RECENT 8K FILINGS November 9, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A.C. Moore Arts & Crafts, Inc. PA 2.02,7.01,9.01 11/06/09 AASTROM BIOSCIENCES INC MI 2.02,9.01 11/06/09 ABLEAUCTIONS COM INC FL 2.01,8.01 10/23/09 ACCELRYS, INC. DE 7.01 11/05/09 ACCURIDE CORP DE 1.02,8.01,9.01 11/02/09 ACETO CORP NY 2.02,9.01 11/06/09 ACHILLION PHARMACEUTICALS INC 2.02,9.01 11/06/09 Activision Blizzard, Inc. DE 5.02 11/04/09 ADAMS GOLF INC DE 1.01,5.02,9.01 11/03/09 AES CORP DE 2.02,7.01,9.01 11/06/09 AFFIRMATIVE INSURANCE HOLDINGS INC DE 2.02,9.01 11/06/09 AIRTRAN HOLDINGS INC NV 7.01,9.01 11/05/09 Akeena Solar, Inc. DE 1.01 11/05/09 ALAMO GROUP INC DE 2.02,9.01 05/05/09 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.02,9.01 11/05/09 ALLEGHANY CORP /DE DE 2.02,9.01 11/05/09 ALLIANCE BANKSHARES CORP 2.02,9.01 11/04/09 ALLIANCE FINANCIAL CORP /NY/ NY 8.01,9.01 11/06/09 ALLIED WORLD ASSURANCE CO HOLDINGS LT 2.02,9.01 11/05/09 AMCON DISTRIBUTING CO DE 2.02,9.01 11/05/09 AMERICAN CAMPUS COMMUNITIES INC MD 5.02,7.01,9.01 11/05/09 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 11/06/09 AMH HOLDINGS, LLC DE 1.01,2.03,8.01,9.01 11/05/09 APCO OIL & GAS INTERNATIONAL INC 2.02,9.01 11/06/09 APOLLO INVESTMENT CORP MD 2.02,5.03,9.01 11/04/09 ARBOR REALTY TRUST INC MD 2.02,9.01 11/06/09 ARCH CAPITAL GROUP LTD. 7.01,8.01,9.01 11/05/09 Ardea Biosciences, Inc./DE DE 2.02,9.01 11/06/09 ARES CAPITAL CORP MD 7.01 11/05/09 AMEND ARUBA NETWORKS, INC. DE 1.01,9.01 11/04/09 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 11/05/09 ASHLAND INC. KY 3.02,9.01 11/06/09 ASSOCIATED MATERIALS, LLC DE 1.01,2.03,8.01,9.01 11/05/09 AT&T INC. DE 8.01 11/06/09 ATLAS ENERGY, INC. DE 2.02,9.01 11/06/09 ATP OIL & GAS CORP TX 2.02,9.01 11/05/09 ATP OIL & GAS CORP TX 3.03,9.01 11/02/09 Axion Power International, Inc. DE 4.02 11/03/09 BADGER METER INC WI 5.02,9.01 11/06/09 BAKER MICHAEL CORP PA 1.01,9.01 11/05/09 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 11/05/09 Bank of New York Mellon CORP 2.02,9.01 11/06/09 BAY BANKS OF VIRGINIA INC VA 8.01 11/05/09 BAY NATIONAL CORP MD 2.02,9.01 11/05/09 BEST ENERGY SERVICES, INC. NV 4.01,9.01 10/21/09 BigSky Productions, Inc. NV 4.01 11/05/09 BILL BARRETT CORP 7.01 11/06/09 BIOMIMETIC THERAPEUTICS, INC. DE 2.02,8.01 11/06/09 BLACKBOARD INC DE 2.01,9.01 05/08/09 AMEND Blackhawk Biofuels, LLC DE 1.01,9.01 11/04/09 Blackstone Group L.P. DE 2.02,9.01 11/06/09 BLUE VALLEY BAN CORP KS 2.02,7.01,9.01 11/06/09 BOSTON SCIENTIFIC CORP DE 2.02,9.01 11/03/09 BreitBurn Energy Partners L.P. DE 2.02,9.01 09/30/09 Bridge Capital Holdings CA 5.02 11/03/09 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 11/06/09 Bronco Drilling Company, Inc. DE 2.02,9.01 11/06/09 BRYN MAWR BANK CORP PA 1.01,5.02,9.01 11/02/09 CALLIDUS SOFTWARE INC 5.02,9.01 11/06/09 CALLON PETROLEUM CO DE 2.02,7.01,9.01 11/05/09 Calumet Specialty Products Partners, DE 5.02,9.01 11/06/09 CAPITAL GOLD CORP NV 5.02,9.01 11/02/09 Cardiac Science CORP 5.02,9.01 11/05/09 CAREY W P & CO LLC DE 7.01,9.01 11/06/09 CAREY W P & CO LLC DE 2.02,9.01 11/05/09 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 11/06/09 Cetrone Energy CO NV 4.01 11/05/09 CH2M HILL COMPANIES LTD OR 8.01 11/06/09 CHENIERE ENERGY INC DE 2.02 11/05/09 Cheniere Energy Partners, L.P. DE 2.02 11/05/09 China Integrated Energy, Inc. DE 8.01,9.01 11/06/09 China XD Plastics Co Ltd NV 4.01,9.01 11/02/09 CITIZENS FINANCIAL SERVICES INC PA 5.02 11/06/09 CITIZENS FIRST CORP KY 8.01,9.01 11/06/09 CITIZENS INC CO 8.01,9.01 11/05/09 CKX, Inc. DE 2.02,9.01 11/06/09 CLEAN POWER CONCEPTS INC. 5.03,9.01 10/29/09 CNB CORP /MI/ MI 8.01 11/06/09 CNB CORP /MI/ MI 8.01 10/15/09 COBRA ELECTRONICS CORP DE 1.01,9.01 11/02/09 COEUR D ALENE MINES CORP ID 2.02,9.01 11/05/09 Cogo Group, Inc. MD 2.02,9.01 11/04/09 Coleman Cable, Inc. DE 2.02,9.01 11/05/09 COMMERCIAL METALS CO DE 5.02 11/06/09 COMMONWEALTH BIOTECHNOLOGIES INC VA 2.01 11/02/09 COMMUNITY SHORES BANK CORP MI 2.02,9.01 11/03/09 COMVERGE, INC. DE 1.01,5.02 11/02/09 Concrete Leveling Systems Inc 5.02 11/02/09 CONCURRENT COMPUTER CORP/DE DE 5.02 11/05/09 CONSOLIDATED EDISON INC NY 2.02,8.01,9.01 11/02/09 Constellation Energy Partners LLC DE 2.02,9.01 11/06/09 Core-Mark Holding Company, Inc. DE 2.02,9.01 11/06/09 Coronus Solar Inc. A1 1.02,2.01,3.02,5.01,5.03,7.01, 11/02/09 9.01 CORTS TRUST FOR THE DOW CHEMICAL CO D DE 8.01,9.01 11/02/09 CORVEL CORP DE 5.02,9.01 11/02/09 Covidien plc 8.01,9.01 11/06/09 CRIMSON EXPLORATION INC. 2.02,8.01,9.01 11/02/09 CROSSTEX ENERGY INC DE 2.02,9.01 11/06/09 CROSSTEX ENERGY LP DE 2.02,9.01 11/06/09 Crystal River Capital, Inc. MD 2.02,7.01,9.01 11/06/09 CVS CAREMARK CORP DE 5.02,9.01 11/04/09 CYBERDEFENDER CORP CA 1.01,9.01 11/02/09 CYBERDEFENDER CORP CA 1.01,2.03,3.02,9.01 11/05/09 CYTOKINETICS INC 5.02,9.01 11/06/09 D&E COMMUNICATIONS INC PA 8.01,9.01 11/06/09 DAYTON POWER & LIGHT CO OH 8.01,9.01 11/03/09 DCP Midstream Partners, LP DE 2.02,9.01 11/05/09 DECODE GENETICS INC DE 1.01,2.03 11/03/09 DECOR PRODUCTS INTERNATIONAL, INC. FL 5.02 11/01/09 DEL GLOBAL TECHNOLOGIES CORP NY 1.01,9.01 11/03/09 DIAMOND HILL INVESTMENT GROUP INC OH 2.02,9.01 11/06/09 DIGITAL ALLY INC 7.01 11/06/09 DIGITAL ANGEL CORP DE 1.01,9.01 11/02/09 DIODES INC /DEL/ DE 2.02,7.01,9.01 11/02/09 Dolan Media CO DE 2.02,9.01 11/06/09 Dong Fang Minerals, Inc. NV 5.02 11/02/09 DOW CHEMICAL CO /DE/ DE 5.02,9.01 11/03/09 DPL INC OH 8.01,9.01 11/03/09 DRIL-QUIP INC DE 2.02,9.01 11/06/09 DUOYUAN PRINTING, INC. WY 8.01,9.01 11/06/09 DWS RREEF REAL ESTATE FUND, INC. MD 7.01,9.01 11/06/09 EBAY INC DE 1.01,8.01,9.01 11/05/09 ECOLAB INC DE 5.02,9.01 11/06/09 EDISON INTERNATIONAL CA 2.02,9.01 11/06/09 EDISON INTERNATIONAL CA 7.01,9.01 11/06/09 Education Management LLC DE 7.01 11/05/09 EINSTEIN NOAH RESTAURANT GROUP INC DE 7.01 11/05/09 ELECTRONIC GAME CARD INC NV 5.02,9.01 10/30/09 ELEPHANT TALK COMMUNICATIONS INC CA 1.01,9.01 10/30/09 Emerald Acquisition CORP E9 1.01,3.02,9.01 11/02/09 Emergent BioSolutions Inc. DE 2.02,9.01 11/05/09 EMERGING VISION INC NY 5.02 11/04/09 EMERSON ELECTRIC CO MO 5.03,9.01 11/03/09 EMERSON RADIO CORP DE 5.02 10/30/09 EMISPHERE TECHNOLOGIES INC DE 5.02,9.01 11/05/09 ENSCO INTERNATIONAL INC DE 1.01,5.02,9.01 11/02/09 Entergy Texas, Inc. TX 9.01 11/06/09 ENTERTAINMENT PROPERTIES TRUST MD 9.01 11/04/09 AMEND EVEREST FUND L P IA 4.01 11/06/09 ExlService Holdings, Inc. DE 2.02,9.01 11/06/09 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 11/06/09 FEMALE HEALTH CO WI 1.01,1.02,9.01 11/02/09 FERRO CORP OH 7.01,9.01 11/06/09 FiberTower CORP DE 2.02,9.01 11/05/09 First California Financial Group, Inc DE 5.02,9.01 11/02/09 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,9.01 11/06/09 FIRST FINANCIAL BANCORP /OH/ OH 1.01,2.02,9.01 11/03/09 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,7.01,9.01 11/06/09 FIRST LITCHFIELD FINANCIAL CORP DE 8.01,9.01 11/06/09 FIRST PACTRUST BANCORP INC MD 2.02,9.01 11/06/09 FIRSTFED FINANCIAL CORP DE 8.01,9.01 11/06/09 FMC CORP DE 5.02,9.01 11/04/09 FNB BANCORP/CA/ 5.02,9.01 11/06/09 Fortress Investment Group LLC DE 2.02,9.01 11/06/09 FreightCar America, Inc. DE 2.02,9.01 11/06/09 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 11/05/09 FSP 303 East Wacker Drive Corp. 7.01,9.01 11/06/09 FSP 50 South Tenth Street Corp 7.01,9.01 11/06/09 FSP GALLERIA NORTH CORP 7.01,9.01 11/06/09 FSP PHOENIX TOWER CORP 7.01,9.01 11/06/09 FTI CONSULTING INC MD 2.02,7.01,8.01,9.01 11/04/09 FURMANITE CORP DE 2.02,7.01,9.01 11/06/09 FX Real Estate & Entertainment Inc. DE 4.01 11/02/09 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 11/06/09 GAMCO INVESTORS, INC. ET AL NY 8.01 11/06/09 GASTAR EXPLORATION LTD 2.02,9.01 11/05/09 GateHouse Media, Inc. DE 2.02,9.01 11/05/09 GENERAL AUTOMOTIVE CO 1.01,9.01 11/06/09 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 11/05/09 General Maritime Corp / MI 8.01 11/06/09 GENERAL STEEL HOLDINGS INC NV 2.02,7.01,9.01 11/06/09 GENESCO INC TN 1.01,2.04,7.01,9.01 11/06/09 GEO GROUP INC FL 2.02,9.01 11/02/09 GetFugu, Inc. NV 1.01,3.02,5.02 05/18/09 GMX RESOURCES INC OK 2.02,9.01 11/06/09 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 11/06/09 Great Wall Builders Ltd., TX 4.01 06/30/09 GREATBATCH, INC. DE 2.02,9.01 11/05/09 GREEN PLAINS RENEWABLE ENERGY, INC. IA 5.02,8.01,9.01 11/06/09 GREER BANCSHARES INC SC 2.02,9.01 11/06/09 GTC BIOTHERAPEUTICS INC MA 2.02,9.01 11/06/09 GTC BIOTHERAPEUTICS INC MA 5.02,9.01 11/05/09 HALOZYME THERAPEUTICS INC DE 2.02,9.01 11/06/09 HARLAND CLARKE HOLDINGS CORP DE 2.02,9.01 11/06/09 HARRIS & HARRIS GROUP INC /NY/ NY 5.02 11/04/09 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 1.01,9.01 11/06/09 HAWTHORN BANCSHARES, INC. MO 8.01 11/05/09 HAWTHORN BANCSHARES, INC. MO 2.02 11/05/09 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 11/06/09 HERITAGE COMMERCE CORP CA 8.01 11/06/09 HESS CORP DE 5.02 11/04/09 Hiland Holdings GP, LP DE 2.02,7.01,9.01 11/05/09 Hiland Partners, LP 2.02,7.01,9.01 11/05/09 Hill International, Inc. DE 2.02,9.01 11/04/09 HOLLY ENERGY PARTNERS LP DE 7.01 11/04/09 HOME PROPERTIES INC MD 7.01,9.01 11/05/09 HORNBECK OFFSHORE SERVICES INC /LA DE 1.01,2.03,9.01 11/04/09 HUNT J B TRANSPORT SERVICES INC AR 8.01,9.01 11/05/09 IMMUNOMEDICS INC DE 2.02,9.01 11/06/09 INHIBITEX, INC. 2.02,9.01 11/06/09 INSMED INC VA 2.02,9.01 11/06/09 INTEST CORP DE 2.02,9.01 11/04/09 Intrepid Potash, Inc. DE 2.02,9.01 11/05/09 J C PENNEY CO INC DE 1.01,9.01 11/05/09 J P MORGAN CHASE & CO DE 7.01,9.01 11/05/09 JAKKS PACIFIC INC DE 8.01,9.01 11/04/09 K12 INC DE 2.02,9.01 11/06/09 KBR, INC. DE 1.01,1.02,9.01 11/05/09 KELLY SERVICES INC DE 2.02,9.01 11/06/09 KNOLOGY INC DE 2.02,9.01 11/06/09 KODIAK ENERGY, INC. DE 3.01,9.01 11/04/09 Kodiak Oil & Gas Corp 2.02,9.01 11/05/09 Koppers Holdings Inc. PA 2.02,9.01 11/05/09 Kryptic Entertainment Inc. 5.02 11/05/09 KSW INC NY 2.02,9.01 11/06/09 La Cortez Energy, Inc. NV 7.01,9.01 11/04/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/06/09 LADYBUG RESOURCE GROUP, INC. NV 5.02,8.01 11/05/09 LANDRYS RESTAURANTS INC 2.02,9.01 11/06/09 LEARNING TREE INTERNATIONAL INC DE 5.02,9.01 11/02/09 LEXINGTON REALTY TRUST MD 2.02,7.01,9.01 11/05/09 LEXINGTON REALTY TRUST MD 5.02,9.01 11/03/09 LIBBEY INC DE 5.02 11/02/09 LIFEPOINT HOSPITALS, INC. 2.02,9.01 11/06/09 LIGAND PHARMACEUTICALS INC DE 1.01,9.01 11/02/09 LIMITED BRANDS INC DE 2.02,7.01,9.01 11/05/09 LINCOLN NATIONAL CORP IN 5.02,9.01 11/02/09 LIONS GATE ENTERTAINMENT CORP /CN/ 5.02,9.01 11/02/09 Live Nation, Inc. DE 1.01 11/02/09 LIXTE BIOTECHNOLOGY HOLDINGS, INC. DE 3.02 11/06/09 LMI AEROSPACE INC MO 2.02,7.01,9.01 09/30/09 M & F WORLDWIDE CORP DE 2.02,9.01 11/06/09 M LINE HOLDINGS INC NV 1.01,7.01,9.01 11/05/09 MACH ONE CORP NV 5.02,7.01,9.01 08/12/09 MAGNETEK, INC. DE 2.02 11/06/09 MAGNUM HUNTER RESOURCES CORP DE 8.01,9.01 11/05/09 Main Street Capital CORP MD 2.02,9.01 11/05/09 Mantra Venture Group Ltd. A1 1.01,9.01 10/28/09 MARINER ENERGY INC DE 2.02,7.01,9.01 11/05/09 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 11/05/09 MASTEC INC FL 8.01,9.01 11/05/09 MAUI LAND & PINEAPPLE CO INC HI 2.05 11/02/09 MAX CAPITAL GROUP LTD. 7.01,9.01 11/06/09 MAX CAPITAL GROUP LTD. 2.02,8.01,9.01 11/04/09 Maxray Optical Technology Co. Ltd. DE 4.01,9.01 10/02/09 AMEND MB FINANCIAL INC /MD MD 7.01 11/06/09 MD Holdings Corp NV 1.01,2.01,3.02,5.01,5.02,5.06, 11/05/09 8.01,9.01 MEDALLION FINANCIAL CORP DE 2.02,9.01 11/05/09 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 11/06/09 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 11/06/09 MEDIVATION, INC. DE 1.01,2.03 11/02/09 MEMSIC Inc 2.02,9.01 11/03/09 MERA PHARMACEUTICALS INC DE 2.01 11/02/09 MERCADOLIBRE INC 4.01,9.01 11/06/09 MESA AIR GROUP INC NV 3.02,9.01 11/04/09 MFA FINANCIAL, INC. MD 7.01,9.01 11/06/09 Midas Medici Group Holdings, Inc. 5.02 11/02/09 MIRANT CORP DE 2.02,9.01 11/06/09 MOHAWK INDUSTRIES INC DE 5.02,9.01 11/04/09 Morningstar, Inc. IL 7.01 11/06/09 MYRIAD GENETICS INC DE 5.02,9.01 11/05/09 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 11/06/09 NATIONAL FUEL GAS CO NJ 2.02,9.01 11/05/09 NATIONAL HEALTHCARE CORP DE 2.02,8.01,9.01 11/05/09 NATIONAL RETAIL PROPERTIES, INC. MD 2.02,9.01 11/06/09 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 11/05/09 NATURAL GAS SERVICES GROUP INC 2.02 09/30/09 NATURAL HEALTH TRENDS CORP DE 3.01,9.01 11/06/09 NAVARRE CORP /MN/ MN 7.01 11/05/09 NAVIGATORS GROUP INC DE 2.02,7.01,9.01 11/05/09 NEUROGEN CORP DE 1.01,2.02,9.01 11/06/09 NeurogesX Inc CA 2.02,8.01,9.01 11/06/09 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 11/06/09 Noranda Aluminum Holding CORP DE 2.02,5.02,7.01,9.01 11/04/09 NORTHERN GROWERS LLC SD 8.01 11/06/09 Northfield Bancorp, Inc. X1 8.01,9.01 11/05/09 NOVAVAX INC DE 2.02,9.01 11/06/09 NUTRACEA CA 8.01 11/06/09 NUVEEN INVESTMENTS INC DE 2.02 11/06/09 NUVILEX, INC. NV 5.02 10/23/09 NYFIX INC DE 2.02,9.01 11/06/09 OPLINK COMMUNICATIONS INC DE 8.01 11/04/09 OPTICAL CABLE CORP VA 8.01 10/31/09 OPTICAL CABLE CORP VA 1.01,2.01,9.01 10/31/09 AMEND Orient Paper Inc. NV 7.01,9.01 11/05/09 Oritani Financial Corp. 8.01,9.01 11/06/09 OSTEOTECH INC DE 2.02,9.01 11/05/09 PANOLAM INDUSTRIES INTERNATIONAL INC DE 1.03,2.04,8.01,9.01 11/04/09 PAR PHARMACEUTICAL COMPANIES, INC. DE 2.02,9.01 11/06/09 PATAPSCO BANCORP INC MD 5.02 11/05/09 PDL BIOPHARMA, INC. DE 1.01,2.01,9.01 11/02/09 PennyMac Mortgage Investment Trust MD 2.02,9.01 11/05/09 PERF Go-Green Holdings, Inc 1.01,8.01,9.01 11/06/09 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 11/06/09 PIZZA INN INC /MO/ MO 2.02,9.01 11/05/09 PMI GROUP INC DE 2.02,8.01,9.01 11/06/09 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 11/06/09 POOL CORP DE 7.01,9.01 11/06/09 PRICESMART INC DE 2.02,9.01 11/06/09 PRO-FAC COOPERATIVE INC 2.02,9.01 11/06/09 PROTECTION ONE INC DE 2.02,9.01 11/06/09 PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 11/02/09 Public Storage MD 2.02,9.01 09/30/09 QUALITY DISTRIBUTION INC FL 5.02 11/04/09 QUALSTAR CORP CA 7.01,9.01 11/04/09 QUIXOTE CORP DE 8.01 11/06/09 R F INDUSTRIES LTD NV 5.02 10/31/09 RADIOSHACK CORP DE 7.01 11/05/09 RAE SYSTEMS INC DE 2.02,9.01 11/04/09 RAFAELLA APPAREL GROUP,INC. DE 5.02,9.01 11/02/09 RAINIER PACIFIC FINANCIAL GROUP INC WA 3.01,9.01 11/05/09 RAM ENERGY RESOURCES INC DE 2.02,9.01 11/05/09 READING INTERNATIONAL INC NV 2.02,9.01 11/05/09 Redhawk Energy Corp 1.01,2.01,3.02,5.01,5.03,8.01, 10/29/09 9.01 REEDS INC DE 8.01,9.01 11/06/09 RENTECH INC /CO/ CO 5.02,9.01 11/02/09 RES CARE INC /KY/ KY 2.02,9.01 11/05/09 REXNORD LLC DE 2.02,9.01 11/06/09 RHI Entertainment, Inc. DE 5.02,9.01 11/02/09 Rosetta Resources Inc. DE 2.02,9.01 11/06/09 ROYAL GOLD INC DE 7.01 11/06/09 RXI PHARMACEUTICALS CORP 5.02,9.01 11/05/09 SAUL CENTERS INC MD 2.02,9.01 11/05/09 SBT Bancorp, Inc. CT 2.02,9.01 11/06/09 SCICLONE PHARMACEUTICALS INC DE 5.05,9.01 11/05/09 Scripps Networks Interactive, Inc. OH 2.02,9.01 11/06/09 SEABOARD CORP /DE/ DE 2.02,9.01 11/06/09 SEABRIGHT INSURANCE HOLDINGS INC DE 1.01,9.01 11/03/09 SELECT MEDICAL HOLDINGS CORP 2.02,9.01 11/05/09 SELECT MEDICAL HOLDINGS CORP 7.01 11/06/09 Select Notes Trust LT 2004-1 DE 8.01,9.01 11/02/09 SensiVida Medical Technologies, Inc. NJ 2.01,5.02,9.01 03/09/09 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 11/05/09 Shengkai Innovations, Inc. FL 5.02,9.01 11/05/09 Sibling Entertainment Group Holdings, NV 5.02 11/05/09 Sibling Entertainment Group Holdings, NV 5.02 11/05/09 AMEND SMART BALANCE, INC. DE 1.01,1.02,2.03,8.01,9.01 11/04/09 SMOKY MARKET FOODS INC NV 1.01,3.02,9.01 11/04/09 Sound Financial, Inc. 2.02,9.01 11/05/09 SOUTHERN CALIFORNIA EDISON CO CA 2.02,9.01 11/06/09 SOUTHERN STAR ENERGY INC. NV 7.01,9.01 11/06/09 Spectra Energy Partners, LP DE 2.02,9.01 11/06/09 SPECTRASCIENCE INC MN 3.02,9.01 10/31/09 SPONGETECH DELIVERY SYSTEMS INC DE 1.01,9.01 11/05/09 SPRINT NEXTEL CORP KS 5.02 11/06/09 ST MARY LAND & EXPLORATION CO DE 8.01,9.01 11/06/09 STAAR SURGICAL CO DE 2.02,9.01 11/02/09 STAGE STORES INC NV 8.01,9.01 11/05/09 STELLAR PHARMACEUTICALS INC 2.02,9.01 11/06/09 Stereotaxis, Inc. DE 2.02,9.01 11/05/09 STERICYCLE INC DE 2.02,9.01 09/30/09 STILLWATER MINING CO /DE/ DE 2.02,9.01 11/05/09 Strategic Storage Trust, Inc. MD 9.01 08/21/09 AMEND STRATUS PROPERTIES INC DE 2.02,9.01 11/06/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 11/02/09 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 11/02/09 SUBAYE, INC. 1.01,9.01 11/06/09 Summer Infant, Inc. DE 7.01 10/30/09 SUN COMMUNITIES INC MD 2.02,9.01 11/06/09 SUN MICROSYSTEMS, INC. DE 2.02,9.01 11/06/09 SunOpta Inc. 2.02,9.01 11/06/09 Sunshine Biopharma, Inc CO 5.03,9.01 11/02/09 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 11/05/09 SYNERGY RESOURCES CORP CO 1.01 11/03/09 SYNOVUS FINANCIAL CORP GA 3.02,8.01,9.01 11/03/09 SYNTHETECH INC OR 7.01,9.01 11/04/09 TBS INTERNATIONAL LTD 8.01,9.01 11/06/09 TC PIPELINES LP DE 2.02,9.01 11/06/09 TELKONET INC 3.01,9.01 11/03/09 THOR INDUSTRIES INC DE 2.02,9.01 11/03/09 TIDEWATER INC DE 8.01,9.01 11/05/09 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 11/05/09 TRANS LUX CORP DE 5.02,9.01 11/02/09 TRANSATLANTIC PETROLEUM LTD. D0 8.01 11/05/09 TRANSCEND SERVICES INC DE 9.01 08/31/09 AMEND TREX CO INC DE 1.01,1.02,9.01 11/04/09 TRINITY INDUSTRIES INC DE 7.01,9.01 11/05/09 Trycera Financial, Inc. NV 5.02,5.03 11/02/09 U-Store-It Trust MD 2.02,7.01,9.01 11/05/09 U. S. Premium Beef, LLC 3.03,9.01 11/02/09 UNIVERSAL CITY DEVELOPMENT PARTNERS L 8.01,9.01 11/06/09 UNIVERSAL CITY DEVELOPMENT PARTNERS L 8.01,9.01 11/06/09 AMEND Universal City Florida Holding Co. I FL 8.01,9.01 11/06/09 Universal City Florida Holding Co. I FL 8.01,9.01 11/06/09 AMEND UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 11/06/09 US CONCRETE INC DE 1.01,3.03,5.02,5.03,9.01 11/05/09 USAA ACCEPTANCE LLC 8.01,9.01 11/05/09 Valley Commerce Bancorp CA 2.02,9.01 07/29/09 VALLEY NATIONAL BANCORP NJ 7.01,9.01 11/05/09 VALLEY NATIONAL BANCORP NJ 7.01,9.01 11/05/09 AMEND VANGUARD HEALTH SYSTEMS INC DE 5.02 11/06/09 Vanity Events Holding, Inc. DE 5.02 11/02/09 Vaughan Foods, Inc. OK 2.02,9.01 11/05/09 VELOCITY EXPRESS CORP DE 8.01,9.01 09/24/09 VIEWCAST COM INC DE 1.02,5.02 11/02/09 VISTA GOLD CORP 7.01,9.01 11/04/09 VITAL IMAGES INC MN 2.02,9.01 11/04/09 VIVUS INC CA 2.02,8.01,9.01 11/03/09 VOIS Inc. 3.02,5.01,9.01 11/03/09 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,9.01 11/05/09 WASHINGTON GAS LIGHT CO DC 2.03,9.01 11/02/09 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 11/02/09 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 10/30/09 WELLS FARGO & CO/MN DE 9.01 11/06/09 WELLS FARGO & CO/MN DE 9.01 11/06/09 WESCO FINANCIAL CORP CA 2.02,9.01 11/06/09 WEST CORP DE 8.01,9.01 11/06/09 WEST MARINE INC DE 5.02 11/02/09 WESTERN ALLIANCE BANCORPORATION 5.02 11/02/09 WHITING USA TRUST I DE 2.02,9.01 11/06/09 Winthrop Realty Trust OH 2.02,5.03,7.01,8.01,9.01 11/03/09 WPCS INTERNATIONAL INC DE 1.01,2.01,9.01 11/04/09 WPT ENTERPRISES INC 2.01,5.02 11/02/09 XERIUM TECHNOLOGIES INC DE 2.02,9.01 11/05/09 Yasheng Eco-Trade Corp DE 8.01,9.01 10/29/09 YORK WATER CO PA 2.02,9.01 11/06/09 Your Way Holding Corp CO 2.01,3.02,5.01,5.02,5.03,7.01, 10/29/09 9.01 Zagg INC 8.01,9.01 11/04/09 ZION OIL & GAS INC DE 8.01,9.01 11/06/09 ZIOPHARM ONCOLOGY INC DE 8.01,9.01 11/06/09 Zoo Entertainment, Inc DE 1.01 11/02/09 ZYMOGENETICS INC WA 8.01 11/06/09