RECENT 8K FILINGS November 13, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Century Bancshares, Inc. DE 2.02,9.01 09/30/09 1st Pacific Bancorp CA 8.01,9.01 11/10/09 3COM CORP DE 1.01,3.03,9.01 11/11/09 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 11/10/09 Access to Money, Inc. OR 2.02,9.01 11/12/09 ACORN ENERGY, INC. DE 2.02,9.01 11/12/09 ADAM INC GA 2.02,9.01 11/12/09 ADAMS GOLF INC DE 2.02,9.01 11/10/09 Addus HomeCare Corp DE 2.02,9.01 11/12/09 ADEX MEDIA, INC. DE 7.01,9.01 11/11/09 ADVANCE AUTO PARTS INC DE 2.02,9.01 11/11/09 ADVANTA CORP DE 3.01,9.01 11/09/09 Adventure Energy, Inc. FL 1.01,2.01,2.03,9.01 11/06/09 AECOM TECHNOLOGY CORP DE 2.02,9.01 11/12/09 AGILYSYS INC OH 2.02,7.01,9.01 11/12/09 AGY Holding Corp. DE 2.02,9.01 11/11/09 ALDILA INC DE 2.02,7.01,9.01 11/12/09 Allegiant Travel CO NV 7.01,9.01 11/12/09 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/12/09 ALLIANCE FINANCIAL CORP /NY/ NY 7.01,9.01 11/12/09 Alliance HealthCare Services, Inc DE 8.01,9.01 11/12/09 Alliance Holdings GP, L.P. DE 7.01,9.01 11/12/09 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 11/12/09 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 11/10/09 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 11/10/09 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 11/12/09 ALLIANT TECHSYSTEMS INC DE 5.02 11/09/09 Allis Chalmers Energy Inc. DE 5.02,9.01 11/06/09 ALLOY STEEL INTERNATIONAL INC 8.01 11/10/09 ALTERA CORP DE 5.02,9.01 11/10/09 Altisource Portfolio Solutions S.A. N4 2.02,9.01 11/11/09 Altra Holdings, Inc. DE 8.01,9.01 11/10/09 Altus Pharmaceuticals Inc. DE 1.03 11/11/09 AMCON DISTRIBUTING CO DE 2.02 11/12/09 AMERIANA BANCORP IN 2.02,9.01 11/10/09 American Casino & Entertainment Prope DE 8.01,9.01 11/09/09 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 11/11/09 AMERICAN DG ENERGY INC DE 2.02,9.01 11/11/09 AMERICAN LOCKER GROUP INC DE 8.01 11/11/09 AMERICAN MEDICAL ALERT CORP NY 2.02,9.01 11/12/09 AMERICAN URANIUM CORP NV 8.01,9.01 11/10/09 AMERIGAS PARTNERS LP DE 2.02,9.01 11/11/09 AMERISOURCEBERGEN CORP DE 1.01,1.02,3.03,5.03,8.01,9.01 11/12/09 ANTARES PHARMA, INC. DE 8.01,9.01 11/06/09 ANTHRACITE CAPITAL INC MD 5.02 11/09/09 APD ANTIQUITIES, INC. NV 1.01,3.02,9.01 11/10/09 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 11/05/09 APPLIED MATERIALS INC /DE DC 2.02,2.05,9.01 11/11/09 Approach Resources Inc DE 5.02 11/10/09 ARDEN GROUP INC DE 2.02,9.01 11/11/09 Armour Residential REIT, Inc. MD 1.01,2.01,3.03,5.01,5.02,5.03, 11/06/09 5.06,9.01 AROTECH CORP DE 2.02,9.01 11/11/09 ARVINMERITOR INC IN 5.02,8.01,9.01 09/30/09 ARYx Therapeutics, Inc. DE 2.02,9.01 11/12/09 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 11/11/09 ASHLAND INC. KY 7.01,9.01 11/12/09 ATMOS ENERGY CORP TX 5.02,9.01 11/10/09 Atrinsic, Inc. DE 2.02,9.01 11/11/09 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 11/10/09 AUTOIMMUNE INC DE 2.02,9.01 11/10/09 AUTOMATIC DATA PROCESSING INC DE 5.02,9.01 11/12/09 AVANI INTERNATIONAL GROUP INC // NV 4.01 11/06/09 Avro Energy Inc. NV 4.01,9.01 11/09/09 AXION INTERNATIONAL HOLDINGS, INC. CO 1.01,8.01,9.01 10/12/09 AZTEC OIL & GAS, INC. NV 8.01 11/04/09 BAKER MICHAEL CORP PA 2.02,9.01 11/09/09 BANCORP RHODE ISLAND INC 8.01,9.01 11/12/09 BANCORPSOUTH INC MS 7.01,9.01 11/11/09 Banks.com, Inc. FL 2.02,9.01 11/12/09 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 1.01,3.02,9.01 11/06/09 BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 11/11/09 BEHRINGER HARVARD MULTIFAMILY REIT I 9.01 09/08/09 AMEND BELDEN INC. DE 5.02 11/09/09 Beneficial Mutual Bancorp Inc X1 7.01,9.01 11/12/09 BERKSHIRE HILLS BANCORP INC 7.01,9.01 11/12/09 BEST BUY CO INC MN 5.02 11/09/09 BigWest Environmental, Inc. NV 4.01 11/11/09 BIOCANCELL THERAPEUTICS INC. 5.02 11/11/09 BIOHEART, INC. FL 5.02,9.01 11/05/09 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02,9.01 11/12/09 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,9.01 11/12/09 Blackrock Resources NV 4.01,9.01 11/09/09 BLOCKBUSTER INC DE 2.02,9.01 11/12/09 BLUE DOLPHIN ENERGY CO DE 8.01,9.01 11/12/09 BLUEGREEN CORP MA 2.02,9.01 11/09/09 BlueLinx Holdings Inc. DE 7.01,9.01 11/11/09 BOISE CASCADE HOLDINGS, L.L.C. DE 8.01 11/12/09 BOTETOURT BANKSHARES INC VA 2.02,9.01 11/12/09 BRISTOL MYERS SQUIBB CO DE 2.03,9.01 11/05/09 BROOKS AUTOMATION INC DE 2.02,9.01 11/12/09 BULLION MONARCH MINING, INC. 7.01,9.01 11/11/09 BULLION MONARCH MINING, INC. 7.01,9.01 11/11/09 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 11/12/09 CAPITOL BANCORP LTD MI 2.02,9.01 11/10/09 CARBON GREEN INC. NV 3.02,9.01 11/04/09 CARDINAL BANKSHARES CORP VA 8.01,9.01 11/11/09 Cardiogenesis Corp /CA CA 2.02,9.01 11/10/09 CARMAX AUTO FUNDING LLC DE 8.01,9.01 11/10/09 CARPENTER TECHNOLOGY CORP DE 5.02,9.01 11/06/09 Catalent Pharma Solutions, Inc. DE 2.02,9.01 11/12/09 CB RICHARD ELLIS GROUP INC DE 8.01,9.01 11/10/09 Celsius Holdings, Inc. NV 1.01,3.02,9.01 09/08/09 CENTERLINE HOLDING CO DE 2.02,9.01 09/30/09 CENTRACAN INC FL 4.01 11/11/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01 11/12/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 7.01 11/12/09 CENVEO, INC CO 2.02,9.01 11/11/09 CEPHALON INC DE 1.01 11/06/09 CFS BANCORP INC IN 8.01,9.01 11/12/09 CH2M HILL COMPANIES LTD OR 8.01,9.01 11/06/09 CH2M HILL COMPANIES LTD OR 1.01 11/06/09 CH2M HILL COMPANIES LTD OR 5.03,9.01 11/06/09 CHARLES & COLVARD LTD NC 5.02,9.01 11/05/09 CHINA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 11/12/09 China Direct Industries, Inc. FL 7.01,9.01 11/12/09 CHINA FIRE & SECURITY GROUP, INC. 5.02 11/09/09 China Green Agriculture, Inc. NV 2.02,9.01 11/11/09 CHINA MARINE FOOD GROUP LTD NV 8.01,9.01 11/06/09 China TransInfo Technology Corp. NV 2.02,7.01,9.01 11/12/09 China Yongxin Pharmaceuticals Inc. DE 5.02 11/08/09 CHURCHILL DOWNS INC KY 8.01,9.01 11/11/09 Cinedigm Digital Cinema Corp. DE 2.02,9.01 11/12/09 CISCO SYSTEMS INC CA 5.02,7.01,9.01 11/12/09 CITIGROUP INC DE 2.02,9.01 11/11/09 CITIZENS & NORTHERN CORP PA 8.01,9.01 11/12/09 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 11/12/09 CLECO CORP LA 1.01,9.01 11/09/09 CLIFFS NATURAL RESOURCES INC. OH 8.01 11/10/09 CNB FINANCIAL CORP/PA PA 8.01 11/10/09 COLORADO INTERSTATE GAS CO DE 5.02 11/10/09 COLUMBUS MCKINNON CORP NY 8.01,9.01 11/10/09 CombiMatrix Corp DE 2.02,9.01 11/11/09 COMMSCOPE INC DE 5.02,9.01 11/11/09 COMMUNICATIONS SYSTEMS INC MN 2.02,9.01 11/11/09 COMMUNITY CENTRAL BANK CORP MI 2.02,9.01 11/10/09 COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,9.01 09/30/09 COMPUTER SCIENCES CORP NV 9.01 10/02/09 COMPUTER SCIENCES CORP NV 9.01 10/02/09 COMPUWARE CORP MI 2.01 11/06/09 Comstock Homebuilding Companies, Inc. DE 1.01,9.01 11/10/09 CONCHO RESOURCES INC DE 5.02,8.01,9.01 11/05/09 Conmed Healthcare Management, Inc. DE 2.02,9.01 11/12/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 11/10/09 CONSOLIDATED GRAPHICS INC /TX/ TX 1.01 11/12/09 CONSTELLATION ENERGY GROUP INC MD 5.02 11/05/09 CONSTELLATION ENERGY GROUP INC MD 1.01,2.01,9.01 11/06/09 CONTINENTAL AIRLINES INC /DE/ DE 1.01,2.03,9.01 11/10/09 CORCEPT THERAPEUTICS INC DE 2.02,7.01,9.01 11/10/09 CORE MOLDING TECHNOLOGIES INC DE 2.02,9.01 11/10/09 Corporate Equity Investments, Inc. FL 5.02 11/10/09 COSINE COMMUNICATIONS INC DE 2.02,9.01 11/06/09 COVER ALL TECHNOLOGIES INC DE 2.02,9.01 11/12/09 CRM Holdings, Ltd. 3.01,7.01,9.01 11/10/09 CTI INDUSTRIES CORP DE 2.02,9.01 11/11/09 CVR ENERGY INC DE 8.01,9.01 11/05/09 DAKTRONICS INC /SD/ SD 1.01,2.03,9.01 11/12/09 Dana Resources WY 5.02,8.01 11/12/09 DARLING INTERNATIONAL INC DE 2.02,9.01 11/09/09 DAWSON GEOPHYSICAL CO TX 7.01,9.01 11/10/09 DEL GLOBAL TECHNOLOGIES CORP NY 2.02,9.01 11/11/09 DELTATHREE INC DE 2.02,9.01 11/12/09 DENDREON CORP DE 2.02,9.01 11/11/09 DENMARK BANCSHARES INC WI 2.02,9.01 11/10/09 DEVRY INC DE 8.01,9.01 11/11/09 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 5.02,8.01,9.01 11/12/09 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 11/11/09 DICKS SPORTING GOODS INC DE 5.02 11/08/09 DIGITAL ANGEL CORP DE 1.01,2.03,9.01 11/05/09 Dividend Capital Total Realty Trust I MD 8.01,9.01 11/06/09 DOLLAR FINANCIAL CORP DE 8.01,9.01 11/12/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 7.01,9.01 11/11/09 DORAL FINANCIAL CORP PR 2.02,9.01 11/09/09 DOVER CORP DE 5.02 11/05/09 DOVER MOTORSPORTS INC DE 1.01,9.01 11/09/09 DOVER SADDLERY INC 2.02,9.01 11/12/09 Dresser-Rand Group Inc. DE 5.02,9.01 11/10/09 Dresser-Rand Group Inc. DE 5.03,9.01 11/11/09 DRI CORP NC 7.01,9.01 11/12/09 DRI CORP NC 3.03,5.03,9.01 11/06/09 DRIL-QUIP INC DE 8.01,9.01 11/10/09 DUCOMMUN INC /DE/ DE 5.02,5.03,9.01 11/05/09 DUKE REALTY CORP IN 7.01 11/11/09 DUKE REALTY LIMITED PARTNERSHIP/ IN 7.01 11/11/09 DYNAMIC APPLICATIONS CORP DE 1.01,3.02,9.01 11/05/09 EAGLE BANCORP INC MD 8.01,9.01 11/12/09 EAST WEST BANCORP INC 1.01,2.01,3.02,3.03,5.03,7.01, 11/05/09 9.01 EASTERN VIRGINIA BANKSHARES INC VA 1.02,8.01,9.01 11/09/09 EASTGATE ACQUISITIONS CORP NV 4.01,9.01 10/14/09 Eatware, Inc. NV 5.02 11/12/09 Ecologix Resource Group, Inc. DE 5.02,5.03,9.01 10/28/09 EF Johnson Technologies, Inc. DE 2.02,9.01 11/12/09 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 11/11/09 EGPI FIRECREEK, INC. NV 1.01,2.01,2.03,3.02,3.03,5.01, 11/04/09 8.01,9.01 EL PASO CORP/DE DE 5.02 11/10/09 El Paso Pipeline Partners, L.P. DE 5.02 11/10/09 EMERSON ELECTRIC CO MO 8.01,9.01 11/10/09 EMERSON RADIO CORP DE 2.02,9.01 11/11/09 ENCISION INC CO 7.01,9.01 11/11/09 ENERGY PARTNERS LTD DE 1.01,9.01 11/06/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 11/12/09 EnergyConnect Group Inc OR 9.01 11/12/09 ENGLOBAL CORP NV 2.02,9.01 11/09/09 ENSIGN SERVICES, INC. NV 4.01,5.03,9.01 11/11/09 EnteroMedics Inc 8.01,9.01 11/12/09 ENZON PHARMACEUTICALS INC DE 1.01,9.01 11/09/09 EQUIFAX INC GA 5.03,8.01,9.01 11/06/09 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 11/10/09 ERHC Energy Inc CO 9.01 11/09/09 ES Bancshares, Inc. MD 5.02,9.01 10/09/09 ESCO TECHNOLOGIES INC MO 2.02,7.01,8.01,9.01 11/12/09 EVEREST FUND L P IA 4.01 11/12/09 AMEND EVOLUTION PETROLEUM CORP NV 2.02,9.01 11/12/09 EXPRESSJET HOLDINGS INC DE 8.01,9.01 11/11/09 EXTERRAN HOLDINGS INC. DE 1.01,8.01,9.01 11/10/09 EXTERRAN PARTNERS, L.P. DE 1.01,2.01,2.03,3.02,8.01,9.01 11/10/09 EZENIA INC DE 2.02,7.01,9.01 11/12/09 FARMER BROTHERS CO CA 2.02,9.01 11/09/09 Federal Home Loan Bank of Atlanta X1 2.03 11/12/09 Federal Home Loan Bank of Boston X1 2.03 11/09/09 Federal Home Loan Bank of Des Moines X1 2.02,5.02,7.01,9.01 11/11/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/09/09 Federal Home Loan Bank of Pittsburgh PA 2.02,7.01,9.01 11/12/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/09/09 Federal Home Loan Bank of San Francis X1 2.03 11/09/09 Federal Home Loan Bank of Seattle 2.03 11/11/09 FEI CO OR 8.01 11/12/09 First California Financial Group, Inc DE 2.02,9.01 11/11/09 FIRST LITCHFIELD FINANCIAL CORP DE 8.01,9.01 11/10/09 FIRST MIDWEST BANCORP INC DE 7.01,9.01 11/12/09 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 11/12/09 FIRST UNITED CORP/MD/ MD 2.02,9.01 08/10/09 FIRSTFED FINANCIAL CORP DE 7.01,9.01 11/12/09 FIRSTMERIT CORP /OH/ OH 1.01,7.01,9.01 11/11/09 FIVE STAR QUALITY CARE INC 3.03,5.02,5.03,9.01 11/10/09 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 11/10/09 FLOWERS FOODS INC GA 2.02,9.01 11/11/09 FOCUS AFFILIATES INC DE 5.03 11/12/09 FOREST OIL CORP NY 5.02,9.01 11/09/09 Fortunet, Inc. NV 2.02,9.01 11/11/09 FOUR RIVERS BIOENERGY INC. 8.01,9.01 11/12/09 Gen 2 Media CORP 1.01,5.02 11/06/09 General Finance CORP DE 3.02,8.01,9.01 11/11/09 General Maritime Corp / MI 1.01,2.03,8.01,9.01 11/12/09 GEO GROUP INC FL 5.02 11/12/09 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 11/11/09 GEOKINETICS INC DE 2.02,9.01 11/11/09 GEORESOURCES INC CO 2.02,9.01 11/10/09 GigOptix, Inc. 2.02,9.01 11/12/09 GLIMCHER REALTY TRUST MD 7.01,9.01 11/12/09 GlobalOptions Group, Inc. 2.02,7.01,9.01 11/11/09 GLOBE SPECIALTY METALS INC 1.01,2.01,8.01,9.01 11/05/09 GOLDRICH MINING CO AK 7.01,9.01 11/06/09 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 09/26/09 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 11/11/09 GREENBRIER COMPANIES INC DE 2.02,9.01 11/12/09 Greenville Federal Financial CORP 2.02,9.01 11/12/09 GREYHOUND COMMISSARY, INC. NV 4.01,9.01 10/14/09 Grubb & Ellis Apartment REIT, Inc. MD 1.01,2.03,9.01 11/10/09 GRUBB & ELLIS CO DE 3.02,9.01 11/06/09 GSI GROUP INC A3 7.01 11/09/09 GSI TECHNOLOGY INC 9.01 08/28/09 AMEND Hampden Bancorp, Inc. DE 7.01,9.01 11/12/09 Harbin Electric, Inc 2.02,9.01 11/10/09 Harcom Productions, Inc. OK 4.01,9.01 11/10/09 HARRINGTON WEST FINANCIAL GROUP INC/C 2.01,2.02,9.01 11/06/09 HARRIS & HARRIS GROUP INC /NY/ NY 1.01,9.01 11/05/09 Harry & David Holdings, Inc. DE 4.01,9.01 11/06/09 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 11/12/09 HEALTHTRONICS, INC. GA 2.02,5.02,7.01 11/05/09 HealthWarehouse.com, Inc. DE 5.02 11/09/09 HEARTLAND PAYMENT SYSTEMS INC DE 2.02,9.01 11/10/09 Heelys, Inc. DE 2.02,9.01 11/12/09 Here Media Inc. DE 2.05 07/17/09 HERSHA HOSPITALITY TRUST MD 8.01,9.01 11/12/09 HESKA CORP DE 5.02,9.01 11/12/09 HEWLETT PACKARD CO DE 8.01,9.01 11/11/09 HEWLETT PACKARD CO DE 2.02,9.01 11/11/09 Hill-Rom Holdings, Inc. IN 2.02,9.01 11/11/09 Hong Kong Highpower Technology, Inc. DE 2.02,7.01,9.01 11/12/09 HSN, Inc. DE 2.02,7.01,9.01 11/12/09 HUDSON CITY BANCORP INC DE 7.01,9.01 11/12/09 Hydrodynex, Inc. NV 1.01,3.02,9.01 11/09/09 HYPERDYNAMICS CORP DE 1.01,7.01,8.01,9.01 11/12/09 IA GLOBAL INC DE 5.02 11/05/09 ICOP DIGITAL, INC CO 2.02,9.01 11/11/09 ICOP DIGITAL, INC CO 8.01 11/09/09 ICX TECHNOLOGIES INC 2.02,9.01 11/12/09 IMAGE ENTERTAINMENT INC DE 2.02,9.01 11/12/09 IMAGENETIX INC /NV/ NV 2.02,9.01 11/12/09 INDEPENDENT BANK CORP MA 8.01 11/12/09 InfoLogix Inc 3.01,8.01,9.01 11/10/09 Ingen Technologies, Inc. GA 8.01 11/05/09 INSITE VISION INC DE 2.02,9.01 11/11/09 INTEL CORP DE 1.01,7.01,9.01 11/11/09 INTELLIGENT SYSTEMS CORP GA 2.02,9.01 11/12/09 INTERNATIONAL SHIPHOLDING CORP DE 1.01,7.01,9.01 11/12/09 INTERNATIONAL SPEEDWAY CORP FL 1.01,7.01,8.01,9.01 11/12/09 Interval Leisure Group, Inc. DE 2.02,9.01 11/12/09 INTRUSION INC DE 2.02,9.01 11/11/09 INTUITIVE SURGICAL INC DE 5.01,9.01 11/09/09 Invesco Ltd. D0 8.01,9.01 11/09/09 INVESTMENT TECHNOLOGY GROUP INC DE 8.01 11/06/09 IRIDEX CORP DE 2.02,9.01 11/12/09 Iridium Communications Inc. 2.02,9.01 11/12/09 IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 11/11/09 ITC DELTACOM INC DE 2.02,9.01 11/09/09 ITEX CORP NV 1.01,2.03,7.01,9.01 11/10/09 ITRONICS INC TX 2.02 11/05/09 Iveda Corp NV 5.02 11/12/09 JACK IN THE BOX INC /NEW/ DE 8.01,9.01 11/11/09 JACOBS ENTERTAINMENT INC DE 2.02,9.01 11/10/09 JAMBA, INC. DE 2.02,8.01,9.01 11/09/09 James River Coal CO VA 8.01,9.01 11/11/09 JER Investors Trust Inc 2.02,9.01 11/10/09 K SWISS INC DE 8.01 11/10/09 KAISER VENTURES LLC DE 8.01,9.01 11/10/09 KATY INDUSTRIES INC DE 2.02,9.01 11/12/09 KELLOGG CO DE 8.01,9.01 11/11/09 KEMET CORP DE 7.01,9.01 11/10/09 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 11/12/09 KEY TECHNOLOGY INC OR 2.02,9.01 11/12/09 KeyOn Communications Holdings Inc. DE 7.01,9.01 11/12/09 KITE REALTY GROUP TRUST MD 7.01,9.01 11/11/09 KOHLS CORPORATION WI 2.02,7.01,9.01 11/12/09 Kraton Polymers LLC 2.02,9.01 11/11/09 Kraton Polymers LLC 7.01,9.01 11/12/09 KSW INC NY 5.02 11/12/09 KV PHARMACEUTICAL CO /DE/ DE 8.01 11/11/09 LANDAUER INC DE 2.01,7.01,8.01,9.01 11/09/09 LaPorte Bancorp, Inc. X1 8.01,9.01 11/10/09 Laredo Oil, Inc. DE 7.01,9.01 11/09/09 LAWSON PRODUCTS INC/NEW/DE/ DE 7.01,9.01 11/10/09 LAZARE KAPLAN INTERNATIONAL INC DE 3.01,9.01 11/11/09 LEAR CORP DE 2.02,7.01,9.01 11/11/09 LECTEC CORP /MN/ MN 1.01,9.01 11/06/09 Lifevantage Corp CO 2.02,7.01,9.01 11/12/09 LIGHTBRIDGE Corp NV 2.02,9.01 11/12/09 Lightwave Logic, Inc. NV 7.01,9.01 11/12/09 LIME ENERGY CO. DE 2.02,9.01 11/12/09 LL&E ROYALTY TRUST TX 2.01,9.01 11/11/09 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 11/12/09 Local Insight Regatta Holdings, Inc. DE 2.02,9.01 11/12/09 LUNA INNOVATIONS INC 2.02,9.01 11/12/09 LYRIS, INC. 2.02,9.01 11/12/09 Macy's, Inc. DE 2.02,9.01 11/11/09 MAGELLAN PETROLEUM CORP /DE/ DE 2.02,9.01 11/09/09 MAGNUM HUNTER RESOURCES CORP DE 8.01,9.01 11/11/09 MAINE & MARITIMES CORP ME 2.02,9.01 11/12/09 MANAGEMENT NETWORK GROUP INC 2.02,9.01 11/12/09 Manhattan Bancorp CA 2.02,9.01 11/09/09 MAP Pharmaceuticals, Inc. DE 1.01,9.01 11/11/09 MARTIN MARIETTA MATERIALS INC NC 5.02,9.01 11/11/09 MARTIN MIDSTREAM PARTNERS LP DE 2.02,7.01,9.01 11/12/09 MASTERCARD INC DE 8.01 11/06/09 MATTEL INC /DE/ DE 8.01,9.01 11/12/09 MAXIMUS INC VA 8.01 11/12/09 MB FINANCIAL INC /MD MD 7.01 11/12/09 MCDONALDS CORP DE 8.01,9.01 11/12/09 MDRNA, Inc. DE 2.02,3.01,9.01 11/06/09 Mead Johnson Nutrition Co DE 1.01,2.03,9.01 11/05/09 MEDCATH CORP DE 2.02,9.01 11/12/09 MEDICAL ALARM CONCEPTS HOLDINGS INC NV 1.01,2.03,3.02,9.01 07/15/09 MEDICINOVA INC DE 2.02,9.01 11/12/09 Medidata Solutions, Inc. DE 2.02,9.01 11/12/09 MERIX CORP OR 8.01 11/12/09 MESA LABORATORIES INC /CO CO 2.02,9.01 11/12/09 METABOLIX, INC. 1.01,7.01,9.01 11/10/09 MEXICAN RESTAURANTS INC TX 2.02,9.01 11/09/09 MEXORO MINERALS LTD CO 1.01,3.02,9.01 11/05/09 MICROHELIX INC OR 2.03,3.02,9.01 11/06/09 MICROSEMI CORP DE 2.02,9.01 11/12/09 MINES MANAGEMENT INC ID 7.01,9.01 11/10/09 Mobile Presence Technologies Inc. NY 1.01,2.01,3.02,5.01,5.02,5.03, 11/06/09 5.06,9.01 Mobile Presence Technologies Inc. NY 1.01,2.01,3.02,5.01,5.02,5.03, 11/06/09 AMEND 5.06,9.01 MODAVOX INC 7.01,9.01 11/12/09 MOLSON COORS BREWING CO CO 5.02 11/06/09 MONOGRAM ENERGY, INC. 1.01,9.01 10/30/09 MONSANTO CO /NEW/ DE 5.02 11/09/09 Motors Liquidation Co DE 7.01,9.01 11/10/09 MTS SYSTEMS CORP MN 5.02 11/06/09 N-VIRO INTERNATIONAL CORP DE 8.01,9.01 11/10/09 NASH FINCH CO DE 2.02,9.01 11/12/09 NASH FINCH CO DE 8.01,9.01 11/12/09 NASH FINCH CO DE 7.01,9.01 11/12/09 NATIONAL BANKSHARES INC VA 7.01,9.01 11/12/09 NATIONAL CITY BANK / 6.02 11/12/09 National City Mortgage Capital Trust 6.02 11/12/09 NATIONAL FUEL GAS CO NJ 7.01,9.01 11/12/09 National Interstate CORP OH 5.02,9.01 11/06/09 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 11/12/09 NATURES SUNSHINE PRODUCTS INC UT 5.02,9.01 11/06/09 Navidec Financial Services, Inc. CO 3.02 11/11/09 NBTY INC DE 2.02,9.01 11/09/09 Neonode, Inc DE 4.01 11/05/09 AMEND NESS TECHNOLOGIES INC 7.01,9.01 11/12/09 NET 1 UEPS TECHNOLOGIES INC 5.02 11/12/09 NETSOL TECHNOLOGIES INC NV 2.02,9.01 11/12/09 NEUROLOGIX INC/DE DE 2.02,9.01 11/12/09 Nevada Gold Holdings, Inc. DE 5.02 11/05/09 NEW YORK TIMES CO NY 5.02,9.01 11/10/09 NEWFIELD EXPLORATION CO /DE/ DE 8.01 11/06/09 NEWTEK BUSINESS SERVICES INC NY 2.02,9.01 11/11/09 NEXMED INC NV 1.01,8.01,9.01 11/10/09 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 11/11/09 Nielsen CO B.V. P7 2.02,9.01 11/12/09 NIVS IntelliMedia Technology Group, I DE 2.02,7.01,9.01 11/12/09 NOBLE ENERGY INC DE 5.02,9.01 11/09/09 NORDSTROM INC WA 2.02,7.01,9.01 11/12/09 Northwest Bancshares, Inc. MD 8.01,9.01 11/12/09 NORTHWEST CHARIOTS INC NV 5.02,5.03,8.01,9.01 11/12/09 NORTHWEST PIPE CO OR 2.02,9.01 11/11/09 NTN BUZZTIME INC DE 2.02,9.01 11/12/09 NURX PHARMACEUTICALS, INC. NV 5.02 10/03/09 NuStar Energy L.P. DE 1.01,9.01 11/10/09 NYER MEDICAL GROUP INC FL 8.01 11/11/09 NYFIX INC DE 1.01 11/07/09 OCEANEERING INTERNATIONAL INC DE 7.01 11/11/09 OGE ENERGY CORP. OK 8.01,9.01 11/12/09 OI CORP OK 2.02,9.01 11/12/09 OMEROS CORP 1.01,9.01 11/10/09 Oncothyreon Inc. DE 2.02,9.01 11/11/09 OPTICAL CABLE CORP VA 8.01,9.01 10/31/09 ORBIT INTERNATIONAL CORP DE 2.02,9.01 11/10/09 Orient Paper Inc. NV 3.02 11/12/09 OVERLAND STORAGE INC CA 2.02,9.01 11/12/09 P&F INDUSTRIES INC DE 2.02,9.01 11/12/09 Paradigm Holdings, Inc WY 2.02,9.01 11/11/09 PAREXEL INTERNATIONAL CORP MA 5.02,9.01 11/05/09 PARK BANCORP INC DE 3.01,9.01 11/06/09 PATRICK INDUSTRIES INC IN 2.02 11/11/09 PATRIOT SCIENTIFIC CORP DE 8.01,9.01 11/12/09 PAULSON CAPITAL CORP OR 8.01,9.01 11/12/09 PENN TRAFFIC CO DE 1.01,2.04,8.01 11/05/09 PEOPLES BANCORPORATION INC /SC/ SC 2.02,9.01 11/11/09 PEPLIN INC DE 3.03,5.01,5.02,5.03,9.01 11/11/09 PERVASIP CORP NY 1.01,2.03,9.01 11/05/09 PHARMACYCLICS INC DE 8.01,9.01 11/12/09 PHARMATHENE, INC DE 2.02,9.01 11/12/09 PHOENIX FOOTWEAR GROUP INC DE 1.01 11/05/09 PICO HOLDINGS INC /NEW CA 2.02 11/12/09 Piedmont Office Realty Trust, Inc. MD 8.01 11/10/09 PINNACLE ENTERTAINMENT INC DE 5.02,9.01 11/07/09 PIONEER DRILLING CO TX 8.01,9.01 11/11/09 PIONEER DRILLING CO TX 1.01,8.01,9.01 11/12/09 PITNEY BOWES INC /DE/ DE 5.02 11/12/09 PMI GROUP INC DE 1.01,9.01 11/09/09 PNG VENTURES INC NV 8.01,9.01 11/11/09 POINT BLANK SOLUTIONS, INC. DE 2.02,7.01,9.01 11/09/09 Point.360 CA 2.02,9.01 11/12/09 POLYMEDIX INC 8.01 11/11/09 PORTA SYSTEMS CORP DE 2.02,9.01 11/12/09 Powersafe Technology Corp DE 4.01,9.01 11/04/09 POWERSECURE INTERNATIONAL, INC. DE 7.01,9.01 11/12/09 PowerShares DB US Dollar Index Trust DE 8.01 11/12/09 Pregis Holding II CORP DE 2.02,9.01 11/12/09 PREMIER FINANCIAL BANCORP INC KY 9.01 10/01/09 AMEND PRESIDENTIAL REALTY CORP/DE/ DE 2.02 11/10/09 PRIME GROUP REALTY TRUST MD 2.02,9.01 11/12/09 PROGINET CORP DE 2.02,9.01 11/06/09 Prospect Acquisition Corp DE 8.01,9.01 11/11/09 PROSPERITY BANCSHARES INC TX 7.01,9.01 11/12/09 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 11/12/09 pSivida Corp. DE 2.02,9.01 11/12/09 Puda Coal, Inc. 5.02,9.01 11/06/09 PURESPECTRUM, INC. 1.01,2.01,5.02,9.01 11/03/09 PURESPECTRUM, INC. 7.01,9.01 11/12/09 QUALSTAR CORP CA 2.02,9.01 11/12/09 QUIGLEY CORP NV 2.02,9.01 11/12/09 QUIGLEY CORP NV 9.01 11/12/09 AMEND RAILAMERICA INC /DE DE 2.02,9.01 11/11/09 Rand Logistics, Inc. DE 7.01,9.01 11/12/09 Rand Logistics, Inc. DE 7.01,9.01 11/12/09 RED TRAIL ENERGY, LLC 1.01 11/05/09 Redpoint Bio CORP 2.02,9.01 11/12/09 REGENCY CENTERS CORP FL 8.01,9.01 11/11/09 REGENCY CENTERS LP DE 8.01,9.01 11/11/09 REGENERON PHARMACEUTICALS INC NY 1.01,9.01 11/12/09 RESEARCH FRONTIERS INC DE 7.01 11/12/09 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 11/09/09 RF MONOLITHICS INC /DE/ DE 3.03,7.01,9.01 11/10/09 ROSTOCK VENTURES CORP NV 1.01,2.03,7.01,9.01 11/10/09 SANDERS MORRIS HARRIS GROUP INC TX 8.01,9.01 11/12/09 SANDERS MORRIS HARRIS GROUP INC TX 1.01,8.01,9.01 11/09/09 SANDERS MORRIS HARRIS GROUP INC TX 2.02,7.01,9.01 11/09/09 SANFILIPPO JOHN B & SON INC DE 5.02 11/10/09 Sanswire Corp. DE 4.01,9.01 10/19/09 AMEND SAPIENT CORP DE 1.01,9.01 11/08/09 SCBT FINANCIAL CORP SC 8.01,9.01 11/12/09 SCIENTIFIC GAMES CORP DE 1.01,2.03,9.01 11/05/09 SEAHAWK DRILLING, INC. DE 7.01,9.01 11/12/09 SEAHAWK DRILLING, INC. DE 2.02,9.01 11/12/09 SELECTICA INC DE 2.02,9.01 10/29/09 SELECTICA INC DE 2.02,9.01 10/29/09 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 11/11/09 SERVICE CORPORATION INTERNATIONAL TX 1.01,2.03,7.01,9.01 11/10/09 Shentang International, Inc. NV 5.02 11/09/09 Shopoff Properties Trust, Inc. MD 2.01,2.03,9.01 11/05/09 SIGMA DESIGNS INC CA 2.01,3.02,9.01 11/10/09 SignPath Pharma, Inc. DE 4.02,9.01 10/02/09 AMEND SILGAN HOLDINGS INC DE 5.02 11/06/09 SILGAN HOLDINGS INC DE 8.01,9.01 11/11/09 SILVERLEAF RESORTS INC 2.02,9.01 11/11/09 SIMMONS FIRST NATIONAL CORP AR 1.01,8.01,9.01 11/10/09 SIONIX CORP NV 1.01,9.01 10/29/09 SIRIUS XM RADIO INC. DE 5.02,9.01 11/12/09 SKYLYNX COMMUNICATIONS INC DE 1.01,2.01,3.02,5.02,8.01,9.01 11/10/09 SKYSTAR BIO-PHARMACEUTICAL CO NV 7.01,9.01 11/11/09 SKYTERRA COMMUNICATIONS INC DE 2.02,9.01 11/10/09 SMART Modular Technologies (WWH), Inc E9 2.02,9.01 11/11/09 SMARTPAY EXPRESS, INC. NV 5.02 09/01/09 SOFTECH INC MA 1.01,9.01 11/11/09 SOUTHERN NATURAL GAS CO DE 5.02 11/10/09 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 11/12/09 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 11/12/09 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 11/11/09 SPRINT NEXTEL CORP KS 5.03,9.01 11/06/09 SS&C TECHNOLOGIES INC DE 2.02,9.01 11/12/09 STANDARD PARKING CORP DE 1.01,9.01 11/09/09 STATE BANCORP INC NY 7.01,9.01 11/12/09 StellarOne CORP VA 2.02,9.01 11/09/09 STERICYCLE INC DE 5.02,8.01 11/11/09 STERLING CHEMICALS INC DE 1.02 11/11/09 STONEMOR PARTNERS LP DE 8.01,9.01 11/10/09 STONEMOR PARTNERS LP DE 8.01,9.01 11/10/09 STONEMOR PARTNERS LP DE 7.01 11/10/09 STR Holdings, Inc. DE 5.02,8.01,9.01 11/06/09 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 11/05/09 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 11/02/09 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 10/29/09 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 11/02/09 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 11/02/09 SUBAYE, INC. 5.02 11/11/09 SUBURBAN PROPANE PARTNERS LP DE 2.02,9.01 11/12/09 SUPERTEL HOSPITALITY INC VA 8.01 11/12/09 Surge Global Energy, Inc. 5.03,8.01,9.01 11/05/09 SUSQUEHANNA BANCSHARES INC PA 7.01,9.01 11/12/09 Swank, Inc. DE 1.01,2.02,3.03,5.03,8.01,9.01 11/10/09 SWIFT ENERGY CO 1.01,8.01,9.01 11/10/09 SYNTHESIS ENERGY SYSTEMS INC DE 1.01,9.01 11/05/09 SYSTEMAX INC DE 2.02 11/10/09 AMEND Tao Minerals Ltd. NV 5.03,7.01,9.01 09/21/09 TC Global, Inc. 2.02,5.02,9.01 11/12/09 TC PIPELINES LP DE 5.02,7.01,9.01 11/12/09 TECHNISCAN NV 1.01,2.03,3.02,5.02,9.01 11/05/09 TELECOMMUNICATION SYSTEMS INC /FA/ MD 7.01,9.01 11/10/09 TELULAR CORP DE 2.02,9.01 11/05/09 Terra Energy Resources, Ltd. 4.01 11/05/09 TERREMARK WORLDWIDE INC. DE 2.02,7.01,9.01 11/10/09 TETRA TECH INC DE 2.02,9.01 11/11/09 THERAGENICS CORP DE 5.02 11/09/09 Therma-Med, Inc. CO 9.01 11/12/09 THOMAS GROUP INC DE 2.02,9.01 11/09/09 TIDELANDS BANCSHARES INC 7.01,9.01 11/12/09 TIME WARNER INC. DE 7.01,9.01 11/10/09 TIMKEN CO OH 5.02 11/10/09 Tix CORP DE 2.02,9.01 11/09/09 TN-K ENERGY GROUP INC. DE 1.01,2.01,3.02,7.01,9.01 11/06/09 TOREADOR RESOURCES CORP DE 8.01,9.01 11/12/09 TRAILER BRIDGE INC 2.02,9.01 11/10/09 Transcept Pharmaceuticals Inc DE 2.02,9.01 11/12/09 TRANSWITCH CORP /DE DE 1.01,5.02,9.01 11/05/09 Travelport LTD D0 5.02,9.01 11/12/09 TRILLIANT EXPLORATION CORP NV 1.01,3.02,9.01 09/06/09 TRIMERIS INC DE 8.01,9.01 11/12/09 True North Finance Corp DE 5.02,5.03 11/12/09 TRUSTMARK CORP MS 7.01,9.01 11/12/09 U S PHYSICAL THERAPY INC /NV NV 7.01 11/10/09 UFP TECHNOLOGIES INC DE 2.02,9.01 11/05/09 UGI CORP /PA/ PA 2.02,9.01 11/11/09 UGI UTILITIES INC PA 2.02,9.01 11/11/09 ULTRALIFE CORP DE 5.02,9.01 11/09/09 ULURU INC. NV 1.01,9.01 11/09/09 UNITED COMPONENTS INC DE 2.02,9.01 11/11/09 UNITED GUARDIAN INC DE 2.02,9.01 11/12/09 UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 11/12/09 UNIVERSAL AMERICAN CORP. NY 1.01,8.01,9.01 11/09/09 UNIVERSAL ELECTRONICS INC DE 8.01 11/11/09 URANIUM ENERGY CORP NV 1.01,9.01 11/05/09 URANIUM INTERNATIONAL CORP. 1.01,9.01 10/29/09 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 11/09/09 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 10/26/09 URBAN OUTFITTERS INC PA 2.02,9.01 11/12/09 URS CORP /NEW/ DE 2.02,9.01 11/12/09 US HOME SYSTEMS INC DE 2.02,9.01 11/11/09 UWHARRIE CAPITAL CORP NC 2.02,9.01 11/12/09 VCG HOLDING CORP CO 2.02,9.01 11/12/09 Vemics, Inc. NV 1.01,9.01 11/05/09 VERAMARK TECHNOLOGIES INC DE 2.02,9.01 11/11/09 VERISIGN INC/CA DE 7.01,9.01 11/12/09 Vertro, Inc. DE 2.02,7.01,9.01 11/11/09 VirtualScopics, Inc. DE 2.02,9.01 11/12/09 VISION SCIENCES INC /DE/ NY 3.01,9.01 11/09/09 Vystar Corp 7.01,9.01 11/11/09 WaferGen Bio-systems, Inc. NV 5.02,8.01 11/04/09 WAL MART STORES INC DE 2.02,9.01 11/12/09 WALT DISNEY CO/ DE 2.02,9.01 11/12/09 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,9.01 11/11/09 WASHINGTON REAL ESTATE INVESTMENT TRU MD 1.01,9.01 11/12/09 WASTE SERVICES, INC. A6 8.01,9.01 11/11/09 Waste2Energy Holdings, Inc. DE 4.02 11/09/09 WEBMEDIA BRANDS INC. DE 2.02,9.01 11/12/09 WEBSTER FINANCIAL CORP DE 7.01 11/12/09 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 11/06/09 WELLS REAL ESTATE INVESTMENT TRUST II MD 2.02,9.01 11/12/09 WEST MARINE INC DE 5.02 11/11/09 Western Gas Partners LP DE 2.02,9.01 11/11/09 WESTGATE ACQUISITIONS CORP NV 4.01,9.01 10/14/09 WGL HOLDINGS INC VA 2.02,9.01 11/12/09 Willdan Group, Inc. DE 2.02,9.01 11/12/09 WINTRUST FINANCIAL CORP IL 7.01,9.01 11/12/09 WMS INDUSTRIES INC /DE/ DE 1.02 11/09/09 Wollemi Mining Corp. DE 1.01,2.01,3.02,4.01,5.01,5.02, 11/05/09 5.03,5.06,9.01 World Mortgage Exchange Group, Inc. FL 5.02,9.01 11/10/09 XETA TECHNOLOGIES INC OK 1.01,1.02,9.01 11/06/09 XETA TECHNOLOGIES INC OK 7.01,9.01 11/12/09 Yankee Holding Corp. DE 2.02,9.01 11/12/09 Yankee Holding Corp. DE 5.02,9.01 11/12/09 YOUBET COM INC DE 2.02,9.01 11/11/09 YOUBET COM INC DE 8.01,9.01 11/11/09 YUHE INTERNATIONAL, INC. NV 2.02,9.01 11/12/09 ZHONGPIN INC. DE 2.02,7.01,9.01 11/10/09 ZIOPHARM ONCOLOGY INC DE 2.02,9.01 11/11/09