RECENT 8K FILINGS December 9, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 7.01,9.01 12/08/09 3M CO DE 2.02,9.01 12/08/09 ABM INDUSTRIES INC /DE/ DE 5.02,9.01 12/06/09 ACTEL CORP CA 7.01,9.01 12/08/09 AEROPOSTALE INC 7.01 12/08/09 AMEND AeroVironment Inc DE 1.01 12/02/09 AeroVironment Inc DE 2.02,9.01 12/08/09 Aircastle LTD D0 7.01,9.01 12/07/09 Aircastle LTD D0 7.01,9.01 12/07/09 ALLOS THERAPEUTICS INC DE 8.01,9.01 12/08/09 American Home Food Products, Inc. NY 5.02 12/04/09 AMERICAN RIVER BANKSHARES CA 7.01,9.01 12/08/09 AMPAL-AMERICAN ISRAEL CORP NY 9.01 12/08/09 AMEND Anchor Funding Services, Inc. DE 1.01,2.01,3.02,7.01,9.01 12/04/09 ANESIVA, INC. DE 3.01,8.01,9.01 12/02/09 APOLLO INVESTMENT CORP MD 8.01,9.01 12/08/09 APPLIED MATERIALS INC /DE DC 5.02,7.01,8.01,9.01 12/07/09 Approach Resources Inc DE 7.01,9.01 12/08/09 ARCA biopharma, Inc. DE 1.01,9.01 12/08/09 ARGAN INC DE 2.02,9.01 12/08/09 ARTHROCARE CORP DE 7.01 11/30/09 ASPI, INC. DE 8.01 10/21/09 ASSURED GUARANTY LTD D0 5.02,9.01 12/07/09 Atrinsic, Inc. DE 8.01 12/03/09 ATS MEDICAL INC MN 8.01 12/07/09 AUTHENTIDATE HOLDING CORP DE 1.01,8.01,9.01 12/07/09 AUTOZONE INC NV 2.02,9.01 12/08/09 BALL CORP IN 8.01 12/08/09 BANCFIRST CORP /OK/ OK 8.01,9.01 12/08/09 Bank of New York Mellon CORP 8.01 12/02/09 BCB BANCORP INC 8.01,9.01 12/08/09 BEACH FIRST NATIONAL BANCSHARES INC SC 3.01,9.01 12/02/09 BELK INC 2.02,9.01 12/03/09 BERRY PLASTICS CORP DE 1.01,2.01,2.03,9.01 12/03/09 Betawave Corp. 5.02 12/02/09 BigWest Environmental, Inc. NV 4.01,9.01 12/08/09 AMEND BIOCUREX INC A1 1.01,5.02,9.01 12/02/09 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 1.01,3.02 12/07/09 BPW Acquisition Corp. DE 8.01,9.01 12/08/09 BROWN FORMAN CORP DE 2.02,9.01 12/08/09 BUCKHEAD COMMUNITY BANCORP INC 1.03 12/04/09 BUTLER NATIONAL CORP DE 8.01,9.01 12/08/09 C & F FINANCIAL CORP VA 9.01 12/08/09 C&D TECHNOLOGIES INC DE 2.02,9.01 12/08/09 CAMBIUM LEARNING GROUP, INC. DE 2.01,3.02,5.02,8.01,9.01 12/08/09 CAPITAL CROSSING PREFERRED CORP MA 5.02 12/03/09 CASEYS GENERAL STORES INC IA 2.02,9.01 12/08/09 CASUAL MALE RETAIL GROUP INC DE 1.01,3.03,9.01 12/07/09 CB RICHARD ELLIS GROUP INC DE 5.02,9.01 12/02/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,1.02,2.03,2.04,9.01 12/02/09 AMEND CENTURY PROPERTIES FUND XIX CA 1.02 12/04/09 CEPHALON INC DE 8.01 12/08/09 CHESAPEAKE ENERGY CORP OK 5.02,7.01,9.01 12/02/09 China MediaExpress Holdings, Inc. DE 4.01,9.01 12/04/09 CHINA RECYCLING ENERGY CORP 1.01,2.03,9.01 12/03/09 CHINACAST EDUCATION CORP DE 8.01,9.01 12/07/09 CIT GROUP INC DE 8.01 12/01/09 CITY NATIONAL CORP DE 8.01,9.01 12/03/09 Clean Energy Fuels Corp. DE 7.01 12/08/09 Clearwire Corp /DE DE 7.01,9.01 12/07/09 COMARCO INC CA 2.02,9.01 12/08/09 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 2.02,9.01 10/31/09 CONSECO INC DE 7.01,9.01 12/08/09 CONVERGYS CORP OH 5.02 12/07/09 COOPER COMPANIES INC DE 2.02,9.01 12/08/09 CPS TECHNOLOGIES CORP/DE/ DE 5.02 12/02/09 CRACKER BARREL OLD COUNTRY STORE, INC TN 1.01,7.01,9.01 12/02/09 CRYOLIFE INC FL 1.02 12/02/09 CUMMINS INC IN 5.02,9.01 12/08/09 DATARAM CORP NJ 8.01 12/02/09 DAYSTAR TECHNOLOGIES INC DE 1.01,2.03,9.01 12/02/09 DEVRY INC DE 8.01,9.01 12/08/09 DIEDRICH COFFEE INC CA 1.01,1.02,9.01 12/07/09 DIGITAL ANGEL CORP DE 7.01 12/08/09 Dr Pepper Snapple Group, Inc. DE 1.01,8.01,9.01 12/07/09 Dresser-Rand Group Inc. DE 5.02,9.01 12/07/09 DTE ENERGY CO MI 5.02,9.01 12/02/09 Duncan Energy Partners L.P. DE 5.02,9.01 12/02/09 EASTMAN CHEMICAL CO DE 5.02 12/02/09 Ecoemissions Solutions Inc. DE 1.01,2.01,5.06,9.01 12/04/09 ECOLOGY COATINGS, INC. NV 3.02 12/08/09 Education Realty Trust, Inc. MD 1.01,2.03,5.02,9.01 12/02/09 Enable Holdings, Inc. DE 9.01 09/03/09 AMEND ENCORIUM GROUP INC NV 3.01 12/08/09 Energy Recovery, Inc. DE 1.01,3.02,8.01,9.01 12/02/09 Enterprise GP Holdings L.P. DE 5.02,9.01 12/02/09 ENTERPRISE PRODUCTS PARTNERS L P DE 5.02,9.01 12/02/09 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,7.01,9.01 12/07/09 FACET BIOTECH CORP DE 7.01,9.01 12/08/09 Federal Home Loan Bank of Atlanta X1 2.03 12/08/09 Federal Home Loan Bank of Boston X1 2.03 12/02/09 Federal Home Loan Bank of Chicago X1 2.03 12/02/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 12/02/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 12/02/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 12/02/09 Federal Home Loan Bank of New York X1 2.03,9.01 12/02/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 12/02/09 Federal Home Loan Bank of San Francis X1 2.03 12/02/09 Federal Home Loan Bank of San Francis X1 5.02 12/03/09 Federal Home Loan Bank of Seattle 2.03 12/07/09 Federal Home Loan Bank of Topeka 2.03 12/02/09 First Bankshares, Inc. VA 8.01,9.01 12/08/09 First California Financial Group, Inc DE 7.01,9.01 12/08/09 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 12/08/09 FIRST KEYSTONE FINANCIAL INC 2.02,8.01,9.01 12/08/09 FLAGSTAR BANCORP INC MI 5.02,5.03,7.01,8.01,9.01 12/04/09 FNDS3000 Corp DC 5.03,9.01 11/25/09 FOREST CITY ENTERPRISES INC OH 2.02,9.01 12/08/09 FOUR OAKS FINCORP INC NC 8.01,9.01 12/04/09 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 2.02,8.01,9.01 12/08/09 FUTUREIT, INC. DE 1.03,9.01 12/08/09 Geneva Resources, Inc. NV 3.02,9.01 12/07/09 GENWORTH FINANCIAL INC DE 1.01,8.01,9.01 12/03/09 GEOKINETICS INC DE 8.01,9.01 12/07/09 GEORGIA GULF CORP /DE/ DE 7.01,9.01 12/07/09 Global Ink Supply Inc. DE 5.01,5.02 12/07/09 GLOBAL PARTNERS LP 8.01 12/04/09 GOTTSCHALKS INC DE 8.01,9.01 12/03/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 12/04/09 GREAT PLAINS ENERGY INC MO 7.01,9.01 12/08/09 GREEN MOUNTAIN COFFEE ROASTERS INC DE 1.01,9.01 12/07/09 Green Star Alternative Energy Inc. NV 4.01,4.02,9.01 09/24/09 AMEND Green Star Mining Corp. DE 5.01,5.02,8.01,9.01 12/08/09 H&R BLOCK INC MO 2.02,9.01 12/08/09 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 11/11/09 Hana Biosciences Inc DE 8.01,9.01 12/07/09 HANCOCK FABRICS INC DE 7.01,9.01 12/08/09 HANOVER INSURANCE GROUP, INC. DE 8.01 12/03/09 Harbin Electric, Inc 1.01,9.01 12/07/09 HAWAIIAN ELECTRIC INDUSTRIES INC HI 1.01 12/02/09 HEALTH NET INC DE 8.01,9.01 12/08/09 HELIX ENERGY SOLUTIONS GROUP INC MN 5.05,9.01 12/07/09 HELMERICH & PAYNE INC DE 7.01,9.01 12/08/09 HERCULES OFFSHORE, INC. DE 5.02,5.03,9.01 12/02/09 Heritage Financial Group DC 1.01,8.01,9.01 12/04/09 Hiland Holdings GP, LP DE 5.02 12/04/09 Hiland Partners, LP 5.02 12/04/09 HOKU SCIENTIFIC INC DE 1.01 12/04/09 HOLLY CORP DE 1.01 12/04/09 HOMELAND ENERGY SOLUTIONS LLC 7.01,9.01 12/04/09 Homeland Security Network, Inc. 4.01,5.03,9.01 08/21/08 AMEND HOOKER FURNITURE CORP VA 2.02,9.01 12/08/09 HORIZON FINANCIAL CORP WA 8.01,9.01 12/04/09 HUMAN GENOME SCIENCES INC DE 1.01,9.01 12/02/09 ICO Global Communications (Holdings) DE 1.02,5.02,9.01 12/08/09 ICO INC TX 1.01,9.01 12/01/09 ICO INC TX 5.02,9.01 12/02/09 INTERNATIONAL RECTIFIER CORP /DE/ DE 7.01,9.01 12/08/09 INverso Corp DE 5.01 09/04/09 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 12/08/09 ISIS PHARMACEUTICALS INC DE 1.01 12/02/09 ITC Holdings Corp. MI 7.01 12/08/09 ITC Holdings Corp. MI 8.01,9.01 12/08/09 J C PENNEY CO INC DE 5.02,9.01 12/08/09 J P MORGAN CHASE & CO DE 7.01,9.01 12/08/09 JAVA DETOUR INC. DE 5.02 12/01/09 JONES APPAREL GROUP INC PA 5.02,9.01 12/08/09 KELLOGG CO DE 5.02 12/08/09 KIMCO REALTY CORP MD 1.01,7.01,9.01 12/08/09 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 12/07/09 KINDER MORGAN MANAGEMENT LLC DE 7.01 12/07/09 KORN FERRY INTERNATIONAL DE 2.02,9.01 12/08/09 KROGER CO OH 2.02,7.01,9.01 12/08/09 Lake Victoria Mining Company, Inc. NV 1.01 12/03/09 LAPIS TECHNOLOGIES INC DE 5.01 12/03/09 LEMAITRE VASCULAR INC 8.01 12/04/09 LGL GROUP INC DE 5.02 12/02/09 LOCAL.COM DE 7.01,9.01 12/08/09 LODGENET INTERACTIVE CORP DE 7.01,9.01 12/08/09 LOUISIANA BANCORP INC LA 8.01,9.01 12/08/09 MACATAWA BANK CORP MI 5.02,8.01,9.01 12/04/09 Main Street Capital CORP MD 8.01,9.01 12/08/09 MARINE GROWTH VENTURES INC 1.01,6.03,8.01 11/30/09 MDC HOLDINGS INC DE 8.01 12/08/09 MDU COMMUNICATIONS INTERNATIONAL INC DE 8.01 12/02/09 MENS WEARHOUSE INC TX 2.02,9.01 12/08/09 MEREDITH CORP IA 8.01 12/07/09 MERIDIAN INTERSTATE BANCORP INC 8.01,9.01 12/08/09 MERIDIAN RESOURCE CORP TX 1.01,9.01 12/02/09 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 12/01/09 MESA OFFSHORE TRUST TX 2.01,9.01 12/02/09 MICHAEL FOODS INC/NEW DE 5.02 12/02/09 MICROFLUIDICS INTERNATIONAL CORP DE 5.02 12/08/09 MIDAS INC DE 1.01,2.03,9.01 12/08/09 MIDSOUTH BANCORP INC LA 5.02,8.01,9.01 12/03/09 MOSAIC CO DE 7.01,9.01 12/08/09 MULTI FINELINE ELECTRONIX INC 5.03,9.01 12/04/09 MULTIMEDIA GAMES INC TX 2.02,9.01 12/08/09 Musician's Exchange NV 4.01,9.01 10/26/09 AMEND Nalco Holding CO 1.01,2.03,8.01,9.01 12/07/09 Nationwide Utilities Corp. NV 5.03,7.01,9.01 11/26/09 NBTY INC DE 7.01,9.01 12/08/09 NCI BUILDING SYSTEMS INC DE 2.02,9.01 12/08/09 NEW ENERGY SYSTEMS GROUP NV 2.01,3.02,9.01 12/07/09 New Oriental Energy & Chemical Corp. 8.01,9.01 12/07/09 NORTEL NETWORKS CORP 8.01,9.01 12/02/09 NORTEL NETWORKS LTD 8.01,9.01 12/02/09 North Horizon, Inc. NV 4.01,7.01 12/08/09 AMEND NORTHERN CALIFORNIA BANCORP INC 8.01 11/30/09 NORTHWESTERN CORP DE 7.01,9.01 12/08/09 NTELOS HOLDINGS CORP 7.01,9.01 12/08/09 NuStar Energy L.P. DE 7.01,9.01 12/08/09 NuStar Energy L.P. DE 5.02,9.01 12/02/09 NuStar GP Holdings, LLC DE 7.01,9.01 12/08/09 OPTI INC CA 8.01,9.01 12/03/09 OVERLAND STORAGE INC CA 3.03,9.01 12/08/09 PATRIOT SCIENTIFIC CORP DE 5.02,8.01,9.01 12/03/09 PEOPLES BANCORPORATION INC /SC/ SC 8.01 12/07/09 PEPCO HOLDINGS INC DE 7.01,9.01 12/08/09 PEPSICO INC NC 7.01,9.01 12/08/09 PHARMACYCLICS INC DE 8.01,9.01 12/06/09 PHARMATHENE, INC DE 7.01,9.01 12/08/09 PHARMATHENE, INC DE 7.01,9.01 12/08/09 Pike Electric CORP 2.05 12/02/09 Pinnacle Foods Finance LLC DE 8.01,9.01 12/08/09 Pinpoint Advance CORP 5.02 12/07/09 PMFG, Inc. DE 8.01,9.01 12/08/09 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 12/08/09 POLYMER GROUP INC DE 2.01,9.01 12/02/09 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,2.03,9.01 12/04/09 PRICESMART INC DE 2.02,9.01 12/08/09 PRINCETON REVIEW INC DE 1.01,1.02,2.01,2.03,3.02,3.03, 12/07/09 5.02,5.03,9.01 PROCTER & GAMBLE CO OH 5.02 12/08/09 PROCTER & GAMBLE CO OH 5.02 12/08/09 QUADRAMED CORP DE 8.01,9.01 12/08/09 QUIDEL CORP /DE/ DE 8.01,9.01 12/02/09 RAINMAKER SYSTEMS INC CA 1.01,2.03,9.01 12/03/09 REALNETWORKS INC WA 8.01 12/04/09 REGENCY CENTERS CORP FL 1.01,9.01 12/04/09 Regency Energy Partners LP DE 7.01,9.01 12/08/09 REGENERON PHARMACEUTICALS INC NY 1.01,9.01 12/08/09 REGIONS FINANCIAL CORP DE 7.01,9.01 12/08/09 RENT A CENTER INC DE 1.01,2.03,9.01 12/02/09 RESOURCE AMERICA INC DE 2.02,9.01 12/07/09 RICKS CABARET INTERNATIONAL INC TX 8.01,9.01 12/03/09 ROCK OF AGES CORP DE 1.01 12/07/09 ROSETTA STONE INC 5.02,9.01 12/07/09 rue21, inc. PA 2.02 12/08/09 SAIC, Inc. 2.02,9.01 12/08/09 Scripps Networks Interactive, Inc. OH 7.01,9.01 12/07/09 SEAHAWK DRILLING, INC. DE 7.01,9.01 12/08/09 SELECT COMFORT CORP MN 1.01,8.01,9.01 12/07/09 Select Notes Trust LT 2004-1 DE 8.01,9.01 12/01/09 SENIOR HOUSING PROPERTIES TRUST MD 9.01 12/08/09 SHARPS COMPLIANCE CORP DE 7.01,9.01 12/07/09 SINOCOM PHARMACEUTICAL, INC. NV 1.01,3.02,5.02,5.03,9.01 12/03/09 SMITH & WESSON HOLDING CORP NV 7.01,9.01 12/08/09 Solar Thin Films, Inc. DE 1.01,1.02,9.01 12/04/09 SPECTRUM PHARMACEUTICALS INC DE 4.01,9.01 12/03/09 STEREO VISION ENTERTAINMENT INC 5.02 12/03/09 STOCKERYALE INC MA 5.02 12/02/09 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 12/01/09 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 11/30/09 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 12/01/09 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 12/01/09 Support.com, Inc. DE 1.01,7.01,9.01 12/07/09 TALBOTS INC DE 2.02,9.01 12/08/09 Targa Resources Partners LP DE 8.01,9.01 09/30/09 TARGACEPT INC 5.02 12/02/09 TECHNISCAN DE 1.01,9.01 12/02/09 TEL INSTRUMENT ELECTRONICS CORP NJ 7.01 12/08/09 TERRA INDUSTRIES INC MD 1.01,9.01 12/02/09 TEXAS INSTRUMENTS INC DE 7.01,9.01 12/08/09 TIME WARNER CABLE INC. DE 9.01 12/08/09 TN-K ENERGY GROUP INC. DE 1.01,2.01,3.02,7.01,9.01 12/04/09 TORO CO DE 2.02,9.01 12/08/09 TRANSATLANTIC PETROLEUM LTD. D0 3.01 12/04/09 Tyco Electronics Ltd. D0 2.02,7.01,9.01 12/08/09 Tyco Electronics Ltd. D0 7.01,9.01 12/08/09 U-Store-It Trust MD 1.01,2.03,9.01 12/08/09 U. S. Premium Beef, LLC 1.01 12/07/09 UNICO AMERICAN CORP NV 8.01 12/07/09 United Refining Energy Corp DE 8.01,9.01 12/07/09 URANERZ ENERGY CORP. NV 1.01,9.01 06/30/09 UWHARRIE CAPITAL CORP NC 2.02,9.01 12/01/09 VAIL RESORTS INC DE 2.02,9.01 12/08/09 Vanguard Natural Resources, LLC DE 8.01,9.01 12/08/09 Vantage Drilling CO E9 8.01,9.01 12/08/09 VeriFone Holdings, Inc. DE 8.01 12/07/09 VILLAGEEDOCS INC CA 1.01,2.01,2.05,2.06,8.01,9.01 12/04/09 Vitacost.com, Inc. DE 7.01,9.01 12/07/09 Voyager Learning CO DE 3.03,5.01,5.02,5.03,9.01 12/08/09 WELLS MID-HORIZON VALUE-ADDED FUND I 1.01,2.03 12/04/09 WNC CALIFORNIA HOUSING TAX CREDITS II CA 2.02,9.01 12/08/09 WNC HOUSING TAX CREDIT FUND II LP CA 2.02,9.01 12/08/09 WNC HOUSING TAX CREDIT FUND IV L P SE CA 2.02,9.01 12/08/09 WORLD ACCEPTANCE CORP SC 8.01 12/08/09 XEROX CORP NY 8.01,9.01 12/04/09 XILINX INC DE 7.01,9.01 12/08/09 Yi Xin International Copper, Inc. DE 5.02,9.01 11/24/09 AMEND YORK WATER CO PA 1.01,1.02,3.03,5.03,9.01 12/08/09 YRC WORLDWIDE INC DE 8.01,9.01 12/08/09 ZIOPHARM ONCOLOGY INC DE 1.01,9.01 12/04/09 ZIX CORP TX 2.05 12/03/09 ZST Digital Networks, Inc. DE 7.01,9.01 12/07/09 ZYMOGENETICS INC WA 1.01,7.01,9.01 12/03/09