RECENT 8K FILINGS October 30, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Financial Services CORP NC 5.02,9.01 10/27/09 1st Pacific Bancorp CA 1.01,1.02,8.01,9.01 10/28/09 3PAR Inc. DE 2.02,9.01 10/29/09 ABM INDUSTRIES INC /DE/ DE 5.03,9.01 10/26/09 ACADIA REALTY TRUST MD 2.02,9.01 10/27/09 ACCREDITED BUSINESS CONSOLIDATORS COR PA 2.01,8.01 10/28/09 ACCURAY INC DE 2.02,9.01 10/29/09 ACME PACKET INC DE 2.02,9.01 10/29/09 ACME UNITED CORP CT 2.02,9.01 10/29/09 ACTIVE POWER INC DE 8.01,9.01 10/28/09 ACTUATE CORP DE 2.02,9.01 10/29/09 ADAPTEC INC DE 2.02,9.01 10/29/09 ADEX MEDIA, INC. DE 5.02 10/23/09 ADOLOR CORP 2.02,9.01 10/29/09 Advance America, Cash Advance Centers DE 1.01,2.02,8.01,9.01 10/28/09 AETNA INC /PA/ PA 2.02,9.01 10/29/09 AGL RESOURCES INC GA 2.02,9.01 10/29/09 AGREE REALTY CORP DE 2.02,9.01 10/29/09 AIRGAS INC DE 2.02,9.01 10/29/09 AIRVANA INC DE 2.02,9.01 10/29/09 AJS BANCORP INC DE 2.02,9.01 10/28/09 ALANCO TECHNOLOGIES INC AZ 3.02 10/28/09 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 5.02 10/26/09 ALEXANDER & BALDWIN INC HI 2.02,9.01 10/29/09 ALLEGHENY ENERGY, INC MD 2.02,9.01 10/29/09 ALLERGAN INC DE 2.02,9.01 10/29/09 ALLIANCE HEALTHCARD INC 8.01 10/27/09 Alliance HealthCare Services, Inc DE 2.02,9.01 10/28/09 Alliance Holdings GP, L.P. DE 5.02,9.01 10/23/09 ALLIANCE RESOURCE PARTNERS LP DE 5.02,9.01 10/23/09 Alpha Natural Resources, Inc. DE 7.01,9.01 10/29/09 AMAG PHARMACEUTICALS INC. DE 2.02,9.01 10/29/09 AMERICA'S DRIVING RANGES, INC. NV 1.01,5.02,5.03,8.01,9.01 10/23/09 AMERICAN ELECTRIC POWER CO INC NY 2.02,9.01 10/29/09 American Electric Technologies Inc FL 8.01,9.01 10/27/09 American Lorain CORP DE 1.01,3.02,8.01,9.01 10/28/09 AMERICAN PHYSICIANS CAPITAL INC MI 2.02,9.01 10/29/09 AMERICAN RIVER BANKSHARES CA 8.01,9.01 10/29/09 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 10/29/09 AMERICREDIT CORP TX 1.01,9.01 10/28/09 AMERIGON INC MI 2.02,9.01 10/28/09 Ameris Bancorp GA 8.01,9.01 10/29/09 AMH HOLDINGS, LLC DE 2.02,9.01 10/26/09 AMH HOLDINGS, LLC DE 8.01,9.01 10/29/09 AMICUS THERAPEUTICS INC DE 1.01,1.02,2.02,2.05,5.02,9.01 10/26/09 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 10/29/09 ANADYS PHARMACEUTICALS INC 2.02,9.01 10/29/09 ANAREN INC NY 2.02,9.01 10/29/09 ANTIGENICS INC /DE/ DE 2.02,9.01 10/29/09 APACHE CORP DE 2.02,9.01 10/29/09 Apollo Medical Holdings, Inc. DE 3.02 10/16/09 AMEND ARCTIC CAT INC MN 2.02,9.01 10/29/09 ARI NETWORK SERVICES INC /WI WI 2.02,9.01 10/29/09 ARKANOVA ENERGY CORP. NV 5.03 10/20/09 Arlington Asset Investment Corp. VA 1.01,7.01,9.01 10/22/09 ARMSTRONG WORLD INDUSTRIES INC PA 1.01,2.02,5.02,9.01 10/27/09 ART TECHNOLOGY GROUP INC DE 2.02,9.01 10/29/09 ASBURY AUTOMOTIVE GROUP INC DE 2.02,7.01,9.01 10/29/09 ASSOCIATED MATERIALS, LLC DE 2.02,9.01 10/26/09 ASSOCIATED MATERIALS, LLC DE 8.01,9.01 10/29/09 ATHENAHEALTH INC DE 2.02,9.01 10/29/09 ATLAS AIR WORLDWIDE HOLDINGS INC DE 8.01,9.01 10/28/09 AUTONATION, INC. DE 2.02,9.01 10/29/09 AVALONBAY COMMUNITIES INC MD 2.02,9.01 10/28/09 AVNET INC NY 2.02,9.01 10/29/09 AVON PRODUCTS INC NY 2.02,9.01 10/29/09 AXA FINANCIAL INC DE 2.02,9.01 10/29/09 AXT INC DE 2.02,9.01 10/29/09 BALCHEM CORP MD 2.02,9.01 10/29/09 BALDWIN & LYONS INC IN 2.02,7.01,9.01 10/29/09 BALL CORP IN 2.02,5.03,9.01 10/28/09 BALQON CORP. NV 1.01,5.02,8.01,9.01 10/23/09 BANCORP RHODE ISLAND INC 2.02,9.01 10/29/09 BARE ESCENTUALS INC DE 2.02,9.01 10/29/09 BASIC ENERGY SERVICES INC 2.02,9.01 10/28/09 BECKMAN COULTER INC DE 2.02,7.01,9.01 10/29/09 BEL FUSE INC /NJ NJ 2.02,9.01 10/29/09 Beneficial Mutual Bancorp Inc X1 2.02,9.01 10/28/09 BERRY PLASTICS CORP DE 7.01,9.01 10/29/09 BIOCRYST PHARMACEUTICALS INC DE 2.02,7.01,9.01 10/29/09 BioMed Realty Trust Inc MD 2.02,9.01 10/28/09 BLUEGATE CORP NV 5.02 10/29/09 BMC SOFTWARE INC DE 2.02,9.01 10/29/09 BNC BANCORP NC 5.02 05/19/09 BOEING CO DE 5.02,9.01 10/25/09 BRANDYWINE REALTY TRUST MD 2.02,9.01 10/28/09 BREEZE-EASTERN CORP DE 2.02,9.01 10/28/09 BRINKS CO VA 2.02,9.01 10/29/09 BRUKER CORP DE 2.02,9.01 10/29/09 BRUNSWICK CORP DE 2.02,9.01 10/29/09 BRUSH ENGINEERED MATERIALS INC 2.02,9.01 10/29/09 BRYN MAWR BANK CORP PA 7.01,9.01 10/29/09 BUILD A BEAR WORKSHOP INC DE 1.01,2.02,9.01 10/28/09 Burger King Holdings Inc DE 2.02,9.01 10/29/09 CABOT CORP DE 2.02,9.01 10/28/09 CADENCE DESIGN SYSTEMS INC DE 7.01 10/29/09 Cal Dive International, Inc. DE 2.02,7.01,9.01 10/28/09 CALIFORNIA MICRO DEVICES CORP CA 2.02,9.01 10/29/09 CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 10/28/09 CALLAWAY GOLF CO DE 2.02,9.01 10/29/09 CALLIDUS SOFTWARE INC 2.02,9.01 10/29/09 CALLON PETROLEUM CO DE 8.01,9.01 10/28/09 AMEND CAPITAL GOLD CORP NV 5.02,9.01 10/29/09 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 10/28/09 CARBO CERAMICS INC DE 2.02,7.01,9.01 10/29/09 CARDICA INC DE 2.02,9.01 10/29/09 CARDIONET INC CA 5.02,9.01 10/29/09 Cardo Medical, Inc. DE 1.01,3.02,9.01 10/27/09 CARRIAGE SERVICES INC DE 2.02,9.01 10/28/09 CASS INFORMATION SYSTEMS INC MO 2.02,8.01,9.01 10/22/09 Cavitation Technologies, Inc. NV 5.03 10/29/09 CB RICHARD ELLIS GROUP INC DE 2.02,8.01,9.01 10/28/09 CDI CORP PA 1.01,2.02,9.01 10/27/09 CEC ENTERTAINMENT INC KS 2.02,5.03,8.01 09/27/09 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 09/30/09 CERUS CORP DE 2.02,9.01 10/29/09 CHART INDUSTRIES INC DE 2.02,9.01 10/29/09 Chemtura CORP DE 2.02,5.02,9.01 10/29/09 CHESAPEAKE UTILITIES CORP DE 2.01,5.02,7.01,9.01 10/28/09 CHEVIOT FINANCIAL CORP 2.02,9.01 10/29/09 China MediaExpress Holdings, Inc. DE 3.01,9.01 10/23/09 CIB MARINE BANCSHARES INC WI 8.01,9.01 10/29/09 CINCINNATI FINANCIAL CORP OH 2.02,9.01 10/29/09 CIRCOR INTERNATIONAL INC DE 2.02,9.01 10/28/09 CITY HOLDING CO WV 8.01 10/28/09 CLEAN ENERGY & POWER, INC. NV 8.01,9.01 10/28/09 Clearwater Paper Corp DE 2.02,9.01 10/29/09 CME GROUP INC. DE 2.02,9.01 10/29/09 CMSF Corp CA 1.01 10/28/09 COACHMEN INDUSTRIES INC IN 1.01,2.03,3.02,3.03,5.01,5.02, 10/29/09 AMEND 5.03,8.01,9.01 COCA COLA ENTERPRISES INC DE 8.01 10/28/09 Cogdell Spencer Inc. MD 2.02,9.01 10/29/09 COLGATE PALMOLIVE CO DE 2.02,9.01 10/29/09 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 10/29/09 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 10/29/09 COLUMBIA LABORATORIES INC DE 8.01,9.01 10/28/09 COMDISCO HOLDING CO INC DE 8.01,9.01 10/29/09 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02,9.01 10/29/09 Commercial Vehicle Group, Inc. DE 2.02,7.01,9.01 10/28/09 COMMUNITY TRUST BANCORP INC /KY/ KY 1.01,2.03,5.02,9.01 10/27/09 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 10/29/09 COMSCORE, INC. 2.02,9.01 10/29/09 COMSYS IT PARTNERS INC DE 2.02,9.01 10/28/09 CONAGRA FOODS INC /DE/ DE 7.01 10/29/09 CONEXANT SYSTEMS INC DE 2.02,9.01 10/29/09 Conforce International, Inc. DE 4.01 10/22/09 AMEND Cord Blood America, Inc. FL 1.01,9.01 07/02/09 AMEND Cordex Pharma, Inc. NV 8.01,9.01 10/22/09 CORINTHIAN COLLEGES INC 2.02,9.01 10/29/09 COTT CORP /CN/ 2.02,9.01 10/29/09 COTT CORP /CN/ 7.01,8.01,9.01 10/29/09 CRAY INC WA 2.02,9.01 10/29/09 CREDIT ACCEPTANCE CORP MI 2.02,9.01 10/29/09 CRYOLIFE INC FL 2.02,9.01 10/29/09 CURIS INC DE 2.02,9.01 10/29/09 DARLING INTERNATIONAL INC DE 5.02,9.01 10/26/09 DAYTON POWER & LIGHT CO OH 8.01,9.01 10/28/09 DCT Industrial Trust Inc. MD 2.02,9.01 10/29/09 DELTEK, INC DE 2.02,9.01 10/29/09 DENNYS CORP DE 2.02,9.01 10/29/09 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02,9.01 10/28/09 DEPOMED INC CA 2.02,9.01 10/29/09 Descanso Agency, Inc. NV 5.02,5.03,8.01,9.01 10/19/09 DIGI INTERNATIONAL INC DE 2.02,9.01 10/29/09 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 10/29/09 DIME COMMUNITY BANCSHARES INC DE 2.02,9.01 10/29/09 DIONEX CORP /DE CA 2.02,9.01 10/29/09 Disaboom, Inc. CO 5.02 10/26/09 DITECH NETWORKS INC DE 8.01,9.01 10/28/09 DOLE FOOD CO INC DE 5.03,8.01,9.01 10/28/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 7.01,9.01 10/28/09 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 10/29/09 DPL INC OH 2.02,7.01,8.01,9.01 10/28/09 DSP GROUP INC /DE/ DE 5.02,9.01 10/27/09 DTE ENERGY CO MI 2.02,9.01 10/29/09 Duke Mining Company, Inc. DE 1.01,2.01,5.02,9.01 10/23/09 DURECT CORP DE 2.02,9.01 10/29/09 DYNAMIC MATERIALS CORP DE 2.02,9.01 10/29/09 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 10/29/09 EAST FORK BIODIESEL, LLC IA 5.02 10/26/09 EASTGROUP PROPERTIES INC MD 2.02,9.01 10/28/09 EASTMAN KODAK CO NJ 2.02,9.01 10/29/09 EASYLINK SERVICES INTERNATIONAL CORP DE 2.02,9.01 10/29/09 EATON VANCE CORP MD 5.02,9.01 10/23/09 ECOLOCAP SOLUTIONS INC. NV 8.01 10/29/09 EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 10/29/09 ELIZABETH ARDEN INC FL 2.02,5.03,9.01 10/27/09 EMCOR GROUP INC DE 2.02,9.01 09/30/09 EMISPHERE TECHNOLOGIES INC DE 5.02 10/23/09 ENB Financial Corp PA 8.01,9.01 10/28/09 ENBRIDGE ENERGY PARTNERS LP DE 2.02,9.01 10/29/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.02,9.01 10/29/09 ENDURANCE SPECIALTY HOLDINGS LTD 2.02,9.01 10/29/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 10/29/09 EnerSys DE 2.02,9.01 10/29/09 ENPRO INDUSTRIES, INC NC 2.02,9.01 10/29/09 ENPRO INDUSTRIES, INC NC 5.02 10/28/09 EnteroMedics Inc 1.01,9.01 10/27/09 ENTERPRISE BANCORP INC /MA/ MA 2.02,7.01,9.01 10/29/09 ENVIRONMENTAL POWER CORP DE 1.01,8.01 10/23/09 EPOD Solar Inc. 5.02 10/29/09 EQT Corp PA 2.02,9.01 10/29/09 EQUITY RESIDENTIAL MD 2.02,9.01 10/28/09 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 10/29/09 ERIE INDEMNITY CO PA 2.02,9.01 10/29/09 ETHAN ALLEN INTERIORS INC DE 2.02,9.01 10/28/09 EVERGREEN ENERGY INC DE 8.01,9.01 10/28/09 EXACT SCIENCES CORP DE 7.01 10/29/09 EXAR CORP DE 2.02,9.01 10/29/09 EXELIXIS INC DE 2.02,9.01 10/29/09 EXELON CORP PA 5.02,9.01 10/27/09 Expedia, Inc. 2.02,7.01,9.01 10/29/09 EXXON MOBIL CORP NJ 2.02,7.01 10/29/09 FAIRPOINT COMMUNICATIONS INC DE 3.01 10/26/09 FARMERS CAPITAL BANK CORP KY 5.03,9.01 10/26/09 FBL FINANCIAL GROUP INC IA 8.01 10/27/09 FEDERAL AGRICULTURAL MORTGAGE CORP 3.02 10/23/09 Federal Home Loan Bank of Atlanta X1 2.03 10/29/09 Federal Home Loan Bank of Atlanta X1 2.02 10/29/09 Federal Home Loan Bank of Boston X1 2.02,9.01 10/29/09 Federal Home Loan Bank of Boston X1 2.03 10/26/09 Federal Home Loan Bank of Chicago X1 2.02,9.01 10/29/09 Federal Home Loan Bank of Chicago X1 2.03 10/26/09 Federal Home Loan Bank of Cincinnati X1 2.02,9.01 10/29/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/26/09 Federal Home Loan Bank of Dallas 2.02,9.01 10/29/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/26/09 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 10/29/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/26/09 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 10/29/09 Federal Home Loan Bank of New York X1 2.03,9.01 10/26/09 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 10/29/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/26/09 Federal Home Loan Bank of Pittsburgh PA 2.02,7.01,9.01 10/29/09 Federal Home Loan Bank of San Francis X1 2.03 10/26/09 Federal Home Loan Bank of Seattle 2.03 10/28/09 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 10/29/09 FEDERAL MOGUL CORP DE 2.02,7.01,9.01 10/29/09 FGX International Holdings LTD 1.01,7.01,9.01 10/28/09 FIELDPOINT PETROLEUM CORP CO 9.01 09/16/09 AMEND FIRST AMERICAN CORP CA 2.02,9.01 10/29/09 First Clover Leaf Financial Corp. MD 8.01,9.01 10/28/09 FIRST NIAGARA FINANCIAL GROUP INC DE 2.02,9.01 10/29/09 FMC CORP DE 2.02,9.01 10/28/09 FORRESTER RESEARCH INC DE 2.02,9.01 10/29/09 FORWARD INDUSTRIES INC NY 8.01,9.01 10/23/09 FPB BANCORP INC FL 2.02 10/29/09 FREMONT GENERAL CORP NV 8.01,9.01 10/28/09 FRONTIER FINANCIAL CORP /WA/ WA 2.02,9.01 10/29/09 FS Investment CORP MD 2.02,9.01 10/29/09 GARDNER DENVER INC DE 1.01,8.01,9.01 10/29/09 GCI INC AK 7.01,9.01 10/29/09 GE Capital Credit Card Master Note Tr DE 8.01,9.01 10/15/09 GEN PROBE INC DE 2.02,9.01 10/29/09 GENERAL COMMUNICATION INC AK 7.01,9.01 10/29/09 General Maritime Corp / MI 8.01,9.01 10/29/09 GENTA INC DE/ DE 8.01,9.01 10/29/09 GENTIVA HEALTH SERVICES INC DE 2.02,9.01 10/29/09 GENWORTH FINANCIAL INC DE 2.02,9.01 10/29/09 Georgetown Bancorp, Inc. X1 5.02,9.01 10/27/09 GERON CORP DE 2.02,9.01 10/29/09 GFI Group Inc. DE 2.02,9.01 10/29/09 GIGA TRONICS INC CA 2.02,9.01 10/28/09 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 10/29/09 GRANITE CONSTRUCTION INC DE 2.02,9.01 10/28/09 GREAT PLAINS ENERGY INC MO 2.02,9.01 10/29/09 GREENE COUNTY BANCORP INC DE 2.02,9.01 10/23/09 GREENHILL & CO INC 1.01,9.01 10/28/09 GSI TECHNOLOGY INC 2.02,9.01 10/29/09 GULFMARK OFFSHORE INC DE 7.01,9.01 10/28/09 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 10/29/09 HARRIS INTERACTIVE INC DE 2.02,5.02,9.01 10/27/09 HARSCO CORP DE 2.02,9.01 10/29/09 HAWKINS INC MN 2.02,9.01 10/27/09 HealthSpring, Inc. DE 2.02,9.01 10/29/09 HELIX ENERGY SOLUTIONS GROUP INC MN 2.02,7.01,9.01 10/28/09 HEMOBIOTECH, INC. 5.02 10/26/09 HERTZ CORP DE 1.01,2.03 10/23/09 HERTZ GLOBAL HOLDINGS INC 1.01,2.03 10/23/09 HICKORY TECH CORP MN 2.02,9.01 10/29/09 HIGHWOODS PROPERTIES INC MD 2.02,9.01 10/28/09 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 10/29/09 HOME BANCORP, INC. LA 2.02,7.01,9.01 10/28/09 HOPFED BANCORP INC DE 7.01,9.01 10/29/09 HORTON D R INC /DE/ DE 5.02,9.01 10/23/09 HUMANA INC DE 8.01 10/28/09 ICAHN ENTERPRISES L.P. DE 2.02,9.01 10/29/09 ICT GROUP INC PA 2.02,9.01 10/29/09 iDcentrix, Inc. 1.01,5.02 10/23/09 Ideation Acquisition Corp. DE 5.03,9.01 10/27/09 IDENIX PHARMACEUTICALS INC 2.02,9.01 10/29/09 IEC ELECTRONICS CORP DE 7.01,9.01 10/29/09 IMAGE ENTERTAINMENT INC DE 1.01,8.01,9.01 10/28/09 IMMUNOGEN INC MA 2.02,9.01 10/29/09 Independent BancShares, Inc. FL 5.02,9.01 10/21/09 infoGROUP Inc. DE 7.01,9.01 10/29/09 INFRASTRUCTURE MATERIALS CORP. DE 5.02,9.01 10/22/09 Ingen Technologies, Inc. GA 4.01,9.01 10/28/09 INGRAM MICRO INC DE 2.02,9.01 10/29/09 INSIGNIA SYSTEMS INC/MN MN 2.02,9.01 10/28/09 INTEGRA BANK CORP IN 2.02,7.01,9.01 10/29/09 INTEGRA BANK CORP IN 5.02,9.01 10/26/09 INTEGRAMED AMERICA INC DE 2.02,7.01,9.01 10/29/09 INTEGRATED SILICON SOLUTION INC DE 2.02,5.02,9.01 10/23/09 INTERACTIVE DATA CORP/MA/ DE 2.02,9.01 10/29/09 InterDigital, Inc. PA 2.02,9.01 10/28/09 Intermec, Inc. DE 2.02,7.01,9.01 09/27/09 Intermec, Inc. DE 2.05,7.01 04/29/09 AMEND INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 10/28/09 INVESTMENT TECHNOLOGY GROUP INC DE 2.02,9.01 10/29/09 ION GEOPHYSICAL CORP DE 9.01 10/23/09 AMEND Iowa Renewable Energy, LLC IA 5.02 10/21/09 IOWA TELECOMMUNICATIONS SERVICES INC IA 2.02,9.01 10/29/09 IRON MOUNTAIN INC DE 2.02,9.01 10/29/09 ITC Holdings Corp. MI 2.02,9.01 10/28/09 IXYS CORP /DE/ DE 2.02,9.01 10/29/09 J CREW GROUP INC DE 5.02,9.01 10/26/09 KAISER ALUMINUM CORP DE 2.02,9.01 10/28/09 KANSAS CITY SOUTHERN DE 2.02,9.01 10/29/09 KAYDON CORP DE 2.02,9.01 10/29/09 KBR, INC. DE 2.02,9.01 10/29/09 KBW, INC. 2.02,9.01 10/29/09 Kearny Financial Corp. X1 2.02,9.01 10/29/09 KELLOGG CO DE 2.02,9.01 10/29/09 KENNAMETAL INC PA 2.02,9.01 10/29/09 KEY ENERGY SERVICES INC MD 1.01,2.02,2.03,5.02,9.01 10/28/09 KeyOn Communications Holdings Inc. DE 3.02 10/29/09 KIRBY CORP NV 2.02,9.01 10/28/09 KLA TENCOR CORP DE 2.02,9.01 10/29/09 L & L INTERNATIONAL HOLDINGS, INC NV 1.01,9.01 10/28/09 LABARGE INC DE 2.02,9.01 10/29/09 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02 10/23/09 LACROSSE FOOTWEAR INC WI 5.02 10/28/09 LANCASTER COLONY CORP OH 2.02,9.01 10/29/09 LAND O LAKES INC 5.02,8.01 10/29/09 LANDMARK BANCORP INC DE 2.02,8.01,9.01 10/29/09 LAS VEGAS SANDS CORP NV 2.02,9.01 10/29/09 LASERCARD CORP DE 2.02,9.01 10/29/09 Lateral Media, Inc. DE 5.02,9.01 10/23/09 LEXARIA CORP. 7.01,9.01 10/28/09 LHC Group, Inc 2.02,9.01 10/28/09 LIBBEY INC DE 1.01,2.03,3.02,8.01,9.01 10/28/09 LIBBEY INC DE 2.02,9.01 10/29/09 Liberty Global, Inc. 2.02,7.01 10/29/09 LIN TV CORP DE 2.02,9.01 10/29/09 LITHIA MOTORS INC OR 2.02,9.01 10/29/09 LITTELFUSE INC /DE DE 2.02,9.01 10/29/09 LKQ CORP DE 2.02,9.01 10/29/09 LOUISIANA BANCORP INC LA 2.02,8.01,9.01 10/29/09 LUBRIZOL CORP OH 2.02,9.01 10/29/09 M I HOMES INC OH 2.02,9.01 10/29/09 MACK CALI REALTY CORP MD 2.02,7.01,9.01 10/28/09 MAGNUM HUNTER RESOURCES CORP DE 1.01,8.01,9.01 10/23/09 MANITOWOC CO INC WI 2.02,9.01 10/29/09 MARKWEST ENERGY PARTNERS L P 7.01,9.01 10/29/09 MASTEC INC FL 2.02,7.01,9.01 10/28/09 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 10/29/09 McAfee, Inc. 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DE 2.02,9.01 10/29/09 ONE LIBERTY PROPERTIES INC MD 8.01 10/27/09 ONLINE RESOURCES CORP DE 8.01,9.01 10/29/09 ONLINE VACATION CENTER HOLDINGS CORP 8.01 10/27/09 OPENTABLE INC DE 2.02,9.01 09/30/09 OPENWAVE SYSTEMS INC DE 2.02,2.05,9.01 10/29/09 OPLINK COMMUNICATIONS INC DE 2.02,9.01 10/29/09 OPNET TECHNOLOGIES INC DE 2.02,8.01,9.01 10/29/09 ORBIT FR INC DE 4.01,9.01 09/24/09 AMEND ORCHID CELLMARK INC 2.02,9.01 10/29/09 Orient Paper Inc. NV 5.02,7.01,9.01 10/28/09 ORTHOFIX INTERNATIONAL N V 2.02,9.01 10/29/09 ORTHOFIX INTERNATIONAL N V 5.02 10/23/09 OSAGE BANCSHARES, INC. 2.02,8.01,9.01 10/29/09 OXYGEN BIOTHERAPEUTICS, INC. 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