RECENT 8K FILINGS October 2, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Home Buy & Sell Ltd. NV 4.01,9.01 08/06/09 AMEND 310 HOLDINGS, INC. NV 1.01,2.01,3.02,9.01 09/30/09 3D SYSTEMS CORP DE 7.01,8.01,9.01 10/01/09 Accenture plc L2 2.02,9.01 10/01/09 ACCENTURE SCA 2.02,9.01 10/01/09 ACCURIDE CORP DE 1.01,9.01 09/25/09 ACCURIDE CORP DE 1.01,8.01 09/28/09 ACE LTD D0 5.03,9.01 10/01/09 ADVANCED BATTERY TECHNOLOGIES, INC. DE 1.01,9.01 09/30/09 AEHR TEST SYSTEMS CA 8.01,9.01 09/30/09 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 10/01/09 ALLIANT ENERGY CORP WI 2.03,8.01,9.01 09/30/09 Alpha Natural Resources, Inc. DE 7.01,9.01 10/01/09 AM OIL RESOURCES & TECHNOLOGY INC. NV 1.02 09/28/09 AMERICA WEST RESOURCES, INC. NV 5.02 10/01/09 American Natural Energy Corp OK 7.01,9.01 10/01/09 AMERICAN SCIENCE & ENGINEERING INC MA 8.01,9.01 10/01/09 AMERINST INSURANCE GROUP LTD D0 1.01,7.01,9.01 09/25/09 AMKOR TECHNOLOGY INC DE 5.02,8.01,9.01 09/25/09 ANGELES INCOME PROPERTIES LTD 6 CA 1.01,9.01 09/25/09 ANTHRACITE CAPITAL INC MD 8.01 10/01/09 APPLETON PAPERS INC/WI 8.01 10/01/09 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.01 09/25/09 APPLIED DNA SCIENCES INC DE 1.01,2.03,3.02,9.01 09/29/09 AQUA SOCIETY, INC. NV 3.02 09/21/09 ARCH COAL INC DE 1.01,2.01,2.03,7.01,9.01 10/01/09 Ascent Solar Technologies, Inc. DE 1.01,8.01,9.01 09/29/09 ASIAN DRAGON GROUP INC. NV 4.02 07/10/09 ASTROTECH Corp \WA\ WA 5.02 09/30/09 AUXILIUM PHARMACEUTICALS INC 7.01,8.01,9.01 09/30/09 AVIS BUDGET GROUP, INC. DE 1.01,2.03,9.01 10/01/09 AXION INTERNATIONAL HOLDINGS, INC. CO 1.01,3.02,9.01 09/01/09 BAKER MICHAEL CORP PA 1.01 09/25/09 Bancorp, Inc. 5.02 09/29/09 BANK OF AMERICA CORP /DE/ DE 5.02,9.01 09/30/09 BANKATLANTIC BANCORP INC FL 8.01,9.01 09/30/09 BARD C R INC /NJ/ NJ 8.01 09/28/09 BARNES & NOBLE INC DE 1.01,1.02,2.01,2.03,2.04,5.03, 10/01/09 8.01,9.01 Baseline Oil & Gas Corp. NV 1.03,8.01,9.01 09/25/09 BEARD CO /OK OK 2.01,9.01 09/25/09 BEHRINGER HARVARD MULTIFAMILY REIT I 5.02,7.01,9.01 09/30/09 BELDEN & BLAKE CORP /OH/ OH 1.01,8.01,9.01 09/25/09 BIOTEL INC. MN 2.02,9.01 09/30/09 BJs RESTAURANTS INC CA 8.01,9.01 10/01/09 BLOUNT INTERNATIONAL INC DE 5.02,7.01,9.01 09/28/09 BOISE INC. DE 7.01,9.01 10/01/09 BON TON STORES INC PA 4.01,9.01 10/01/09 BOOKS A MILLION INC DE 8.01,9.01 10/01/09 BRAVO RESOURCE PARTNERS LTD A1 4.01,9.01 09/30/09 Bridgepoint Education Inc DE 1.01,1.02,7.01,9.01 09/28/09 BRISTOL MYERS SQUIBB DEBENTURE BACKED DE 8.01,9.01 09/01/09 BRT REALTY TRUST MA 8.01,9.01 10/01/09 BUCKEYE TECHNOLOGIES INC DE 7.01,8.01,9.01 10/01/09 CA, INC. DE 5.02,9.01 09/30/09 CALL NOW INC FL 2.04 09/28/09 CAMERON INTERNATIONAL CORP DE 1.01,9.01 09/30/09 CANNABIS SCIENCE, INC. NV 3.02 09/08/09 CANO PETROLEUM, INC 2.02,7.01,9.01 09/28/09 CANO PETROLEUM, INC 1.01,5.02,7.01,9.01 09/29/09 CARDICA INC DE 3.02,9.01 09/30/09 CASEYCORP ENTERPRISES, INC 1.01,2.01,3.02,9.01 09/25/09 CASEYCORP ENTERPRISES, INC 4.01 09/25/09 CASTSM STEP-UP TRUST III DE 8.01 09/30/09 CenterState Banks, Inc. FL 8.01 10/01/09 CENTRAL HUDSON GAS & ELECTRIC CORP NY 8.01,9.01 09/30/09 CENTURY ALUMINUM CO DE 5.05 09/29/09 CENTURY PROPERTIES FUND XVI CA 1.01,9.01 09/25/09 CHESAPEAKE ENERGY CORP OK 5.02,9.01 09/25/09 CHINA GENGSHENG MINERALS, INC. NV 7.01,9.01 09/30/09 China Health Industries Holdings, Inc 4.01 09/28/09 China New Energy Group CO DE 5.02 09/28/09 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 1.01,2.01,9.01 09/25/09 China Nutrifruit Group LTD NV 1.01,3.02,3.03,5.03,8.01,9.01 10/01/09 CHINA PHARMA HOLDINGS, INC. DE 8.01,9.01 10/01/09 CHRISTOPHER & BANKS CORP DE 8.01 10/01/09 CINCINNATI BELL INC OH 8.01,9.01 09/30/09 CIT GROUP INC DE 8.01,9.01 09/30/09 COCA COLA ENTERPRISES INC DE 8.01,9.01 10/01/09 COINSTAR INC DE 5.02,9.01 09/25/09 Colonial Bankshares Inc X1 4.01,9.01 10/01/09 Color Accents Holdings, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 09/30/09 5.06,9.01 COMMUNITY BANK SYSTEM INC DE 5.02 09/29/09 COMPUTER TASK GROUP INC NY 7.01,9.01 10/01/09 CONOLOG CORP DE 2.03,9.01 09/25/09 CONSOLIDATED CAPITAL PROPERTIES IV CA 1.01,9.01 09/25/09 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 10/01/09 CONSTITUTION MINING CORP NV 5.02 09/25/09 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.03,3.02,3.03,9.01 09/25/09 CORNERSTONE BANCSHARES INC TN 8.01,9.01 09/09/09 COSI INC DE 1.01,3.03,8.01,9.01 09/30/09 CPG INTERNATIONAL INC. DE 7.01,9.01 10/01/09 CRA INTERNATIONAL, INC. MA 8.01 10/01/09 CRA INTERNATIONAL, INC. MA 2.02,9.01 10/01/09 CROWN MEDIA HOLDINGS INC DE 8.01,9.01 09/29/09 DEL MONTE FOODS CO DE 8.01,9.01 10/01/09 DELL INC DE 1.01,9.01 09/30/09 DELMARVA POWER & LIGHT CO /DE/ DE 2.03,9.01 09/29/09 DELPHI CORP DE 1.01,9.01 09/29/09 DemandTec, Inc. DE 2.02,9.01 10/01/09 DEVELOCAP INC 4.01,5.03,9.01 10/01/09 DIONEX CORP /DE CA 8.01,9.01 09/30/09 DNB FINANCIAL CORP /PA/ PA 4.01,9.01 10/01/09 DST SYSTEMS INC DE 1.01,2.03,3.02,9.01 10/01/09 DUKE REALTY CORP IN 7.01 10/01/09 DUKE REALTY LIMITED PARTNERSHIP/ IN 7.01 10/01/09 DWS RREEF REAL ESTATE FUND II, INC. 7.01 10/01/09 DYAX CORP DE 1.01,9.01 09/30/09 DYNATRONICS CORP UT 5.02 09/29/09 ENTERGY CORP /DE/ DE 8.01,9.01 10/01/09 Enterprise Acquisition Corp. DE 7.01,9.01 10/01/09 ENVIRONMENTAL POWER CORP DE 1.01,8.01 09/30/09 EV Energy Partners, LP DE 7.01,9.01 10/01/09 EVEREST RE GROUP LTD D0 5.02,9.01 10/01/09 Exobox Technologies Corp. NV 2.02 09/30/09 Exobox Technologies Corp. NV 8.01,9.01 10/01/09 FACET BIOTECH CORP DE 8.01 10/01/09 FACET BIOTECH CORP DE 1.01 09/28/09 FAIRPOINT COMMUNICATIONS INC DE 2.04,5.02,8.01 09/28/09 FCStone Group, Inc. DE 2.01,3.01,3.03,5.01,5.03,8.01, 09/30/09 9.01 Federal Home Loan Bank of Atlanta X1 2.03 10/01/09 Federal Home Loan Bank of Boston X1 2.03 09/28/09 Federal Home Loan Bank of Chicago X1 2.03 09/28/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 09/29/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 09/28/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 09/29/09 Federal Home Loan Bank of New York X1 2.03,9.01 09/28/09 Federal Home Loan Bank of New York X1 8.01,9.01 10/01/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 09/28/09 Federal Home Loan Bank of San Francis X1 2.03 09/28/09 Federal Home Loan Bank of San Francis X1 3.03 09/25/09 Federal Home Loan Bank of Topeka 2.03 09/28/09 Fibrocell Science, Inc. DE 3.02,5.02 09/25/09 FINLAY ENTERPRISES INC /DE DE 5.02 10/01/09 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 10/01/09 FIRST M&F CORP/MS MS 7.01,9.01 10/01/09 First Sentry Bancshares, Inc. WV 2.01,9.01 09/25/09 FIRSTFED FINANCIAL CORP DE 8.01,9.01 10/01/09 FLUSHING FINANCIAL CORP DE 7.01,9.01 10/01/09 Ford Credit Floorplan Master Owner Tr DE 1.01,9.01 09/29/09 FORD MOTOR CO DE 8.01,9.01 10/01/09 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 10/01/09 FRANKLIN ELECTRONIC PUBLISHERS INC PA 8.01,9.01 09/30/09 FRANKLIN ELECTRONIC PUBLISHERS INC PA 1.01,9.01 09/30/09 FRONTIER COMMUNICATIONS CORP DE 1.01,2.03,8.01,9.01 10/01/09 G&K SERVICES INC MN 1.01,2.03,9.01 09/30/09 GANNETT CO INC /DE/ DE 1.01,2.03 09/28/09 GASCO ENERGY INC NV 1.01,9.01 09/30/09 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 09/30/09 GENEREX BIOTECHNOLOGY CORP DE 8.01 10/01/09 GetFugu, Inc. NV 7.01 10/01/09 getpokerrakeback.com NV 1.01,2.01,3.02,4.01,5.01,5.02, 10/01/09 5.03,5.06,9.01 GETTY REALTY CORP /MD/ MD 1.01,2.01,2.03,9.01 09/25/09 GLIMCHER REALTY TRUST MD 7.01,9.01 10/01/09 GLOBAL ENERGY INC NV 3.02 10/01/09 GLOBAL PAYMENTS INC GA 2.02,9.01 10/01/09 Global Technologies Group, Inc. FL 2.01,9.01 09/09/09 GLU MOBILE INC 5.02 09/29/09 Graymark Healthcare, Inc. 8.01 09/30/09 GreenChek Technology Inc. NV 1.01 09/30/09 GreenHaven Continuous Commodity Index DE 1.01,9.01 09/30/09 GREENHILL & CO INC 7.01,8.01,9.01 09/29/09 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02 09/27/09 HeartWare International, Inc. DE 5.02 10/01/09 Heelys, Inc. DE 5.02 09/24/09 HEMAGEN DIAGNOSTICS INC DE 8.01,9.01 09/30/09 IA GLOBAL INC DE 3.01,9.01 09/25/09 IKANOS COMMUNICATIONS CA 5.02,9.01 09/25/09 IKONICS CORP 2.06 09/30/09 IMMUCOR INC GA 2.02,9.01 10/01/09 IMS HEALTH INC DE 5.02,9.01 10/01/09 INSWEB CORP 1.01,8.01,9.01 09/30/09 INTERCONTINENTALEXCHANGE INC 5.02,9.01 10/01/09 INTERNATIONAL ASSETS HOLDING CORP DE 2.01,5.02,5.03,9.01 09/30/09 INTERNATIONAL SILVER INC AZ 4.01,9.01 08/06/09 AMEND INTEST CORP DE 2.05 09/30/09 INTUIT INC DE 5.02 10/01/09 IRVINE SENSORS CORP/DE/ DE 3.03,5.03,9.01 09/25/09 Jiangbo Pharmaceuticals, Inc. FL 2.02,9.01 09/29/09 KAL ENERGY INC DE 1.01,2.01,9.01 09/29/09 KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 09/25/09 KINDER MORGAN ENERGY PARTNERS L P DE 1.01,9.01 10/01/09 KROGER CO OH 8.01,9.01 10/01/09 LEFT BEHIND GAMES INC. WA 7.01,9.01 10/01/09 LEFT BEHIND GAMES INC. WA 3.02,3.03,7.01,8.01,9.01 10/01/09 AMEND LEHMAN ABS CORP BCKD TR CRTS GDYR TR DE 8.01,9.01 09/01/09 LEHMAN ABS CORP BCKD TR CRTS TOYS R U DE 8.01,9.01 09/01/09 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE 8.01,9.01 07/31/09 LEHMAN ABS CORP GOLD SACHS CAP I SEC DE 8.01,9.01 08/17/09 LEHMAN ABS CORP GOLDMAN SACHS CAP 1 S DE 8.01,9.01 07/31/09 LEHMAN ABS CORP KINDER MORGAN DEBEN B DE 8.01,9.01 09/01/09 LEVEL 3 COMMUNICATIONS INC DE 5.02 09/26/09 LHC Group, Inc 8.01,9.01 10/01/09 LIGAND PHARMACEUTICALS INC DE 1.01,7.01,9.01 09/25/09 Lincolnway Energy, LLC IA 1.01,1.02 09/28/09 LITHIUM TECHNOLOGY CORP DE 1.01,8.01,9.01 09/25/09 Management Energy, Inc. 7.01,9.01 09/30/09 MASTERCARD INC DE 8.01 09/25/09 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 09/30/09 MEDCATH CORP DE 1.01,9.01 09/30/09 MGM MIRAGE DE 8.01,9.01 09/30/09 MHI Hospitality CORP MD 7.01,9.01 10/01/09 MICRON TECHNOLOGY INC DE 1.01,9.01 09/25/09 Morgan Stanley Managed Futures HV, L. DE 5.03 10/01/09 Morgan Stanley Managed Futures LV, L. DE 5.03 09/30/09 Morgan Stanley Managed Futures MV, L. DE 5.03 09/28/09 MSCI Inc. DE 2.02,9.01 10/01/09 MURPHY OIL CORP /DE DE 8.01,9.01 10/01/09 NACEL ENERGY CORP WY 8.01,9.01 10/01/09 NASDAQ OMX GROUP, INC. DE 3.02,8.01,9.01 09/25/09 NATIONAL PRESTO INDUSTRIES INC WI 8.01,9.01 09/30/09 NATIONAL SEMICONDUCTOR CORP DE 1.01,9.01 09/25/09 NET TALK.COM, INC. FL 2.03,3.02,9.01 09/25/09 NEUROCRINE BIOSCIENCES INC CA 1.01,9.01 09/25/09 Noble Corp / Switzerland V8 1.01,2.03,9.01 09/25/09 NOCOPI TECHNOLOGIES INC/MD/ MD 5.02 09/11/09 NORTEL NETWORKS CORP 8.01 09/30/09 NORTEL NETWORKS LTD 8.01 09/30/09 NOVA BIOSOURCE FUELS, INC. NV 1.01 09/25/09 NOVAVAX INC DE 5.02,9.01 09/25/09 NPS PHARMACEUTICALS INC DE 5.02 10/01/09 NUVEEN INVESTMENTS INC DE 7.01,9.01 10/01/09 NUVILEX, INC. NV 3.02 10/01/09 O CHARLEYS INC TN 5.02,7.01,9.01 10/01/09 O REILLY AUTOMOTIVE INC MO 7.01,9.01 10/01/09 O2DIESEL CORP DE 1.03 10/01/09 Ocean Power Technologies, Inc. NJ 1.01,8.01,9.01 09/25/09 OMNOVA SOLUTIONS INC OH 7.01,9.01 10/01/09 ONEOK INC /NEW/ OK 7.01,9.01 10/01/09 ONEOK Partners LP DE 7.01,9.01 10/01/09 Orexigen Therapeutics, Inc. DE 7.01,9.01 09/30/09 Owens Corning DE 7.01 10/01/09 PAB BANKSHARES INC GA 5.02,7.01,9.01 09/29/09 PACIFIC OFFICE PROPERTIES TRUST, INC. 4.01,9.01 09/25/09 PANOLAM INDUSTRIES INTERNATIONAL INC DE 1.01,7.01,8.01,9.01 09/25/09 PARK CITY GROUP INC 2.03,9.01 09/30/09 PENSKE AUTOMOTIVE GROUP, INC. DE 7.01 09/30/09 PEOPLES BANCORP INC OH 2.02 10/01/09 PEROT SYSTEMS CORP DE 1.01,5.02,9.01 09/30/09 PETROQUEST ENERGY INC DE 1.01,7.01,9.01 09/30/09 PHH CORP MD 1.01,2.03,3.02,8.01,9.01 09/29/09 PHOENIX FOOTWEAR GROUP INC DE 1.01 09/29/09 PHYTOMEDICAL TECHNOLOGIES INC NV 3.03,9.01 07/28/09 POINT BLANK SOLUTIONS, INC. DE 8.01,9.01 09/30/09 POLO RALPH LAUREN CORP DE 5.02,9.01 09/28/09 PORTLAND GENERAL ELECTRIC CO /OR/ OR 2.03 09/30/09 PREMIER EXHIBITIONS, INC. FL 1.01,1.02,8.01,9.01 09/25/09 PROGENICS PHARMACEUTICALS INC DE 8.01 10/01/09 PROVIDENT FINANCIAL SERVICES INC DE 5.02,9.01 09/29/09 Quest Energy Partners, L.P. DE 1.01,9.01 09/30/09 QUEST RESOURCE CORP NV 1.01,9.01 09/30/09 QUICKLOGIC CORPORATION CA 1.01,9.01 09/25/09 RADIENT PHARMACEUTICALS Corp DE 8.01,9.01 10/01/09 RAFAELLA APPAREL GROUP,INC. DE 1.01,9.01 09/25/09 RAINIER PACIFIC FINANCIAL GROUP INC WA 1.01,9.01 09/28/09 RCN CORP /DE/ DE 5.02,9.01 09/28/09 REFLECT SCIENTIFIC INC UT 5.02 09/28/09 RENHUANG PHARMACEUTICALS INC NV 4.02 10/01/09 REPUBLIC AIRWAYS HOLDINGS INC DE 2.01,9.01 10/01/09 RESMED INC DE 1.01,2.03,9.01 09/30/09 Resolute Energy Corp DE 2.01,5.01,5.06,9.01 09/25/09 RESOURCE AMERICA INC DE 1.01,2.03,3.02,9.01 09/29/09 RESOURCES CONNECTION INC DE 2.02,9.01 10/01/09 REUNION INDUSTRIES INC DE 8.01 10/01/09 RG GLOBAL LIFESTYLES INC CA 5.02 09/25/09 ROCKY MOUNTAIN FUDGE CO IN NV 4.01,9.01 09/28/09 Rosetta Resources Inc. DE 7.01,9.01 09/30/09 RURAL/METRO CORP /DE/ DE 8.01 10/01/09 Saker Aviation Services, Inc. NV 2.04,5.03,9.01 09/25/09 SAKS INC TN 1.01,7.01,8.01,9.01 09/30/09 SAN JOAQUIN BANCORP CA 1.01,1.02,5.02,8.01 09/25/09 SANDY SPRING BANCORP INC MD 5.02,8.01,9.01 09/30/09 Seagate Technology E9 1.01,2.03,2.06,9.01 09/25/09 SECTOR 10 INC DE 1.01,1.02,2.03,5.02,9.01 06/10/09 SEITEL INC DE 5.02 09/28/09 SELECT COMFORT CORP MN 1.01,9.01 09/29/09 SELECT MEDICAL HOLDINGS CORP 1.01,9.01 09/25/09 Seneca Gaming Corp XX 5.02 09/25/09 AMEND SHELTER PROPERTIES II LTD PARTNERSHIP SC 1.01,9.01 09/25/09 SIMMONS CO DE 1.01,9.01 10/01/09 Sino Clean Energy Inc NV 8.01,9.01 09/27/09 SMART Modular Technologies (WWH), Inc E9 2.02,9.01 10/01/09 SMF ENERGY CORP DE 8.01,9.01 09/30/09 SMITH INTERNATIONAL INC DE 5.02,9.01 09/28/09 SOLIGENIX, INC. DE 5.03,9.01 09/30/09 Southern National Bancorp of Virginia VA 2.01,9.01 09/28/09 SOVRAN SELF STORAGE INC MD 8.01,9.01 10/01/09 SPIRE CORP MA 1.01 09/25/09 Spirit AeroSystems Holdings, Inc. DE 1.01,2.03,8.01,9.01 09/30/09 STAAR SURGICAL CO DE 5.02,9.01 09/30/09 Standard Drilling, Inc. 4.01,9.01 09/30/09 AMEND STANDARD MICROSYSTEMS CORP DE 2.02,9.01 10/01/09 Steel Vault Corp DE 1.01,9.01 10/01/09 STEELCASE INC MI 5.02 09/30/09 STONE TAN CHINA ACQUISITION CORP. 8.01,9.01 09/30/09 SUNAIR SERVICES CORP FL 1.01,8.01,9.01 09/28/09 Suspect Detection Systems, Inc. DE 3.02 07/09/09 AMEND SWS GROUP INC DE 1.02 10/01/09 SYMANTEC CORP DE 5.02 09/29/09 TARGETED GENETICS CORP /WA/ WA 1.01,3.01 09/25/09 TELETOUCH COMMUNICATIONS INC DE 8.01,9.01 09/30/09 TERRA INDUSTRIES INC MD 8.01,9.01 10/01/09 THOMAS & BETTS CORP TN 5.02,9.01 10/01/09 TIDEWATER INC DE 8.01,9.01 09/29/09 TigerLogic CORP DE 5.02 09/29/09 Timberline Resources Corp DE 5.02,7.01,9.01 09/25/09 TM Entertainment & Media, Inc. DE 1.01,8.01,9.01 09/30/09 TMST, Inc. MD 5.02,7.01,9.01 09/23/09 Tone in Twenty NV 4.01 08/24/09 AMEND TransDigm Group INC DE 7.01,9.01 09/30/09 TRI VALLEY CORP DE 5.02 10/01/09 TRI-ISTHMUS GROUP, INC. DE 5.03,7.01,9.01 10/01/09 TRIQUINT SEMICONDUCTOR INC DE 8.01,9.01 10/01/09 TRX INC/GA GA 3.01,8.01,9.01 09/25/09 UC Hub Group Inc NV 4.01 09/24/09 UMPQUA HOLDINGS CORP OR 7.01,9.01 10/01/09 Uni-Pixel DE 8.01,9.01 10/01/09 UNICA CORP 2.05 08/12/09 AMEND UNION NATIONAL FINANCIAL CORP / PA PA 1.01,3.02,9.01 09/25/09 UNITED COMMUNITY BANKS INC GA 8.01,9.01 09/30/09 VALEANT PHARMACEUTICALS INTERNATIONAL DE 1.01,2.01,7.01 09/28/09 VeriChip CORP DE 1.01,8.01,9.01 10/01/09 Volcan Holdings, Inc. DE 4.01,9.01 10/01/09 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 09/25/09 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 09/25/09 WASHINGTON MUTUAL, INC WA 7.01,9.01 09/29/09 Waste2Energy Holdings, Inc. DE 1.01,2.01,3.02,5.01,5.02,5.06, 05/28/09 AMEND 9.01 WELLS FARGO & CO/MN DE 9.01 10/01/09 WESCO INTERNATIONAL INC DE 5.03,9.01 09/28/09 WEYERHAEUSER CO WA 8.01,9.01 09/28/09 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 09/30/09 WINNEBAGO INDUSTRIES INC IA 7.01,9.01 10/01/09 WINSONIC DIGITAL MEDIA GROUP LTD NV 2.02,6.03,7.01 10/01/09 WINSONIC DIGITAL MEDIA GROUP, LTD. NV 1.01,2.01,2.02 10/01/09 WMS INDUSTRIES INC /DE/ DE 1.01,2.03,9.01 09/25/09 ZAP CA 5.02,9.01 09/30/09 ZBB ENERGY CORP WI 5.02,9.01 10/01/09