RECENT 8K FILINGS November 19, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Financial Services CORP NC 2.02,9.01 11/16/09 AbitibiBowater Inc. DE 1.01,9.01 11/12/09 ADVANCED MICRO DEVICES INC DE 5.02,7.01,8.01,9.01 11/16/09 AETNA INC /PA/ PA 2.05 11/18/09 ALANCO TECHNOLOGIES INC AZ 2.02,9.01 09/30/09 ALLIED HEALTHCARE PRODUCTS INC DE 1.01,1.02,2.03,9.01 11/13/09 ALLSTATE CORP DE 8.01,9.01 11/16/09 ALTIGEN COMMUNICATIONS INC 2.02,9.01 11/18/09 AMACORE GROUP, INC. DE 1.01,3.02,3.03,5.03,9.01 11/13/09 AMBAC FINANCIAL GROUP INC DE 8.01 11/18/09 AMERICAN EXPRESS CO NY 7.01 11/18/09 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,2.03,9.01 11/13/09 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 11/18/09 Ameris Bancorp GA 5.02 11/18/09 AMERISAFE INC TX 5.02 11/17/09 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 11/13/09 ARAMARK CORP DE 2.02,5.02,9.01 11/17/09 ARISTOTLE CORP DE 8.01 11/18/09 ARTHROCARE CORP DE 2.02,9.01 11/16/09 ASIA PREMIUM TELEVISION GROUP NV 3.03,5.03 11/16/09 ASIA PREMIUM TELEVISION GROUP NV 1.01,3.02 08/01/09 AMEND ASTORIA FINANCIAL CORP DE 5.02,9.01 11/18/09 Atlas Pipeline Holdings, L.P. DE 5.02 11/18/09 ATLAS PIPELINE PARTNERS LP DE 5.02 11/18/09 AUTHENTIDATE HOLDING CORP DE 5.02,9.01 11/16/09 Avantair, Inc DE 2.02,9.01 11/16/09 BANK OF GRANITE CORP DE 3.01,9.01 11/12/09 BARNES & NOBLE INC DE 8.01,9.01 11/17/09 BARNES & NOBLE INC DE 1.01,3.03,9.01 11/17/09 Behringer Harvard Opportunity REIT II MD 7.01,9.01 11/18/09 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 11/18/09 BEST ENERGY SERVICES, INC. NV 1.01,2.03,9.01 08/19/09 BIOANALYTICAL SYSTEMS INC IN 5.02,9.01 11/12/09 Biodel Inc 1.01 11/12/09 BJS WHOLESALE CLUB INC DE 2.02,7.01,9.01 11/18/09 Blackwater Midstream Corp. 1.01,2.03,7.01,9.01 11/12/09 AMEND BLUEGATE CORP NV 2.01 11/07/09 BOISE INC. DE 7.01,8.01,9.01 11/17/09 BRIGHAM EXPLORATION CO DE 5.02 11/11/09 CALIFORNIA COASTAL COMMUNITIES INC DE 2.02,9.01 11/16/09 CALIFORNIA MICRO DEVICES CORP CA 8.01 11/12/09 Camden Learning CORP DE 8.01,9.01 11/18/09 CAN CAL RESOURCES LTD NV 5.02,8.01,9.01 11/13/09 Care Investment Trust Inc. MD 1.01,9.01 11/12/09 CB RICHARD ELLIS GROUP INC DE 7.01,8.01,9.01 11/18/09 Celsius Holdings, Inc. NV 1.01,3.02 11/16/09 CERNER CORP /MO/ DE 2.03,9.01 11/12/09 CH ENERGY GROUP INC NY 5.03,9.01 11/12/09 CHARLES & COLVARD LTD NC 8.01,9.01 11/13/09 CHDT CORP FL 2.02,7.01,9.01 11/16/09 AMEND CHICOS FAS INC FL 2.02,9.01 11/18/09 CHINA AGRITECH INC DE 2.02,9.01 11/12/09 CHINA BAK BATTERY INC NV 7.01,9.01 11/18/09 China Integrated Energy, Inc. DE 2.02,8.01,9.01 11/13/09 CHINA JO-JO DRUGSTORES, INC. 7.01,9.01 11/18/09 CHINA ORGANIC AGRICULTURE, INC. 2.02,7.01,9.01 11/17/09 China Renewable Energy Holdings, Inc. FL 5.02 11/18/09 China Wi-Max Communications, Inc. NV 7.01,9.01 11/16/09 ChinaNet Online Holdings, Inc. TX 2.02,9.01 11/16/09 CINCINNATI BELL INC OH 8.01,9.01 11/18/09 COMPUTER SCIENCES CORP NV 7.01 11/17/09 CONEXANT SYSTEMS INC DE 2.04,9.01 11/18/09 Conquest Petroleum Inc TX 8.01,9.01 11/18/09 CTI INDUSTRIES CORP DE 7.01,9.01 11/18/09 CYBERONICS INC DE 2.02,5.02,9.01 11/18/09 DECODE GENETICS INC DE 1.01,1.03,2.03,2.04,9.01 11/12/09 DEERE & CO DE 7.01 11/18/09 DELCATH SYSTEMS INC DE 1.01,9.01 11/12/09 DIATECT INTERNATIONAL CORP CA 5.02 11/16/09 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 11/17/09 DOLLAR FINANCIAL CORP DE 8.01,9.01 11/17/09 DOLLAR GENERAL CORP TN 1.01,1.02,5.02,5.03,9.01 11/18/09 Dot VN, Inc. DE 1.01,2.03,3.02,8.01,9.01 11/17/09 DRI CORP NC 7.01,9.01 11/18/09 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 11/18/09 Echo Therapeutics, Inc. DE 1.01,2.03,3.02,8.01,9.01 11/13/09 EchoStar CORP NV 5.02,9.01 11/17/09 ECOTALITY, INC. NV 3.02,9.01 11/16/09 EMAGIN CORP DE 2.02,9.01 11/12/09 ENCORIUM GROUP INC NV 2.02,9.01 11/16/09 ENTECH SOLAR, INC. DE 5.02 11/12/09 Essex Rental Corp. DE 7.01,9.01 11/18/09 EUROBANCSHARES INC PR 5.02 11/14/09 EV Energy Partners, LP DE 8.01 11/17/09 Find the World Interactive, Inc. DE 5.02 11/17/09 Find the World Interactive, Inc. DE 1.01,5.01,5.02,9.01 11/18/09 FINOVA GROUP INC DE 4.01,9.01 11/16/09 FIRST AMERICAN CORP CA 8.01,9.01 11/17/09 FIRST BANCORP /NC/ NC 8.01,9.01 11/18/09 FIRST CENTURY BANKSHARES INC WV 8.01,9.01 11/17/09 FIRST LITCHFIELD FINANCIAL CORP DE 2.02,9.01 11/17/09 FIRST M&F CORP/MS MS 8.01 11/18/09 FIRST NIAGARA FINANCIAL GROUP INC DE 2.01,9.01 09/04/09 AMEND FIRST PACTRUST BANCORP INC MD 8.01 11/18/09 FIRST REGIONAL BANCORP CA 2.02,9.01 11/12/09 Flex Fuels Energy, Inc. NV 4.02 11/16/09 FLUSHING FINANCIAL CORP DE 8.01,9.01 11/17/09 FORRESTER RESEARCH INC DE 5.02 11/18/09 FPIC INSURANCE GROUP INC FL 2.01,7.01,9.01 11/13/09 FPIC INSURANCE GROUP INC FL 7.01,9.01 11/16/09 FRONTIER COMMUNICATIONS CORP DE 5.02 11/18/09 FX Real Estate & Entertainment Inc. DE 1.01 11/12/09 GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 1.01,2.01,9.01 11/18/09 GLOBAL CASINOS INC UT 2.02,7.01,9.01 11/17/09 GOLDRICH MINING CO AK 7.01,9.01 11/09/09 GOODRICH CORP NY 1.01,9.01 11/16/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/13/09 GRAPHIC PACKAGING HOLDING CO DE 5.02 11/18/09 Green Irons Holdings Corp. NV 5.02,9.01 11/17/09 GREER BANCSHARES INC SC 7.01,9.01 11/18/09 GRIFFIN LAND & NURSERIES INC DE 8.01,9.01 11/18/09 GSI COMMERCE INC DE 2.01,3.02,9.01 11/17/09 GTX CORP NV 1.01,8.01,9.01 11/16/09 GYMBOREE CORP DE 2.02,7.01,9.01 11/18/09 HEALTH BENEFITS DIRECT CORP DE 2.02,9.01 11/16/09 Homeland Security Network, Inc. 1.01,9.01 11/17/09 HOT TOPIC INC /CA/ CA 2.02,9.01 11/18/09 HUDSON VALLEY HOLDING CORP NY 8.01,9.01 11/18/09 I2 TECHNOLOGIES INC DE 8.01,9.01 11/18/09 IB3 Networks, Inc. NV 5.02,5.03,9.01 11/13/09 IDAHO POWER CO ID 1.01,9.01 11/17/09 IMAX CORP A6 1.01,2.03,9.01 11/16/09 IMPERIAL INDUSTRIES INC DE 5.02,7.01,9.01 11/16/09 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 11/16/09 Innophos Holdings, Inc. 8.01 11/18/09 INNOVATIVE CARD TECHNOLOGIES INC DE 2.02,7.01,9.01 11/16/09 INTEGRAL SYSTEMS INC /MD/ MD 8.01,9.01 11/18/09 INTERNATIONAL ASSETS HOLDING CORP DE 4.01,9.01 11/13/09 INTERSTATE HOTELS & RESORTS INC DE 8.01 11/17/09 Intrepid Potash, Inc. DE 7.01,9.01 11/18/09 iPCS, INC DE 8.01,9.01 11/18/09 IRON MOUNTAIN INC DE 5.02,8.01 11/18/09 IsoRay, Inc. MN 1.01,9.01 11/13/09 IXYS CORP /DE/ DE 1.01,2.03 11/13/09 JACK IN THE BOX INC /NEW/ DE 2.02,9.01 11/18/09 JAMBA, INC. DE 5.02,9.01 11/16/09 James River Coal CO VA 1.01,9.01 11/12/09 JER Investors Trust Inc 2.04 11/12/09 John Bean Technologies CORP DE 7.01,9.01 11/18/09 JONES FINANCIAL COMPANIES LP LLP MO 2.01,9.01 11/12/09 JUNIPER NETWORKS INC DE 5.02 11/12/09 Kushi Resources Inc 1.01 11/16/09 LAKELAND FINANCIAL CORP IN 7.01,9.01 11/18/09 LAKES ENTERTAINMENT INC MN 7.01 11/01/09 LANDAMERICA FINANCIAL GROUP INC VA 8.01,9.01 11/17/09 LANDMARK BANCORP INC DE 1.01 11/18/09 Lazard Group LLC DE 5.02,9.01 11/16/09 Lazard Ltd D0 5.02,9.01 11/16/09 LEHMAN BROTHERS HOLDINGS INC DE 8.01,9.01 11/18/09 Li3 Energy, Inc. NV 8.01 10/19/09 AMEND Liberty Global, Inc. 7.01 11/18/09 LIBERTY MEDIA CORP 5.04 11/18/09 Lifevantage Corp CO 1.01,2.03,3.02,9.01 11/18/09 LIHUA INTERNATIONAL INC. DE 2.02,9.01 11/16/09 LOCAL.COM DE 1.01,9.01 11/12/09 LOWES COMPANIES INC NC 5.03,9.01 11/13/09 LTV CORP DE 8.01,9.01 11/18/09 MAGNEGAS CORP DE 1.01,9.01 11/16/09 MARSH & MCLENNAN COMPANIES, INC. DE 8.01,9.01 11/18/09 MARTIN MARIETTA MATERIALS INC NC 1.01,1.02,9.01 11/18/09 MARVELL TECHNOLOGY GROUP LTD D0 5.02,9.01 11/18/09 MASTERCARD INC DE 8.01 11/12/09 MBIA INC CT 7.01 11/17/09 McCormick & Schmicks Seafood Restaura 5.02 11/16/09 MEDALLION FINANCIAL CORP DE 1.01,9.01 11/18/09 MEDICIS PHARMACEUTICAL CORP DE 1.01,8.01 11/13/09 Mercantile Bancorp, Inc. DE 2.02,9.01 11/17/09 Merck & Co. Inc. NJ 9.01 11/03/09 AMEND Meritage Homes CORP MD 5.04,9.01 11/13/09 MERIX CORP OR 8.01,9.01 11/17/09 Mesa Energy Holdings, Inc. DE 3.02 11/03/09 METALLINE MINING CO NV 8.01,9.01 11/13/09 MEXCO ENERGY CORP CO 8.01,9.01 11/18/09 MICROTUNE INC DE 5.02,7.01,9.01 11/16/09 MICROVISION INC DE 7.01,9.01 11/18/09 MINERALS TECHNOLOGIES INC DE 8.01,9.01 11/18/09 MINES MANAGEMENT INC ID 8.01,9.01 11/17/09 MODINE MANUFACTURING CO WI 1.02,5.02,5.03,9.01 11/13/09 MORRIS PUBLISHING GROUP LLC GA 1.01 11/17/09 MULTIBAND CORP MN 7.01,9.01 11/16/09 NATIONWIDE HEALTH PROPERTIES INC MD 8.01,9.01 11/18/09 NATURAL HEALTH TRENDS CORP DE 2.02,9.01 11/16/09 NetApp, Inc. CA 2.02,9.01 11/18/09 NEUROGEN CORP DE 5.02 11/13/09 Neutral Tandem Inc 5.02 11/16/09 Nevada Gold Holdings, Inc. DE 5.02 11/13/09 NEW FRONTIER ENERGY INC CO 3.02 11/11/09 NextMart Inc. DE 1.01,3.02 08/01/09 AMEND NORDSTROM INC WA 1.01,2.03,8.01,9.01 11/13/09 NORTEL NETWORKS CORP 2.01,2.02,5.02,8.01,9.01 11/13/09 NORTEL NETWORKS LTD 2.01,2.02,5.02,8.01,9.01 11/13/09 NORTHWEST PIPE CO OR 3.01,9.01 11/12/09 NuStar Energy L.P. DE 7.01,9.01 11/18/09 NuStar GP Holdings, LLC DE 7.01,9.01 11/18/09 NUTRA PHARMA CORP CA 9.01 04/10/08 AMEND OmniAmerican Bancorp, Inc. MD 1.01,9.01 11/12/09 PACIFIC GAS & ELECTRIC CO CA 8.01,9.01 11/18/09 PACIFIC GAS & ELECTRIC CO CA 8.01 11/18/09 PANERA BREAD CO DE 5.02,8.01,9.01 11/16/09 PDL BIOPHARMA, INC. DE 7.01,9.01 11/04/09 PENN NATIONAL GAMING INC PA 9.01 11/16/09 AMEND PENN TRAFFIC CO DE 1.03,2.04,8.01,9.01 11/18/09 PENNANTPARK INVESTMENT CORP 2.02,9.01 11/18/09 PENNANTPARK INVESTMENT CORP 7.01,9.01 11/18/09 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 11/18/09 PETSMART INC DE 2.02,9.01 11/18/09 PFSWEB INC DE 8.01 11/13/09 PG&E CORP CA 8.01,9.01 11/18/09 PG&E CORP CA 8.01 11/18/09 Pharmacity Corp NV 2.01,3.02,4.01,5.01,5.02,5.03, 11/12/09 5.06,9.01 PHILLIPS VAN HEUSEN CORP /DE/ DE 2.02,9.01 11/18/09 PINNACLE WEST CAPITAL CORP AZ 8.01,9.01 11/17/09 PIONEER DRILLING CO TX 7.01,9.01 11/18/09 PRINCETON NATIONAL BANCORP INC DE 5.02,9.01 11/16/09 PROTECTION ONE INC DE 1.01,2.03,3.03,9.01 11/17/09 PUBLIC SERVICE ELECTRIC & GAS CO NJ 8.01,9.01 11/18/09 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 5.03,9.01 11/17/09 QUEST DIAGNOSTICS INC DE 1.01,9.01 11/17/09 RADIAN GROUP INC DE 5.02,9.01 11/12/09 REHABCARE GROUP INC DE 1.01,9.01 11/12/09 RENTECH INC /CO/ CO 5.02 11/13/09 REPUBLIC SERVICES, INC. DE 2.03,9.01 11/18/09 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 7.01,9.01 11/18/09 ROYAL GOLD INC DE 5.02 11/16/09 rue21, inc. PA 1.01,9.01 11/12/09 SCHNITZER STEEL INDUSTRIES INC OR 7.01 11/13/09 SELECTICA INC DE 3.03,8.01 11/12/09 SEMTECH CORP DE 1.01,7.01,9.01 11/18/09 SEMTECH CORP DE 2.02,7.01,9.01 11/18/09 SHUAIYI INTERNATIONAL NEW RESOURCES D 5.02,9.01 11/18/09 SHUTTERFLY INC DE 2.01 09/11/09 AMEND Sino Gas International Holdings, Inc. UT 7.01,9.01 11/18/09 SINOHUB, INC. DE 7.01,9.01 11/18/09 SLM CORP DE 1.01 11/12/09 SOKO FITNESS & SPA GROUP, INC. 4.02 11/14/09 Southern Trust Securities Holding Cor 5.02 11/18/09 SOUTHWEST GAS CORP CA 5.02 11/18/09 SPHERIX INC DE 1.01,9.01 11/16/09 Sports Properties Acquisition Corp. DE 1.01,5.02,8.01,9.01 11/18/09 STANCORP FINANCIAL GROUP INC OR 5.02 11/13/09 STATE BANCORP INC NY 8.01,9.01 11/17/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 11/16/09 Sungro Minerals Inc. NV 4.01,5.02,8.01,9.01 11/12/09 AMEND Sunshine Biopharma, Inc CO 3.02 11/12/09 SVB FINANCIAL GROUP 8.01 11/17/09 SYSCO CORP DE 5.02 11/18/09 TEL INSTRUMENT ELECTRONICS CORP NJ 2.02 11/16/09 TELKONET INC 1.01,2.02,3.02,5.02,5.03,9.01 11/13/09 TENNECO INC DE 8.01,9.01 11/17/08 Territorial Bancorp Inc. MD 5.02,9.01 11/13/09 Territorial Bancorp Inc. MD 2.02,9.01 11/13/09 TEXTRON FINANCIAL CORP DE 8.01 11/12/09 THERMOENERGY CORP AK 5.02 11/16/09 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 11/18/09 TIAA REAL ESTATE ACCOUNT NY 2.02,7.01,9.01 11/18/09 Timberline Resources Corp DE 7.01,9.01 11/18/09 TNP Strategic Retail Trust, Inc. MD 1.01,2.03,8.01 11/12/09 TORVEC INC NY 1.01 11/18/09 TRANSATLANTIC HOLDINGS INC DE 8.01,9.01 11/18/09 TRUMP ENTERTAINMENT RESORTS, INC. DE 1.02 11/16/09 TRUSTCO BANK CORP N Y NY 1.01,5.02,9.01 11/17/09 TRW AUTOMOTIVE HOLDINGS CORP DE 8.01,9.01 11/18/09 UNITED ONLINE INC DE 8.01 11/18/09 UNIVERSAL CORP /VA/ VA 8.01,9.01 11/17/09 Urban Barns Foods Inc. NV 5.02 11/18/09 URS CORP /NEW/ DE 5.02,9.01 11/17/09 USA TRUCK INC DE 7.01,9.01 11/18/09 VALUEVISION MEDIA INC MN 2.02,9.01 11/18/09 VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 5.02 11/12/09 VICTORY ENERGY CORP NV 5.02 11/11/09 VIVUS INC CA 8.01,9.01 11/18/09 WASHINGTON BANKING CO WA 5.03,9.01 11/12/09 WELLS FARGO & CO/MN DE 8.01,9.01 11/18/09 Wentworth Energy, Inc. OK 5.02 11/18/09 Wilhelmina International, Inc. DE 2.02,7.01,9.01 11/17/09 WIRELESS TELECOM GROUP INC NJ 5.02 11/12/09 WIZZARD SOFTWARE CORP /CO CO 7.01 11/17/09 WORLD FUEL SERVICES CORP FL 7.01,9.01 11/17/09 WORLDGATE COMMUNICATIONS INC DE 7.01,9.01 11/18/09 XCEL ENERGY INC MN 8.01 11/18/09 XCEL ENERGY INC MN 8.01 11/12/09 Yongye International, Inc. NV 2.02,9.01 11/16/09