RECENT 8K FILINGS September 30, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ADAPTEC INC DE 8.01,9.01 09/29/09 ADCARE HEALTH SYSTEMS INC OH 5.02,8.01,9.01 09/29/09 Advance America, Cash Advance Centers DE 8.01 09/23/09 AFFILIATED COMPUTER SERVICES INC DE 1.01,5.02,9.01 09/28/09 AIR T INC DE 9.01 09/28/09 ALLEGHENY ENERGY, INC MD 1.01 09/24/09 ALLIANT ENERGY CORP WI 8.01,9.01 09/28/09 ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS DE 2.02,9.01 09/29/09 ALTERNATE ENERGY HOLDINGS, INC. NV 7.01,9.01 09/28/09 ALTERNATE ENERGY HOLDINGS, INC. NV 7.01,9.01 09/28/09 AMEND AMERICAN BUSINESS CHANGE AGENTS, INC. NV 4.01,9.01 09/28/09 American Exploration Corp NV 5.02 09/25/09 AMERITRANS CAPITAL CORP DE 2.02 06/30/09 Anoteros, Inc. NV 1.01,3.02,9.01 09/28/09 APPALACHIAN BANCSHARES INC GA 3.01,9.01 09/23/09 APPLIED ENERGETICS, INC. DE 8.01,9.01 09/29/09 Approach Resources Inc DE 7.01,9.01 09/29/09 ARCH CAPITAL GROUP LTD. 8.01 09/24/09 ARROW ELECTRONICS INC NY 8.01,9.01 09/23/09 ASIA GLOBAL HOLDINGS CORP. NV 5.01,5.02 09/28/09 ASIA PREMIUM TELEVISION GROUP NV 5.02,9.01 09/25/09 ASTROTECH Corp \WA\ WA 2.02,9.01 09/28/09 ATP OIL & GAS CORP TX 1.01,3.02,3.03,5.03,8.01,9.01 09/23/09 BALLANTYNE STRONG, INC. DE 5.02 09/23/09 BED BATH & BEYOND INC NY 5.03,9.01 09/23/09 Behringer Harvard Opportunity REIT I, MD 8.01,9.01 09/29/09 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 09/29/09 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 09/29/09 Blackwater Midstream Corp. 8.01,9.01 09/28/09 CAMDEN NATIONAL CORP ME 8.01,9.01 09/29/09 CARACO PHARMACEUTICAL LABORATORIES LT MI 8.01,9.01 09/29/09 CARDICA INC DE 1.01,9.01 09/25/09 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 1.01,1.02,2.03,3.03,9.01 09/23/09 CENTURY ALUMINUM CO DE 1.01,3.03,9.01 09/29/09 CH LIGHTING INTERNATIONAL CORP 4.01,9.01 09/24/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 09/28/09 CHESAPEAKE ENERGY CORP OK 5.03,7.01,8.01,9.01 09/24/09 CHINA INFRASTRUCTURE CONSTRUCTION Cor CO 3.03,5.03,8.01 09/28/09 China Logistics Group Inc FL 2.01,9.01 12/31/08 AMEND Clean Energy Fuels Corp. DE 1.01,9.01 09/23/09 COLONIAL PROPERTIES TRUST AL 7.01,8.01,9.01 09/29/09 COMPETITIVE TECHNOLOGIES INC DE 1.01 07/30/09 AMEND Comstock Homebuilding Companies, Inc. DE 1.01,9.01 09/28/09 COMTEX NEWS NETWORK INC DE 2.02,9.01 09/25/09 COOPER TIRE & RUBBER CO DE 5.02 09/25/09 CRAFTMADE INTERNATIONAL INC DE 2.02,7.01,9.01 09/28/09 CYBERONICS INC DE 5.02,9.01 09/29/09 CYTODYN INC CO 8.01,9.01 09/28/09 DAIS ANALYTIC CORP 3.02 09/29/09 DANA HOLDING CORP DE 1.01,8.01,9.01 09/23/09 DARA BioSciences, Inc. DE 8.01 09/29/09 DARDEN RESTAURANTS INC FL 2.02,9.01 09/29/09 DEERE & CO DE 2.06 09/29/09 DEL MONTE FOODS CO DE 5.02,9.01 09/24/09 DELL INC DE 5.02,9.01 09/25/09 DENDREON CORP DE 1.01,9.01 09/24/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 09/25/09 DIGITAL YEARBOOK, INC. NV 4.02,8.01 03/31/09 AMEND DigitalPost Interactive, Inc. NV 1.01,9.01 09/23/09 DISCOUNT DENTAL MATERIALS, INC. 4.01,9.01 09/28/09 DOR BIOPHARMA INC DE 1.01,3.02,9.01 09/23/09 DUPONT E I DE NEMOURS & CO DE 5.02,9.01 09/23/09 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 09/29/09 Ecologic Transportation, Inc. 1.01,7.01,9.01 09/24/09 EDIETS COM INC DE 8.01 09/28/09 Elixir Gaming Technologies, Inc. NV 8.01,9.01 09/26/09 ELKO VENTURES INC. NV 5.03,7.01,9.01 09/26/09 Encore Bancshares Inc TX 5.02 09/24/09 ENERGY FOCUS, INC/DE DE 7.01 09/24/09 ENERGY FOCUS, INC/DE DE 7.01 09/29/09 Enterprise Acquisition Corp. DE 7.01,9.01 09/29/09 ENXNET INC OK 7.01,9.01 09/29/09 EQUITY RESIDENTIAL MD 1.01,8.01,9.01 09/28/09 FAMOUS DAVES OF AMERICA INC MN 5.02,9.01 09/29/09 FANSTEEL INC DE 8.01,9.01 09/22/09 Federal Home Loan Bank of Atlanta X1 2.03 09/29/09 Federal Home Loan Bank of Boston X1 2.03 09/23/09 Federal Home Loan Bank of Chicago X1 2.03 09/23/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 09/23/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 09/23/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 09/25/09 Federal Home Loan Bank of New York X1 2.03,9.01 09/23/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 09/23/09 Federal Home Loan Bank of San Francis X1 2.03 09/23/09 Federal Home Loan Bank of Seattle 2.03 09/28/09 Federal Home Loan Bank of Topeka 2.03 09/23/09 FEEL GOLF CO INC CA 4.01,9.01 08/07/09 FERRO CORP OH 5.02,9.01 09/23/09 Fifth Street Finance Corp DE 8.01,9.01 09/29/09 FINLAY ENTERPRISES INC /DE DE 8.01 09/25/09 First Bankshares, Inc. VA 8.01,9.01 09/29/09 FIRST BUSEY CORP /NV/ NV 1.01,9.01 09/24/09 FIRST DATA CORP DE 5.02 09/23/09 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 09/29/09 FIRST INDUSTRIAL REALTY TRUST INC MD 2.05,2.06,7.01,9.01 09/25/09 FIRSTFED FINANCIAL CORP DE 7.01,9.01 08/31/09 FORCE PROTECTION INC NV 1.01,8.01,9.01 09/25/09 FORD CREDIT FLOORPLAN CORP DE 1.01 09/29/09 Fortress International Group, Inc. DE 3.01,9.01 09/25/09 FOUR OAKS FINCORP INC NC 5.02,9.01 06/22/09 AMEND FRANKLIN WIRELESS CORP NV 4.01,9.01 07/27/09 AMEND FREDERICK COUNTY BANCORP INC MD 5.02,9.01 09/28/09 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 09/29/09 GANDER MOUNTAIN CO MN 1.01,3.01,3.02,8.01,9.01 09/27/09 GANNETT CO INC /DE/ DE 8.01,9.01 09/29/09 GANNETT CO INC /DE/ DE 7.01,9.01 09/29/09 GAYLORD ENTERTAINMENT CO /DE DE 1.01,2.03,3.02,8.01,9.01 09/24/09 GE Capital Credit Card Master Note Tr DE 8.01,9.01 09/15/09 Global Energy Holdings Group, Inc. CO 4.01,9.01 09/25/09 Global Entertainment Holdings, Inc. NV 4.02,5.02,9.01 08/18/09 Globalstar, Inc. DE 3.01,5.02,5.03,8.01,9.01 09/23/09 GLOBE SPECIALTY METALS INC 2.02,7.01,9.01 09/28/09 GOODYEAR TIRE & RUBBER CO /OH/ OH 7.01,9.01 09/29/09 GP STRATEGIES CORP DE 5.03,9.01 09/24/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 09/25/09 Gryphon Resources, Inc. NV 8.01 09/29/09 GULFPORT ENERGY CORP DE 7.01,9.01 09/29/09 HALIFAX CORP OF VIRGINIA VA 3.01,8.01,9.01 09/29/09 HARRAHS ENTERTAINMENT INC DE 1.01,7.01,9.01 09/26/09 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 09/29/09 Helios & Matheson North America Inc. NY 8.01 09/24/09 HINES REAL ESTATE INVESTMENT TRUST IN 1.01,2.03,7.01,8.01,9.01 09/23/09 HOKU SCIENTIFIC INC DE 1.01,2.03,3.02,5.01,8.01,9.01 09/28/09 HUNTINGTON BANCSHARES INC/MD MD 8.01,9.01 09/29/09 IMERGENT INC DE 7.01,9.01 09/29/09 InfoLogix Inc 1.01 09/23/09 Information Services Group Inc. DE 5.02,9.01 09/24/09 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01 09/28/09 Innophos Holdings, Inc. 5.02 09/29/09 interCLICK, Inc. DE 7.01,8.01 09/11/09 International Coal Group, Inc. DE 1.01,9.01 09/28/09 Iridium Communications Inc. 1.01,2.01,3.02,3.03,5.02,5.03, 09/29/09 5.06,8.01,9.01 JABIL CIRCUIT INC DE 2.02,9.01 09/29/09 JABIL CIRCUIT INC DE 2.05 01/22/09 AMEND JACOBS ENTERTAINMENT INC DE 1.01,9.01 09/23/09 KELLY SERVICES INC DE 1.01,1.02,9.01 09/28/09 Kesselring Holding Corporation. 1.01,3.02,9.01 09/24/09 L 3 COMMUNICATIONS HOLDINGS INC DE 8.01,9.01 09/29/09 LABURNUM VENTURES INC. NV 8.01 09/29/09 LANDEC CORP \CA\ CA 2.02,9.01 09/29/09 LAZARE KAPLAN INTERNATIONAL INC DE 3.01,9.01 09/25/09 LEFT BEHIND GAMES INC. WA 7.01,9.01 09/29/09 LIGHTBRIDGE Corp NV 8.01,9.01 09/29/09 LOCAL.COM DE 1.01,2.03,9.01 09/28/09 LOUISIANA-PACIFIC CORP DE 8.01,9.01 09/29/09 LUCAS ENERGY, INC. NV 5.02 09/25/09 MACROSOLVE INC 3.02,8.01,9.01 09/23/09 MAJESCO ENTERTAINMENT CO DE 5.02,9.01 09/28/09 MDI, INC. DE 5.02,8.01,9.01 09/29/09 Meritage Homes CORP MD 2.01 09/28/08 MET PRO CORP PA 7.01 09/29/09 METRO BANCORP, INC. 8.01,9.01 09/29/09 MICRON TECHNOLOGY INC DE 2.02,2.05,9.01 09/29/09 MIDWAY GAMES INC DE 8.01,9.01 09/23/09 Mobiform Software Inc DE 3.03 09/24/09 MODAVOX INC 9.01 06/30/09 AMEND ModusLink Global Solutions Inc DE 2.02,9.01 09/29/09 ModusLink Global Solutions Inc DE 5.02,9.01 09/23/09 ModusLink Global Solutions Inc DE 2.05 12/04/08 AMEND MONRO MUFFLER BRAKE INC NY 1.01,8.01,9.01 09/24/09 MOOG INC NY 8.01,9.01 09/28/09 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01 09/25/09 MSC SOFTWARE CORP DE 1.01,8.01,9.01 09/28/09 MULTIMEDIA GAMES INC TX 9.01 07/22/09 AMEND N-VIRO INTERNATIONAL CORP DE 8.01,9.01 09/25/09 NAUTILUS, INC. WA 2.05,9.01 09/25/09 Neohydro Technologies Corp. NV 7.01,9.01 09/28/09 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 09/23/09 New York & Company, Inc. 5.02 09/23/09 NextMart Inc. DE 5.02,9.01 09/25/09 NIKE INC OR 8.01 09/28/09 NIKE INC OR 2.02,9.01 09/29/09 Nile Therapeutics, Inc. DE 5.02,9.01 09/24/09 NORTEL NETWORKS CORP 8.01,9.01 09/28/09 NORTEL NETWORKS LTD 8.01,9.01 09/28/09 NORTHWESTERN CORP DE 7.01,9.01 09/29/09 NowAuto Group, Inc. NV 4.01,4.02 07/20/09 AMEND NTS MORTGAGE INCOME FUND DE 1.01,9.01 09/28/09 NURX PHARMACEUTICALS, INC. NV 7.01 09/29/09 NYMAGIC INC NY 5.02,9.01 09/23/09 OMNI BIO PHARMACEUTICAL, INC. CO 7.01,9.01 09/28/09 ONE LIBERTY PROPERTIES INC MD 8.01,9.01 09/28/09 ONLINE VACATION CENTER HOLDINGS CORP 8.01 09/25/09 Opencell Biodmed, Inc. 4.01 09/27/09 OPTIMIZED TRANSPORTATION MANAGEMENT, DE 2.01,3.02,5.01,5.02,5.06,9.01 09/28/09 AMEND ORBCOMM Inc. DE 2.06 09/23/09 Orchard Enterprises, Inc. DE 2.05,5.02,7.01,9.01 09/25/09 OSLER INC. 4.01,5.02,9.01 09/28/09 PALATIN TECHNOLOGIES INC DE 1.01,8.01,9.01 09/24/09 PALMETTO BANCSHARES INC SC 7.01,9.01 09/28/09 PARTNERRE LTD 1.01,8.01,9.01 09/28/09 PFF BANCORP INC DE 8.01,9.01 09/15/09 PHH CORP MD 1.01,2.03,3.02,9.01 09/23/09 PLAINS EXPLORATION & PRODUCTION CO DE 8.01 09/29/09 Plastinum Polymer Technologies Corp. DE 1.01,3.03,9.01 09/25/09 POST PROPERTIES INC GA 1.01,7.01,9.01 09/24/09 POWERSECURE INTERNATIONAL, INC. DE 8.01,9.01 09/29/09 PRIME GROUP REALTY TRUST MD 1.01,1.02,2.01,8.01,9.01 09/18/09 AMEND PRINCETON NATIONAL BANCORP INC DE 5.02,9.01 09/25/09 PRO DEX INC CO 8.01 09/29/09 PVF CAPITAL CORP OH 2.02,9.01 09/25/09 QUESTAR PIPELINE CO UT 8.01,9.01 09/29/09 Resolute Energy Corp DE 8.01,9.01 09/29/09 RICKS CABARET INTERNATIONAL INC TX 1.01,9.01 09/25/09 ROBERTS REALTY INVESTORS INC GA 5.02,9.01 09/28/09 RUBIOS RESTAURANTS INC DE 5.02 09/28/09 SafeStitch Medical, Inc. DE 5.02,7.01,9.01 09/24/09 SAIC, Inc. 5.02 09/23/09 SAKS INC TN 7.01,9.01 09/29/09 SALIX PHARMACEUTICALS LTD 8.01,9.01 09/28/09 SEACOAST BANKING CORP OF FLORIDA FL 5.02 09/24/09 SEALY CORP DE 2.02,9.01 09/29/09 SENESCO TECHNOLOGIES INC DE 2.02,9.01 09/29/09 SHARPS COMPLIANCE CORP DE 5.02 09/24/09 Shire plc 8.01,9.01 09/25/09 Shopoff Properties Trust, Inc. MD 5.02 09/23/09 SignPath Pharma, Inc. DE 4.01,9.01 08/10/09 AMEND SINO PAYMENTS, INC. NV 1.01,2.03,7.01,9.01 09/28/09 Sinobiopharma, Inc. NV 4.01,5.02,9.01 09/25/09 SMF ENERGY CORP DE 2.02,9.01 09/28/09 Solera National Bancorp, Inc. DE 5.02 09/24/09 SOUTHERN COPPER CORP/ DE 8.01 09/22/09 SOUTHERN COPPER CORP/ DE 8.01 09/25/09 SOVRAN SELF STORAGE INC MD 8.01,9.01 09/29/09 SOVRAN SELF STORAGE INC MD 8.01 09/29/09 SPARK NETWORKS INC X0 1.01,2.03,9.01 09/28/09 STIFEL FINANCIAL CORP DE 7.01,9.01 09/29/09 STILLWATER MINING CO /DE/ DE 3.02 09/23/09 STONE ENERGY CORP DE 7.01,9.01 09/28/09 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 09/15/09 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 09/15/09 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 09/15/09 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 09/15/09 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 09/15/09 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 09/15/09 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 09/15/09 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 09/15/09 Stream Global Services, Inc. DE 5.02,8.01 09/25/09 SYMANTEC CORP DE 5.02,9.01 09/23/09 SYMYX TECHNOLOGIES INC DE 1.01 09/25/09 SYNOVIS LIFE TECHNOLOGIES INC MN 8.01,9.01 09/29/09 TechMedia Advertising, Inc. NV 3.02 09/17/09 TEXTRON INC DE 5.02 09/29/09 Tirex CORP 4.01 09/28/09 AMEND TOLL BROTHERS INC DE 8.01,9.01 09/28/09 TRI VALLEY CORP DE 3.01 09/23/09 UGI CORP /PA/ PA 5.02 09/23/09 UNITED COMMUNITY FINANCIAL CORP OH 5.02,9.01 09/23/09 UNITIL CORP NH 5.02,9.01 09/23/09 AMEND Universal Acquisitions Corp./DE DE 4.01,8.01,9.01 09/24/09 UNIVERSAL HOSPITAL SERVICES INC MN 7.01,9.01 09/29/09 VeriChip CORP DE 1.01,3.02,3.03,5.03,8.01,9.01 09/29/09 VICON INDUSTRIES INC /NY/ NY 5.02,9.01 09/29/09 Virgin Mobile USA, Inc. DE 1.01 09/25/09 VISTA GOLD CORP 7.01,9.01 09/25/09 Vivid Learning Systems, Inc. WA 5.02 09/29/09 WALGREEN CO IL 2.02,7.01,9.01 09/29/09 Whitestone REIT TX 8.01,9.01 09/29/09 WILLIS GROUP HOLDINGS LTD D0 1.01,2.03,9.01 09/29/09 WIND ENERGY AMERICA INC. MN 5.02,8.01 09/24/09 WINDSTREAM CORP DE 8.01,9.01 09/29/09 WINDSTREAM CORP DE 8.01,9.01 09/29/09 WMS INDUSTRIES INC /DE/ DE 3.02 09/28/09 WSFS FINANCIAL CORP DE 5.02,9.01 09/29/09 XCEL ENERGY INC MN 7.01 09/29/09