RECENT 8K FILINGS October 27, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3M CO DE 8.01,9.01 10/26/09 ACTIONVIEW INTERNATIONAL INC NV 2.02,3.02,5.01,5.02 10/22/09 ACURA PHARMACEUTICALS, INC NY 2.02,9.01 10/26/09 ADOBE SYSTEMS INC DE 2.01,9.01 10/23/09 Advaxis, Inc. DE 1.01,2.03,3.02,9.01 10/20/09 AGA Medical Holdings, Inc. DE 3.03,5.02,5.03,8.01,9.01 10/26/09 ALBEMARLE CORP VA 2.02,9.01 10/26/09 Alberto-Culver CO DE 2.02,9.01 10/26/09 ALEXANDER & BALDWIN INC HI 5.02,9.01 10/22/09 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 10/26/09 ALLIANCE FIBER OPTIC PRODUCTS INC CA 8.01 10/26/09 AMERICAN DEFENSE SYSTEMS INC DE 1.01,9.01 10/20/09 American Express Issuance Trust DE 8.01 10/26/09 AMERICAN NATIONAL INSURANCE CO /TX/ TX 2.02,9.01 10/26/09 AMERICAN RIVER BANKSHARES CA 8.01 10/23/09 AMERIGROUP CORP 2.02,9.01 10/26/09 AMERIGROUP CORP 1.01 10/22/09 AMERITRANS CAPITAL CORP DE 8.01 10/26/09 AMH HOLDINGS, LLC DE 8.01,9.01 10/23/09 AMPHENOL CORP /DE/ DE 2.02,9.01 10/26/09 ANTIGENICS INC /DE/ DE 7.01,9.01 10/26/09 APPLIANCE RECYCLING CENTERS OF AMERIC MN 1.01,3.02 10/21/09 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 10/26/09 ARES CAPITAL CORP MD 2.02,7.01,9.01 10/26/09 Arrayit Corp NV 8.01 10/23/09 AMEND ARRIS GROUP INC DE 2.02,9.01 10/26/09 ARTHROCARE CORP DE 5.02,7.01,9.01 10/21/09 ASBURY AUTOMOTIVE GROUP INC DE 5.02,5.03,9.01 10/20/09 ASSOCIATED MATERIALS, LLC DE 8.01,9.01 10/23/09 ASYST TECHNOLOGIES INC CA 7.01,9.01 10/20/09 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 10/26/09 ATLAS MINING CO ID 7.01,8.01,9.01 10/26/09 ATLAS MINING CO ID 1.01,2.03,3.02,8.01,9.01 10/26/09 AuraSource, Inc. NV 1.01,3.02 10/22/09 AUSTRALIAN OIL & GAS CORP DE 2.01 10/26/09 Bancorp, Inc. 2.02,9.01 10/26/09 BANK OF HAWAII CORP DE 2.02,9.01 10/26/09 Bank of Marin Bancorp CA 8.01,9.01 10/26/09 Bank of New York Mellon CORP 2.02,9.01 10/20/09 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 10/26/09 BAR HARBOR BANKSHARES ME 2.02 10/26/09 BAYLAKE CORP WI 2.02,9.01 10/23/09 BCB BANCORP INC 8.01,9.01 10/23/09 BIOMARIN PHARMACEUTICAL INC DE 1.01 10/20/09 Boardwalk Pipeline Partners, LP DE 2.02,5.02,9.01 10/26/09 BON TON STORES INC PA 7.01,9.01 10/26/09 BOSTON PROPERTIES INC DE 5.02 10/21/09 BOSTON PROPERTIES LTD PARTNERSHIP DE 5.02 10/21/09 BPZ RESOURCES, INC. TX 2.02,7.01,9.01 10/26/09 BRIDGE BANCORP INC NY 1.01,2.02,2.03,9.01 10/23/09 BRIGHAM EXPLORATION CO DE 1.01,9.01 10/21/09 BROADPOINT GLEACHER SECURITIES GROUP, NY 3.02,7.01,9.01 10/22/09 BRT REALTY TRUST MA 8.01,9.01 10/26/09 CADENCE FINANCIAL CORP MS 2.02,9.01 10/26/09 CADIZ INC DE 3.02 10/23/09 CALPINE CORP DE 1.01,2.03,8.01,9.01 10/21/09 Capitol Acquisition Corp DE 8.01,9.01 10/26/09 CAROLINA BANK HOLDINGS INC NC 2.02,9.01 10/26/09 CARPENTER TECHNOLOGY CORP DE 5.02,9.01 10/21/09 CELLCO PARTNERSHIP 2.02,9.01 10/26/09 CENTRUE FINANCIAL CORP DE 5.03,9.01 10/23/09 CENTURY CASINOS INC /CO/ DE 1.02 10/23/09 CEPHALON INC DE 8.01,9.01 10/26/09 CF Industries Holdings, Inc. DE 2.02,9.01 10/26/09 CH ENERGY GROUP INC NY 2.02,9.01 10/26/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 10/26/09 CHEMICAL FINANCIAL CORP MI 2.02,9.01 10/26/09 CHEMUNG FINANCIAL CORP NY 5.03,9.01 10/21/09 CHESAPEAKE ENERGY CORP OK 7.01,8.01,9.01 10/21/09 China Agri-Business, Inc. MD 8.01,9.01 10/21/09 China Housing & Land Development, Inc NV 4.02 10/26/09 China Wind Systems, Inc DE 1.01,3.02,9.01 10/22/09 CHINA-BIOTICS, INC DE 7.01,9.01 10/26/09 CIT GROUP INC DE 7.01,9.01 10/23/09 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 10/26/09 CITIZENS REPUBLIC BANCORP, INC. MI 5.02 07/23/09 AMEND CITIZENS SOUTH BANKING CORP DE 7.01,9.01 10/26/09 CNB FINANCIAL CORP/PA PA 2.02,9.01 10/23/09 COLOMBIA GOLDFIELDS LTD 8.01,9.01 10/23/09 CONMED CORP NY 2.02,9.01 10/22/09 CORNING INC /NY NY 2.02,9.01 09/30/09 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 10/20/09 CRESCENT FINANCIAL CORP NC 2.02,9.01 10/26/09 Cullen Agricultural Holding Corp DE 8.01,9.01 10/23/09 Datone, Inc DE 4.01,9.01 10/26/09 DCB FINANCIAL CORP OH 2.02,9.01 10/26/09 DDI CORP CA 8.01,9.01 10/26/09 DELTA OIL & GAS INC 5.03,9.01 10/21/09 DELTATHREE INC DE 5.02,9.01 10/20/09 Diversified Restaurant Holdings, Inc. NV 1.01,2.03,9.01 10/16/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 10/26/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 7.01,9.01 10/26/09 DRESS BARN INC CT 2.02 10/26/09 DRI CORP NC 7.01,9.01 10/26/09 DUNE ENERGY INC DE 3.01,9.01 10/20/09 EAGLE ROCK ENERGY PARTNERS L P DE 7.01 10/26/09 EAST WEST BANCORP INC 2.02,9.01 10/21/09 EBHI Holdings, Inc. DE 7.01,9.01 10/20/09 EDEN ENERGY CORP NV 1.01 10/20/09 ELECTRIC CAR COMPANY, INC. DE 7.01,9.01 10/22/09 Encompass Group Affiliates, Inc FL 5.02,9.01 10/15/09 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 10/23/09 ENTROPIC COMMUNICATIONS INC DE 2.02,9.01 10/26/09 EPIQ SYSTEMS INC MO 2.02,9.01 10/26/09 ETHAN ALLEN INTERIORS INC DE 1.01,2.03,7.01,9.01 10/23/09 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 5.01,9.01 10/20/09 EXTREME NETWORKS INC DE 2.02,9.01 10/26/09 EXTREME NETWORKS INC DE 2.02,9.01 10/26/09 AMEND FAIRPOINT COMMUNICATIONS INC DE 1.01,1.03,2.04,7.01,8.01,9.01 10/25/09 FARMERS CAPITAL BANK CORP KY 8.01,9.01 10/23/09 Federal Home Loan Bank of Dallas 5.02 10/20/09 FiberTower CORP DE 1.01,5.02,8.01,9.01 10/26/09 Fibrocell Science, Inc. DE 3.02,8.01 10/20/09 First Bankshares, Inc. VA 2.02,9.01 10/23/09 FIRST CASH FINANCIAL SERVICES INC DE 5.02,8.01,9.01 10/23/09 FIRST LITCHFIELD FINANCIAL CORP DE 1.01,9.01 10/26/09 FIRST MARBLEHEAD CORP 2.02,7.01,9.01 10/26/09 FISERV INC WI 7.01,9.01 10/26/09 FLEXTRONICS INTERNATIONAL LTD. U0 2.02,9.01 10/26/09 FNDS3000 Corp DC 1.01,9.01 10/20/09 FOREST CITY ENTERPRISES INC OH 1.01,2.03,3.02,9.01 10/26/09 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 10/03/09 GATEWAY ENERGY CORP/NE DE 1.01 10/23/09 GENERAL CABLE CORP /DE/ DE 2.02,9.01 10/26/09 GEORESOURCES INC CO 7.01,9.01 10/23/09 Georgetown Bancorp, Inc. X1 2.02,9.01 10/26/09 GEOSPATIAL HOLDINGS, INC. NV 7.01,9.01 10/26/09 GLOBALSCAPE INC DE 8.01 10/26/09 GORMAN RUPP CO OH 2.02,9.01 10/22/09 GOTTSCHALKS INC DE 7.01,9.01 10/22/09 GREEN BANKSHARES, INC. TN 2.02,9.01 10/23/09 GREENE COUNTY BANCORP INC DE 8.01 10/21/09 GRUBB & ELLIS CO DE 3.02,3.03,8.01,9.01 10/23/09 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,7.01,8.01,9.01 10/21/09 Guaranty Bancorp DE 2.02,7.01,9.01 10/23/09 GULF ISLAND FABRICATION INC LA 8.01,9.01 10/26/09 GYRODYNE CO OF AMERICA INC NY 5.02,9.01 10/21/09 HARRIS & HARRIS GROUP INC /NY/ NY 8.01,9.01 10/26/09 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02,9.01 10/26/09 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 10/26/09 HEALTHCARE TRUST OF AMERICA, INC. MD 1.01,7.01 10/26/09 HEALTHSTREAM INC TN 2.02,7.01,9.01 10/26/09 HEARTLAND FINANCIAL USA INC DE 2.02,9.01 10/26/09 HeartWare International, Inc. DE 8.01 10/26/09 HERCULES OFFSHORE, INC. DE 1.01,2.03,9.01 10/20/09 HOLLY CORP DE 2.03 10/26/09 HOPFED BANCORP INC DE 2.02,9.01 10/26/09 HOVNANIAN ENTERPRISES INC DE 1.01,2.03,8.01,9.01 10/20/09 HUBBELL INC CT 8.01,9.01 10/26/09 IB3 Networks, Inc. NV 4.01,9.01 09/25/09 AMEND IBASIS INC DE 2.02,2.03,9.01 10/21/09 ICAGEN INC DE 8.01,9.01 10/26/09 Ideation Acquisition Corp. DE 8.01 10/23/09 IMMERSION CORP DE 5.02 10/20/09 INDEPENDENT BANK CORP MA 8.01,9.01 10/26/09 INDEPENDENT BANK CORP /MI/ MI 2.02,7.01,9.01 10/26/09 INFINITY CAPITAL GROUP, INC. MD 8.01 10/21/09 INNOVATIVE CARD TECHNOLOGIES INC DE 4.01,9.01 10/20/09 INOVIO BIOMEDICAL CORP 5.02,9.01 10/26/09 INSULET CORP DE 2.02,9.01 10/26/09 INTERACTIVE INTELLIGENCE INC IN 2.02,9.01 09/30/09 INTERNAP NETWORK SERVICES CORP DE 5.02 10/20/09 INTEVAC INC CA 2.02,9.01 10/26/09 INTUIT INC DE 5.02 10/20/09 IRVINE SENSORS CORP/DE/ DE 2.02,9.01 10/26/09 K-FED BANCORP 8.01,9.01 10/24/09 Kodiak Oil & Gas Corp 8.01,9.01 10/26/09 Kohlberg Capital CORP DE 8.01,9.01 10/26/09 L 3 COMMUNICATIONS HOLDINGS INC DE 1.02,2.03,9.01 10/23/09 LACROSSE FOOTWEAR INC WI 2.02,9.01 10/26/09 LAKELAND FINANCIAL CORP IN 2.02,9.01 09/30/09 LAKELAND FINANCIAL CORP IN 7.01,9.01 10/26/09 LBO CAPITAL CORP CO 4.02 09/30/08 LBO CAPITAL CORP CO 8.01 10/26/09 LEAR CORP DE 1.01,2.03,9.01 10/23/09 LEGG MASON INC MD 1.01,9.01 10/25/09 LEVEL 3 COMMUNICATIONS INC DE 1.01,9.01 10/26/09 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 10/26/09 Lithium Corp 1.01,2.01,3.02,4.01,5.06,9.01 10/19/09 LORILLARD, INC. DE 2.02,9.01 10/26/09 Lucas Publications, Inc. DE 4.01,9.01 08/06/09 AMEND lululemon athletica inc. DE 7.01,9.01 10/26/09 Main Street Capital CORP MD 8.01 10/23/09 MAJESTIC STAR CASINO LLC IN 2.04 10/20/09 MARKEL CORP VA 5.02 10/22/09 MARVELL TECHNOLOGY GROUP LTD D0 7.01,9.01 10/26/09 MASCO CORP /DE/ DE 2.02,9.01 10/26/09 MATRIXX INITIATIVES INC DE 8.01 10/23/09 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 10/26/09 MDC PARTNERS INC A6 1.01,1.02,2.03,3.03,8.01,9.01 10/20/09 MERCURY COMPUTER SYSTEMS INC MA 5.02,8.01,9.01 10/21/09 Meritage Homes CORP MD 2.02,9.01 10/26/09 MICROFLUIDICS INTERNATIONAL CORP DE 1.01,2.03,9.01 10/26/09 MIDCAROLINA FINANCIAL CORP NC 2.02,9.01 10/26/09 MINDSPEED TECHNOLOGIES, INC DE 2.05,2.06 10/09/09 MINDSPEED TECHNOLOGIES, INC DE 2.02,9.01 10/26/09 MODINE MANUFACTURING CO WI 2.05 10/22/09 Morgans Hotel Group Co. DE 2.02,9.01 10/26/09 MOSAIC CO DE 7.01,9.01 10/26/09 Mutual Federal Bancorp, Inc. X1 7.01 10/26/09 MxEnergy Holdings Inc 2.02,9.01 10/21/09 MYERS INDUSTRIES INC OH 2.02,9.01 10/22/09 NATIONAL OILWELL VARCO INC DE 2.02,9.01 10/26/09 NATIONAL SEMICONDUCTOR CORP DE 5.02,9.01 10/21/09 NAVISTAR INTERNATIONAL CORP DE 7.01 10/26/09 NCI BUILDING SYSTEMS INC DE 1.01,2.03,3.02,3.03,5.01,5.02, 10/19/09 5.03,5.05,7.01 Nelnet Student Loan Trust 2009-2 1.01,9.01 10/22/09 Network Communications, Inc. GA 2.02,9.01 09/13/09 Network Communications, Inc. GA 2.02,9.01 09/13/09 New Leaf Brands, Inc. NV 3.03,9.01 10/20/09 NEW YORK MORTGAGE TRUST INC MD 7.01,9.01 10/23/09 NEWTEK BUSINESS SERVICES INC NY 1.01 10/20/09 NORTEK INC DE 8.01,9.01 10/23/09 NORTHERN OIL & GAS, INC. 2.02,9.01 10/26/09 NOVADEL PHARMA INC DE 8.01 10/23/09 NV ENERGY, INC. NV 2.02,9.01 10/26/09 NYER MEDICAL GROUP INC FL 8.01 10/26/09 Oak Valley Bancorp CA 2.02,7.01,9.01 10/21/09 OCEANFIRST FINANCIAL CORP DE 8.01,9.01 10/23/09 OCEANFIRST FINANCIAL CORP DE 8.01,9.01 10/26/09 OCEANFIRST FINANCIAL CORP DE 8.01,9.01 10/26/09 OFFICE DEPOT INC DE 8.01,9.01 10/21/09 OLD NATIONAL BANCORP /IN/ IN 2.02,9.01 10/26/09 ON2 TECHNOLOGIES, INC. DE 8.01,9.01 10/23/09 ONE LIBERTY PROPERTIES INC MD 8.01,9.01 10/26/09 OptimumBank Holdings, Inc. FL 2.02,9.01 10/26/09 OSHKOSH CORP WI 5.02 10/21/09 P F CHANGS CHINA BISTRO INC 2.02,9.01 10/21/09 PALMETTO BANCSHARES INC SC 5.02,9.01 10/20/09 PAR TECHNOLOGY CORP DE 2.02 10/26/09 PENN NATIONAL GAMING INC PA 2.02,9.01 10/21/09 PGT, Inc. DE 5.02 10/21/09 PINNACLE FINANCIAL PARTNERS INC TN 5.03,9.01 10/20/09 PLUM CREEK TIMBER CO INC DE 2.02,9.01 10/26/09 POLARIS INDUSTRIES INC/MN MN 7.01 10/26/09 POMEROY IT SOLUTIONS INC DE 3.01,9.01 10/26/09 PowerShares DB US Dollar Index Trust DE 8.01,9.01 10/26/09 PRE PAID LEGAL SERVICES INC OK 2.02,9.01 09/30/09 PREFORMED LINE PRODUCTS CO OH 1.01,9.01 10/22/09 PRINCIPAL FINANCIAL GROUP INC DE 7.01 10/26/09 PRIVATEBANCORP, INC DE 2.02,5.02,8.01,9.01 10/26/09 Profit Planners Management, Inc. NV 8.01 10/22/09 Prospect Acquisition Corp DE 1.01,7.01,8.01,9.01 10/26/09 PROVIDENT COMMUNITY BANCSHARES, INC. 2.02,9.01 10/26/09 PROVIDENT NEW YORK BANCORP DE 2.02,9.01 10/23/09 PULASKI FINANCIAL CORP MO 2.02,9.01 10/20/09 QCR HOLDINGS INC DE 2.02,9.01 10/26/09 RADIOSHACK CORP DE 2.02,9.01 09/30/09 REINSURANCE GROUP OF AMERICA INC MO 2.02,9.01 10/26/09 RETAIL OPPORTUNITY INVESTMENTS CORP DE 1.01,1.02,3.02,3.03,5.02,5.03, 10/20/09 5.06,9.01 REUNION INDUSTRIES INC DE 8.01 10/26/09 Revett Minerals Inc. A6 3.02,9.01 10/23/09 REXAHN PHARMACEUTICALS, INC. DE 8.01,9.01 10/23/09 Rockwood Holdings, Inc. DE 2.02,9.01 10/26/09 ROPER INDUSTRIES INC DE 2.02,9.01 10/26/09 RURAL/METRO CORP /DE/ DE 2.02,9.01 10/26/09 SALIX PHARMACEUTICALS LTD 8.01,9.01 10/26/09 SCHMITT INDUSTRIES INC OR 4.01,9.01 10/22/09 SCIENTIFIC GAMES CORP DE 2.02,5.02,9.01 10/26/09 SELECT MEDICAL HOLDINGS CORP 7.01,9.01 10/23/09 SENETEK PLC /ENG/ 8.01,9.01 10/23/09 SentiSearch, Inc. DE 1.01,2.03,3.02,5.02 10/20/09 SEQUENOM INC DE 5.02 10/21/09 SEYCHELLE ENVIRONMENTAL TECHNOLOGIES NV 7.01,9.01 10/23/09 SMART Modular Technologies (WWH), Inc E9 8.01,9.01 10/22/09 SMITH INTERNATIONAL INC DE 1.01,5.02,9.01 10/22/09 Solera National Bancorp, Inc. DE 2.02,9.01 10/26/09 SONOMA VALLEY BANCORP CA 2.02,9.01 10/23/09 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 10/26/09 Southern National Bancorp of Virginia VA 7.01,9.01 10/26/09 Southern National Bancorp of Virginia VA 7.01,9.01 10/26/09 Southern National Bancorp of Virginia VA 2.02,9.01 10/20/09 AMEND ST JUDE MEDICAL INC MN 5.02 10/26/09 STAAR SURGICAL CO DE 7.01 10/26/09 State Auto Financial CORP OH 2.02,7.01,9.01 10/22/09 STATE STREET Corp MA 5.02 10/22/09 STELLAR PHARMACEUTICALS INC 7.01,9.01 10/26/09 STREAMLINE HEALTH SOLUTIONS INC. DE 1.01,2.03,9.01 10/21/09 SuccessFactors, Inc. DE 1.01,8.01,9.01 10/20/09 SUMMIT HOTEL PROPERTIES LLC SD 3.02 10/20/09 Sunburst Holding CORP DE 8.01 10/08/09 SUNOCO LOGISTICS PARTNERS L.P. DE 2.02,7.01,9.01 10/26/09 SUPERGEN INC DE 2.02,9.01 10/26/09 Symmetry Medical Inc. DE 2.02,9.01 10/26/09 SYNOVIS LIFE TECHNOLOGIES INC MN 8.01,9.01 10/26/09 SYNTHESIS ENERGY SYSTEMS INC DE 7.01,9.01 10/26/09 TAMALPAIS BANCORP 5.02 10/20/09 TAUBMAN CENTERS INC MI 2.02,9.01 10/26/09 TechMedia Advertising, Inc. NV 1.01,5.02,8.01,9.01 10/22/09 TELLABS INC DE 2.02,9.01 10/26/09 TEPPCO PARTNERS LP DE 8.01,9.01 10/23/09 TERRA INDUSTRIES INC MD 8.01,9.01 10/26/09 TLC VISION CORP A6 1.01,8.01,9.01 10/22/09 TMST, Inc. MD 5.02,8.01 10/23/09 Total Nutraceutical Solutions, Inc. NV 1.01,9.01 10/21/09 TRANSDEL PHARMACEUTICALS INC DE 7.01,9.01 10/26/09 TRANSWITCH CORP /DE DE 1.01,2.03,3.02,9.01 10/20/09 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 10/26/09 TRUE PRODUCT ID, INC. DE 5.02 10/26/09 TUFCO TECHNOLOGIES INC DE 3.01,9.01 10/26/09 ULTRA CLEAN HOLDINGS INC 2.02,9.01 10/26/09 UNIPROP MANUFACTURED HOUSING COMMUNIT MI 8.01 10/26/09 UNITED BANKSHARES INC/WV WV 2.02,9.01 10/26/09 UNITED FIRE & CASUALTY CO IA 2.02,9.01 10/26/09 UNITEDHEALTH GROUP INC MN 5.02,5.03,9.01 10/23/09 UNIVERSAL CITY DEVELOPMENT PARTNERS L 8.01,9.01 10/23/09 Universal City Florida Holding Co. I FL 8.01,9.01 10/23/09 US BANCORP \DE\ DE 8.01 10/22/09 V F CORP PA 2.02,7.01,9.01 10/26/09 VEECO INSTRUMENTS INC DE 8.01,9.01 10/26/09 VEECO INSTRUMENTS INC DE 2.02,9.01 10/26/09 Vemics, Inc. NV 1.01,9.01 10/20/09 VERISIGN INC/CA DE 8.01 10/23/09 VERIZON COMMUNICATIONS INC DE 2.02,9.01 10/26/09 VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 10/26/09 Virtual Radiologic CORP 2.02,9.01 10/26/09 VIVUS INC CA 8.01,9.01 10/24/09 W R GRACE & CO DE 2.02,9.01 10/22/09 WAVE SYSTEMS CORP DE 8.01 10/23/09 WebMD Health Corp. DE 2.01,3.03,5.01,5.02,5.03,9.01 10/23/09 WebMD Health Corp. DE 1.01,2.03,9.01 10/23/09 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 09/30/09 WEST COAST BANCORP /NEW/OR/ OR 2.02,8.01,9.01 10/22/09 WESTERN ALLIANCE BANCORPORATION 2.02,9.01 10/26/09 WSB Holdings Inc DE 2.02,9.01 10/23/09 XFONE INC. NV 8.01 10/26/09 YAHOO INC DE 5.02 10/23/09 Yasheng Eco-Trade Corp DE 3.02 10/22/09 ZORAN CORP \DE\ DE 2.02,9.01 10/26/09