RECENT 8K FILINGS October 22, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 4 KIDS ENTERTAINMENT INC NY 5.02,9.01 10/14/09 4 KIDS ENTERTAINMENT INC NY 1.02,9.01 10/20/09 ACCESS NATIONAL CORP VA 2.02,7.01,9.01 10/20/09 ACETO CORP NY 5.02,9.01 10/21/09 AFFYMETRIX INC DE 2.02 09/30/09 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 10/21/09 Aircastle LTD D0 7.01,9.01 10/20/09 Alba Mineral Exploration DE 1.01,2.01,3.02,5.01,5.02,9.01 10/19/09 All State Properties Holdings, Inc. NV 5.01,9.01 10/16/09 ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 10/21/09 ALLEGHENY TECHNOLOGIES INC DE 2.02,7.01,9.01 10/21/09 ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 10/21/09 ALLIANCE FIBER OPTIC PRODUCTS INC CA 9.01 09/30/09 ALTRIA GROUP, INC. VA 2.02,9.01 10/21/09 AMB PROPERTY CORP MD 2.02,7.01,9.01 10/21/09 AMB PROPERTY CORP MD 2.02,8.01,9.01 10/21/09 AMB PROPERTY CORP MD 2.03,9.01 10/15/09 AMERICAN AIRLINES INC DE 2.02,9.01 10/21/09 American Capital Agency Corp 2.02,9.01 10/20/09 AMERICAN NATIONAL BANKSHARES INC VA 2.02,9.01 09/30/09 AMERICAN SCIENCE & ENGINEERING INC MA 8.01,9.01 10/20/09 AMERICREDIT CORP TX 2.02,9.01 10/21/09 AMERIPRISE FINANCIAL INC DE 2.02,9.01 10/21/09 AMGEN INC DE 2.02,9.01 10/21/09 AMR CORP DE 2.02,9.01 10/21/09 ANTIGENICS INC /DE/ DE 7.01,9.01 10/20/09 ARENA PHARMACEUTICALS INC DE 9.01 06/17/09 AMEND ARKANSAS BEST CORP /DE/ DE 2.02,9.01 10/21/09 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 10/20/09 ASIA PREMIUM TELEVISION GROUP NV 4.01,9.01 10/15/09 ATI LIQUIDATING, INC. DE 2.01,5.02,5.03,8.01,9.01 10/15/09 ATMI INC DE 2.02,9.01 10/21/09 Aurora Oil & Gas CORP UT 8.01,9.01 10/20/09 AVID TECHNOLOGY, INC. DE 5.02,9.01 10/20/09 AVOCENT CORP DE 2.02,9.01 10/21/09 AVX CORP DE 5.02 10/21/09 Axion Power International, Inc. DE 4.01,9.01 10/01/09 AMEND BANK OF AMERICA CORP /DE/ DE 5.02 10/15/09 BANK OF FLORIDA CORP FL 5.03,8.01,9.01 08/27/09 Bank of New York Mellon CORP 2.02,9.01 10/20/09 BAR HARBOR BANKSHARES ME 8.01 10/20/09 BARD C R INC /NJ/ NJ 2.02,9.01 10/21/09 BB&T CORP NC 2.01,9.01 08/14/09 AMEND BIG CAT ENERGY CORP 9.01 10/21/09 BIMINI CAPITAL MANAGEMENT, INC. MD 7.01,8.01,9.01 10/21/09 BIOCANCELL THERAPEUTICS INC. 5.02 10/18/09 BJs RESTAURANTS INC CA 8.01,9.01 10/21/09 BLACK HAWK EXPLORATION 1.01,3.02,9.01 10/19/09 Blackwater Midstream Corp. 1.01,2.03,7.01,9.01 10/21/09 Blue Gem Enterprise 1.01,2.01,5.01,5.02,8.01,9.01 10/15/09 BOEING CAPITAL CORP DE 2.02,9.01 10/21/09 BOEING CO DE 2.02,9.01 10/21/09 BOLT TECHNOLOGY CORP CT 2.02,9.01 10/21/09 CALIFORNIA FIRST NATIONAL BANCORP CA 2.02,7.01,9.01 10/21/09 CANO PETROLEUM, INC 1.01,9.01 10/15/09 Cape Cod Aquaculture NV 5.01,5.02,9.01 10/19/09 CAPITAL BANK CORP NC 2.02,9.01 10/20/09 Cardium Therapeutics, Inc. DE 8.01,9.01 10/20/09 Care Investment Trust Inc. MD 5.02,9.01 10/19/09 CARROLLTON BANCORP MD 5.02,7.01,9.01 10/21/09 CASCADE FINANCIAL CORP DE 2.02,9.01 09/30/09 CATERPILLAR INC DE 7.01,9.01 10/20/09 Celldex Therapeutics, Inc. DE 2.01,9.01 09/30/09 AMEND CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 10/20/09 CENTURY ALUMINUM CO DE 8.01,9.01 10/20/09 CHINA BAK BATTERY INC NV 1.01,5.02,9.01 10/15/09 CHINA BAK BATTERY INC NV 1.01,5.02 10/15/09 AMEND China MediaExpress Holdings, Inc. DE 2.01,2.02,2.03,3.02,5.01,5.02, 10/15/09 5.06,9.01 CIENA CORP DE 1.01 10/16/09 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 10/19/09 CITRIX SYSTEMS INC DE 2.02,9.01 10/21/09 Classic Costume Co., Inc. DE 1.01,7.01,9.01 08/14/09 AMEND CMR Mortgage Fund II, LLC CA 8.01,9.01 10/21/09 COACH INC MD 2.02,9.01 10/20/09 COHEN & STEERS INC 2.02,9.01 10/21/09 COLOMBIA GOLDFIELDS LTD 7.01,9.01 10/15/09 COLONY BANKCORP INC GA 2.02,9.01 10/21/09 COMBINATORX, INC DE 8.01,9.01 10/21/09 COMMONWEALTH BIOTECHNOLOGIES INC VA 5.02 10/15/09 COMMUNITY TRUST BANCORP INC /KY/ KY 2.02,7.01,9.01 09/30/09 COMPUTER TASK GROUP INC NY 7.01,9.01 10/21/09 CONCEPTUS INC DE 2.02,8.01,9.01 10/21/09 CONSOLIDATED TOMOKA LAND CO FL 7.01,9.01 10/21/09 CONTINENTAL AIRLINES INC /DE/ DE 2.02,7.01,9.01 10/15/09 Converted Organics Inc. DE 8.01,9.01 10/20/09 CORE LABORATORIES N V P7 2.02,9.01 10/21/09 COVANCE INC DE 2.02,9.01 10/21/09 COVANTA HOLDING CORP DE 2.02,9.01 10/21/09 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 10/21/09 CULLEN FROST BANKERS INC TX 2.02,9.01 10/21/09 CURAGEN CORP DE 1.01,2.01,3.01,3.03,5.01,5.02, 09/30/09 AMEND 5.03,8.01,9.01 CYBEROPTICS CORP MN 2.02,9.01 10/21/09 Cypress Sharpridge Investments, Inc. MD 2.02,9.01 10/21/09 DEAN FOODS CO DE 5.02,9.01 10/21/09 DEBT RESOLVE INC DE 3.02,9.01 10/16/09 Deer Consumer Products, Inc. NV 8.01,9.01 10/21/09 DELCATH SYSTEMS INC DE 8.01,9.01 10/21/09 DENTSPLY INTERNATIONAL INC /DE/ DE 1.01,2.03,9.01 10/16/09 Diamond Information Institute NJ 1.01,2.01,9.01 10/16/09 DICE HOLDINGS, INC. DE 2.02,9.01 10/21/09 DIMECO INC PA 2.02,9.01 10/21/09 Dollarama Group L.P. A8 1.01,5.02,7.01,8.01,9.01 10/16/09 DRINKS AMERICAS HOLDINGS, LTD DE 3.02 10/20/09 EASTERN CO CT 2.02,7.01,9.01 10/03/09 EBAY INC DE 2.02,9.01 10/21/09 Ecoland International NV 4.01 09/29/09 AMEND ECOLOCAP SOLUTIONS INC. NV 8.01 10/21/09 Education Management LLC DE 8.01,9.01 10/20/09 Edwards Lifesciences Corp DE 2.02,9.01 10/21/09 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 10/21/09 Energy Future Holdings Corp /TX/ TX 8.01 10/20/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 10/21/09 ENSIGN GROUP, INC 7.01 10/21/09 ENTECH SOLAR, INC. DE 8.01,9.01 10/19/09 ENTERPRISE BANCORP INC /MA/ MA 8.01,9.01 10/21/09 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01 11/24/04 AMEND EQUIFAX INC GA 1.01,7.01,9.01 10/20/09 EQUIFAX INC GA 2.02,9.01 10/21/09 EQUINIX INC DE 2.02,9.01 10/21/09 EXPONENT INC DE 2.02,7.01,9.01 10/21/09 F5 NETWORKS INC WA 2.02,9.01 10/21/09 FARMERS CAPITAL BANK CORP KY 2.02,9.01 10/20/09 Federal Home Loan Bank of Dallas 2.03,9.01 10/15/09 Federal Home Loan Bank of Seattle 5.02 10/20/09 FEMALE HEALTH CO WI 2.02,9.01 10/21/09 First Advantage Bancorp 7.01,9.01 10/21/09 First Bancorp, Inc /ME/ ME 2.02 09/30/09 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 10/21/09 FIRST MIDWEST BANCORP INC DE 2.02,7.01,9.01 10/21/09 FIRST MIDWEST BANCORP INC DE 5.02 10/21/09 FIRST OF LONG ISLAND CORP NY 1.01,9.01 10/15/09 FLEXSTEEL INDUSTRIES INC MN 2.02,9.01 10/20/09 FLIR SYSTEMS INC OR 2.01,9.01 10/21/09 FORCE FUELS INC. 4.01,9.01 10/06/09 AMEND FOREST CITY ENTERPRISES INC OH 8.01,9.01 10/20/09 FOREST LABORATORIES INC DE 2.02,9.01 10/20/09 FORWARD AIR CORP TN 2.02,9.01 10/21/09 FRANKLIN CREDIT HOLDING CORP/DE/ DE 1.01,1.02,5.02 10/15/09 FREEPORT MCMORAN COPPER & GOLD INC DE 2.02,8.01,9.01 10/21/09 FRONTIER OIL CORP /NEW/ WY 5.02,9.01 10/20/09 FX Real Estate & Entertainment Inc. DE 1.03 10/21/09 GEN PROBE INC DE 8.01 10/19/09 GENERAL AUTOMOTIVE CO 5.02 10/21/09 GENERAL GROWTH PROPERTIES INC DE 5.02 10/15/09 GENTEK INC DE 2.02,9.01 10/21/09 GENTEX CORP MI 2.02,9.01 10/21/09 GENZYME CORP MA 2.02,9.01 10/21/09 GeoPharma, Inc. FL 1.01,2.03,3.02,3.03,5.03,9.01 10/15/09 GLOBAL PARTNERS LP 7.01,9.01 10/21/09 GLOBAL PARTNERS LP 7.01 10/21/09 AMEND GMAC INC. DE 8.01,9.01 10/21/09 GREAT ATLANTIC & PACIFIC TEA CO INC MD 5.02 10/15/09 GULFMARK OFFSHORE INC DE 8.01,9.01 10/21/09 GYMBOREE CORP DE 5.02 10/19/09 HALF ROBERT INTERNATIONAL INC /DE/ DE 2.02,9.01 10/21/09 HANCOCK HOLDING CO MS 8.01,9.01 10/20/09 HANOVER INSURANCE GROUP, INC. DE 8.01 10/20/09 Heritage-Crystal Clean, Inc. DE 2.02,9.01 10/20/09 HOLLY CORP DE 1.01,3.02,9.01 10/19/09 HOLLY CORP DE 7.01,9.01 10/20/09 HOLLY CORP DE 7.01,9.01 10/21/09 HOLLY ENERGY PARTNERS LP DE 1.01,3.02,9.01 10/19/09 HUDSON CITY BANCORP INC DE 2.02,9.01 10/21/09 IBERIABANK CORP LA 2.02,9.01 10/20/09 IDEX CORP /DE/ DE 7.01,9.01 10/21/09 IMPERIAL CAPITAL BANCORP, INC. DE 8.01,9.01 10/15/09 India Globalization Capital, Inc. MD 1.01,2.03,3.02,9.01 10/16/09 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 10/20/09 INTEGRAL SYSTEMS INC /MD/ MD 7.01,9.01 10/21/09 INTERGROUP CORP DE 3.01,9.01 10/15/09 INTERSIL CORP/DE DE 2.02,7.01,9.01 10/21/09 IPARTY CORP DE 2.02,9.01 10/21/09 IROBOT CORP DE 2.02,9.01 10/21/09 ISIS PHARMACEUTICALS INC DE 8.01,9.01 10/21/09 Iveda Corp NV 1.01,2.01,5.02,5.03,5.06,8.01, 10/15/09 9.01 JAKKS PACIFIC INC DE 2.02,9.01 10/21/09 KEYCORP /NEW/ OH 2.02,7.01,9.01 10/21/09 KINDER MORGAN ENERGY PARTNERS L P DE 2.02,9.01 10/21/09 KINETIC CONCEPTS INC TX 9.01 09/30/09 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 10/21/09 KNIGHT TRANSPORTATION INC AZ 2.02,9.01 10/21/09 KNOLL INC DE 7.01 10/21/09 LAM RESEARCH CORP DE 2.02,9.01 10/21/09 LAWSON PRODUCTS INC/NEW/DE/ DE 5.02,5.03,9.01 10/20/09 LAWSON PRODUCTS INC/NEW/DE/ DE 5.02,5.03,9.01 10/20/09 LAZARE KAPLAN INTERNATIONAL INC DE 3.01,5.03,8.01,9.01 10/15/09 LCNB CORP OH 1.01,8.01,9.01 10/21/09 LENNOX INTERNATIONAL INC DE 2.02,9.01 10/21/09 LESLIES POOLMART INC DE 1.01,2.03 09/30/09 LIFE SCIENCES RESEARCH INC MD 1.01,8.01,9.01 10/21/09 LILLY ELI & CO IN 2.02,9.01 10/21/09 LINDSAY CORP DE 2.02,9.01 10/21/09 LODGENET INTERACTIVE CORP DE 2.02,9.01 10/21/09 LTV CORP DE 8.01,9.01 10/21/09 LUBRIZOL CORP OH 2.02,9.01 10/21/09 MACERICH CO MD 7.01,8.01,9.01 10/21/09 MAGELLAN HEALTH SERVICES INC DE 8.01 10/20/09 MANPOWER INC /WI/ WI 2.02,9.01 09/30/09 MANPOWER INC /WI/ WI 1.01,9.01 10/16/09 MARRIOTT INTERNATIONAL INC /MD/ DE 8.01,9.01 10/21/09 MARTEN TRANSPORT LTD DE 2.02,9.01 10/20/09 MATTSON TECHNOLOGY INC DE 2.02,9.01 10/21/09 MAXXAM INC DE 8.01 10/19/09 MB FINANCIAL INC /MD MD 2.02,9.01 09/30/09 MEDIA GENERAL INC VA 2.02,9.01 10/21/09 MedPro Safety Products, Inc. NV 5.02,9.01 10/15/09 Mellanox Technologies, Ltd. L3 2.02,9.01 10/21/09 Meruelo Maddux Properties, Inc. DE 7.01,9.01 10/15/09 MetaMorphix Inc. MD 8.01,9.01 10/01/09 MILLER PETROLEUM INC TN 7.01,8.01,9.01 10/16/09 Minatura Gold NV 4.01,8.01,9.01 10/02/09 MONARCH CASINO & RESORT INC NV 2.02,9.01 10/21/09 MORGAN STANLEY DE 2.02,9.01 10/21/09 MORRIS PUBLISHING GROUP LLC GA 1.01,9.01 10/15/09 Motors Liquidation Co DE 1.01,1.02,9.01 10/15/09 MSC INDUSTRIAL DIRECT CO INC NY 2.02,9.01 10/21/09 MUTUALFIRST FINANCIAL INC MD 2.02,9.01 10/21/09 MyStarU.com,Inc. 1.01,5.02,9.01 10/11/09 NABORS INDUSTRIES LTD D0 2.02,9.01 10/20/09 NANOSPHERE INC DE 1.01,9.01 10/21/09 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 10/21/09 NETWORK EQUIPMENT TECHNOLOGIES INC DE 5.02 10/15/09 New Generation Biofuels Holdings, Inc FL 4.01,9.01 10/16/09 NORTEL NETWORKS CORP 1.01,8.01 10/16/09 NORTEL NETWORKS LTD 1.01,8.01 10/16/09 NORTHERN TRUST CORP DE 2.02,9.01 10/21/09 NORTHROP GRUMMAN CORP /DE/ DE 2.02,9.01 10/21/09 NORTHWESTERN CORP DE 1.01,2.03 10/21/09 NORWOOD FINANCIAL CORP PA 2.02,9.01 10/21/09 NOVAVAX INC DE 1.01,9.01 10/20/09 NOVELLUS SYSTEMS INC CA 2.02,9.01 10/21/09 NRG ENERGY, INC. DE 5.02,5.03,9.01 10/15/09 NVE CORP /NEW/ MN 2.02 10/21/09 NVR INC VA 2.02,9.01 10/21/09 OGE ENERGY CORP. OK 8.01,9.01 10/21/09 OKLAHOMA GAS & ELECTRIC CO OK 8.01,9.01 10/21/09 Omega Flex, Inc. PA 2.02,7.01,9.01 09/30/09 OMNICOM GROUP INC NY 2.02,7.01,9.01 10/21/09 OPENTV CORP 8.01,9.01 10/20/09 optionsXpress Holdings, Inc. DE 2.02,9.01 10/20/09 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 10/21/09 ORE PHARMACEUTICAL HOLDINGS INC. DE 3.01,3.03,5.03,8.01,9.01 10/20/09 ORTHOVITA INC 7.01,9.01 10/19/09 OSI PHARMACEUTICALS INC DE 2.02,9.01 10/21/09 PACIFIC CONTINENTAL CORP OR 8.01,9.01 10/20/09 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 09/30/09 PACTIV CORP DE 2.02,9.01 10/21/09 Pana-Minerales S.A. NV 4.01 10/20/09 AMEND PDL BIOPHARMA, INC. DE 7.01 10/14/09 PENNS WOODS BANCORP INC PA 2.02,9.01 10/20/09 PEPSIAMERICAS INC/IL/ DE 5.02 10/21/09 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 10/20/09 PETMED EXPRESS INC FL 8.01,9.01 10/19/09 PFIZER INC DE 2.01,9.01 10/15/09 PHOENIX TECHNOLOGIES LTD DE 1.01 10/21/09 PIER 1 IMPORTS INC/DE DE 8.01,9.01 10/21/09 PINNACLE FINANCIAL PARTNERS INC TN 2.02,9.01 10/20/09 PIONEER NATURAL RESOURCES CO DE 2.02,7.01 10/20/09 Pioneer Southwest Energy Partners L.P DE 2.02,7.01 10/20/09 PIPER JAFFRAY COMPANIES 2.02,9.01 10/21/09 PLAINSCAPITAL CORP TX 8.01 10/21/09 PLATINUM UNDERWRITERS HOLDINGS LTD D0 2.02,9.01 10/21/09 POMEROY IT SOLUTIONS INC DE 1.01,2.03,9.01 10/16/09 POPULAR INC 2.02,9.01 10/19/09 PPOL INC CA 4.01,9.01 10/02/09 AMEND PRINCETON REVIEW INC DE 1.01,9.01 10/16/09 QKL Stores Inc. DE 8.01,9.01 10/15/09 QLOGIC CORP DE 2.02,9.01 10/21/09 QUANTUM GROUP INC /FL 3.01,9.01 08/15/09 QWEST COMMUNICATIONS INTERNATIONAL IN DE 7.01 10/21/09 RAYONIER INC NC 5.03 10/16/09 RELIANCE STEEL & ALUMINUM CO CA 5.03,9.01 10/14/09 Revett Minerals Inc. A6 8.01 10/20/09 RIVER VALLEY BANCORP IN 2.02,9.01 10/20/09 RIVERVIEW BANCORP INC WA 2.02,9.01 10/20/09 ROLLINS INC DE 8.01,9.01 10/16/09 ROYALE ENERGY INC CA 1.01,3.02,8.01 10/16/09 RTI INTERNATIONAL METALS INC OH 5.02 10/16/09 RUSH ENTERPRISES INC \TX\ TX 2.02,9.01 10/21/09 RxBids NV 4.01,9.01 10/15/09 S Y BANCORP INC KY 2.02,9.01 10/21/09 SAKS INC TN 1.01,9.01 10/19/09 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 10/21/09 SAVANNAH BANCORP INC GA 2.02 10/20/09 SCO GROUP INC DE 8.01 10/20/09 SEI INVESTMENTS CO PA 2.02,9.01 10/21/09 Shengtai Pharmaceutical, Inc. 4.01,9.01 10/20/09 SKECHERS USA INC DE 2.02,9.01 10/21/09 SLM Student Loan Trust 2005-8 DE 8.01 10/21/09 SMF ENERGY CORP DE 3.01 10/15/09 Southern National Bancorp of Virginia VA 2.02,9.01 10/20/09 SOUTHWEST BANCORP INC OK 2.02,7.01,9.01 10/20/09 SPEEDUS CORP DE 3.01,8.01,9.01 10/20/09 SRKP 22 Inc DE 1.01 10/20/09 ST JOE CO FL 1.01,9.01 10/21/09 ST JUDE MEDICAL INC MN 2.02,9.01 10/21/09 STANLEY WORKS CT 2.02,9.01 10/21/09 STAR SCIENTIFIC INC DE 5.02 10/15/09 Stratus Media Group, Inc NV 5.02 10/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 10/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 10/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 10/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 10/15/09 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 10/15/09 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 10/15/09 SULPHCO INC NV 5.02,7.01,9.01 10/17/09 Sunstone Hotel Investors, Inc. MD 8.01,9.01 10/16/09 SUPERTEX INC CA 2.02,9.01 10/20/09 SUREWEST COMMUNICATIONS CA 2.02,9.01 08/06/09 AMEND Talecris Biotherapeutics Holdings Cor DE 1.01,2.03,9.01 10/21/09 TARGET CORP MN 7.01,9.01 10/21/09 TCF FINANCIAL CORP DE 2.02,9.01 10/21/09 TECHNISCAN NV 9.01 10/20/09 TECHS LOANSTAR, INC. NV 4.01,9.01 08/06/09 AMEND TEREX CORP DE 2.02,7.01,9.01 10/21/09 TESSCO TECHNOLOGIES INC DE 2.02,8.01,9.01 10/20/09 THERMOENERGY CORP AK 5.02 10/15/09 TIDELANDS BANCSHARES INC 2.02,9.01 10/21/09 TMST, Inc. MD 7.01,8.01,9.01 10/16/09 TNT DESIGNS INC 8.01,9.01 10/21/09 TOLLGRADE COMMUNICATIONS INC \PA\ PA 8.01 10/19/09 TOMI Environmental Solutions, Inc. FL 1.01,9.01 10/16/09 TRACTOR SUPPLY CO /DE/ DE 2.02,9.01 10/21/09 TRANSATLANTIC PETROLEUM LTD. D0 8.01,9.01 10/20/09 TRANSWITCH CORP /DE DE 7.01,8.01,9.01 10/20/09 TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 10/21/09 TrueBlue, Inc. WA 2.02,7.01,9.01 10/21/09 TSIC, Inc. DE 7.01,9.01 10/16/09 TUPPERWARE BRANDS CORP DE 2.02,9.01 10/20/09 TVIA INC DE 8.01,9.01 10/20/09 U. S. Premium Beef, LLC 7.01,9.01 10/21/09 UNIVERSAL FOREST PRODUCTS INC MI 5.02,9.01 10/15/09 US BANCORP \DE\ DE 2.02,9.01 10/21/09 US GEOTHERMAL INC DE 4.02 10/15/09 USG CORP DE 2.02,9.01 10/21/09 VERMILLION, INC. DE 1.01,2.03,9.01 10/16/09 ViewPoint Financial Group X1 8.01,9.01 10/21/09 VISA INC. DE 8.01,9.01 10/21/09 VISA INC. DE 5.02,9.01 10/21/09 VISION SCIENCES INC /DE/ NY 5.02 10/16/09 VMWARE, INC. DE 2.02,9.01 10/21/09 VOLTERRA SEMICONDUCTOR CORP 2.02 10/19/09 AMEND Walter Energy, Inc. DE 2.02,9.01 10/20/09 WALTER INVESTMENT MANAGEMENT CORP MD 7.01,9.01 10/21/09 Warner Chilcott plc L2 8.01,9.01 10/20/09 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 10/16/09 WATERSIDE CAPITAL CORP VA 2.02,9.01 10/21/09 WEBSTER FINANCIAL CORP DE 3.02,3.03,8.01,9.01 10/15/09 WELLS FARGO & CO/MN DE 2.02,9.01 10/21/09 WEST CORP DE 2.02,9.01 10/21/09 WESTELL TECHNOLOGIES INC DE 2.02,9.01 10/21/09 WIZZARD SOFTWARE CORP /CO CO 1.01,9.01 10/15/09 WORLD FUEL SERVICES CORP FL 7.01,9.01 10/21/09 YOUNG INNOVATIONS INC MO 2.02,9.01 10/21/09 ZION OIL & GAS INC DE 8.01,9.01 10/21/09 ZOOM TECHNOLOGIES INC DE 1.01,3.02,9.01 10/15/09 ZST Digital Networks, Inc. DE 5.02,7.01,9.01 10/20/09