RECENT 8K FILINGS November 18, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 8.01,9.01 11/17/09 ACHILLION PHARMACEUTICALS INC 3.01,9.01 11/13/09 ADA-ES INC CO 7.01,9.01 11/17/09 ADVANCED CELL TECHNOLOGY, INC. DE 1.01,3.02,5.02,9.01 10/01/09 ADVANCED MICRO DEVICES INC DE 1.01,8.01,9.01 11/11/09 ADVANCED TECHNOLOGIES GROUP LTD NV 4.02 11/17/09 ALANCO TECHNOLOGIES INC AZ 2.02,9.01 11/16/09 ALDILA INC DE 2.05 08/19/09 AMEND Allegiant Travel CO NV 8.01 11/10/09 AMB PROPERTY CORP MD 8.01,9.01 11/17/09 AMEREN CORP MO 8.01,9.01 11/17/09 American Water Works Company, Inc. DE 5.02 11/16/09 AMERICAS CARMART INC TX 5.02,9.01 11/13/09 AMERISOURCEBERGEN CORP DE 1.01,7.01,8.01,9.01 11/16/09 AON CORP DE 5.02,9.01 11/13/09 APPLIED MATERIALS INC /DE DC 1.01,7.01,9.01 11/16/09 ARROW ELECTRONICS INC NY 8.01,9.01 11/17/09 ASSOCIATED BANC-CORP WI 5.02 11/16/09 AMEND ASSURED GUARANTY LTD D0 2.02,9.01 11/16/09 ASTRO MED INC /NEW/ RI 2.02,9.01 11/17/09 ATMEL CORP DE 8.01,9.01 11/16/09 Aussie Soles Group Inc. 1.01,8.01 11/16/09 AUTODESK INC DE 2.02,9.01 11/17/09 AUTOLIV INC DE 8.01,9.01 11/17/09 AVANIR PHARMACEUTICALS, INC. DE 5.02,8.01 11/11/09 AVID TECHNOLOGY, INC. DE 2.02,9.01 11/16/09 B&G Foods, Inc. DE 8.01,9.01 11/16/09 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 11/17/09 BARRICODE, INC. NV 8.01,9.01 11/16/09 BELL INDUSTRIES INC /NEW/ CA 2.02,9.01 11/13/09 BIOCANCELL THERAPEUTICS INC. 5.02 11/15/09 BJs RESTAURANTS INC CA 8.01,9.01 11/17/09 Black Raven Energy, Inc. NV 4.01,9.01 08/28/09 AMEND BLACKSANDS PETROLEUM, INC. NV 8.01,9.01 11/16/09 BOEING CO DE 8.01 11/13/09 BROADVIEW INSTITUTE INC MN 2.02,9.01 11/17/09 BROOKS AUTOMATION INC DE 5.02 11/16/09 BROWN SHOE CO INC NY 2.02,5.02,9.01 11/17/09 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 11/17/09 BRUSH ENGINEERED MATERIALS INC 8.01 11/17/09 CAL MAINE FOODS INC DE 1.01,2.03,9.01 11/12/09 CAMERON INTERNATIONAL CORP DE 8.01,9.01 11/17/09 CANO PETROLEUM, INC 2.02,9.01 11/13/09 CAPITAL CORP OF THE WEST CA 8.01,9.01 11/13/09 CAPITALSOURCE INC DE 1.01,1.02,5.02,5.03,9.01 11/15/09 Cardinal Ethanol LLC IN 7.01,9.01 11/17/09 Cavico Corp 5.02 11/13/09 Celsius Holdings, Inc. NV 5.02 11/13/09 CENTRACAN INC FL 4.01 08/10/09 AMEND CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01 11/12/09 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,9.01 11/16/09 CENTURY ALUMINUM CO DE 1.01,8.01,9.01 11/12/09 CERUS CORP DE 8.01,9.01 11/16/09 CH ENERGY GROUP INC NY 5.02,9.01 11/11/09 CHDT CORP FL 2.02,7.01,9.01 11/16/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 11/17/09 China Digital Animation Development, NY 1.01,9.01 11/11/09 China Holdings Acquisition Corp. DE 8.01,9.01 11/17/09 China Housing & Land Development, Inc NV 2.02,9.01 11/17/09 China Precision Steel, Inc. CO 2.02,7.01,9.01 11/17/09 China Shenghuo Pharmaceutical Holding 2.02,9.01 11/16/09 Cinnabar Ventures Inc 8.01 11/16/09 CIRCUIT CITY STORES INC VA 8.01,9.01 09/16/09 CISCO SYSTEMS INC CA 1.01,8.01,9.01 11/17/09 CIT GROUP INC DE 5.02 11/16/09 CITIGROUP INC DE 5.02 11/11/09 CLARIENT, INC DE 1.01,9.01 11/13/09 CMS Bancorp, Inc. DE 2.02,9.01 11/17/09 COBIZ FINANCIAL INC CO 7.01 11/17/09 COLDWATER CREEK INC DE 5.02,9.01 11/11/09 Community Bankers Trust Corp DE 2.02,8.01,9.01 11/10/09 CONCUR TECHNOLOGIES INC WA 2.02,8.01,9.01 11/17/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 11/12/09 COSI INC DE 8.01,9.01 11/16/09 Covidien plc 2.02,9.01 11/17/09 CYTOKINETICS INC 8.01,9.01 11/17/09 DECOR PRODUCTS INTERNATIONAL, INC. FL 4.01,9.01 10/29/09 AMEND Deep Down, Inc. NV 2.02,9.01 11/17/09 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 11/12/09 DIEDRICH COFFEE INC CA 1.01,9.01 11/17/09 DILLARDS INC DE 2.02,9.01 11/17/09 Dolat Ventures, Inc. NV 1.01,9.01 11/09/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 7.01,8.01,9.01 11/17/09 Dollarama Group L.P. A8 1.02 11/17/09 DOVER MOTORSPORTS INC DE 8.01,9.01 11/17/09 DRI CORP NC 2.02,7.01,9.01 11/16/09 DRI CORP NC 7.01,9.01 11/17/09 EASTERN CO CT 1.01,9.01 11/13/09 EASTON-BELL SPORTS, INC. DE 7.01,9.01 11/17/09 Ecologic Transportation, Inc. 5.03 07/02/09 EGAIN COMMUNICATIONS CORP DE 5.02 11/12/09 Emergency Medical Services CORP DE 7.01,9.01 11/17/09 EMS TECHNOLOGIES INC GA 5.02 11/11/09 Energy Transfer Partners, L.P. DE 7.01 11/17/09 ENSIGN GROUP, INC 1.01,2.03,8.01,9.01 11/10/09 EQUUS TOTAL RETURN, INC. DE 2.02,9.01 11/17/09 FAIR ISAAC CORP DE 5.02,9.01 11/11/09 FARMERS CAPITAL BANK CORP KY 3.03,5.03,9.01 11/16/09 Federal Home Loan Bank of Atlanta X1 2.03 11/17/09 Federal Home Loan Bank of Boston X1 2.03 11/10/09 Federal Home Loan Bank of Chicago X1 2.03 11/12/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/12/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/13/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/12/09 Federal Home Loan Bank of New York X1 2.03,9.01 11/10/09 Federal Home Loan Bank of New York X1 8.01 11/10/09 Federal Home Loan Bank of New York X1 5.02,9.01 11/17/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/12/09 Federal Home Loan Bank of San Francis X1 2.03 11/10/09 Federal Home Loan Bank of Seattle 2.03 11/16/09 Federal Home Loan Bank of Topeka 2.03 11/12/09 Fifth Street Finance Corp DE 1.01,2.03,9.01 11/17/09 Fifth Street Finance Corp DE 8.01,9.01 11/17/09 FIRST ADVANTAGE CORP DE 5.02 11/11/09 FIRST BANCORP /PR/ PR 2.02,7.01,9.01 11/12/09 FIRST CORP /CN/ CO 1.01,5.02,9.01 07/09/09 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 11/16/09 FIRST INTERSTATE BANCSYSTEM INC MT 7.01,8.01,9.01 11/16/09 FIRST SOLAR, INC. DE 5.02 11/16/09 FLOTEK INDUSTRIES INC/CN/ DE 2.02,9.01 11/17/09 FMC CORP DE 7.01,9.01 11/17/09 FORCE PROTECTION INC NV 7.01,9.01 11/09/09 FREMONT GENERAL CORP NV 8.01,9.01 11/16/09 Galaxy Gaming, Inc. 5.02,9.01 11/12/09 GAMETECH INTERNATIONAL INC DE 8.01 11/12/09 GC China Turbine Corp. NV 2.01,9.01 10/30/09 AMEND Global Resource CORP CO 5.02,8.01,9.01 11/11/09 Global Telecom & Technology, Inc. DE 2.02,9.01 11/11/09 Golden Spirit Enterprises Ltd. DE 1.01,8.01,9.01 11/16/09 Great American Group, Inc. DE 2.02,9.01 11/16/09 Great Lakes Dredge & Dock CORP DE 7.01,9.01 11/17/09 GREAT PLAINS ENERGY INC MO 7.01,9.01 11/17/09 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 11/17/09 GSI COMMERCE INC DE 9.01 11/17/09 AMEND GT Solar International, Inc. DE 5.02,9.01 11/13/09 Guaranty Financial Group Inc. DE 8.01,9.01 11/12/09 GULFSTREAM INTERNATIONAL GROUP INC DE 2.02,9.01 11/17/09 HAMPTON ROADS BANKSHARES INC VA 7.01,8.01,9.01 11/17/09 Hamptons Extreme, Inc. DE 1.01,2.01,3.02,5.01,5.02,5.03, 11/13/09 5.06,9.01 HANCOCK FABRICS INC DE 3.03,9.01 11/12/09 Hanesbrands Inc. MD 7.01,9.01 11/17/09 HARRIS INTERACTIVE INC DE 5.02,7.01,9.01 11/11/09 HEARUSA INC DE 1.01,3.03,5.03,8.01,9.01 11/13/09 HERCULES OFFSHORE, INC. DE 7.01,9.01 11/17/09 HIGHLANDS BANKSHARES INC /WV/ WV 5.02 11/10/09 HOLOGIC INC DE 5.02,9.01 11/11/09 HOME DEPOT INC DE 2.02,9.01 11/17/09 HORIZON FINANCIAL CORP WA 5.02,9.01 11/16/09 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 1.01,9.01 11/16/09 HYPERDYNAMICS CORP DE 7.01,9.01 11/17/09 IKANOS COMMUNICATIONS CA 3.01,8.01,9.01 11/12/09 IMMERSION CORP DE 3.01,4.02,9.01 11/11/09 Incoming,Inc. NV 1.01,9.01 11/11/09 INLAND REAL ESTATE CORP MD 8.01,9.01 11/17/09 INSIGHT HEALTH SERVICES HOLDINGS CORP 2.02,9.01 11/16/09 INSTEEL INDUSTRIES INC NC 8.01,9.01 11/17/09 InterDigital, Inc. PA 2.02,9.01 11/17/09 INTERMUNE INC DE 8.01 11/17/09 ISIS PHARMACEUTICALS INC DE 8.01,9.01 11/17/09 IVANHOE ENERGY INC 5.02,9.01 11/10/09 JACOBS ENGINEERING GROUP INC /DE/ DE 2.02,9.01 11/16/09 KAMAN CORP CT 8.01,9.01 11/17/09 KEITHLEY INSTRUMENTS INC OH 2.02,9.01 11/17/09 KEMET CORP DE 8.01,9.01 11/11/09 KILROY REALTY CORP MD 8.01,9.01 11/16/09 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 11/17/09 KINDER MORGAN MANAGEMENT LLC DE 7.01 11/17/09 KINGSTONE COMPANIES, INC. DE 2.01,9.01 06/30/09 AMEND LA-Z-BOY INC MI 2.02,9.01 11/17/09 LANDRYS RESTAURANTS INC 1.01,8.01,9.01 11/17/09 LENNAR CORP /NEW/ DE 7.01,9.01 11/16/09 Liberty Global, Inc. 7.01 11/17/09 LIBERTY MEDIA CORP 8.01,9.01 11/16/09 LIBERTY MEDIA CORP 8.01,9.01 11/16/09 LINCOLN NATIONAL CORP IN 2.02,7.01,9.01 11/17/09 LL&E ROYALTY TRUST TX 3.01,9.01 11/16/09 LMI AEROSPACE INC MO 7.01,9.01 11/17/09 LOGITECH INTERNATIONAL SA 1.01 11/17/09 Manitex International, Inc. MI 2.02,9.01 11/11/09 MARKWEST ENERGY PARTNERS L P 7.01,9.01 11/17/09 MATECH Corp. DE 5.02 11/09/09 MBT FINANCIAL CORP MI 7.01,9.01 11/13/09 MDI, INC. DE 8.01 09/08/09 MDI, INC. DE 8.01 11/17/09 MDU RESOURCES GROUP INC DE 5.02,5.03,8.01,9.01 11/11/09 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 11/17/09 MEDICINOVA INC DE 8.01,9.01 11/17/09 MEMC ELECTRONIC MATERIALS INC DE 1.01,9.01 11/11/09 MIDDLESEX WATER CO NJ 5.02 11/17/09 MILLENNIUM BIOTECHNOLOGIES GROUP INC DE 1.01,3.02,9.01 11/10/09 MIMEDX GROUP, INC. FL 7.01,9.01 11/17/09 MISONIX INC NY 2.02,9.01 11/17/09 MOBICLEAR INC. PA 2.01,3.02,7.01,9.01 11/11/09 MODAVOX INC 8.01 11/17/09 National CineMedia, Inc. DE 5.02 11/16/09 National Health Partners Inc 1.01,2.03,9.01 11/13/09 NATIONAL OILWELL VARCO INC DE 8.01,9.01 11/17/09 NATIONAL PATENT DEVELOPMENT CORP DE 2.02,9.01 11/17/09 NATIONAL PATENT DEVELOPMENT CORP DE 5.02,9.01 11/11/09 NAVISTAR FINANCIAL CORP DE 1.01,9.01 11/10/09 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 1.01,9.01 11/10/09 NAVISTAR INTERNATIONAL CORP DE 1.01 11/10/09 Neuralstem, Inc. DE 2.02,7.01,9.01 11/17/09 NeurogesX Inc CA 8.01,9.01 11/16/09 NeurogesX Inc CA 8.01,9.01 11/17/09 New Oriental Energy & Chemical Corp. 2.02,9.01 11/16/09 NEWMONT MINING CORP /DE/ DE 8.01,9.01 11/16/09 NORCRAFT COMPANIES LP 8.01,9.01 11/17/09 NOVADEL PHARMA INC DE 2.02,9.01 11/16/09 NUCRYST Pharmaceuticals Corp. A0 1.01,9.01 11/17/09 NUTRACEA CA 1.01,1.03,2.03,9.01 11/10/09 OBA Financial Services, Inc. MD 1.01,9.01 11/12/09 OLD POINT FINANCIAL CORP VA 5.02 11/10/09 AMEND ONE Bio, Corp. 8.01 11/11/09 OPHTHALMIC IMAGING SYSTEMS CA 2.02,7.01,9.01 11/16/09 Opko Health, Inc. DE 7.01,9.01 11/17/09 OPTICAL CABLE CORP VA 8.01,9.01 10/16/09 OptimumBank Holdings, Inc. FL 5.02 11/16/09 Orchids Paper Products CO /DE DE 7.01,9.01 11/17/09 ORTHOLOGIC CORP DE 3.01,9.01 11/17/09 OVERSTOCK.COM, INC UT 8.01,9.01 11/16/09 P2 Solar, Inc. DE 4.02,9.01 11/15/09 PACIFIC BLUE ENERGY CORP. 1.01,3.02,9.01 11/17/09 Pacific Coast National Bancorp CA 1.03,8.01 11/13/09 PACIFIC STATE BANCORP 3.01,9.01 11/10/09 PARK NATIONAL CORP /OH/ OH 1.01,8.01,9.01 11/17/09 PEETS COFFEE & TEA INC WA 1.01,9.01 11/17/09 PENN NATIONAL GAMING INC PA 8.01,9.01 11/16/09 PEOPLES FINANCIAL SERVICES CORP. PA 1.01 11/17/09 PERICOM SEMICONDUCTOR CORP CA 5.02 11/17/09 PLANAR SYSTEMS INC OR 2.02,5.02,9.01 11/17/09 PMA CAPITAL CORP PA 5.02 11/10/09 POLYMEDIX INC 8.01,9.01 11/17/09 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 11/17/09 PROCERA NETWORKS INC NV 5.02 11/13/09 PROGINET CORP DE 2.02,5.02,9.01 11/16/09 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01 11/13/09 QUICKLOGIC CORPORATION CA 1.01,9.01 11/17/09 QUICKLOGIC CORPORATION CA 1.01,9.01 11/17/09 AMEND RANGE RESOURCES CORP DE 9.01 11/17/09 Raptor Pharmaceutical Corp DE 8.01 11/17/09 REMEDENT, INC. NV 2.02,7.01,9.01 11/17/09 REPROS THERAPEUTICS INC. DE 5.02,9.01 11/12/09 Resolute Energy Corp DE 1.01,9.01 11/15/09 RICHARDSON ELECTRONICS LTD/DE DE 5.02 10/13/09 Rosetta Resources Inc. DE 7.01,9.01 11/16/09 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.02,9.01 11/13/09 RSC Holdings Inc. DE 1.01,9.01 11/12/09 RXI PHARMACEUTICALS CORP 2.02,5.02,9.01 11/13/09 SafeStitch Medical, Inc. DE 7.01,9.01 11/17/09 SAIC, Inc. 3.03,9.01 11/16/09 SAKS INC TN 2.02,9.01 11/17/09 SALESFORCE COM INC DE 2.02,9.01 11/17/09 SBARRO INC NY 2.02,9.01 11/16/09 SEACHANGE INTERNATIONAL INC DE 9.01 09/01/09 AMEND SELECT MEDICAL HOLDINGS CORP 5.02 11/11/09 SEMITOOL INC MT 1.01,8.01,9.01 11/16/09 SENESCO TECHNOLOGIES INC DE 2.02,9.01 11/17/09 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 5.03,9.01 11/16/09 Shopoff Properties Trust, Inc. MD 7.01,9.01 11/17/09 SIGMA ALDRICH CORP DE 5.03 11/10/09 SIMMONS FIRST NATIONAL CORP AR 8.01,9.01 11/17/09 SJW CORP CA 8.01 11/17/09 SKYSTAR BIO-PHARMACEUTICAL CO NV 5.03,8.01,9.01 11/17/09 Soltera Mining Corp. NV 5.02,7.01,9.01 11/17/09 SPHERIX INC DE 2.02,9.01 11/16/09 STR Holdings, Inc. DE 2.02,9.01 11/16/09 STUDIO ONE MEDIA, INC. DE 7.01,9.01 10/30/09 SUBAYE, INC. 5.02 11/17/09 SUNESIS PHARMACEUTICALS INC DE 2.02,9.01 11/16/09 Sungro Minerals Inc. NV 4.01,5.02,8.01,9.01 11/12/09 Symmetry Medical Inc. DE 8.01,9.01 11/16/09 Synutra International, Inc. DE 2.02,9.01 11/10/09 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 11/17/09 TARGET CORP MN 7.01,9.01 11/17/09 TARGET CORP MN 2.02,8.01,9.01 11/17/09 TC PIPELINES LP DE 7.01,9.01 11/17/09 TECHPRECISION CORP 2.02,7.01,9.01 11/11/09 TELTRONICS INC DE 2.02,9.01 11/17/09 TIANYIN PHARMACEUTICAL CO., INC. DE 2.02,7.01,8.01 11/16/09 TIME WARNER INC. DE 1.01,8.01,9.01 11/16/09 TJX COMPANIES INC /DE/ DE 2.02,9.01 11/17/09 TLC VISION CORP A6 2.02,9.01 11/16/09 TRIMERIS INC DE 1.01,8.01,9.01 11/17/09 TRONOX INC DE 8.01 11/17/09 TRUSTCO BANK CORP N Y NY 8.01,9.01 11/17/09 TRW AUTOMOTIVE HOLDINGS CORP DE 8.01,9.01 11/16/09 UAL CORP /DE/ DE 1.01,7.01,9.01 11/16/09 ULTICOM INC NJ 5.03,8.01,9.01 11/16/09 ULTRALIFE CORP DE 5.02,9.01 11/16/09 Unilava Corp WY 3.03,5.03 11/10/09 UNION BANKSHARES INC VT 2.02,9.01 11/12/09 UNITED RENTALS INC /DE DE 1.01,2.03,8.01,9.01 11/17/09 UNITED TECHNOLOGIES CORP /DE/ DE 8.01,9.01 11/12/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 11/16/09 US ENERGY CORP WY 7.01,9.01 11/16/09 USChina Channel Inc 8.01 10/30/09 VARIAN MEDICAL SYSTEMS INC DE 8.01 11/13/09 Verisk Analytics, Inc. DE 2.02,9.01 11/16/09 VIASPACE Inc. NV 2.02,9.01 11/17/09 VISION INDUSTRIES CORP FL 4.02 06/30/09 AMEND VISUALANT INC NV 5.02 11/11/09 Vivakor, Inc. NV 8.01,9.01 11/17/09 VIVUS INC CA 8.01,9.01 11/17/09 WACCAMAW BANKSHARES INC NC 2.02,9.01 11/16/09 Warner Music Group Corp. DE 3.03,5.03,9.01 11/12/09 WASTE MANAGEMENT INC DE 1.01,8.01,9.01 11/12/09 WAVE SYSTEMS CORP DE 8.01 11/13/09 WESCORP ENERGY INC 7.01,9.01 11/11/09 WEST PHARMACEUTICAL SERVICES INC PA 9.01 11/17/09 Westway Group, Inc. DE 1.01,1.02,2.03,9.01 11/16/09 WHITE ELECTRONIC DESIGNS CORP ID 1.01,9.01 11/16/09 WHX CORP DE 2.02,9.01 11/17/09 WIRELESS RONIN TECHNOLOGIES INC MN 8.01 11/17/09 Wonder Auto Technology, Inc NV 1.01,9.01 11/17/09 World Omni Automobile Lease Securitiz DE 8.01,9.01 11/12/09 WUHAN GENERAL GROUP (CHINA), INC NV 1.01,2.03,9.01 11/11/09 WUHAN GENERAL GROUP (CHINA), INC NV 7.01,9.01 11/17/09 Yanglin Soybean, Inc. NV 2.02,7.01,9.01 11/17/09 YRC WORLDWIDE INC DE 8.01,9.01 11/17/09 ZIMMER HOLDINGS INC DE 1.01,2.03,8.01,9.01 11/12/09