RECENT 8K FILINGS October 14, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES CA 2.02,9.01 10/08/09 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 10/13/09 ACCREDITED BUSINESS CONSOLIDATORS COR PA 1.01,7.01,8.01 10/13/09 ACCURIDE CORP DE 1.01,8.01,9.01 10/09/09 Activeworlds Corp DE 7.01,9.01 10/08/09 ADA-ES INC CO 7.01,9.01 10/13/09 ADVENTRX PHARMACEUTICALS INC DE 1.01,5.03,9.01 10/05/09 AE Biofuels, Inc. CO 2.04,5.02 10/07/09 Affinity Group Holding, Inc. DE 1.01,9.01 10/09/09 AFFINITY GROUP INC DE 1.01,9.01 10/09/09 Alco Energy Corp. NV 8.01,9.01 10/07/09 ALCOA INC PA 2.02,9.01 10/07/09 ALION SCIENCE & TECHNOLOGY CORP DE 1.01,2.03,9.01 10/09/09 ALLOS THERAPEUTICS INC DE 7.01,9.01 10/13/09 ALTAIR NANOTECHNOLOGIES INC A6 1.01,9.01 09/03/09 ALTERA CORP DE 2.02,9.01 10/13/09 Alternative Energy Development Corp NV 1.01 10/01/09 Alternative Energy Partners, Inc. FL 5.02 10/13/09 Alto Group Holdings Inc. NV 5.02 10/09/09 AMERICAN FINANCIAL GROUP INC OH 8.01,9.01 10/09/09 American Lithium Minerals, Inc. 5.02,9.01 10/08/09 AMERICAN OIL & GAS INC NV 7.01,9.01 10/12/09 AMERICAN SIERRA GOLD CORP. NV 1.01,3.02,9.01 10/12/09 AMERICAN STATES WATER CO CA 8.01,9.01 10/08/09 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 10/13/09 AMREIT MD 8.01,9.01 10/08/09 AMSURG CORP TN 7.01,9.01 10/12/09 ANWORTH MORTGAGE ASSET CORP MD 8.01,9.01 10/10/09 APOGEE ROBOTICS INC CO 4.01,9.01 08/13/09 APOGEE ROBOTICS INC CO 5.03,9.01 09/30/09 APOLLO GROUP INC AZ 9.01 10/13/09 AMEND ARES CAPITAL CORP MD 7.01,9.01 10/12/09 Arlington Asset Investment Corp. VA 3.03,5.03,9.01 10/06/09 Artio Global Investors Inc. DE 7.01,9.01 10/13/09 ARTS WAY MANUFACTURING CO INC DE 2.02,9.01 10/12/09 AT&T INC. DE 8.01 10/13/09 Aurora Oil & Gas CORP UT 8.01,9.01 10/07/09 AVIS BUDGET GROUP, INC. DE 1.01,2.03,3.02,9.01 10/07/09 BA Credit Card Funding, LLC DE 8.01,9.01 10/13/09 BALQON CORP. NV 1.01,9.01 10/06/09 BASSETT FURNITURE INDUSTRIES INC VA 2.02,9.01 10/08/09 BLACK & DECKER CORP MD 2.02,7.01 10/12/09 BlackRock Inc. DE 5.02,9.01 10/08/09 Blindspot Alert, Inc. NV 4.01 10/01/09 AMEND BMC SOFTWARE INC DE 3.01 10/08/09 BOISE INC. DE 2.02,9.01 10/13/09 BOVIE MEDICAL CORP DE 5.02,5.03 04/24/09 AMEND BRIGGS & STRATTON CORP WI 1.01,9.01 10/13/09 BRIGHAM EXPLORATION CO DE 5.02,5.03,9.01 10/07/09 Bronco Drilling Company, Inc. DE 7.01,9.01 10/12/09 BWAY Holding CO DE 7.01 10/12/09 CABOT CORP DE 5.02 10/06/09 CALPINE CORP DE 8.01,9.01 10/13/09 CARBON CREDITS INTERNATIONAL, INC. NV 8.01,9.01 10/13/09 CARMIKE CINEMAS INC DE 5.02 10/12/09 CATALYST HEALTH SOLUTIONS, INC. DE 1.01,2.03,9.01 10/09/09 CATHAY GENERAL BANCORP DE 1.02,7.01,8.01,9.01 10/12/09 CENTERPOINT ENERGY INC 1.02 10/06/09 CENTRAL BANCORP INC /MA/ MA 5.02 10/09/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 7.01,9.01 10/12/09 CENTURY PROPERTIES FUND XIV CA 1.01,2.03,9.01 10/07/09 CEPHEID CA 1.01,2.02,9.01 10/13/09 CHAMPION ENTERPRISES INC MI 1.01,9.01 10/09/09 Chaparral Energy, Inc. DE 1.01,8.01,9.01 10/09/09 CHESAPEAKE ENERGY CORP OK 3.02,7.01,8.01,9.01 10/13/09 CHINA BAK BATTERY INC NV 7.01,9.01 10/13/09 CHINA ELECTRIC MOTOR, INC. DE 1.01,3.02 10/06/09 China Nutrifruit Group LTD NV 3.02 10/09/09 CHINA RECYCLING ENERGY CORP 7.01,9.01 10/12/09 CIGNUS VENTURES INC. NV 2.01,3.02,5.01,5.02,5.03,5.06, 10/07/09 9.01 CIT GROUP INC DE 5.02,9.01 10/08/09 CITIGROUP INC DE 8.01,9.01 10/13/09 CKX, Inc. DE 8.01 10/09/09 Clear Channel Outdoor Holdings, Inc. DE 5.02 10/13/09 CLIFFS NATURAL RESOURCES INC. OH 8.01 10/12/09 COLONY RESORTS LVH ACQUISITIONS LLC NV 1.02,5.02 10/06/09 CONSECO INC DE 8.01,9.01 10/13/09 CONSECO INC DE 1.01,3.02,7.01,9.01 10/13/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 10/08/09 CONVERGYS CORP OH 8.01,9.01 10/13/09 CONVERGYS CORP OH 1.01,2.03,9.01 10/13/09 CORE LABORATORIES N V P7 7.01,9.01 10/13/09 CSX CORP VA 2.02,9.01 09/25/09 CYMER INC NV 5.02 08/19/09 AMEND CYTOMEDIX INC DE 3.01 10/08/09 DARA BioSciences, Inc. DE 1.01,9.01 10/09/09 DCT Industrial Trust Inc. MD 5.02,9.01 10/09/09 DECODE GENETICS INC DE 1.01,2.03 10/09/09 DENDREON CORP DE 5.02,9.01 10/07/09 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 10/13/09 DIGITAL RIVER INC /DE DE 8.01,9.01 10/12/09 DIONICS INC DE 1.01,9.01 10/08/09 DOLPHIN DIGITAL MEDIA INC 8.01 10/13/09 DOMINOS PIZZA INC 2.02,9.01 10/13/09 DRI CORP NC 7.01,9.01 10/13/09 Duke Mountain Resources, Inc NV 4.01 09/30/09 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 10/13/09 EBIX INC DE 8.01,9.01 10/12/09 ELECTRONIC GAME CARD INC NV 8.01 10/12/09 EMC INSURANCE GROUP INC IA 7.01 10/08/09 EMC INSURANCE GROUP INC IA 7.01 10/12/09 ENB Financial Corp PA 2.02,9.01 10/09/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 10/13/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 10/13/09 ENTERPRISE FINANCIAL SERVICES CORP DE 8.01,9.01 10/13/09 ENVIRONMENTAL POWER CORP DE 1.01,8.01 10/12/09 EPL Intermediate, Inc. DE 1.01,1.02 09/24/09 EVANS BANCORP INC NY 5.02,9.01 10/06/09 Exclusive Apparel, Inc. NV 4.01,9.01 10/01/09 AMEND EXPRESSJET HOLDINGS INC DE 8.01,9.01 09/30/09 FASTENAL CO MN 2.02,9.01 10/12/09 Federal Home Loan Bank of Atlanta X1 2.03 10/13/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/07/09 Federal Home Loan Bank of New York X1 2.03,9.01 10/07/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/07/09 Federal Home Loan Bank of San Francis X1 2.03 10/07/09 Federal Home Loan Bank of Seattle 2.03 10/13/09 FERRELLGAS PARTNERS L P DE 8.01,9.01 10/09/09 Fire From Ice, Inc. NV 4.01,9.01 10/12/09 AMEND FIRST MARINER BANCORP MD 1.01,9.01 10/07/09 FIRST SOUTH BANCORP INC /VA/ VA 2.02,9.01 10/13/09 Flex Fuels Energy, Inc. NV 1.01,9.01 10/09/09 FLORIDA GAMING CORP DE 1.01,2.03 10/07/09 FOOD TECHNOLOGY SERVICE INC FL 4.01 08/04/09 FORCE FUELS INC. 4.01 10/06/09 FORTRESS EXPLORATION, INC. DE 5.03 10/13/09 FRAMEWAVES INC NV 5.02 10/12/09 FRANKLIN CREDIT HOLDING CORP/DE/ DE 1.02,5.02 10/07/09 FREEDOM FINANCIAL GROUP INC DE 1.01,2.04,2.05,5.02 10/06/09 Future Now Group Inc. NV 5.02,8.01 10/12/08 GAZOO ENERGY GROUP, INC. 2.01,5.02 10/09/09 Gen 2 Media CORP 5.02 10/06/09 GEOPETRO RESOURCES CO CA 1.01,3.02,3.03,5.03,9.01 10/08/09 GLOBAL TRAFFIC NETWORK, INC. DE 5.02 10/09/09 Golden Aria Corp. 1.01,1.02,5.02,9.01 10/09/09 GOLDEN EAGLE INTERNATIONAL INC CO 8.01,9.01 10/09/09 GOLDEN GRAIN ENERGY IA 1.01 10/09/09 GOLDSPRING INC FL 5.02 10/06/09 GOODYEAR TIRE & RUBBER CO /OH/ OH 5.03,9.01 10/06/09 Google Inc. DE 5.02,9.01 10/07/09 Government Properties Income Trust MD 8.01,9.01 09/23/09 Grand Canyon Education, Inc. DE 5.02,9.01 10/08/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/09/09 Green Energy Live Inc NV 1.01,3.02,9.01 07/24/09 AMEND Greenville Federal Financial CORP 8.01,9.01 10/13/09 HANSEN MEDICAL INC 1.01 10/12/09 Harley-Davidson Motorcycle Trust 2009 NV 6.05,8.01,9.01 10/09/09 HEADWATERS INC DE 7.01,9.01 10/13/09 HELEN OF TROY LTD 2.02,9.01 10/07/09 HELICOS BIOSCIENCES CORP DE 1.01,9.01 10/08/09 HELIX ENERGY SOLUTIONS GROUP INC MN 1.01,7.01,9.01 10/09/09 HOME FEDERAL BANCORP, INC. OF LOUISIA 8.01,9.01 10/12/09 Homeowners Choice, Inc. FL 8.01,9.01 10/13/09 Hydrodynex, Inc. NV 4.02,9.01 10/06/09 IB3 Networks, Inc. NV 4.01,9.01 09/25/09 Ideation Acquisition Corp. DE 8.01,9.01 10/12/09 India Globalization Capital, Inc. MD 1.01,9.01 10/13/09 Indigo-Energy, Inc. NV 4.01,9.01 10/05/09 Inland American Real Estate Trust, In MD 8.01,9.01 10/13/09 INSURE.COM, INC DE 1.01,2.01,7.01,9.01 10/09/09 INTEL CORP DE 7.01,9.01 10/12/09 INTEL CORP DE 2.02 10/13/09 INTERACTIVE INTELLIGENCE INC IN 2.02,9.01 09/30/09 INTERGROUP CORP DE 4.02,8.01 10/08/09 INTUIT INC DE 8.01,9.01 10/12/09 INVENTURE GROUP, INC. DE 8.01,9.01 10/08/09 IRONCLAD PERFORMANCE WEAR CORP 4.01,9.01 10/01/09 AMEND JOHNSON & JOHNSON NJ 2.02,9.01 10/13/09 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 10/13/09 JONES FINANCIAL COMPANIES LP LLP MO 8.01 10/12/09 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 10/13/09 KIRBY CORP NV 5.02,9.01 10/12/09 KMG CHEMICALS INC TX 2.02,9.01 10/13/09 LANE CO 3 INC 4.01,9.01 08/17/09 AMEND LEFT BEHIND GAMES INC. WA 7.01,9.01 10/13/09 LEHMAN ABS CORP MOTOROLA DEBENTURE BA DE 8.01,9.01 10/01/09 LEXICON UNITED INC DE 1.01,9.01 10/09/09 LEXON TECHNOLOGIES INC DE 1.01,2.01,3.02,5.01,5.02,5.03, 10/07/09 5.06,9.01 LEXON TECHNOLOGIES INC DE 1.01,2.01,3.02,5.01,5.02,5.03, 10/07/09 AMEND 5.06,9.01 LIBERTY MEDIA CORP 8.01,9.01 10/09/09 LINDSAY CORP DE 5.02 10/09/09 LIONS GATE ENTERTAINMENT CORP /CN/ 8.01,9.01 10/13/09 LIONS GATE ENTERTAINMENT CORP /CN/ 8.01 10/13/09 LITHIA MOTORS INC OR 7.01,9.01 10/13/09 LMI AEROSPACE INC MO 7.01,9.01 10/09/09 LONGWEI PETROLEUM INVESTMENT HOLDING CO 7.01,9.01 10/01/09 LUCAS ENERGY, INC. NV 3.02,5.02 10/08/09 Maiden Holdings, Ltd. D0 8.01 10/08/09 MAINLAND RESOURCES INC. 5.02,9.01 10/09/09 MARLIN BUSINESS SERVICES CORP 2.03,9.01 10/09/09 Mass Hysteria Entertainment Company, NV 4.01,9.01 09/29/09 MEDICIS PHARMACEUTICAL CORP DE 8.01,9.01 10/08/09 MEDIFAST INC DE 5.02,8.01 10/09/09 MERRILL LYNCH MUNICIPAL ABS INC NY 9.01 10/01/09 METABASIS THERAPEUTICS INC 5.02 10/06/09 METRO BANCORP, INC. 8.01,9.01 10/13/09 MEXORO MINERALS LTD CO 8.01 10/13/09 MGM MIRAGE DE 5.02 10/07/09 MILLENNIUM BIOTECHNOLOGIES GROUP INC DE 3.03,5.03,9.01 10/06/09 MINISTRY PARTNERS INVESTMENT COMPANY, 8.01,9.01 09/30/09 MIRENCO INC 5.03 10/12/09 MORGAN CREEK ENERGY CORP NV 7.01,9.01 10/05/09 MotivNation, Inc. 3.02,3.03,9.01 10/13/09 MTR GAMING GROUP INC DE 1.01,9.01 10/13/09 Nature of Beauty Ltd. NV 5.02,9.01 10/09/09 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 10/13/09 NEAH POWER SYSTEMS, INC. NV 5.02,8.01,9.01 09/28/09 NEKTAR THERAPEUTICS DE 7.01 10/08/09 NELNET INC NE 8.01,9.01 10/13/09 NEOMEDIA TECHNOLOGIES INC DE 1.01,8.01,9.01 10/07/09 NeoStem, Inc. DE 7.01,8.01,9.01 10/07/09 nFinanSe Inc. NV 4.01,9.01 10/08/09 North Penn Bancorp Inc 4.01 10/07/09 OMNIRELIANT HOLDINGS, INC. NV 3.02,3.03,9.01 08/30/09 ONEOK Partners LP DE 8.01,9.01 10/13/09 ONYX PHARMACEUTICALS INC DE 1.01,3.02,9.01 10/10/09 OTIX GLOBAL, INC. DE 3.01,9.01 10/06/09 PACIFIC CONTINENTAL CORP OR 8.01,9.01 10/12/09 PACIFIC MERCANTILE BANCORP CA 1.01,3.03,5.03,9.01 10/06/09 PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 10/13/09 PCS EDVENTURES COM INC 1.01,9.01 10/08/09 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 3.02 10/09/09 PERCEPTRON INC/MI MI 5.02 10/09/09 PETMED EXPRESS INC FL 8.01,9.01 10/09/09 PETROQUEST ENERGY INC DE 5.02 10/09/09 PIER 1 IMPORTS INC/DE DE 7.01,8.01,9.01 10/12/09 PILGRIMS PRIDE CORP DE 5.02,9.01 10/12/09 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 10/13/09 PLATINUM ENERGY RESOURCES INC DE 5.02 10/07/09 PLUG POWER INC DE 7.01,9.01 10/13/09 PORTSMOUTH SQUARE INC CA 4.02,8.01 10/08/09 PRICESMART INC DE 5.02,9.01 10/13/09 PROCTER & GAMBLE CO OH 7.01 10/13/09 PROCTER & GAMBLE CO OH 7.01 10/13/09 PROVIDENCE SERVICE CORP DE 1.01,3.03,9.01 10/09/09 PROVIDENT FINANCIAL HOLDINGS INC DE 7.01,9.01 10/09/09 QUALITY DISTRIBUTION INC FL 8.01,9.01 10/10/09 RADIAN GROUP INC DE 1.01,3.03,5.03,8.01,9.01 10/09/09 REGAL BELOIT CORP WI 8.01 10/12/09 REGAL ENTERTAINMENT GROUP DE 8.01,9.01 10/13/09 ROBBINS & MYERS INC OH 5.02,9.01 10/06/09 Rosetta Resources Inc. DE 2.02,9.01 10/12/09 SANGAMO BIOSCIENCES INC DE 1.01,9.01 10/06/09 SANTA FE FINANCIAL CORP NV 4.02,8.01 10/08/09 SANTARUS INC DE 1.01 10/09/09 SCIENTIFIC LEARNING CORP DE 2.02,5.02,9.01 10/08/09 SCM MICROSYSTEMS INC DE 5.02,8.01 10/07/09 SELECT COMFORT CORP MN 7.01,9.01 10/12/09 SELECT COMFORT CORP MN 7.01,9.01 10/13/09 SensiVida Medical Technologies, Inc. NJ 5.04 10/12/09 SERACARE LIFE SCIENCES INC 1.02,8.01 10/09/09 Shiner International, Inc. NV 7.01,9.01 10/12/09 SIGMA DESIGNS INC CA 8.01,9.01 10/13/09 SIMMONS CO DE 7.01,9.01 10/13/09 SINCLAIR BROADCAST GROUP INC MD 7.01,8.01,9.01 10/13/09 Sinobiopharma, Inc. NV 4.01,5.02,9.01 09/25/09 AMEND SINOHUB, INC. DE 7.01,9.01 10/13/09 SMART ONLINE INC DE 2.03,3.02 10/12/09 SOLITARIO EXPLORATION & ROYALTY CORP. CO 8.01,9.01 10/13/09 SONO TEK CORP NY 7.01,9.01 10/12/09 Spectrum Brands, Inc. DE 5.03 10/09/09 STAGE STORES INC NV 8.01,9.01 10/12/09 Standard Drilling, Inc. 4.02 08/27/09 STEELCLOUD INC VA 3.01,8.01,9.01 10/07/09 StellarOne CORP VA 2.02,9.01 10/09/09 Stereotaxis, Inc. DE 8.01,9.01 10/12/09 Stereotaxis, Inc. DE 1.01,9.01 10/09/09 STEVEN MADDEN, LTD. DE 5.02,9.01 10/07/09 STONE ENERGY CORP DE 7.01,8.01,9.01 10/09/09 Strasbaugh CA 3.02 10/12/09 SUMMIT HOTEL PROPERTIES LLC SD 3.02 10/09/09 SUPERIOR BANCORP DE 5.02,7.01,9.01 10/06/09 Susser Holdings CORP DE 2.02,9.01 10/12/09 SYNTHESIS ENERGY SYSTEMS INC DE 7.01,9.01 10/13/09 Syzygy Entertainment Ltd OH 4.01 10/13/09 AMEND Talecris Biotherapeutics Holdings Cor DE 1.01,2.03 10/09/09 Talecris Biotherapeutics Holdings Cor DE 8.01,9.01 10/13/09 TERRA INDUSTRIES INC MD 1.01 10/09/09 TERRA INDUSTRIES INC MD 8.01,9.01 10/13/09 TEXTRON FINANCIAL CORP DE 8.01 10/09/09 TEXTRON INC DE 8.01 10/13/09 Tia IV, Inc DE 4.01 08/28/09 TIDEWATER INC DE 8.01,9.01 10/12/09 TRILLIANT EXPLORATION CORP NV 1.01,3.02,8.01,9.01 10/12/09 TRUMP ENTERTAINMENT RESORTS, INC. DE 1.01,9.01 10/07/09 ULTRA CLEAN HOLDINGS INC 2.01,9.01 10/08/09 UNISOURCE ENERGY CORP AZ 2.03,5.02,9.01 10/08/09 United EcoEnergy Corp. NV 1.01,5.02,9.01 10/07/09 United Refining Energy Corp DE 1.01,5.03,9.01 10/09/09 United States Natural Gas Fund, LP 8.01 10/09/09 VIASAT INC CA 7.01,8.01,9.01 10/13/09 VION PHARMACEUTICALS INC DE 8.01,9.01 10/12/09 VirnetX Holding Corp DE 7.01,9.01 10/09/09 Vivakor, Inc. NV 5.02,9.01 10/07/09 VORNADO REALTY TRUST MD 8.01,9.01 12/31/08 WASHINGTON MUTUAL, INC WA 5.02 10/07/09 WEBDIGS INC MN 1.01,3.02,8.01 09/30/09 WESTMOORE HOLDINGS, INC. NV 5.02,9.01 10/01/09 WNC CALIFORNIA HOUSING TAX CREDITS II CA 5.02 10/06/09 WNC CALIFORNIA HOUSING TAX CREDITS II CA 5.02 10/06/09 WNC CALIFORNIA HOUSING TAX CREDITS LP CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND II LP CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND III L P CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND IV L P SE CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND IV L P SE CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND V LP SERI CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND V LP SERI CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND VI LP SER 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND VI LP SER CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND VI LP SER 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND VI LP SER CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND VI LP SER CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND VI LP SER CA 5.02 10/06/09 WNC HOUSING TAX CREDIT FUND VI LP SER 5.02 10/06/09 WNC Housing Tax Credit Fund VI, L.P., CA 5.02 10/06/09 WSI INDUSTRIES, INC. MN 5.02,9.01 10/07/09 WYNN RESORTS LTD 8.01,9.01 10/07/09 WYNN RESORTS LTD 7.01 10/09/09 Xodtec Group USA, Inc. NV 1.01,3.02,9.01 10/09/09 Yasheng Eco-Trade Corp DE 5.02 10/07/09 Zep Inc. DE 5.02,8.01,9.01 10/06/09 ZIX CORP TX 7.01,9.01 10/08/09 Zurvita Holdings, Inc. DE 1.01,3.02,9.01 10/06/09