RECENT 8K FILINGS December 7, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A. H. Belo CORP DE 1.01,9.01 12/03/09 AbitibiBowater Inc. DE 8.01,9.01 11/30/09 AIRTRAN HOLDINGS INC NV 7.01,9.01 12/03/09 Alliance HealthCare Services, Inc DE 1.01,2.03,9.01 12/01/09 ALLOS THERAPEUTICS INC DE 8.01,9.01 12/04/09 ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS DE 5.02 11/30/09 AMARU INC NV 8.01 12/02/09 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 12/03/09 AMERICAN INTERNATIONAL INDUSTRIES INC NV 5.02 12/04/09 AMERISOURCEBERGEN CORP DE 5.03 12/03/09 ANESIVA, INC. DE 1.01,1.02 11/30/09 ARRIS GROUP INC DE 2.01,9.01 10/01/09 AMEND Asia Electrical Power International G 8.01 11/12/09 ASSURED GUARANTY LTD D0 1.01,9.01 11/30/09 ASTA FUNDING INC DE 5.02,9.01 11/30/09 ATS MEDICAL INC MN 9.01 06/28/07 AMEND AVNET INC NY 8.01,9.01 12/01/09 BALL CORP IN 8.01 12/04/09 BANCINSURANCE CORP OH 4.01,9.01 11/30/09 BEACON POWER CORP DE 1.01,8.01,9.01 12/04/09 BEKEM METALS INC UT 1.01,2.01 11/03/09 AMEND BERRY PLASTICS CORP DE 5.02 12/03/09 BEST BUY CO INC MN 7.01 12/04/09 BLACK BOX CORP DE 8.01,9.01 12/04/09 BlackRock Inc. DE 9.01 12/03/09 AMEND BOK FINANCIAL CORP ET AL OK 2.03,9.01 12/02/09 BONANZA OIL & GAS, INC. NV 1.01,2.03,3.02,8.01,9.01 11/30/09 BOWL AMERICA INC MD 8.01 12/01/09 BTHC VIII INC DE 1.01,3.03,5.03,9.01 12/04/09 CAPITAL BANK CORP NC 8.01,9.01 12/04/09 Cardium Therapeutics, Inc. DE 8.01,9.01 12/03/09 Care Investment Trust Inc. MD 1.01,8.01 12/04/09 CCO HOLDINGS LLC 2.02,9.01 11/30/09 CENVEO, INC CO 5.02 12/04/09 CHARLES & COLVARD LTD NC 8.01,9.01 12/04/09 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,1.02,2.03,3.02,3.03,5.02, 11/30/09 5.03,8.01,9.01 CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 11/30/09 CHILDRENS PLACE RETAIL STORES INC 1.01,5.02 12/03/09 China Energy Recovery, Inc. DE 4.01,9.01 11/30/09 China Power Equipment, Inc. MD 1.01,3.02,3.03,9.01 11/30/09 China Premium Lifestyle Enterprise, I NV 8.01 12/01/09 CHURCHILL DOWNS INC KY 1.01,2.03,9.01 11/30/09 CITIZENS & NORTHERN CORP PA 8.01,9.01 12/04/09 CITY NATIONAL CORP DE 7.01,9.01 12/03/09 CLAIBORNE LIZ INC DE 1.01,5.02 12/04/09 CLARIENT, INC DE 1.01,5.02,9.01 12/02/09 CLEARONE COMMUNICATIONS INC UT 5.03 12/04/09 Clearwater Paper Corp DE 5.02,9.01 12/01/09 CN Dragon Corp NV 5.02 12/02/09 COASTAL BANKING CO INC SC 8.01,9.01 12/03/09 COMCAST CORP PA 1.01,8.01,9.01 12/03/09 COMVERGE, INC. DE 1.02 12/01/09 CONSOLIDATED EDISON INC NY 8.01,9.01 12/04/09 CONSOLIDATED GRAPHICS INC /TX/ TX 1.01,3.03,9.01 12/04/09 CONSTITUTION MINING CORP NV 8.01,9.01 12/02/09 CONTINENTAL RESOURCES INC OK 8.01 12/01/09 Copano Energy, L.L.C. DE 5.02 11/15/09 AMEND CRM Holdings, Ltd. 8.01 12/04/09 CYTRX CORP DE 1.01,9.01 12/01/09 DAKTRONICS INC /SD/ SD 5.02 12/03/09 DATASCENSION INC NV 5.02 11/30/09 Deer Consumer Products, Inc. NV 1.01,8.01,9.01 12/01/09 DELL INC DE 5.02,9.01 12/03/09 Discovery Communications, Inc. DE 5.02 12/03/09 DISCOVERY LABORATORIES INC /DE/ DE 3.01,9.01 12/02/09 DOMINION MINERALS CORP DE 1.01,2.03,3.02 11/30/09 DUPONT FABROS TECHNOLOGY, INC. MD 1.01,2.03,9.01 12/03/09 DYAX CORP DE 8.01,9.01 12/03/09 E TRADE FINANCIAL CORP DE 5.02 12/01/09 EAST WEST BANCORP INC 5.02,9.01 11/30/09 EASTMAN KODAK CO NJ 8.01,9.01 11/30/09 ECOLOCAP SOLUTIONS INC. NV 5.03 11/30/09 ECOLOGY COATINGS, INC. NV 1.01 12/04/09 ECOSYSTEM CORP 5.03,9.01 11/30/09 ELYSIUM INTERNET INC UT 7.01 12/03/09 EMERALD DAIRY INC NV 1.01,2.03,9.01 11/30/09 EMERGING VISION INC NY 5.02 11/30/09 ENBRIDGE ENERGY PARTNERS LP DE 8.01,9.01 12/03/09 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 10/26/09 ENTRX CORP DE 8.01 12/04/09 EPOCH HOLDING CORP DE 8.01,9.01 12/03/09 EVANS BANCORP INC NY 7.01,9.01 12/03/09 EVANS BOB FARMS INC DE 1.01,2.03,9.01 12/01/09 EXPRESSJET HOLDINGS INC DE 5.02,8.01,9.01 11/30/09 EYE CARE CENTERS OF AMERICA INC TX 5.02,9.01 12/03/09 Federal Home Loan Bank of Dallas 2.03,9.01 12/02/09 FIRST AMERICAN CORP CA 5.02,9.01 11/30/09 FIRST FINANCIAL BANCORP /OH/ OH 2.01,9.01 09/18/09 AMEND FirstEnergy Solutions Corp. OH 2.03,9.01 12/01/09 FIRSTFED FINANCIAL CORP DE 4.01 12/04/09 FNDS3000 Corp DC 1.01,2.03,3.02,9.01 11/02/09 AMEND FORD MOTOR CO DE 8.01,9.01 12/04/09 FREEDOM FINANCIAL GROUP INC DE 5.01,5.02 11/30/09 FreightCar America, Inc. DE 5.02 12/01/09 FUTURES PORTFOLIO FUND L.P. MD 3.02 12/01/09 GEOKINETICS INC DE 1.01,9.01 12/03/09 GEORGIA POWER CO GA 8.01 12/04/09 GigOptix, Inc. DE 5.02,9.01 11/30/09 Global Brands Acquisition Corp. DE 1.02,9.01 11/09/09 AMEND GLOBAL HEALTH VENTURES INC. NV 7.01,9.01 11/30/09 GOLDEN STAR RESOURCES LTD 1.01,9.01 12/04/09 GRAFTECH INTERNATIONAL LTD DE 8.01,9.01 12/04/09 GSI COMMERCE INC DE 8.01,9.01 12/04/09 GSI COMMERCE INC DE 9.01 11/17/09 AMEND GWS Technologies, Inc. DE 4.01,9.01 09/11/09 AMEND HEALTH BENEFITS DIRECT CORP DE 5.02,9.01 11/30/09 HEALTHCARE REALTY TRUST INC MD 1.01,2.03,9.01 12/01/09 HEALTHCARE TRUST OF AMERICA, INC. MD 1.01,7.01,9.01 12/04/09 HEALTHCARE TRUST OF AMERICA, INC. MD 9.01 09/22/09 AMEND Healthsport, Inc. DE 1.01,3.02,5.01,5.02,9.01 12/01/09 HELICOS BIOSCIENCES CORP DE 7.01,9.01 12/03/09 HENNESSY ADVISORS INC 2.02,9.01 12/04/09 HERITAGE OAKS BANCORP CA 5.02 11/30/09 Hiland Holdings GP, LP DE 3.01,3.03 12/04/09 Hiland Partners, LP 3.01,3.03,5.01 12/04/09 Hilltop Holdings Inc. MD 1.01,5.02 11/30/09 Homeland Security Network, Inc. 4.01,5.03,9.01 08/21/08 AMEND Horsehead Holding Corp 1.01,2.01,7.01,9.01 12/01/09 HRPT PROPERTIES TRUST MD 8.01,9.01 12/04/09 HUNTINGTON BANCSHARES INC/MD MD 5.02,8.01 11/30/09 IKANOS COMMUNICATIONS CA 3.01 11/12/09 AMEND ILLINOIS TOOL WORKS INC DE 5.02,5.03 12/04/09 IMPERIAL SUGAR CO /NEW/ TX 5.02 11/14/09 INFINITY CAPITAL GROUP, INC. MD 1.01,9.01 11/24/09 INGRAM MICRO INC DE 5.02 12/01/09 INTEGRAMED AMERICA INC DE 1.01 11/30/09 JUPITER SATURN HOLDING CO DE 8.01,9.01 12/04/09 KELLOGG CO DE 8.01,9.01 12/04/09 KEWAUNEE SCIENTIFIC CORP /DE/ DE 2.02,9.01 12/03/09 KEYCORP /NEW/ OH 5.02,9.01 12/02/09 KOPIN CORP DE 5.02 12/01/09 KRAFT FOODS INC VA 7.01,8.01,9.01 12/04/09 LATTICE SEMICONDUCTOR CORP DE 5.02 12/01/09 LEAF Equipment Finance Fund 4, L.P. DE 1.01 12/01/09 Lease Equity Appreciation Fund II, L. DE 1.01 11/30/09 LEVI STRAUSS & CO DE 5.02,9.01 12/03/09 LIBERTY CAPITAL ASSET MANAGEMENT, INC DE 5.02 12/01/09 Liberty Global, Inc. 7.01 12/04/09 LIQUIDITY SERVICES INC 7.01,9.01 12/03/09 MACE SECURITY INTERNATIONAL INC DE 2.01,9.01 11/30/09 Macquarie Infrastructure CO LLC DE 8.01,9.01 12/04/09 MAGMA DESIGN AUTOMATION INC DE 2.02,5.02,9.01 12/01/09 MAINE & MARITIMES CORP ME 8.01,9.01 12/04/09 MANAS PETROLEUM Corp NV 8.01,9.01 12/03/09 Mandalay Media, Inc. DE 9.01 02/12/08 AMEND MANNATECH INC TX 5.02,9.01 11/30/09 MASS Petroleum Inc. 3.02 12/03/09 McAfee, Inc. DE 5.02,9.01 12/01/09 MCDONALDS CORP DE 5.02 11/30/09 MedClean Technologies, Inc. DE 1.01,3.02,5.03,9.01 12/04/09 METALLINE MINING CO NV 1.01,8.01,9.01 12/04/09 MICROSOFT CORP WA 5.02 12/01/09 MINISTRY PARTNERS INVESTMENT COMPANY, 1.01,1.02,9.01 11/30/09 Mod Hospitality, Inc. NV 4.01,9.01 12/04/09 Morningstar, Inc. IL 7.01 12/04/09 MRV COMMUNICATIONS INC DE 5.02 11/30/09 MS STRUCTURED SATURNS SERIES 2002-11 DE 8.01 12/01/09 MS STRUCTURED SATURNS SERIES 2003-8 DE 8.01 12/01/09 Mueller Water Products, Inc. DE 5.02,9.01 12/01/09 NASB FINANCIAL INC MO 2.02 09/30/09 NATIONAL HEALTH INVESTORS INC MD 1.01,9.01 12/04/09 NATIONAL PATENT DEVELOPMENT CORP DE 8.01,9.01 12/04/09 NATIONWIDE FINANCIAL SERVICES INC/ DE 5.02 11/05/09 NATIONWIDE LIFE INSURANCE CO OH 5.02 11/05/09 NCR CORP MD 7.01,9.01 12/04/09 NEOGENOMICS INC NV 5.02,9.01 11/30/09 NEWMONT MINING CORP /DE/ DE 5.02 11/30/09 NEWPORT CORP NV 5.02 12/02/09 NIC INC CO 7.01,9.01 12/04/09 NISOURCE INC/DE DE 1.01,9.01 12/04/09 Noble Corp / Switzerland V8 7.01,9.01 12/04/09 Noble Corp / Switzerland V8 5.02,9.01 12/03/09 North Shore Acquisition Corp. DE 3.01,8.01,9.01 12/02/09 NUCOR CORP DE 8.01 12/02/09 NUTRITION 21 INC NY 5.02,9.01 12/02/09 OCEANEERING INTERNATIONAL INC DE 7.01 12/04/09 OFFICE DEPOT INC DE 8.01 12/04/09 Onstream Media CORP FL 8.01 12/01/09 OPTIMER PHARMACEUTICALS INC 5.02 12/02/09 OSI PHARMACEUTICALS INC DE 8.01,9.01 11/16/09 Otter Tail Corp MN 8.01,9.01 12/01/09 OVERSEAS SHIPHOLDING GROUP INC DE 8.01,9.01 12/03/09 Owens Corning DE 5.02,8.01 12/02/09 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 12/04/09 PALOMAR MEDICAL TECHNOLOGIES INC DE 5.02 12/04/09 PDI INC 1.01,9.01 11/30/09 PEOPLES FINANCIAL CORP /MS/ MS 8.01,9.01 12/04/09 PERFORMANCE CAPITAL MANAGEMENT LLC CA 8.01 11/27/09 PERICOM SEMICONDUCTOR CORP CA 1.01 12/03/09 PHOENIX FOOTWEAR GROUP INC DE 1.01,1.02,2.03,9.01 12/04/09 Pinnacle Gas Resources, Inc. DE 8.01,9.01 12/01/09 PLAYBOY ENTERPRISES INC DE 5.02 11/30/09 PNG VENTURES INC NV 8.01,9.01 12/04/09 Power Sports Factory, Inc MN 7.01 12/04/09 PREMIER ALLIANCE GROUP, INC. NV 9.01 10/02/09 AMEND PREMIERWEST BANCORP OR 8.01,9.01 12/04/09 PRINCIPAL FINANCIAL GROUP INC DE 7.01,9.01 12/04/09 PRIVATEBANCORP, INC DE 7.01,9.01 12/04/09 PROFESSIONAL VETERINARY PRODUCTS LTD NE 1.01,2.03,5.02,9.01 11/30/09 PROSPECT CAPITAL CORP MD 2.01,8.01,9.01 12/02/09 PROSPER MARKETPLACE INC DE 4.01,9.01 12/02/09 PRUDENTIAL BANCORP INC OF PENNSYLVANI 8.01 12/04/09 QKL Stores Inc. DE 8.01,9.01 12/04/09 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,9.01 11/24/09 AMEND QUIGLEY CORP NV 8.01,9.01 12/03/09 QUUIBUS TECHONOLOGY INC NV 5.02 11/26/09 RASER TECHNOLOGIES INC UT 1.01,2.03,9.01 12/04/09 REEDS INC DE 8.01,9.01 12/03/09 REGENT COMMUNICATIONS INC DE 3.01,9.01 11/30/09 RESOURCE AMERICA INC DE 1.01 11/30/09 RINO International CORP NV 9.01 12/04/09 RiverSource LaSalle International Rea MD 7.01 12/04/09 RR Donnelley & Sons Co DE 5.04 12/04/09 SAGE FUND LP MD 3.02 12/01/09 SAKS INC TN 2.02,9.01 11/17/09 AMEND SANMINA-SCI CORP DE 5.02 12/01/09 SARATOGA RESOURCES INC /TX TX 1.03,7.01,9.01 12/02/09 SEARS HOLDINGS CORP DE 5.03,9.01 12/02/09 SECURITY FEDERAL CORP SC 1.01,2.03,9.01 12/01/09 Seligman Premium Technology Growth Fu MD 7.01 12/04/09 SERVICE CORPORATION INTERNATIONAL TX 5.02 12/01/09 Shire plc 8.01,9.01 12/02/09 Shire plc 8.01,9.01 12/01/09 SIMMONS CO DE 8.01 12/04/09 SIMTROL INC DE 8.01 11/30/09 Sino Gas International Holdings, Inc. UT 1.01,2.03,3.02,9.01 11/30/09 SIRONA DENTAL SYSTEMS, INC. DE 2.02,9.01 12/04/09 SIX FLAGS, INC. DE 8.01 12/03/09 SMARTLINX INC. NV 9.01 11/16/09 SMITH & WESSON HOLDING CORP NV 2.02,7.01,9.01 12/03/09 SMITHTOWN BANCORP INC NY 5.02 12/02/09 SONGZAI INTERNATIONAL HOLDING GROUP I NV 5.03,9.01 12/02/09 SONOCO PRODUCTS CO SC 7.01,9.01 12/04/09 SOUTHWEST AIRLINES CO TX 7.01 11/30/09 SPARTAN MOTORS INC MI 1.01,2.01,9.01 11/30/09 SPIRE CORP MA 1.01 11/30/09 SPRINT NEXTEL CORP KS 8.01,9.01 12/04/09 ST JOE CO FL 5.02 11/30/09 STAGE STORES INC NV 8.01,9.01 12/03/09 STARBUCKS CORP WA 5.02,9.01 11/30/09 STEPAN CO DE 5.02 12/02/09 STERLING CONSTRUCTION CO INC DE 7.01,9.01 12/03/09 Sterling Mining CO ID 8.01 12/04/09 STUDIO ONE MEDIA, INC. DE 4.02 10/15/09 AMEND SUNOCO INC PA 5.02,5.03,9.01 12/03/09 SURMODICS INC MN 5.03,9.01 11/30/09 Sutor Technology Group LTD 8.01,9.01 11/10/09 SWS GROUP INC DE 1.01,8.01,9.01 12/03/09 TANDY LEATHER FACTORY INC DE 8.01,9.01 12/04/09 TaxMasters, Inc. NV 7.01,9.01 12/03/09 TECHNITROL INC PA 8.01 12/03/09 TECO ENERGY INC FL 5.02,8.01 12/01/09 Tennessee Valley Authority 5.02 12/01/09 TEXTRON INC DE 5.03,9.01 12/04/09 THERMOGENESIS CORP DE 1.01,9.01 11/30/09 TIME WARNER INC. DE 1.01,9.01 12/04/09 TIMKEN CO OH 8.01 12/04/09 TOLLGRADE COMMUNICATIONS INC \PA\ PA 5.02 11/30/09 TORCHMARK CORP DE 8.01 10/22/09 TORO CO DE 2.01 12/01/09 TRANS WORLD CORP NV 7.01,9.01 12/03/09 TRANSCEND SERVICES INC DE 9.01 08/31/09 AMEND TransDigm Group INC DE 1.01,9.01 12/02/09 TRI VALLEY CORP DE 3.01,9.01 12/03/09 TRI-CONTINENTAL CORP MD 7.01 12/04/09 TRUSTMARK CORP MS 1.01,9.01 12/01/09 UAL CORP /DE/ DE 5.02 12/02/09 UNION NATIONAL FINANCIAL CORP / PA PA 1.01,3.02,9.01 12/03/09 Vanguard Natural Resources, LLC DE 1.01,7.01,8.01,9.01 12/02/09 VARIAN MEDICAL SYSTEMS INC DE 8.01 12/03/09 VERIFY SMART CORP. NV 1.01,9.01 11/25/09 VERMILLION, INC. DE 3.02,8.01,9.01 12/01/09 VERTEX PHARMACEUTICALS INC / MA MA 1.01,9.01 12/02/09 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 12/04/09 VONAGE HOLDINGS CORP DE 8.01 12/04/09 WASHINGTON FEDERAL INC WA 7.01 12/02/09 WASTE CONNECTIONS, INC. DE 7.01 12/04/09 Watson Wyatt Worldwide, Inc. DE 8.01,9.01 12/04/09 WERNER ENTERPRISES INC NE 5.02,9.01 12/01/09 WILSHIRE ENTERPRISES INC DE 5.02,9.01 11/30/09 WINTON FUTURES FUND LP (US) CO 3.02 12/01/09 WISCONSIN ENERGY CORP WI 5.02,9.01 12/03/09 WORLD FUEL SERVICES CORP FL 7.01,9.01 12/03/09 XATA CORP /MN/ MN 2.02 12/04/09 Yi Xin International Copper, Inc. DE 5.02,9.01 11/24/09 YUM BRANDS INC NC 8.01,9.01 12/04/09 ZENITH NATIONAL INSURANCE CORP DE 8.01,9.01 12/03/09 ZHONGPIN INC. DE 8.01,9.01 12/03/09 ZION OIL & GAS INC DE 7.01,9.01 12/04/09 ZIONS BANCORPORATION /UT/ UT 5.02 12/04/09 Zoro Mining Corp. NV 4.01 12/03/07