RECENT 8K FILINGS October 26, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Home Buy & Sell Ltd. NV 4.01,9.01 10/19/09 ACCENTIA BIOPHARMACEUTICALS INC 7.01,9.01 10/22/09 ACCREDITED BUSINESS CONSOLIDATORS COR PA 3.03 10/21/09 ACORN ENERGY, INC. DE 5.02 10/22/09 ACTIVE POWER INC DE 2.02,9.01 10/23/09 ADTOMIZE INC NV 4.01,9.01 10/07/09 ADVANCED MICRO DEVICES INC DE 5.02 10/20/09 AMEND AETRIUM INC MN 2.02,9.01 10/21/09 AFFINITY MEDIAWORKS CORP 1.01,5.02 10/19/09 AGCO CORP /DE DE 5.02,9.01 10/23/09 ALLETE INC MN 5.02 10/23/09 Alon USA Energy, Inc. DE 1.01,1.02,2.03,9.01 10/22/09 AMCOL INTERNATIONAL CORP DE 2.02,9.01 10/23/09 AMERICAN INTERNATIONAL GROUP INC DE 5.02,9.01 10/22/09 AMERICAN SIERRA GOLD CORP. NV 1.01,3.02,7.01,9.01 10/19/09 AMKOR TECHNOLOGY INC DE 8.01,9.01 10/23/09 ANDERSONS INC OH 5.02 10/22/09 ANESIVA, INC. DE 1.02 10/20/09 APOLLO GOLD CORP 1.01,9.01 10/19/09 Arlington Asset Investment Corp. VA 7.01,9.01 10/23/09 Arrayit Corp NV 8.01 10/23/09 ASIA PREMIUM TELEVISION GROUP NV 3.03,5.03 10/19/09 Atrinsic, Inc. DE 1.01,1.02,3.01,9.01 10/20/09 ATSI COMMUNICATIONS INC/DE NV 7.01,9.01 10/20/09 AUBURN NATIONAL BANCORPORATION INC DE 2.02,9.01 10/22/09 AVX CORP DE 2.02,9.01 10/23/09 BANCORPSOUTH INC MS 2.02,9.01 10/22/09 Bank of New York Mellon CORP 8.01,9.01 10/21/09 BECKMAN COULTER INC DE 5.02 10/20/09 BECKMAN COULTER INC DE 5.02 10/20/09 Beyond Commerce NV 5.02 10/23/09 BIOMODA INC/NM 5.01 10/23/09 BIOPHARM ASIA, INC. NV 7.01,9.01 10/23/09 BIOTIME INC CA 8.01,9.01 10/22/09 BIOVEST INTERNATIONAL INC DE 7.01,9.01 10/22/09 BJs RESTAURANTS INC CA 2.02,9.01 10/22/09 Blue Gem Enterprise 2.01,5.01,5.02,8.01,9.01 10/15/09 AMEND Blugrass Energy, Inc. NV 1.01,7.01,9.01 10/22/09 BNC BANCORP NC 2.02,9.01 10/22/09 BNC BANCORP NC 8.01,9.01 10/23/09 BORGWARNER INC DE 5.02 10/23/09 BPZ RESOURCES, INC. TX 3.01,9.01 10/19/09 BRIGGS & STRATTON CORP WI 5.02,9.01 10/21/09 BRUSH ENGINEERED MATERIALS INC 8.01 10/23/09 BUCYRUS INTERNATIONAL INC DE 2.02,9.01 10/22/09 Builders FirstSource, Inc. DE 1.01,8.01,9.01 10/23/09 Burlington Coat Factory Investments H 7.01 10/23/09 CACHE INC FL 2.02,9.01 10/23/09 CAMCO FINANCIAL CORP DE 2.02,9.01 10/23/09 CANARGO ENERGY CORP DE 1.01,9.01 10/16/09 Cape Bancorp, Inc. MD 2.02,9.01 10/21/09 CAPITAL BANK CORP NC 8.01,9.01 10/22/09 CAPITAL SOUTHWEST CORP TX 2.02,9.01 10/23/09 Capitol Acquisition Corp DE 8.01 10/22/09 CAPITOL FEDERAL FINANCIAL 7.01,9.01 10/23/09 Catalyst Pharmaceutical Partners, Inc DE 5.02 10/20/09 CBEYOND, INC. 8.01,9.01 10/16/09 CECIL BANCORP INC MD 1.02 10/23/09 CELL THERAPEUTICS INC WA 5.02,7.01,8.01,9.01 10/20/09 CenterState Banks, Inc. FL 2.02,9.01 10/23/09 CENTRAL JERSEY BANCORP NJ 2.02,9.01 10/22/09 CERAGENIX PHARMACEUTICALS, INC. DE 5.03,9.01 10/20/09 CHINA SECURITY & SURVEILLANCE TECHNOL DE 1.01,2.03,9.01 10/23/09 China Shenghuo Pharmaceutical Holding 4.01,9.01 08/26/09 AMEND CHINA-BIOTICS, INC DE 5.02,9.01 10/21/09 CIGNA CORP DE 5.02 10/19/09 CINTAS CORP WA 5.02 10/20/09 CIT GROUP INC DE 8.01,9.01 10/23/09 CIT GROUP INC DE 5.02,8.01,9.01 10/23/09 CITIZENS BANCORP OF VIRGINIA INC VA 5.02 10/22/09 AMEND CITIZENS FIRST CORP KY 7.01,9.01 10/23/09 CITIZENS INC CO 8.01,9.01 10/22/09 Clean Energy Fuels Corp. DE 7.01 10/22/09 CLST HOLDINGS, INC. DE 2.04 10/16/09 COACHMEN INDUSTRIES INC IN 8.01,9.01 10/23/09 COBIZ FINANCIAL INC CO 2.02,9.01 10/22/09 COGENCO INTERNATIONAL INC CO 1.02 10/22/09 Colony Financial, Inc. MD 8.01 10/20/09 COLUMBIA LABORATORIES INC DE 1.01,8.01,9.01 10/23/09 COLUMBUS MCKINNON CORP NY 2.02,9.01 10/23/09 COMFORT SYSTEMS USA INC 5.02 10/22/09 COMMONWEALTH BIOTECHNOLOGIES INC VA 9.01 10/20/09 COMMUNITY BANK SYSTEM INC DE 2.02 10/22/09 COMMUNITY CENTRAL BANK CORP MI 5.02,9.01 10/20/09 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 10/22/09 CONSTITUTION MINING CORP NV 1.01,3.03,8.01,9.01 10/21/09 CORNERSTONE BANCSHARES INC TN 2.02,9.01 10/23/09 CYMER INC NV 5.02 10/19/09 DAYSTAR TECHNOLOGIES INC DE 1.02,5.02,9.01 10/19/09 DELTA APPAREL INC GA 2.02,7.01,9.01 10/23/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 2.02,7.01,9.01 10/22/09 DIEBOLD INC OH 1.01,1.02,2.03,9.01 10/19/09 DIGITAL VALLEYS CORP NV 4.01,9.01 10/07/09 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 10/23/09 Dolat Ventures, Inc. NV 5.02,9.01 10/15/09 DONEGAL GROUP INC DE 2.02,9.01 10/23/09 DOVER CORP DE 2.02,9.01 10/23/09 DRAGON PHARMACEUTICAL INC FL 4.01,9.01 10/09/09 AMEND Duke Mountain Resources, Inc NV 5.02 09/30/09 DYNAVAX TECHNOLOGIES CORP DE 2.02,9.01 10/22/09 E DISPATCH INC NV 4.01,9.01 10/18/09 EDCI HOLDINGS, INC. DE 8.01 10/23/09 ELEMENT 21 GOLF CO DE 5.02,9.01 10/12/09 AMEND EMC INSURANCE GROUP INC IA 2.02,7.01,9.01 10/23/09 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 10/22/09 Encore Bancshares Inc TX 2.02,9.01 10/23/09 EnteroMedics Inc 2.02,3.01,9.01 10/19/09 Enterprise Acquisition Corp. DE 8.01,9.01 10/23/09 ENTERPRISE FINANCIAL SERVICES CORP DE 2.02,9.01 10/23/09 EXELON CORP PA 2.02,7.01,9.01 10/23/09 Exobox Technologies Corp. NV 1.01,2.01,3.02,5.02,9.01 10/22/09 EXTREME NETWORKS INC DE 2.05,5.02,8.01,9.01 10/20/09 FBR CAPITAL MARKETS CORP VA 8.01,9.01 10/22/09 FBR CAPITAL MARKETS CORP VA 7.01 10/21/09 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 10/23/09 FEDERAL HOME LOAN MORTGAGE CORP 1.01,2.03,7.01,9.01 10/19/09 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.01,2.03,7.01,9.01 10/19/09 FERRO CORP OH 7.01,9.01 10/23/09 FINISH LINE INC /IN/ IN 8.01,9.01 10/22/09 FIRST CAPITAL INC IN 2.02,9.01 10/22/09 FIRST COMMUNITY CORP /SC/ SC 2.02,8.01,9.01 10/21/09 FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 10/23/09 First Physicians Capital Group, Inc. DE 3.02,9.01 10/23/09 FLAGSTAR BANCORP INC MI 5.02,9.01 10/20/09 FLIR SYSTEMS INC OR 5.02 10/23/09 FLUSHING FINANCIAL CORP DE 2.02,9.01 10/20/09 FOREST CITY ENTERPRISES INC OH 1.01,9.01 10/22/09 FORTUNE BRANDS INC DE 2.02,2.05,7.01,9.01 10/23/09 FOSTER L B CO PA 2.02 10/23/09 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 2.02,9.01 10/23/09 General Motors Co DE 1.01,8.01,9.01 10/19/09 GENEREX BIOTECHNOLOGY CORP DE 5.02 10/20/09 GLOBALSCAPE INC DE 8.01 10/23/09 GOLDRICH MINING CO AK 5.02,9.01 10/19/09 GREENE COUNTY BANCORP INC DE 7.01,9.01 10/23/09 Greenwood Gold Resources, Inc. NV 5.02 10/21/09 GS FINANCIAL CORP LA 2.02,7.01,9.01 10/22/09 GULF ISLAND FABRICATION INC LA 2.02,9.01 10/22/09 GVI SECURITY SOLUTIONS INC DE 1.01,8.01,9.01 10/21/09 Harbin Electric, Inc 2.01,9.01 10/13/09 AMEND HARTFORD FINANCIAL SERVICES GROUP INC DE 9.01 06/26/09 AMEND HARVEST NATURAL RESOURCES, INC. DE 8.01,9.01 10/23/09 HAYNES INTERNATIONAL INC DE 5.02 10/19/09 HERITAGE COMMERCE CORP CA 2.02,8.01,9.01 09/30/09 Heritage Financial Group DC 2.02,8.01,9.01 10/21/09 HLTH CORP DE 2.02,7.01 10/23/09 Home Federal Bancorp, Inc. MD 2.01,9.01 08/07/09 AMEND Hometown Bancorp,Inc. X1 2.02,8.01,9.01 10/22/09 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 10/23/09 HORIZON BANCORP /IN/ IN 2.02,9.01 10/23/09 IDEXX LABORATORIES INC /DE DE 2.02,9.01 10/23/09 iGo, Inc. DE 3.01,5.02 10/20/09 infoGROUP Inc. DE 5.02 10/23/09 Ingersoll-Rand plc L2 2.02,9.01 10/23/09 INSURE.COM, INC DE 5.03,8.01,9.01 10/19/09 INSWEB CORP 2.02,9.01 04/20/09 interCLICK, Inc. DE 5.03,7.01,8.01,9.01 10/23/09 INTERPHASE CORP TX 2.02,9.01 10/22/09 INVENTURE GROUP, INC. DE 2.02,9.01 10/21/09 Invesco Ltd. D0 1.01 10/19/09 IRONCLAD PERFORMANCE WEAR CORP 4.01,9.01 10/01/09 AMEND JB Clothing Corp NV 4.01,8.01,9.01 10/16/09 JONES FINANCIAL COMPANIES LP LLP MO 1.01,2.05,9.01 10/22/09 Kearny Financial Corp. X1 5.02 10/22/09 Kentucky USA Energy, Inc. KY 1.01 10/19/09 KIMBALL INTERNATIONAL INC IN 5.03,9.01 10/23/09 Lake Shore Bancorp, Inc. X1 5.02 10/21/09 LANDAMERICA FINANCIAL GROUP INC VA 8.01,9.01 10/21/09 LEADIS TECHNOLOGY INC DE 3.01,8.01,9.01 10/23/09 Li3 Energy, Inc. NV 3.02,5.02,8.01,9.01 10/19/09 Liberty Global, Inc. 1.01,9.01 10/23/09 LIBERTY MEDIA CORP 8.01,9.01 10/22/09 LIBERTY MEDIA CORP 8.01,9.01 10/22/09 Lightlake Therapeutics Inc. NV 5.02 10/22/09 LIHUA INTERNATIONAL INC. DE 5.02,8.01,9.01 10/20/09 LION CAPITAL HOLDINGS INC DE 1.01,2.01,3.02,5.02,5.06,9.01 10/23/09 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,9.01 10/22/09 LSB CORP MA 1.01,2.02,2.03,9.01 10/20/09 MACERICH CO MD 8.01,9.01 10/22/09 Magnum dOr Resources Inc 8.01,9.01 10/21/09 MAINLAND RESOURCES INC. 1.01,9.01 10/16/09 Manitex International, Inc. MI 7.01,9.01 10/20/09 MARKWEST ENERGY PARTNERS L P 8.01,9.01 10/22/09 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 10/23/09 Maxray Optical Technology Co. Ltd. DE 4.01,9.01 10/02/09 AMEND MEDIANET GROUP TECHNOLOGIES INC NV 2.01,3.02,3.03,5.01,5.03,9.01 10/19/09 MEDIS TECHNOLOGIES LTD DE 2.03 10/19/09 MERIDIAN INTERSTATE BANCORP INC 2.02,9.01 10/22/09 MICROSOFT CORP WA 2.02,9.01 10/23/09 MINERALS TECHNOLOGIES INC DE 8.01,9.01 10/22/09 MKS INSTRUMENTS INC MA 5.02,9.01 10/19/09 Molecular Insight Pharmaceuticals, In MA 1.01,7.01,9.01 10/20/09 MORGAN STANLEY DE 1.01,8.01,9.01 10/19/09 MORRIS PUBLISHING GROUP LLC GA 1.01 10/23/09 MSGI SECURITY SOLUTIONS, INC NV 1.01,8.01 10/22/09 MyStarU.com,Inc. 5.03,8.01,9.01 10/23/09 N-VIRO INTERNATIONAL CORP DE 1.01,3.02,8.01 10/19/09 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 09/30/09 NATIONAL PATENT DEVELOPMENT CORP DE 2.01 10/20/09 NATIONWIDE FINANCIAL SERVICES INC/ DE 5.02 10/20/09 NaturalNano , Inc. NV 1.01,2.03,9.01 10/22/09 NAVISTAR INTERNATIONAL CORP DE 5.02,7.01,9.01 10/19/09 NOBLE CONSOLIDATED INDUSTRIES CORP NV 1.01 10/21/09 NTS MORTGAGE INCOME FUND DE 1.01,9.01 10/23/09 NUVASIVE INC DE 5.02 10/19/09 NYER MEDICAL GROUP INC FL 1.01,3.01,8.01,9.01 10/22/09 NYFIX INC DE 8.01 10/23/09 OCEAN SHORE HOLDING CO X1 2.02,9.01 10/22/09 OCEANFIRST FINANCIAL CORP DE 2.02,8.01,9.01 10/22/09 OGLETHORPE POWER CORP GA 8.01 10/23/09 OLD REPUBLIC INTERNATIONAL CORP DE 2.02,9.01 10/22/09 OLD SECOND BANCORP INC DE 2.02,9.01 10/23/09 OMEGA PROTEIN CORP NV 1.01,2.03,5.02,7.01,9.01 10/21/09 OMNI ENERGY SERVICES CORP LA 8.01,9.01 10/21/09 OMNICARE INC DE 5.02,9.01 10/23/09 Onstream Media CORP FL 3.01,7.01,8.01,9.01 10/19/09 OURPETS CO CO 2.02,9.01 10/21/09 PARKE BANCORP, INC. NJ 2.02,9.01 10/23/09 PARTNERRE LTD 1.01,9.01 10/21/09 PATAPSCO BANCORP INC MD 2.02,9.01 10/26/06 Peninsula Gaming, LLC DE 2.01,9.01 10/22/09 PetroAlgae Inc. DE 1.01 10/19/09 PFF BANCORP INC DE 8.01,9.01 10/16/09 PHARMOS CORP NV 4.01,9.01 10/19/09 PHOTOMEDEX INC DE 1.01,3.02,8.01,9.01 10/22/09 PLANTRONICS INC /CA/ DE 1.01 10/23/09 PLUG POWER INC DE 8.01,9.01 10/22/09 PLUG POWER INC DE 8.01,9.01 10/22/09 AMEND PMFG, Inc. DE 5.02,9.01 10/23/09 POLYCOM INC DE 5.02 10/23/09 POWER INTEGRATIONS INC CA 2.02,9.01 10/23/09 POWER ONE INC DE 5.02,9.01 10/23/09 Power Sports Factory, Inc MN 1.01,2.04,9.01 10/19/09 PRIVATEBANCORP, INC DE 7.01 10/23/09 PSB HOLDINGS INC /WI/ WI 2.02,9.01 10/23/09 PSB Holdings, Inc. 2.02,9.01 10/23/09 PVF CAPITAL CORP OH 1.01,9.01 10/19/09 QUALSEC 4.01,9.01 08/25/08 QUESTCOR PHARMACEUTICALS INC CA 1.01,3.03,5.03,9.01 10/20/09 QUESTCOR PHARMACEUTICALS INC CA 1.01,5.02,9.01 10/20/09 QUIKBYTE SOFTWARE INC CO 1.01,3.03,4.01,5.02,5.03,9.01 10/22/09 R&G FINANCIAL CORP PR 8.01,9.01 10/23/09 RANCHER ENERGY CORP. NV 5.02 10/21/09 REALNETWORKS INC WA 8.01,9.01 10/23/09 REEDS INC DE 1.01,2.03 10/23/09 RESEARCH FRONTIERS INC DE 7.01 10/23/09 RETAIL OPPORTUNITY INVESTMENTS CORP DE 3.01,9.01 10/23/09 Riverview Financial Corp PA 2.02,9.01 10/22/09 RLI CORP IL 7.01,9.01 10/20/09 Rosetta Resources Inc. DE 1.01,2.03 10/23/09 Rubicon Technology, Inc. DE 5.02 10/20/09 RURBAN FINANCIAL CORP OH 5.02,7.01,8.01,9.01 10/22/09 SAIA INC DE 2.02,9.01 10/23/09 SCANSOURCE INC SC 2.02,9.01 10/22/09 SCHLUMBERGER LTD /NV/ P8 2.02,9.01 10/23/09 Secure America Acquisition CORP DE 1.01,8.01,9.01 10/22/09 Secure America Acquisition CORP DE 8.01,9.01 10/22/09 SENOMYX INC DE 8.01,9.01 10/23/09 Shire plc 8.01,9.01 10/21/09 Shire plc 8.01,9.01 10/22/09 ShoreTel Inc CA 4.02 10/20/09 SHUTTERFLY INC DE 4.02 10/22/09 SILGAN HOLDINGS INC DE 2.02,9.01 09/30/09 SOMERSET HILLS BANCORP NJ 2.02,9.01 10/22/09 SOUTHWEST AIRLINES CO TX 7.01 10/22/09 SPARTAN MOTORS INC MI 2.02,7.01,9.01 10/22/09 ST JUDE MEDICAL INC MN 8.01,9.01 10/23/09 STEAK & SHAKE CO IN 1.01,9.01 10/22/09 STERLING FINANCIAL CORP /WA/ WA 5.02 10/19/09 STRATTEC SECURITY CORP WI 2.02,9.01 10/22/09 SUSSEX BANCORP NJ 2.02,9.01 10/22/09 T-3 ENERGY SERVICES INC TX 2.02,9.01 10/22/09 TCF FINANCIAL CORP DE 2.02,7.01,9.01 10/23/09 TechMedia Advertising, Inc. NV 2.01,3.02,5.01,5.02,9.01 07/27/09 AMEND TEREX CORP DE 2.02,9.01 10/22/09 TESCO CORP 7.01,9.01 10/21/09 THRESHOLD PHARMACEUTICALS INC DE 1.01 10/19/09 Trist Holdings, Inc. DE 1.01,2.03,5.01 10/19/09 UNION BANKSHARES CORP VA 2.02,9.01 10/22/09 UNION PACIFIC CORP UT 8.01 10/22/09 UNITED AMERICA INDEMNITY, LTD E9 2.02,9.01 10/22/09 United Community Bancorp X1 8.01,9.01 10/22/09 UNITED COMMUNITY BANKS INC GA 2.02,9.01 10/23/09 UNIVERSAL CITY DEVELOPMENT PARTNERS L 7.01,9.01 10/23/09 Universal City Florida Holding Co. I FL 7.01,9.01 10/23/09 Universal Truckload Services, Inc. MI 2.02,9.01 10/22/09 URANERZ ENERGY CORP. NV 7.01,9.01 10/23/09 USA TRUCK INC DE 2.02,8.01,9.01 10/21/09 VALENCE TECHNOLOGY INC DE 5.02 10/21/09 VALSPAR CORP DE 5.02,9.01 10/20/09 VERMILLION, INC. DE 3.02,8.01 10/20/09 VIAD CORP DE 2.02,9.01 10/23/09 Vicor Technologies, Inc. DE 7.01,9.01 10/23/09 VIROPHARMA INC DE 1.02 10/20/09 Voyager Learning CO DE 5.04,8.01,9.01 10/23/09 Warner Chilcott plc L2 5.02 10/20/09 WARREN RESOURCES INC MD 1.01,7.01,9.01 10/23/09 WASHINGTON BANKING CO WA 2.02,9.01 10/22/09 WASHINGTON BANKING CO WA 8.01,9.01 10/22/09 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 10/22/09 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 10/22/09 WAYNE SAVINGS BANCSHARES INC /DE/ DE 8.01,9.01 09/25/09 WebMD Health Corp. DE 2.02,7.01 10/23/09 WEBSTER FINANCIAL CORP DE 8.01,9.01 10/23/09 WESTAMERICA BANCORPORATION CA 8.01 10/22/09 WESTERN DIGITAL CORP DE 5.02 10/19/09 WESTERN SIZZLIN CORP DE 1.01,8.01,9.01 10/22/09 WHIRLPOOL CORP /DE/ DE 2.02,9.01 10/23/09 WHOLE FOODS MARKET INC TX 3.03 10/23/09 Wilber CORP 2.02,9.01 10/23/09 WILLIS GROUP HOLDINGS LTD D0 5.02,9.01 10/22/09 WILMINGTON TRUST CORP DE 2.02,9.01 10/23/09 Wollemi Mining Corp. DE 5.01,5.02,8.01,9.01 10/22/09 WSI INDUSTRIES, INC. MN 2.02,9.01 10/21/09 WVS FINANCIAL CORP PA 2.02,9.01 10/23/09 Xenacare Holdings, Inc. FL 8.01,9.01 10/20/09 Yasheng Eco-Trade Corp DE 1.01,3.02,9.01 08/26/09 AMEND Zevotek, Inc DE 5.02 10/16/09 ZION OIL & GAS INC DE 8.01,9.01 10/23/09 ZOOM TECHNOLOGIES INC DE 4.01,9.01 09/28/09 AMEND