RECENT 8K FILINGS September 21, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 7.01,9.01 09/17/09 ABIGAIL ADAMS NATIONAL BANCORP INC DE 8.01,9.01 09/18/09 AccountAbilities, Inc. 5.02 09/15/09 ADVANCED CELL TECHNOLOGY, INC. DE 8.01 09/18/09 ADVANTA CORP DE 3.01,9.01 09/15/09 AEHR TEST SYSTEMS CA 3.01,9.01 09/18/09 ALANCO TECHNOLOGIES INC AZ 3.02,5.03 09/15/09 ALANCO TECHNOLOGIES INC AZ 3.01,9.01 09/18/09 Alcantara Brands CORP NV 4.01,9.01 05/11/09 AMEND All State Properties Holdings, Inc. NV 8.01 09/18/09 ALLIED WORLD ASSURANCE CO HOLDINGS LT 8.01,9.01 09/18/09 Alon USA Energy, Inc. DE 5.02 09/17/09 ALTIGEN COMMUNICATIONS INC 3.01,9.01 09/15/09 Altus Pharmaceuticals Inc. DE 3.01 09/15/09 AMDL INC DE 1.01,3.02,5.03,9.01 09/17/09 AMERICAN AIRLINES INC DE 8.01 09/18/09 AMERICAN LOCKER GROUP INC DE 8.01,9.01 09/18/09 AMERICAN SAFETY INSURANCE HOLDINGS LT 5.02,9.01 09/17/09 AMR CORP DE 8.01 09/18/09 AMREP CORP. OK 8.01 09/17/09 ANALYSTS INTERNATIONAL CORP 3.01,9.01 09/15/09 ANASAZI CAPITAL CORP FL 1.01,8.01,9.01 09/14/09 ANESIVA, INC. DE 1.01,2.03,3.02,3.03 09/17/09 Anoteros, Inc. NV 5.02,5.03,8.01,9.01 09/18/09 ANTARES PHARMA, INC. DE 1.01,9.01 09/17/09 ANTIGENICS INC /DE/ DE 1.01 09/14/09 AP PHARMA INC /DE/ DE 1.01,9.01 09/11/09 APPLETON PAPERS INC/WI 8.01 09/18/09 AQUAMER MEDICAL CORP. DE 5.02 09/18/09 ARENA PHARMACEUTICALS INC DE 8.01 09/17/09 ARRAY BIOPHARMA INC DE 1.01,8.01,9.01 09/18/09 ARVINMERITOR INC IN 5.02,9.01 09/17/09 ATHENAHEALTH INC DE 5.02 09/16/09 ATLANTIC AMERICAN CORP GA 3.01,9.01 09/18/09 ATMEL CORP DE 8.01 09/14/09 AUTOBYTEL INC DE 3.01 09/15/09 Avago Technologies Finance Pte. Ltd. U0 8.01,9.01 09/18/09 Avago Technologies LTD U0 8.01,9.01 09/18/09 AXIS CAPITAL HOLDINGS LTD 5.02 07/13/09 AMEND B&G Foods, Inc. DE 8.01,9.01 09/18/09 BAKERS FOOTWEAR GROUP INC MO 3.01,7.01,9.01 09/14/09 BANK HOLDINGS NV 3.01,9.01 09/18/09 BARE ESCENTUALS INC DE 5.02 09/16/09 BCSB Bancorp Inc. 2.06,9.01 09/16/09 BEACON POWER CORP DE 3.01,8.01,9.01 09/16/09 BILL BARRETT CORP 7.01,9.01 09/16/09 BIOCLINICA INC DE 1.01,2.01,9.01 09/15/09 BIOSPHERE MEDICAL INC DE 8.01 09/15/09 Blackrock Resources NV 1.02 09/16/09 BLOCKBUSTER INC DE 1.01,9.01 09/17/09 BLUE DOLPHIN ENERGY CO DE 3.01,9.01 09/18/09 BROADPOINT GLEACHER SECURITIES GROUP, NY 7.01,9.01 09/17/09 BUILD A BEAR WORKSHOP INC DE 5.02 09/16/09 Cal Dive International, Inc. DE 1.01,7.01,9.01 09/17/09 CAPITAL GOLD CORP NV 5.02,9.01 09/14/09 CAPSTONE TURBINE CORP DE 1.01,9.01 09/17/09 Cardiovascular Systems Inc 8.01 08/26/09 CARVER BANCORP INC DE 5.02,8.01,9.01 09/18/09 Cavico Corp 8.01,9.01 09/18/09 CBS CORP DE 1.01,9.01 09/15/09 CENTERLINE HOLDING CO DE 8.01,9.01 09/17/09 CENTERLINE HOLDING CO DE 8.01,9.01 09/18/09 AMEND CERADYNE INC DE 7.01 09/17/09 CHAMPION ENTERPRISES INC MI 5.03 09/17/09 CHAMPIONS BIOTECHNOLOGY, INC. DE 2.02,9.01 09/14/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 09/17/09 CHINA AGRO SCIENCES CORP. FL 1.01 09/18/09 CHINA FIRE & SECURITY GROUP, INC. 7.01,9.01 09/18/09 CHINA FUND INC MD 4.01 09/18/09 CHINA GREEN CREATIVE, INC. 2.01,5.01,9.01 09/18/09 CIGNUS VENTURES INC. NV 7.01 09/14/09 CIMAREX ENERGY CO DE 7.01,9.01 09/17/09 CITIZENS REPUBLIC BANCORP, INC. MI 5.03,9.01 09/17/09 CITY CAPITAL CORP NV 3.02 09/10/09 CKE RESTAURANTS INC DE 2.02,9.01 09/16/09 CLINICAL DATA INC DE 5.02,9.01 09/14/09 CMR Mortgage Fund II, LLC CA 8.01,9.01 09/18/09 CNS RESPONSE, INC. DE 8.01,9.01 09/18/09 COMMUNITY CAPITAL CORP /SC/ SC 1.01,9.01 09/17/09 COMMUNITY CENTRAL BANK CORP MI 3.01,9.01 09/15/09 COMMUNITY FINANCIAL SHARES INC DE 8.01,9.01 09/18/09 COMMUNITY VALLEY BANCORP CA 3.01,9.01 09/18/09 CONTANGO OIL & GAS CO DE 2.02,9.01 09/14/09 CONVERA Corp DE 3.01,9.01 09/15/09 CORTLAND BANCORP INC OH 7.01,9.01 09/18/09 COSI INC DE 3.01,9.01 09/15/09 COVENANT TRANSPORTATION GROUP INC NV 5.02 09/14/09 CPI AEROSTRUCTURES INC NY 1.01 09/18/09 AMEND CREDO PETROLEUM CORP DE 8.01,9.01 09/17/09 CROGHAN BANCSHARES INC OH 8.01 09/18/09 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 09/18/09 Cyber Informatix, Inc. NV 4.01 09/17/09 AMEND DAYSTAR TECHNOLOGIES INC DE 3.01,5.02,9.01 09/14/09 DEL MONTE FOODS CO DE 1.01,8.01,9.01 09/17/09 Descanso Agency, Inc. NV 5.02 09/17/09 Descanso Agency, Inc. NV 4.01,9.01 09/17/09 Descanso Agency, Inc. NV 4.01,9.01 09/17/09 AMEND DESERT CAPITAL REIT INC MD 7.01,9.01 09/18/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 09/18/09 DISH Network CORP NV 1.01 09/18/09 DOLE FOOD CO INC DE 8.01,9.01 09/18/09 DYNASIL CORP OF AMERICA NJ 8.01,9.01 09/11/09 EAGLE BANCORP INC MD 8.01 09/17/09 EAGLE ROCK ENERGY PARTNERS L P DE 8.01,9.01 09/17/09 EASTMAN KODAK CO NJ 7.01,8.01 09/17/09 EASTMAN KODAK CO NJ 8.01,9.01 09/17/09 EASTMAN KODAK CO NJ 1.01,9.01 09/17/09 EchoStar CORP NV 1.01 09/18/09 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 09/16/09 Eddie Bauer Holdings, Inc. DE 7.01,9.01 08/27/09 EF Johnson Technologies, Inc. DE 3.01,9.01 09/15/09 ELECTRO SCIENTIFIC INDUSTRIES INC OR 5.02 09/15/09 EMMIS COMMUNICATIONS CORP IN 3.01,9.01 09/15/09 ENERGY XXI (BERMUDA) LTD D0 8.01 09/17/09 Enterprise GP Holdings L.P. DE 8.01 09/17/09 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01 09/17/09 EPIC ENERGY RESOURCES, INC. CO 4.01,9.01 09/10/09 AMEND ESTEE LAUDER COMPANIES INC DE 2.05 02/05/09 AMEND EVANS BOB FARMS INC DE 5.02,9.01 09/14/09 Exterra Energy Inc. NV 1.01,3.02,9.01 09/14/09 Federal Home Loan Bank of Indianapoli X1 5.02 09/15/09 Federal Home Loan Bank of Topeka 7.01,9.01 09/18/09 FEDERAL HOME LOAN MORTGAGE CORP 5.02 09/14/09 FelCor Lodging Trust Inc MD 8.01,9.01 09/17/09 FIELDPOINT PETROLEUM CORP CO 7.01,9.01 09/16/09 FIRST NATIONAL BANCSHARES INC /SC/ SC 5.02,9.01 09/15/09 FreightCar America, Inc. DE 8.01,9.01 09/16/09 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 09/18/09 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 09/18/09 GASCO ENERGY INC NV 3.01,7.01,9.01 09/18/09 General Finance CORP DE 8.01,9.01 09/18/09 Genova Biotherapeutics Inc. A1 1.01,9.01 09/08/09 GEORGIA GULF CORP /DE/ DE 5.02,8.01,9.01 09/17/09 GOODRICH PETROLEUM CORP DE 8.01,9.01 09/16/09 Grande Communications Holdings, Inc. DE 1.01,1.02,2.01,2.03,3.03,5.02, 09/14/09 5.03,9.01 Grubb & Ellis Apartment REIT, Inc. MD 1.01,2.03,9.01 09/15/09 GTC BIOTHERAPEUTICS INC MA 3.01 09/17/09 HALLADOR PETROLEUM CO CO 1.01,2.01,3.02,5.02,8.01,9.01 09/18/09 HAWTHORN BANCSHARES, INC. MO 8.01 09/16/09 HEALTH DISCOVERY CORP 2Q 5.02,9.01 09/15/09 HeartWare International, Inc. DE 5.02 09/16/09 Helios & Matheson North America Inc. NY 3.01,9.01 09/15/09 Helix Wind, Corp. NV 4.02 09/17/09 HEXCEL CORP /DE/ DE 5.02 09/15/09 HEXION SPECIALTY CHEMICALS, INC. NJ 5.02 09/18/09 HSW International, Inc. DE 3.01,9.01 09/16/09 HUDSON VALLEY HOLDING CORP NY 8.01,9.01 09/17/09 HUGOTON ROYALTY TRUST TX 2.02,9.01 09/18/09 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 09/18/09 HYTHIAM INC DE 1.01,9.01 09/17/09 IBERIABANK CORP LA 1.01,5.02,9.01 09/17/09 ICO Global Communications (Holdings) DE 3.01,9.01 09/15/09 IDACORP INC ID 8.01 09/17/09 IMAGE ENTERTAINMENT INC DE 3.01,9.01 09/15/09 IMARX THERAPEUTICS INC DE 5.02 09/18/09 Incoming,Inc. NV 5.02 09/14/09 INDEPENDENT BANK CORP MA 8.01 09/18/09 INFOSPACE INC DE 5.02,9.01 09/17/09 Ingersoll-Rand plc L2 7.01 09/15/09 INTEGRA BANK CORP IN 7.01,9.01 09/16/09 International Fight League, Inc. DE 8.01 09/14/09 INTERNATIONAL ISOTOPES INC TX 1.01,3.02,8.01,9.01 09/18/09 INTERPRO MANAGEMENT CORP. NV 4.01 08/07/09 AMEND INTERSTATE DATA USA INC DE 4.01 09/18/09 INTEST CORP DE 3.01,8.01,9.01 09/15/09 INVESTORS CAPITAL HOLDINGS LTD MA 1.01 06/30/09 INVESTORS REAL ESTATE TRUST ND 5.02,8.01 09/18/09 INVESTORS REAL ESTATE TRUST ND 8.01,9.01 09/18/09 IRVINE SENSORS CORP/DE/ DE 3.01,3.02,9.01 09/15/09 IRWIN FINANCIAL CORP IN 8.01,9.01 09/18/09 IVANY MINING INC DE 1.01,9.01 09/14/09 JEWETT CAMERON TRADING CO LTD OR 5.02 09/16/09 John Bean Technologies CORP DE 5.02,8.01,9.01 09/18/09 JOHNSON CONTROLS INC WI 8.01,9.01 09/18/09 K12 INC DE 7.01 09/17/09 KAMAN CORP CT 1.01,2.03,8.01,9.01 09/17/09 KELLY SERVICES INC DE 1.01 09/16/09 KIMBERLY CLARK CORP DE 5.02 09/18/09 KINDER MORGAN ENERGY PARTNERS L P DE 8.01,9.01 09/18/09 AMEND KINDER MORGAN MANAGEMENT LLC DE 8.01,9.01 09/18/09 KINDER MORGAN, INC. KS 8.01,9.01 09/18/09 KINGSTONE COMPANIES, INC. DE 1.01,9.01 09/16/09 KULICKE & SOFFA INDUSTRIES INC PA 5.02,9.01 09/15/09 LA JOLLA PHARMACEUTICAL CO DE 3.01,9.01 09/15/09 LANDAMERICA FINANCIAL GROUP INC VA 8.01,9.01 09/16/09 LANTRONIX INC DE 2.03,5.02,9.01 09/15/09 LAZARE KAPLAN INTERNATIONAL INC DE 3.01,9.01 09/16/09 LCA VISION INC DE 5.02,9.01 09/18/09 LEADIS TECHNOLOGY INC DE 3.01,5.02,8.01,9.01 09/15/09 LEMAITRE VASCULAR INC 1.01,9.01 09/14/09 Liberty Global, Inc. 7.01 09/18/09 Liberty Global, Inc. 2.03,9.01 09/17/09 LML PAYMENT SYSTEMS INC A1 3.01,9.01 09/15/09 LUNA INNOVATIONS INC 3.01,9.01 09/17/09 MACC PRIVATE EQUITIES INC DE 3.01,9.01 09/18/09 Macquarie Infrastructure CO LLC DE 8.01,9.01 09/18/09 MAINE & MARITIMES CORP ME 8.01,9.01 09/18/09 MAJESCO ENTERTAINMENT CO DE 1.01,8.01,9.01 09/17/09 MALVERN FEDERAL BANCORP INC X1 8.01,9.01 09/18/09 MANAGEMENT NETWORK GROUP INC 3.01,9.01 09/16/09 MANHATTAN BRIDGE CAPITAL, INC NY 3.01,9.01 09/15/09 MARINER ENERGY INC DE 8.01 09/15/09 MARSH & MCLENNAN COMPANIES, INC. DE 8.01,9.01 09/15/09 MARTEK BIOSCIENCES CORP DE 5.02 09/16/09 Marvel Entertainment, Inc. DE 8.01,9.01 09/18/09 MASS MEGAWATTS WIND POWER INC 2.02,9.01 09/18/09 MB FINANCIAL INC /MD MD 8.01,9.01 09/17/09 MEDIA SCIENCES INTERNATIONAL INC 3.01 09/15/09 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 09/15/09 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 09/15/09 MESA OFFSHORE TRUST TX 8.01,9.01 09/14/09 METABASIS THERAPEUTICS INC 3.01,8.01,9.01 09/15/09 METHODE ELECTRONICS INC DE 8.01,9.01 09/17/09 METRO BANCORP, INC. 8.01 09/18/09 MGM MIRAGE DE 8.01,9.01 09/17/09 MICROSTRATEGY INC DE 5.02 09/17/09 Minatura Gold NV 4.01 05/11/09 AMEND MOBICLEAR INC. PA 5.02,9.01 09/03/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 09/18/09 MONSTER WORLDWIDE INC DE 8.01 09/14/09 MSC SOFTWARE CORP DE 8.01,9.01 09/16/09 MULTIMEDIA GAMES INC TX 5.02 09/14/09 Musician's Exchange NV 4.01,9.01 05/11/09 AMEND MWI Veterinary Supply, Inc. DE 8.01 09/14/09 NACEL ENERGY CORP WY 8.01,9.01 09/18/09 NATIONAL PENN BANCSHARES INC PA 8.01,9.01 09/18/09 NEFFS BANCORP INC PA 5.02 09/15/09 NEW YORK TIMES CO NY 5.02,9.01 09/17/09 NewCardio, Inc. DE 1.01,3.02,8.01,9.01 09/15/09 NEWMONT MINING CORP /DE/ DE 2.03,8.01,9.01 09/15/09 NINE MILE SOFTWARE, INC. NV 4.01,9.01 09/15/09 NORTEK INC DE 7.01 09/18/09 NORTEL NETWORKS CORP 5.02,8.01 09/14/09 NORTEL NETWORKS LTD 5.02,8.01 09/14/09 NTK Holdings, Inc. DE 7.01 09/18/09 NUMOBILE, INC. 1.01,2.01,2.03,9.01 09/17/09 O A K FINANCIAL CORP MI 8.01,9.01 09/18/09 OLD NATIONAL BANCORP /IN/ IN 1.01,7.01,9.01 09/17/09 Onstream Media CORP FL 1.01,3.02,9.01 09/14/09 Optelecom-NKF, Inc. DE 2.05 09/16/09 ORE PHARMACEUTICALS INC. DE 3.01,9.01 09/15/09 OSAGE EXPLORATION & DEVELOPMENT INC DE 1.01,7.01,9.01 09/15/09 OSHKOSH CORP WI 5.02,9.01 09/14/09 OVERSTOCK.COM, INC UT 8.01,9.01 09/17/09 Pacific Ethanol, Inc. DE 3.01,8.01 09/15/09 PARAMETRIC TECHNOLOGY CORP MA 5.02 09/16/09 PDL BIOPHARMA, INC. DE 7.01,9.01 09/18/09 PECO ENERGY CO PA 1.01,2.03,9.01 09/17/09 PEOPLES EDUCATIONAL HOLDINGS MN 7.01,9.01 09/18/09 PEPSIAMERICAS INC/IL/ DE 8.01,9.01 09/18/09 PEPSICO INC NC 5.03,8.01,9.01 09/18/09 Pet DRx CORP DE 3.01,9.01 09/15/09 PetroAlgae Inc. DE 1.01,8.01 09/14/09 Philip Morris International Inc. VA 1.01,9.01 09/15/09 PHOTOMEDEX INC DE 3.01,8.01,9.01 09/15/09 PILGRIMS PRIDE CORP DE 1.01,5.02,7.01,9.01 09/15/09 PLAINSCAPITAL CORP TX 5.02 09/14/09 PLUG POWER INC DE 3.01,8.01,9.01 09/15/09 POINDEXTER J B & CO INC DE 5.02 09/15/09 Point.360 CA 2.02,4.02,9.01 09/18/09 PPLUS Trust Series JPM-1 DE 8.01,9.01 09/15/09 PRO-FAC COOPERATIVE INC 2.02,9.01 09/18/09 Protecwerx Inc. NV 1.01,9.01 09/16/09 PRUDENTIAL FINANCIAL INC NJ 2.03,3.02,8.01,9.01 09/18/09 PULASKI FINANCIAL CORP MO 8.01,9.01 09/17/09 PURE BIOFUELS CORP NV 5.02 09/15/09 QKL Stores Inc. DE 5.02 09/14/09 QUALSEC 5.03,8.01,9.01 09/18/09 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 3.01,9.01 09/14/09 RADIOSHACK CORP DE 5.02 09/18/09 RAVEN GOLD CORP NV 4.01 08/27/09 RED TRAIL ENERGY, LLC 7.01 09/18/09 RIGEL PHARMACEUTICALS INC DE 9.01 09/17/09 AMEND RIO VISTA ENERGY PARTNERS LP DE 3.01,9.01 09/16/09 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 09/18/09 SCIENTIFIC INDUSTRIES INC DE 8.01 09/17/09 SCOLR Pharma, Inc. DE 1.01,1.02,3.01,9.01 09/14/09 Secure America Acquisition CORP DE 8.01,9.01 09/18/09 SELECT COMFORT CORP MN 1.01,9.01 09/15/09 SELECTICA INC DE 3.01,9.01 09/15/09 SHAW GROUP INC LA 8.01,9.01 09/18/09 Shire plc 8.01,9.01 09/18/09 SIENA TECHNOLOGIES, INC. NV 1.01,3.02,5.03,9.01 08/26/09 Signature Exploration & Production Co DE 1.01,3.02,9.01 09/14/09 AMEND Signature Exploration & Production Co DE 1.01,3.02,9.01 09/14/09 AMEND SMARTHEAT INC. NV 1.01,8.01,9.01 09/17/09 SMTC CORP DE 3.01,9.01 09/15/09 SOUTH TEXAS OIL CO NV 3.01,9.01 09/15/09 SOUTHWEST WATER CO DE 8.01,9.01 09/18/09 Spectrum Brands, Inc. DE 8.01,9.01 09/18/09 SRA INTERNATIONAL INC DE 5.02 09/14/09 STEELCLOUD INC VA 2.02,3.01,8.01,9.01 09/18/09 STEWARDSHIP FINANCIAL CORP NJ 8.01,9.01 09/16/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 09/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 09/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 09/15/09 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 09/15/09 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 09/15/09 SUNESIS PHARMACEUTICALS INC DE 3.01,9.01 09/16/09 SXC Health Solutions Corp. A6 1.01,9.01 09/17/09 SYNOVIS LIFE TECHNOLOGIES INC MN 9.01 07/17/09 AMEND TALEO CORP DE 1.01,8.01,9.01 09/14/09 TAMALPAIS BANCORP 1.01,5.02,9.01 09/11/09 AMEND TEAMSTAFF INC NJ 3.01,9.01 09/15/09 TECHPRECISION CORP 5.03,9.01 09/14/09 TEPPCO PARTNERS LP DE 8.01 09/17/09 Territorial Bancorp Inc. MD 1.02,9.01 09/17/09 TICKETMASTER ENTERTAINMENT, INC. DE 8.01,9.01 07/13/09 AMEND TOR MINERALS INTERNATIONAL INC DE 3.01,9.01 09/15/09 TORTOISE CAPITAL RESOURCES CORP 1.01,1.02,5.02,9.01 09/15/09 Triangle Alternative Network Inc. DE 4.01 09/18/09 AMEND TRUSTMARK CORP MS 8.01 09/18/09 TSR INC DE 3.01,9.01 09/15/09 TUFCO TECHNOLOGIES INC DE 3.01,9.01 09/18/09 U. S. Premium Beef, LLC 7.01,9.01 09/18/09 UNIFI INC NY 7.01,9.01 09/17/09 UNITED THERAPEUTICS CORP DE 5.02,9.01 09/14/09 UNITY BANCORP INC /NJ/ NJ 5.02 09/18/09 UROLOGIX INC MN 5.02 09/15/09 UROPLASTY INC MN 7.01 07/10/09 USEC INC DE 2.05 09/18/09 UVENTUS TECHNOLOGIES CORP NV 4.01 08/07/09 AMEND Vanity Events Holding, Inc. DE 1.01,3.02,9.01 09/17/09 Vaughan Foods, Inc. OK 3.01 09/15/09 Veraz Networks, Inc. DE 3.01,9.01 09/15/09 VIA Pharmaceuticals, Inc. DE 3.01,8.01,9.01 09/15/09 VIRAGE LOGIC CORP CA 2.01,9.01 09/18/09 VIRGIN MEDIA INC. DE 5.02,9.01 09/15/09 VISTEON CORP DE 8.01 09/17/09 VITRAN CORP INC 1.01,7.01,9.01 09/17/09 VITRAN CORP INC 1.01,9.01 12/30/08 AMEND VITRAN CORP INC 5.02,9.01 03/16/09 AMEND VITRAN CORP INC 1.01,9.01 05/08/09 AMEND VIVUS INC CA 1.01,9.01 09/17/09 W R GRACE & CO DE 2.02,7.01,9.01 09/17/09 WAL MART STORES INC DE 8.01,9.01 09/14/09 Waste2Energy Holdings, Inc. DE 4.01 09/09/09 AMEND WATAIRE INTERNATIONAL, INC. WA 3.02 09/18/09 WEST BANCORPORATION INC IA 5.02 09/18/09 Whos Your Daddy Inc NV 1.01,9.01 09/16/09 ZALE CORP DE 4.02 09/17/09 ZILA INC DE 2.01,3.01,3.03,5.01,5.02,8.01, 09/18/09 9.01 ZION OIL & GAS INC DE 8.01,9.01 09/18/09