriculture, Inc. NV 1.01,9.01 12/16/09 China Information Security Technology 1.01,9.01 12/17/09 China New Energy Group CO DE 1.01 12/12/09 China Renewable Energy Holdings, Inc. FL 1.01,9.01 12/16/09 ChinaNet Online Holdings, Inc. NV 5.02,9.01 12/11/09 CHORDIANT SOFTWARE INC DE 8.01,9.01 12/17/09 CIB MARINE BANCSHARES INC WI 7.01,9.01 12/17/09 CIRCUIT CITY STORES INC VA 8.01,9.01 12/14/09 CITIGROUP INC DE 8.01,9.01 12/16/09 CITIZENS & NORTHERN CORP PA 5.02,9.01 12/17/09 CITIZENS FIRST BANCORP INC DE 2.06 12/11/09 CITIZENS FIRST CORP KY 7.01,9.01 12/17/09 CITIZENS REPUBLIC BANCORP, INC. MI 7.01,9.01 12/14/09 CLARCOR INC DE 5.02,9.01 12/14/09 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01 12/17/09 Clear Channel Outdoor Holdings, Inc. DE 8.01 12/17/09 COCA COLA ENTERPRISES INC DE 8.01,9.01 12/17/09 COHEN & Co INC. 1.01,2.01,2.03,3.01,3.03,5.02, 12/15/09 5.03,8.01,9.01 COHEN & Co INC. 4.01,9.01 12/15/09 COLDWATER CREEK INC DE 5.02 12/15/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 12/11/09 CONTINENTAL AIRLINES INC /DE/ DE 1.01,2.03,7.01,9.01 12/17/09 Cornerstone Core Properties REIT, Inc MD 1.01,1.02,9.01 12/14/09 Cornerstone Growth & Income REIT, Inc MD 1.01,2.03 12/14/09 Cornerworld Corp NV 2.04,9.01 12/11/09 Covidien plc 7.01,9.01 12/17/09 CRANE CO /DE/ DE 8.01,9.01 12/17/09 CUBIST PHARMACEUTICALS INC DE 2.01,9.01 12/16/09 CUBIST PHARMACEUTICALS INC DE 1.01,8.01,9.01 12/11/09 Cypress Sharpridge Investments, Inc. MD 5.02,7.01,9.01 12/17/09 DANA HOLDING CORP DE 7.01,9.01 12/17/09 DARDEN RESTAURANTS INC FL 2.02,9.01 12/17/09 DAVE & BUSTERS INC MO 2.02,9.01 12/15/09 DECKERS OUTDOOR CORP DE 1.01,9.01 12/17/09 DEEP WELL OIL & GAS INC NV 8.01 12/16/09 Deer Consumer Products, Inc. NV 8.01,9.01 12/17/09 DEL GLOBAL TECHNOLOGIES CORP NY 2.02,9.01 12/14/09 DELTEK, INC DE 5.02,9.01 12/10/09 DENMARK BANCSHARES INC WI 8.01,9.01 12/17/09 DiamondRock Hospitality Co 1.01,5.02,5.03,8.01,9.01 12/15/09 Discover Financial Services DE 2.02,9.01 12/17/09 DNB FINANCIAL CORP /PA/ PA 5.02,9.01 12/16/09 DONEGAL GROUP INC DE 7.01,9.01 12/17/09 Dr Pepper Snapple Group, Inc. DE 1.01,9.01 12/14/09 DRIL-QUIP INC DE 5.02,9.01 12/16/09 Duke Energy Ohio, Inc. OH 8.01,9.01 12/17/09 DURECT CORP DE 8.01,9.01 12/17/09 EBIX INC DE 9.01 10/06/09 AMEND ECLIPS ENERGY TECHNOLOGIES, INC. FL 5.02 12/17/09 EDCI HOLDINGS, INC. DE 5.02 12/17/09 ELECTRO RENT CORP CA 2.02,9.01 12/17/09 EMCORE CORP NJ 2.02,7.01,9.01 12/15/09 EMERSON ELECTRIC CO MO 7.01 12/17/09 ENERGIZER HOLDINGS INC MO 5.02 12/16/09 ERP OPERATING LTD PARTNERSHIP MD 5.02 12/16/09 ESCO TECHNOLOGIES INC MO 5.02 12/11/09 Federal Home Loan Bank of Atlanta X1 2.03 12/17/09 Federal Home Loan Bank of Boston X1 2.03 12/15/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 12/14/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 12/14/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 12/14/09 Federal Home Loan Bank of New York X1 2.03,9.01 12/14/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 12/14/09 Federal Home Loan Bank of San Francis X1 2.03 12/14/09 Federal Home Loan Bank of Seattle 2.03 12/16/09 Federal Home Loan Bank of Topeka 2.03 12/14/09 FEDEX CORP DE 2.02,9.01 12/17/09 FIRST BANCORP /NC/ NC 5.02 12/11/09 First Bancorp, Inc /ME/ ME 8.01 12/17/09 First Business Financial Services, In 7.01,9.01 12/17/09 FIRST STATE BANCORPORATION NM 3.01,9.01 12/14/09 FLORIDA GAMING CORP DE 1.01,2.03,9.01 12/11/09 GE Equipment Midticket LLC, Series 20 DE 9.01 12/15/09 GE Equipment Midticket LLC, Series 20 DE 1.01,9.01 12/15/09 GENERAL MILLS INC DE 2.02,9.01 12/17/09 GeoPharma, Inc. FL 1.01,9.01 12/11/09 GOLD CREST MINES INC NV 5.02 12/16/09 Government Properties Income Trust MD 1.01,9.01 12/16/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/30/09 GREAT PLAINS ENERGY INC MO 8.01,9.01 12/17/09 GULFMARK OFFSHORE INC DE 1.01,1.02,2.03,9.01 12/17/09 HABERSHAM BANCORP GA 3.01,9.01 12/15/09 HEALTH NET INC DE 2.01,9.01 12/11/09 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 12/17/09 HEALTHSOUTH CORP DE 8.01 12/16/09 HealthWarehouse.com, Inc. DE 1.01,2.03,9.01 12/15/09 HEALTHWAYS, INC DE 8.01 12/17/09 HEARTLAND PAYMENT SYSTEMS INC DE 1.01,9.01 12/17/09 HEICO CORP FL 2.02,9.01 12/17/09 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 12/17/09 Hyatt Hotels Corp DE 5.03,9.01 12/11/09 I2 TECHNOLOGIES INC DE 8.01,9.01 12/17/09 IB3 Networks, Inc. NV 5.02,5.03,9.01 12/17/09 AMEND ICO INC TX 8.01,9.01 12/17/09 ICP Solar Technologies Inc. 5.02 12/17/09 IEC ELECTRONICS CORP DE 8.01,9.01 12/17/09 Impact Medical Solutions, Inc. DE 5.02 12/15/09 Inland Diversified Real Estate Trust, MD 2.01,8.01,9.01 12/11/09 INLAND REAL ESTATE CORP MD 8.01,9.01 12/17/09 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 5.02 12/14/09 INTERNATIONAL COMMERCIAL TELEVISION I NV 5.02 12/10/09 ISTA PHARMACEUTICALS INC DE 1.01,2.03,9.01 12/11/09 ITC Holdings Corp. MI 1.01,2.03,9.01 12/17/09 K-FED BANCORP 5.02 12/15/09 K12 INC DE 7.01 12/17/09 KB HOME DE 5.02 12/14/09 KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 12/16/09 KRISPY KREME DOUGHNUTS INC NC 5.02,9.01 12/14/09 LAS VEGAS SANDS CORP NV 1.01 12/11/09 LAW ENFORCEMENT ASSOCIATES CORP NV 8.01,9.01 12/17/09 LIFE TIME FITNESS INC MN 5.02 12/11/09 LIGAND PHARMACEUTICALS INC DE 1.01,9.01 12/17/09 LIGHTSCAPE TECHNOLOGIES INC. NV 5.03 12/11/09 LINCOLN ELECTRIC HOLDINGS INC OH 2.02,9.01 12/17/09 Link Resources Inc. NV 5.03,9.01 12/09/09 LSB CORP MA 1.01,8.01,9.01 12/16/09 LUBYS INC DE 2.02,9.01 12/17/09 MACE SECURITY INTERNATIONAL INC DE 8.01,9.01 12/15/09 MARCUS CORP WI 2.02,9.01 12/17/09 MASS MEGAWATTS WIND POWER INC 2.02,9.01 12/17/09 Maxray Optical Technology Co. Ltd. DE 2.01,9.01 12/15/09 Mead Johnson Nutrition Co DE 1.01,9.01 12/16/09 MEDIVATION, INC. DE 5.02,9.01 12/12/09 MEMSIC Inc 1.01,9.01 12/16/09 MERIDIAN RESOURCE CORP TX 1.01,9.01 12/17/09 Merriman Curhan Ford Group, Inc. DE 8.01,9.01 12/11/09 MET PRO CORP PA 1.01,3.03 12/17/09 METABASIS THERAPEUTICS INC 1.01,9.01 12/16/09 METHODE ELECTRONICS INC DE 8.01,9.01 12/17/09 MICRUS ENDOVASCULAR CORP 5.02 12/14/09 MIPS TECHNOLOGIES INC DE 8.01,9.01 12/11/09 Momentive Performance Materials Inc. DE 8.01 12/17/09 MSCI Inc. DE 5.02,9.01 12/14/09 MUNICIPAL MORTGAGE & EQUITY LLC DE 7.01,9.01 12/17/09 NANOMETRICS INC DE 1.01,8.01,9.01 12/17/09 National Investment Managers Inc. FL 1.01,2.03,9.01 12/14/09 NATIONAL PROPERTY INVESTORS 8 /CA/ CA 2.01 12/14/09 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 2.02,9.01 12/14/09 NAVISTAR INTERNATIONAL CORP DE 7.01 12/17/09 NCR CORP MD 8.01 12/16/09 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 8.01,9.01 12/17/09 NEUROCRINE BIOSCIENCES INC CA 1.01,9.01 12/16/09 NEUROGEN CORP DE 1.01,9.01 12/17/09 NEUROGEN CORP DE 3.01,9.01 12/11/09 NEW JERSEY RESOURCES CORP NJ 4.01 12/16/09 NEWBRIDGE BANCORP NC 5.02 12/16/09 NEWPORT CORP NV 7.01,9.01 12/16/09 NEXMED INC NV 1.01,2.01,2.03,3.02,5.02,9.01 12/14/09 NGP Capital Resources Co MD 7.01,9.01 12/17/09 NIKE INC OR 2.02,9.01 12/14/09 NORCRAFT COMPANIES LP 8.01,9.01 12/17/09 NORDSON CORP OH 7.01 12/17/09 NOVELL INC DE 5.02,7.01,9.01 12/14/09 NTELOS HOLDINGS CORP 5.02,9.01 12/17/09 OCEAN SHORE HOLDING CO X1 8.01,9.01 12/16/09 Ocean Shore Holding Co. NJ 8.01,9.01 12/16/09 ONE LIBERTY PROPERTIES INC MD 5.05,9.01 12/11/09 Opexa Therapeutics, Inc. TX 8.01,9.01 12/17/09 Optelecom-NKF, Inc. DE 1.01,5.02,9.01 12/11/09 Options Media Group Holdings, Inc. NV 7.01,8.01 12/17/09 ORACLE CORP 2.02,8.01,9.01 12/17/09 Orient Paper Inc. NV 7.01,9.01 12/16/09 Orion Marine Group Inc DE 5.02,9.01 12/11/09 OVERSTOCK.COM, INC UT 5.02,9.01 12/11/09 P F CHANGS CHINA BISTRO INC 1.01,8.01,9.01 12/15/09 Pacific Bepure Industry Inc DE 8.01,9.01 12/17/09 PACIFIC GAS & ELECTRIC CO CA 5.02,8.01 12/17/09 PALM INC DE 2.02,9.01 12/17/09 PATRIOT NATIONAL BANCORP INC CT 1.01,3.02,9.01 12/16/09 PEGASYSTEMS INC MA 8.01 12/15/09 PENTAIR INC MN 7.01,9.01 12/17/09 PG&E CORP CA 5.02,8.01 12/17/09 PHAZAR CORP DE 2.02,9.01 12/15/09 PIER 1 IMPORTS INC/DE DE 2.02,5.02,9.01 12/15/09 PINNACLE WEST CAPITAL CORP AZ 8.01,9.01 12/16/09 PLANAR SYSTEMS INC OR 8.01 12/17/09 PowerShares DB US Dollar Index Trust DE 8.01 12/17/09 Primoris Services CORP DE 5.03,9.01 12/14/09 PRIMUS GUARANTY LTD 8.01,9.01 12/16/09 PRINCETON REVIEW INC DE 2.05 12/17/09 Puda Coal, Inc. 1.01,9.01 12/11/09 PULASKI FINANCIAL CORP MO 8.01,9.01 12/16/09 Purple Communications, Inc. DE 1.01,2.03,3.02,3.03,5.03,9.01 12/14/09 PVF CAPITAL CORP OH 8.01,9.01 12/14/09 PYRAMID OIL CO CA 5.03,9.01 12/11/09 Quanex Building Products CORP DE 1.01,9.01 12/02/09 QUIKSILVER INC DE 2.02,9.01 12/17/09 RAMCO GERSHENSON PROPERTIES TRUST MD 1.01,1.02,2.03 12/11/09 RECOVERY ENERGY, INC. NV 3.02,9.01 12/11/09 RED TRAIL ENERGY, LLC 5.02 12/11/09 REGIONS FINANCIAL CORP DE 5.02,9.01 12/17/09 RESOURCE AMERICA INC DE 5.02,9.01 12/14/09 RF MONOLITHICS INC /DE/ DE 2.02,9.01 12/17/09 Rhino Productions, Inc. NV 5.01,5.02 12/09/09 RITE AID CORP DE 2.02,9.01 11/28/09 RIVER VALLEY BANCORP IN 8.01,9.01 12/15/09 Rockwood Holdings, Inc. DE 5.02,9.01 12/11/09 ROMA FINANCIAL CORP X1 8.01,9.01 12/16/09 RTI INTERNATIONAL METALS INC OH 2.06,9.01 12/11/09 SCHIFF NUTRITION INTERNATIONAL, INC. DE 2.02,9.01 12/17/09 SCHOLASTIC CORP DE 8.01,9.01 12/16/09 SCHOLASTIC CORP DE 2.02,9.01 12/17/09 Searchlight Minerals Corp. NV 5.02,7.01,9.01 12/15/09 SENETEK PLC /ENG/ 7.01,9.01 12/14/09 SGS International, Inc. DE 1.01 12/15/09 SHERWIN WILLIAMS CO OH 8.01,9.01 12/16/09 SHILOH INDUSTRIES INC DE 8.01,9.01 12/17/09 SILVER BAY RESOURCES INC. NV 4.01 09/11/09 Skinny Nutritional Corp. NV 8.01,9.01 12/17/09 SKYE INTERNATIONAL, INC NV 1.03,2.03,9.01 12/16/09 SKYTERRA COMMUNICATIONS INC DE 1.01 12/15/09 SMART BALANCE, INC. DE 8.01,9.01 12/16/09 SMART Modular Technologies (WWH), Inc E9 2.02,9.01 12/17/09 SONIC SOLUTIONS/CA/ CA 1.01,9.01 12/16/09 SOUTHERN UNION CO DE 5.02 12/15/09 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 12/17/09 ST MARY LAND & EXPLORATION CO DE 7.01,9.01 12/17/09 Stalar 3 Inc. DE 5.01,5.02 12/09/09 Stalar 4, Inc. DE 5.01,5.02 12/09/09 Starent Networks, Corp. DE 8.01,9.01 12/16/09 STEELCASE INC MI 1.01,1.02,2.02,2.03,9.01 12/16/09 STEVEN MADDEN, LTD. DE 1.01,9.01 12/14/09 STEWARDSHIP FINANCIAL CORP NJ 8.01,9.01 12/16/09 STEWARDSHIP FINANCIAL CORP NJ 5.02 12/15/09 SunSi Energies Inc. NV 1.01,9.01 12/12/09 SWIFT ENERGY CO 5.02,9.01 12/17/09 SYMS CORP NJ 2.02 12/17/09 SYNTHESIS ENERGY SYSTEMS INC DE 5.03,8.01,9.01 12/16/09 TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 12/17/09 Talecris Biotherapeutics Holdings Cor DE 5.02,9.01 12/15/09 TaxMasters, Inc. NV 7.01,9.01 12/16/09 TECH DATA CORP FL 5.02,9.01 12/17/09 TEMPUR PEDIC INTERNATIONAL INC DE 5.02,7.01,9.01 12/17/09 TENNANT CO MN 5.02,9.01 12/16/09 THERMO FISHER SCIENTIFIC INC. DE 8.01,9.01 12/17/09 THERMOENERGY CORP DE 5.03,9.01 12/16/09 TOMPKINS FINANCIAL CORP NY 1.01,2.03,9.01 12/15/09 TOREADOR RESOURCES CORP DE 7.01,9.01 12/17/09 TOWER FINANCIAL CORP IN 5.02,9.01 12/15/09 TRANSCEND SERVICES INC DE 1.01,7.01,9.01 12/16/09 TRIMAS CORP DE 1.01,7.01,8.01,9.01 12/16/09 TRONOX INC DE 7.01,9.01 12/17/09 U. S. Premium Beef, LLC 7.01,9.01 12/17/09 U.S. Auto Parts Network, Inc. DE 1.01,5.02,9.01 12/15/09 UAL CORP /DE/ DE 7.01,9.01 12/17/09 UDR, Inc. MD 8.01,9.01 12/14/09 Ultimate Escapes, Inc. DE 7.01,9.01 12/17/09 UMPQUA HOLDINGS CORP OR 8.01,9.01 12/17/09 United Refining Energy Corp DE 1.02,5.02,8.01,9.01 12/11/09 UNIVERSAL DISPLAY CORP \PA\ PA 1.01 12/17/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 12/17/09 URANIUM PLUS RESOURCE CORP. NV 8.01,9.01 12/16/09 UTEK CORP 5.02,9.01 12/17/09 V2K International Inc 3.03,5.02 12/11/09 VCG HOLDING CORP CO 1.01,8.01,9.01 12/11/09 VERISIGN INC/CA DE 7.01,9.01 12/17/09 VIKING SYSTEMS INC DE 5.02,9.01 12/17/09 VILLAGEEDOCS INC CA 1.02,8.01,9.01 12/15/09 WEST PHARMACEUTICAL SERVICES INC PA 7.01 12/15/09 Westway Group, Inc. DE 8.01,9.01 12/16/09 WHIRLPOOL CORP /DE/ DE 5.02,9.01 12/15/09 WILLIS GROUP HOLDINGS LTD D0 7.01,9.01 12/17/09 WindTamer Corp NY 5.02,9.01 12/17/09 WINNEBAGO INDUSTRIES INC IA 2.02,9.01 12/17/09 WORKSTREAM INC 1.01,9.01 12/11/09 XCEL ENERGY INC MN 8.01 12/11/09 XL CAPITAL LTD 5.02,8.01,9.01 12/15/09 Yongye International, Inc. NV 1.01,8.01,9.01 12/17/09 YRC WORLDWIDE INC DE 8.01,9.01 12/17/09