RECENT 8K FILINGS December 10, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 5.03,9.01 12/08/09 ABAKAN, INC NV 5.03,9.01 12/08/09 ACI WORLDWIDE, INC. DE 8.01 12/03/09 ACTUATE CORP DE 1.01,7.01,8.01,9.01 12/08/09 ACUITY BRANDS INC DE 1.01,2.03,8.01,9.01 12/08/09 ADVOCAT INC DE 8.01,9.01 12/07/09 AGL RESOURCES INC GA 8.01,9.01 12/09/09 Alcantara Brands CORP NV 4.01,9.01 05/11/09 AMEND ALICO INC FL 5.02,9.01 12/09/09 ALLEGHENY ENERGY, INC MD 5.03,9.01 12/03/09 ALLETE INC MN 2.03 12/09/09 ALLIANCE HEALTHCARD INC 8.01,9.01 12/07/09 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 12/08/09 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 12/08/09 AMERICAN CRYSTAL SUGAR CO /MN/ MN 8.01 12/09/09 AMERICAN DG ENERGY INC DE 7.01,9.01 12/09/09 AMERICAN PHYSICIANS CAPITAL INC MI 8.01,9.01 12/09/09 ANALOGIC CORP MA 2.02,9.01 12/09/09 ANESIVA, INC. DE 1.01,1.02,2.01 12/03/09 AON CORP DE 1.01,1.02,2.03,9.01 12/04/09 Apollo Commercial Real Estate Finance MD 7.01 12/09/09 ARK RESTAURANTS CORP NY 8.01 12/09/09 Arrayit Corp NV 1.01,9.01 12/09/09 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 12/09/09 ASIAINFO HOLDINGS INC DE 1.01,3.02,7.01,9.01 12/04/09 AVERY DENNISON CORPORATION DE 5.02,9.01 12/03/09 BANK OF AMERICA CORP /DE/ DE 3.03,5.03,8.01,9.01 12/03/09 BANK OF KENTUCKY FINANCIAL CORP KY 7.01,9.01 12/09/09 Bank of New York Mellon CORP 8.01 12/03/09 BARNES & NOBLE INC DE 2.01,9.01 09/29/09 AMEND BIO KEY INTERNATIONAL INC MN 2.01 12/08/09 BIO RAD LABORATORIES INC DE 3.01,5.02 12/04/09 BIOMIMETIC THERAPEUTICS, INC. DE 8.01 12/09/09 Bluerock Enhanced Multifamily Trust, MD 1.01,2.01,2.03,9.01 12/03/09 BOISE INC. DE 8.01 12/09/09 BON TON STORES INC PA 1.01,8.01,9.01 12/04/09 BRISTOL MYERS SQUIBB CO DE 5.04,8.01,9.01 12/09/09 BROADWAY FINANCIAL CORP \DE\ DE 1.01,3.02,3.03,5.03,8.01,9.01 12/04/09 BROCADE COMMUNICATIONS SYSTEMS INC DE 5.02,9.01 12/03/09 Builders FirstSource, Inc. DE 5.02 11/17/09 AMEND BUTLER NATIONAL CORP DE 2.02,9.01 12/09/09 CALLAWAY GOLF CO DE 5.02,9.01 12/03/09 Calumet Specialty Products Partners, DE 1.01,7.01,9.01 12/07/09 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 11/30/09 CANO PETROLEUM, INC 8.01,9.01 12/03/09 CANTEL MEDICAL CORP DE 2.02,9.01 12/09/09 CAPITAL ONE FINANCIAL CORP DE 8.01,9.01 12/09/09 Cellu Tissue Holdings, Inc. DE 1.01,9.01 12/04/09 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01 12/04/09 CENTURY ALUMINUM CO DE 8.01,9.01 12/03/09 CHAUS BERNARD INC NY 5.02 12/08/09 CHEROKEE INC DE 2.02,9.01 12/08/09 China Information Security Technology 8.01,9.01 12/07/09 CIGNA CORP DE 5.02 12/03/09 Cinemark Holdings, Inc. DE 1.01,8.01,9.01 12/03/09 CIT GROUP INC DE 1.03,5.03,9.01 12/08/09 CLEARONE COMMUNICATIONS INC UT 5.02,8.01 12/09/09 Clearwire Corp /DE DE 8.01,9.01 12/09/09 CMS ENERGY CORP MI 7.01,9.01 12/09/09 CMS ENERGY CORP MI 8.01,9.01 11/02/09 COLUMBIA LABORATORIES INC DE 1.01,9.01 12/08/09 CONSECO INC DE 1.01,2.03,9.01 12/08/09 CONSTELLATION ENERGY GROUP INC MD 5.02,9.01 12/09/09 CONVENIENTCAST INC. NV 1.01,9.01 12/08/09 COPART INC CA 5.02 12/03/09 CORPORATE OFFICE PROPERTIES TRUST MD 5.03,9.01 12/03/09 COSI INC DE 8.01,9.01 12/09/09 COUSINS PROPERTIES INC GA 8.01,9.01 12/09/09 CREDIT ACCEPTANCE CORP MI 1.01,2.03,9.01 12/03/09 CREDITRISKMONITOR COM INC NV 8.01,9.01 12/07/09 CRM Holdings, Ltd. 8.01 12/09/09 CYBEROPTICS CORP MN 5.02 12/04/09 CYTOKINETICS INC 8.01,9.01 12/09/09 DAYSTAR TECHNOLOGIES INC DE 1.01,2.03,9.01 12/02/09 DEBT RESOLVE INC DE 7.01 12/09/09 DELTA AIR LINES INC /DE/ DE 7.01,9.01 12/09/09 DELTA AIR LINES INC /DE/ DE 7.01,9.01 12/09/09 DENDREON CORP DE 8.01,9.01 12/08/09 DISCOVERY LABORATORIES INC /DE/ DE 5.03,8.01,9.01 12/07/09 DOLLAR FINANCIAL CORP DE 2.03,3.02,9.01 12/08/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 7.01,9.01 12/09/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 5.02 12/03/09 DONEGAL GROUP INC DE 5.02 12/09/09 DUPONT FABROS TECHNOLOGY, INC. MD 8.01,9.01 12/03/09 DYNAMIC ALERT LTD NV 5.02 12/08/09 EASTMAN CHEMICAL CO DE 2.06 12/03/09 EASTON-BELL SPORTS, INC. DE 1.01,1.02,2.03,9.01 12/03/09 EASYLINK SERVICES INTERNATIONAL CORP DE 5.03,9.01 12/03/09 EL PASO ELECTRIC CO /TX/ TX 5.02 12/07/09 ENERGY CONVERSION DEVICES INC DE 2.05,9.01 12/03/09 EnerJex Resources, Inc. NV 1.01,3.02,9.01 12/03/09 ENVIRONMENTAL POWER CORP DE 8.01 12/01/09 EQUITY ONE, INC. 1.01,9.01 12/09/09 EZENIA INC DE 5.02,9.01 12/03/09 Fifth Street Finance Corp DE 8.01,9.01 12/09/09 FIFTH THIRD BANCORP OH 7.01,9.01 12/09/09 Find the World Interactive, Inc. DE 1.01,3.03,5.03,9.01 12/09/09 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 12/09/09 FIRST POTOMAC REALTY TRUST MD 7.01 12/09/09 FOREST CITY ENTERPRISES INC OH 2.02,9.01 12/08/09 FOREST LABORATORIES INC DE 5.02,9.01 12/09/09 FORWARD INDUSTRIES INC NY 2.02,5.02,9.01 12/02/09 FREQUENCY ELECTRONICS INC DE 2.02,9.01 12/09/09 FRONTIER FINANCIAL CORP /WA/ WA 8.01,9.01 12/09/09 FULLER H B CO MN 5.02,9.01 12/03/09 GE Capital Credit Card Master Note Tr DE 1.01,9.01 12/09/09 GENEREX BIOTECHNOLOGY CORP DE 1.01,9.01 12/07/09 Geneva Resources, Inc. NV 3.02,9.01 12/08/09 GEOVIC MINING CORP. DE 7.01,9.01 12/09/09 GLADSTONE CAPITAL CORP MD 8.01 12/09/09 GOLDEN KEY INTERNATIONAL INC DE 1.01,2.01,3.02,3.03,4.01,5.01, 12/08/09 5.02,5.06,9.01 GRAMERCY CAPITAL CORP MD 1.01,9.01 12/04/09 GRAPHIC PACKAGING HOLDING CO DE 1.01 12/03/09 GREATER ATLANTIC FINANCIAL CORP DE 1.02,1.03,2.01,2.04,8.01,9.01 12/04/09 GreenHunter Energy, Inc. DE 8.01 12/03/09 GREENSHIFT CORP DE 1.01,2.03,3.02 12/09/09 GSI COMMERCE INC DE 8.01,9.01 12/07/09 GULFMARK OFFSHORE INC DE 7.01,9.01 12/08/09 GVI SECURITY SOLUTIONS INC DE 5.01,5.03,8.01,9.01 12/09/09 Hanesbrands Inc. MD 1.01 12/03/09 HANOVER INSURANCE GROUP, INC. DE 1.01,9.01 12/08/09 HARLEYSVILLE NATIONAL CORP PA 5.02,9.01 12/04/09 HCC INSURANCE HOLDINGS INC/DE/ DE 8.01,9.01 12/07/09 HUDSON HIGHLAND GROUP INC DE 8.01,9.01 12/09/09 HuntMountain Resources WA 1.01,7.01 12/07/09 IMMUNOGEN INC MA 7.01 12/09/09 Intcomex, Inc. DE 9.01 12/08/09 INTEGRAL SYSTEMS INC /MD/ MD 7.01,9.01 12/09/09 International Coal Group, Inc. DE 3.02 12/08/09 Intrepid Potash, Inc. DE 7.01,9.01 12/09/09 JACKSON HEWITT TAX SERVICE INC DE 2.02,9.01 12/09/09 KAPSTONE PAPER & PACKAGING CORP DE 3.01 12/08/09 KEITHLEY INSTRUMENTS INC OH 5.02,9.01 12/04/09 KELLY SERVICES INC DE 1.01,2.03,9.01 12/04/09 KING PHARMACEUTICALS INC TN 5.02 12/03/09 KRONOS WORLDWIDE INC 7.01,9.01 12/09/09 KULICKE & SOFFA INDUSTRIES INC PA 5.02,9.01 12/08/09 LEGACY TECHNOLOGY HOLDINGS, INC. CO 5.02,8.01 12/07/09 LEGEND INTERNATIONAL HOLDINGS INC DE 5.02 12/04/09 LEGGETT & PLATT INC MO 5.02,9.01 12/07/09 LEHMAN ABS CORP CORP BACKED TRUST CER DE 8.01,9.01 12/01/09 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 12/01/09 LEHMAN ABS CORP NEWS AMERICA DEBENTUR DE 8.01,9.01 12/01/09 LIBERTY MEDIA CORP 7.01,9.01 12/07/09 LINCOLN FLOORPLANNING CO., INC. NV 8.01 12/09/09 Liquor Group Wholesale, Inc. 7.01,9.01 09/14/09 lululemon athletica inc. DE 2.02,9.01 12/09/09 Lux Energy Corp. NV 8.01 12/09/09 MAINLAND RESOURCES INC. 5.02,9.01 12/03/09 MCDONALDS CORP DE 7.01,9.01 12/08/09 MEDICINOVA INC DE 8.01,9.01 12/09/09 MEDICIS PHARMACEUTICAL CORP DE 8.01 12/07/09 MITCHAM INDUSTRIES INC TX 2.02,9.01 12/08/09 MOVADO GROUP INC NY 2.02,9.01 12/09/09 NACEL ENERGY CORP WY 8.01,9.01 12/04/09 NATIONAL MENTOR HOLDINGS, INC. DE 5.02,9.01 12/04/09 NATIONWIDE HEALTH PROPERTIES INC MD 8.01,9.01 12/09/09 NCI BUILDING SYSTEMS INC DE 8.01,9.01 12/09/09 Neiman Marcus, Inc. DE 2.02,7.01 12/09/09 Neiman Marcus, Inc. DE 2.02,9.01 12/09/09 NEOPROBE CORP DE 8.01,9.01 12/08/09 NETWORK 1 FINANCIAL GROUP, INC. DE 1.02,9.01 12/04/09 NEWELL RUBBERMAID INC DE 5.02,9.01 12/09/09 NEWMARKET CORP VA 1.01,9.01 12/07/09 NightHawk Radiology Holdings Inc 5.02,9.01 12/08/09 NII HOLDINGS INC DE 7.01,9.01 12/09/09 No Show, Inc. NV 3.02,5.01,5.02,5.06,8.01 12/08/09 NPS PHARMACEUTICALS INC DE 8.01 12/07/09 NRG ENERGY, INC. DE 5.02,9.01 12/03/09 OGE ENERGY CORP. OK 8.01 12/09/09 OIL DRI CORP OF AMERICA DE 2.02,8.01,9.01 12/08/09 OMEROS CORP 5.02,9.01 12/08/09 ON2 TECHNOLOGIES, INC. DE 8.01 12/03/09 OPTI INC CA 8.01,9.01 12/07/09 Orchids Paper Products CO /DE DE 1.01,2.03,9.01 12/07/09 ORLEANS HOMEBUILDERS INC DE 8.01,9.01 12/03/09 OSG America L.P. DE 3.01,3.03,9.01 12/07/09 OXFORD INDUSTRIES INC GA 2.02,9.01 12/09/09 PACIFIC BLUE ENERGY CORP. 5.06,9.01 12/08/09 PACIFIC CAPITAL BANCORP /CA/ CA 5.02,7.01,9.01 12/03/09 Pacific Ethanol, Inc. DE 5.02 12/04/09 PACIFIC MERCANTILE BANCORP CA 3.02 12/04/09 PACKAGING CORP OF AMERICA 7.01,9.01 12/08/09 PARTNERRE LTD 2.01,8.01,9.01 12/07/09 PATTERSON COMPANIES, INC. MN 5.02,9.01 12/07/09 PENNICHUCK CORP NH 8.01,9.01 12/09/09 PENNICHUCK CORP NH 8.01,9.01 12/09/09 PHARMATHENE, INC DE 7.01,9.01 12/09/09 PHOENIX COMPANIES INC/DE DE 5.02 12/08/09 PHOTRONICS INC CT 2.02,9.01 12/08/09 PLUG POWER INC DE 3.01,8.01,9.01 12/09/09 POWELL INDUSTRIES INC NV 2.02,9.01 12/09/09 PROGRESSIVE CORP/OH/ OH 7.01,9.01 12/09/09 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 12/09/09 QLT INC/BC A1 8.01,9.01 12/09/09 Quadra Projects Inc. 3.02 12/04/09 RAMBUS INC DE 8.01,9.01 12/09/09 RANCHO SANTA MONICA DEVELOPMENTS INC. 1.01 12/09/09 RECOVERY ENERGY, INC. NV 1.01,3.02,9.01 12/04/09 REPUBLIC BANCORP INC /KY/ KY 8.01 12/09/09 Rosetta Resources Inc. DE 7.01,9.01 12/08/09 RUBIOS RESTAURANTS INC DE 2.02,8.01,9.01 12/09/09 SALISBURY BANCORP INC CT 8.01,9.01 12/04/09 SCHAWK INC DE 7.01,9.01 12/08/09 SKYSTAR BIO-PHARMACEUTICAL CO NV 8.01,9.01 12/09/09 SMITH & WESSON HOLDING CORP NV 1.01,2.03,9.01 12/03/09 SOUTHERN CONNECTICUT BANCORP INC CT 8.01,9.01 12/08/09 SOUTHWEST GAS CORP CA 1.01,2.03 12/09/09 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 12/09/09 SSGI, INC. 8.01,9.01 12/09/09 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 12/09/09 STERLING FINANCIAL CORP /WA/ WA 5.02,9.01 12/09/09 STREAMLINE HEALTH SOLUTIONS INC. DE 2.02,9.01 12/09/09 SUNESIS PHARMACEUTICALS INC DE 8.01,9.01 12/07/09 SWS GROUP INC DE 8.01,9.01 12/09/09 TARGACEPT INC 1.01 12/03/09 TaxMasters, Inc. NV 7.01,9.01 12/08/09 TELVUE CORP DE 1.01,2.03,9.01 12/08/09 TIMBERLAND CO DE 8.01 12/03/09 Timberline Resources Corp DE 2.02,7.01,9.01 12/09/09 TNT DESIGNS INC 3.02 12/09/09 TODD SHIPYARDS CORP WA 8.01 12/09/09 TRANSCEND SERVICES INC DE 7.01,9.01 12/09/09 TRUSTMARK CORP MS 5.02 12/08/09 TRUSTMARK CORP MS 8.01,9.01 12/09/09 UAL CORP /DE/ DE 8.01,9.01 12/08/09 UDR, Inc. MD 8.01,9.01 12/07/09 UNITED BANCORP INC /MI/ MI 5.02,5.03,9.01 12/08/09 URANERZ ENERGY CORP. NV 7.01,9.01 12/09/09 URANERZ ENERGY CORP. NV 7.01,9.01 12/09/09 US AIRWAYS GROUP INC DE 7.01,9.01 12/09/09 USA TECHNOLOGIES INC PA 8.01,9.01 12/09/09 VALASSIS COMMUNICATIONS INC DE 7.01,9.01 12/09/09 Vanity Events Holding, Inc. DE 1.01,3.02,9.01 11/23/09 VERMILLION, INC. DE 8.01 12/08/09 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 12/04/09 Western Gas Partners LP DE 1.01,9.01 12/04/09 WESTWOOD ONE INC /DE/ DE 1.01,2.03,9.01 12/03/09 XM SATELLITE RADIO HOLDINGS INC DE 5.03,9.01 12/09/09 XOMA LTD /DE/ DE 3.01,9.01 11/13/09 AMEND YRC WORLDWIDE INC DE 8.01,9.01 12/09/09 YUHE INTERNATIONAL, INC. NV 4.01,9.01 12/07/09 ZION OIL & GAS INC DE 5.02,8.01,9.01 12/07/09 Zoro Mining Corp. NV 1.01,3.02 12/02/09