RECENT 8K FILINGS August 5, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3D SYSTEMS CORP DE 2.02,7.01,9.01 06/30/09 ACNB CORP PA 2.02,9.01 08/04/09 ACORDA THERAPEUTICS INC 2.02,9.01 08/04/09 ADVANCED CELL TECHNOLOGY, INC. DE 1.01,2.03,3.02,9.01 07/29/09 Advaxis, Inc. DE 8.01 08/04/09 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 08/04/09 Adventure Energy, Inc. FL 4.01 07/28/09 ADVISORY BOARD CO DE 2.02,7.01,9.01 08/04/09 Affinia Group Intermediate Holdings I DE 7.01 08/03/09 ALABAMA POWER CO AL 3.02 07/31/09 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 08/03/09 ALICO INC FL 7.01,9.01 08/04/09 ALLEGHENY ENERGY, INC MD 2.02,9.01 08/04/09 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 08/04/09 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 08/04/09 ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 08/04/09 ALLOS THERAPEUTICS INC DE 2.02,9.01 08/04/09 ALTERA CORP DE 2.05 08/04/09 Alternative Asset Management Acquisit DE 8.01,9.01 07/31/09 Altra Holdings, Inc. DE 2.02,9.01 08/03/09 American Casino & Entertainment Prope DE 8.01,9.01 08/03/09 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01,9.01 08/04/09 AMERICAN INTERNATIONAL GROUP INC DE 5.02,9.01 08/03/09 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 08/04/09 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 8.01,9.01 08/04/09 AMERICAN PACIFIC CORP DE 2.02,9.01 08/04/09 AMERICAN PHYSICIANS SERVICE GROUP INC TX 2.02,9.01 08/04/09 AMERICAN PUBLIC EDUCATION INC DE 2.02,9.01 08/04/09 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 08/04/09 Ames True Temper, Inc. DE 2.02,9.01 08/04/09 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 08/03/09 ANIXTER INTERNATIONAL INC DE 1.01,8.01,9.01 07/31/09 Answers CORP 2.02,7.01,9.01 08/04/09 AON CORP DE 5.02,9.01 08/03/09 APPLE INC CA 5.02 07/31/09 Approach Resources Inc DE 2.02,9.01 08/04/09 ARCHER DANIELS MIDLAND CO DE 2.02,9.01 06/30/09 ArcSight Inc DE 5.02 07/29/09 ARGYLE SECURITY, INC. 1.01,8.01,9.01 08/03/09 ARIAD PHARMACEUTICALS INC DE 1.01,8.01,9.01 08/04/09 ARVINMERITOR INC IN 2.02,9.01 06/28/09 ASTROTECH Corp \WA\ WA 5.02,9.01 07/21/09 Atlas Pipeline Holdings, L.P. DE 5.02 07/30/09 ATMOS ENERGY CORP TX 2.02,9.01 08/04/09 AtriCure, Inc. DE 2.02,9.01 08/04/09 ATRION CORP DE 2.02,9.01 08/03/09 Avantair, Inc DE 1.01 07/31/09 Averion International Corp. 1.01,9.01 07/30/09 AVIS BUDGET GROUP, INC. DE 2.02,9.01 08/04/09 BADGER METER INC WI 5.02 08/03/09 BALL CORP IN 1.01,2.03,9.01 07/31/09 BANK OF AMERICA CORP /DE/ DE 5.02,8.01,9.01 08/03/09 BankGreenville Financial CORP SC 2.02,9.01 08/04/09 BASIC ENERGY SERVICES INC 1.01,1.02,2.03,9.01 07/31/09 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 08/04/09 BECKMAN COULTER INC DE 1.01,2.01,9.01 08/02/09 BEHRINGER HARVARD REIT I INC MD 5.02 08/03/09 BELO CORP DE 5.02,9.01 07/30/09 BERRY PETROLEUM CO DE 2.02,9.01 08/04/09 Beyond Commerce NV 1.01,2.03,3.02,9.01 07/30/09 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 08/04/09 BigBand Networks, Inc. DE 2.02,9.01 08/04/09 BILL BARRETT CORP 2.02,7.01,9.01 08/04/09 BIO RAD LABORATORIES INC DE 2.02,9.01 06/30/09 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 1.01,3.02 07/28/09 BJs RESTAURANTS INC CA 8.01,9.01 08/04/09 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01 08/03/09 BLUEGATE CORP NV 5.02 07/30/09 BMC SOFTWARE INC DE 2.02,9.01 08/04/09 BMP Sunstone CORP DE 1.01,8.01,9.01 08/03/09 BofI Holding, Inc. DE 7.01,9.01 08/04/09 Border Management, Inc. NV 8.01,9.01 07/29/09 BOSTON BEER CO INC MA 2.02,9.01 08/04/09 BOWNE & CO INC DE 2.02,9.01 08/04/09 Bridge Capital Holdings CA 5.02,9.01 08/04/09 BRINKS CO VA 8.01,9.01 08/04/09 Bristow Group Inc DE 5.02 08/03/09 BRYN MAWR BANK CORP PA 7.01,9.01 08/04/09 Business Development Solutions, Inc. DE 1.01,2.01,9.01 08/04/09 CAGLES INC GA 2.02,9.01 08/04/09 CAI International, Inc. 2.02,9.01 08/04/09 CALIFORNIA MICRO DEVICES CORP CA 2.02,9.01 08/04/09 CAMERON INTERNATIONAL CORP DE 2.02,9.01 08/04/09 CANCER DETECTION CORP. 1.01,2.01,3.02,5.01,5.02,5.03, 08/03/09 9.01 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,9.01 07/31/09 CAPITOL FEDERAL FINANCIAL 2.02,9.01 08/01/09 Cardium Therapeutics, Inc. DE 8.01,9.01 07/30/09 CARDTRONICS INC DE 1.01,9.01 08/04/09 Caribou Coffee Company, Inc. MN 2.02,9.01 08/04/09 CARPENTER TECHNOLOGY CORP DE 5.02 08/04/09 CBIZ, Inc. DE 2.02,9.01 07/29/09 CEDAR FAIR L P DE 2.02,9.01 08/04/09 Celsius Holdings, Inc. NV 2.02,7.01,9.01 08/04/09 CenterState Banks, Inc. FL 8.01,9.01 07/29/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,2.01,9.01 07/29/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.02,7.01,9.01 08/04/09 CENTRAL JERSEY BANCORP NJ 2.02,9.01 08/04/09 CENTURY ALUMINUM CO DE 8.01,9.01 08/04/09 CEPHALON INC DE 2.02,9.01 08/04/09 CHARLES RIVER LABORATORIES INTERNATIO 8.01,9.01 08/04/09 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 08/04/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 08/04/09 CHESAPEAKE ENERGY CORP OK 2.02,9.01 07/30/09 CHILDRENS PLACE RETAIL STORES INC 1.01,1.02,5.02,9.01 07/29/09 CHINA DIGITAL COMMUNICATION GROUP NV 5.02 08/03/09 CHOICE HOTELS INTERNATIONAL INC /DE DE 7.01,9.01 08/04/09 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 08/04/09 CHRISTOPHER & BANKS CORP DE 5.02,9.01 07/29/09 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 08/04/09 CINCINNATI BELL INC OH 2.02,7.01,9.01 08/04/09 CIT GROUP INC DE 7.01,9.01 08/03/09 CITIGROUP AAA ENERGY FUND L.P. II NY 3.02,5.02,8.01 07/31/09 Citigroup Abingdon Futures Fund LP NY 3.02,5.02,8.01 07/31/09 CITIGROUP DIVERSIFIED 2000 FUTURES FU 5.02,8.01 07/31/09 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02,5.02,8.01 07/31/09 CITIGROUP EMERGING CTA PORTFOLIO LP NY 3.02,5.02,8.01 07/31/09 CITIGROUP FAIRFIELD FUTURES FUND LP I NY 3.02,5.02,8.01 07/31/09 CITIGROUP GLOBAL DIVERSIFIED FUTURES 5.02,8.01 07/31/09 CITIGROUP ORION FUTURES FUND LP NY 3.02,5.02,8.01 07/31/09 CLARIENT, INC DE 2.02,9.01 08/04/09 Cogent, Inc. DE 2.02,9.01 08/04/09 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 08/04/09 COHERENT INC DE 2.02,9.01 08/04/09 COINSTAR INC DE 2.02,9.01 08/04/09 COINSTAR INC DE 7.01,9.01 08/04/09 Colfax CORP DE 2.02,9.01 08/04/09 Colfax CORP DE 2.05,9.01 08/04/09 COLONIAL BANCGROUP INC DE 7.01,9.01 08/03/09 COLONIAL PROPERTIES TRUST AL 8.01,9.01 08/04/09 COLORADO GOLDFIELDS INC. NV 5.02,9.01 08/03/09 COMBINATORX, INC DE 1.01,2.03,9.01 08/03/09 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.02,3.01,8.01,9.01 07/24/09 Community Bancorp NV 8.01,9.01 08/03/09 COMMVAULT SYSTEMS INC DE 2.02,9.01 08/04/09 CONCHO RESOURCES INC DE 2.02,9.01 08/03/09 CONMED CORP NY 2.02,9.01 07/30/09 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 08/03/09 CORGENIX MEDICAL CORP/CO NV 5.02,9.01 07/30/09 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 12/15/08 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 06/15/09 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 03/02/09 CORPORATE BOND BACKED CERT TR SER 199 DE 8.01,9.01 11/15/08 CORPORATE BOND BACKED CERT TR SER 199 DE 8.01,9.01 05/15/09 CORPORATE EXECUTIVE BOARD CO DE 2.02,9.01 08/03/09 CORVEL CORP DE 2.02,9.01 08/04/09 CRAY INC WA 2.02,9.01 08/04/09 CROWN CASTLE INTERNATIONAL CORP DE 1.01,2.03,9.01 07/31/09 Cryoport, Inc. NV 1.01,5.02,9.01 07/29/09 CTC Media, Inc. 5.02 07/30/09 CVS CAREMARK CORP DE 2.02,9.01 08/04/09 DAVITA INC DE 2.02,9.01 08/04/09 DELTEK, INC DE 5.02,9.01 07/29/09 DENBURY RESOURCES INC DE 2.02,9.01 08/04/09 DENNYS CORP DE 2.02,9.01 08/04/09 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 08/04/09 DIEBOLD INC OH 2.02,9.01 08/04/09 Discovery Communications, Inc. DE 2.02,9.01 08/04/09 DIVX INC 2.02,9.01 08/04/09 Dolan Media CO DE 5.02,9.01 07/31/09 Dolan Media CO DE 2.02,9.01 08/04/09 DOLLAR GENERAL CORP TN 1.01,9.01 07/31/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 08/04/09 Domtar CORP DE 2.02,9.01 08/04/09 DOT HILL SYSTEMS CORP DE 1.01,9.01 07/30/09 Duke Energy CORP DE 2.02,9.01 08/04/09 DUKE REALTY CORP IN 2.02,9.01 07/29/09 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 07/29/09 DYNCORP INTERNATIONAL INC. DE 2.02,9.01 08/04/09 DYNCORP INTERNATIONAL INC. DE 8.01,9.01 08/04/09 eCrypt Technologies, Inc. CO 4.01,9.01 08/03/09 Eddie Bauer Holdings, Inc. DE 1.01,2.01,2.05,5.02,5.03,7.01, 07/29/09 8.01,9.01 EDGAR ONLINE INC DE 2.02,9.01 08/04/09 EGPI FIRECREEK, INC. NV 9.01 05/21/09 AMEND ELECTRONIC ARTS INC. DE 2.02,9.01 08/04/09 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 08/04/09 ENDEAVOUR INTERNATIONAL CORP NV 2.02,7.01,9.01 08/04/09 Energy Future Holdings Corp /TX/ TX 2.02,9.01 08/04/09 Energy Inc. 1.01,9.01 08/03/09 ENERGY PARTNERS LTD DE 1.03,7.01,9.01 07/31/09 ENPRO INDUSTRIES, INC NC 2.02,9.01 08/04/09 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 08/04/09 ENTERTAINMENT PROPERTIES TRUST MD 9.01 07/27/09 AMEND ENZON PHARMACEUTICALS INC DE 2.02,9.01 08/04/09 ENZON PHARMACEUTICALS INC DE 5.02 08/03/09 EQUICAP INC CA 5.01,8.01 07/29/09 ESCO TECHNOLOGIES INC MO 2.02,7.01,9.01 08/04/09 EVOLVING SYSTEMS INC DE 2.02 08/04/09 EXTREME NETWORKS INC DE 5.02,9.01 07/31/09 FAMILYMEDS GROUP, INC. NV 8.01 08/04/09 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 08/03/09 Federal Home Loan Bank of Atlanta X1 2.03 08/04/09 Federal Home Loan Bank of Chicago X1 2.03 07/29/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/29/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 07/29/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 07/29/09 Federal Home Loan Bank of New York X1 2.03,9.01 07/29/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/29/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/01/09 AMEND Federal Home Loan Bank of San Francis X1 2.03 07/29/09 Federal Home Loan Bank of Seattle 5.02,5.03,9.01 08/04/09 Federal Home Loan Bank of Topeka 2.03 07/29/09 FEDERAL REALTY INVESTMENT TRUST MD 2.02,9.01 06/30/09 FERRO CORP OH 2.02,9.01 08/04/09 FIRST BANCORP /PR/ PR 2.02,8.01,9.01 07/30/09 FIRST CENTURY BANKSHARES INC WV 2.02,9.01 08/04/09 FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 08/03/09 FIRST MERCHANTS CORP IN 2.02,9.01 08/04/09 FIRST MERCHANTS CORP IN 8.01,9.01 08/04/09 FIRSTENERGY CORP OH 8.01,9.01 08/04/09 FIVE STAR QUALITY CARE INC 2.02,9.01 08/04/09 Flagstone Reinsurance Holdings Ltd 2.02,9.01 08/04/09 Forestar Group Inc. DE 2.01,9.01 08/04/09 FPL GROUP INC FL 8.01,9.01 08/04/09 FRANKLIN STREET PROPERTIES CORP /MA/ 2.02,9.01 08/04/09 Freescale Semiconductor Holdings I, L D0 5.02 07/29/09 FREESCALE SEMICONDUCTOR INC DE 5.02 07/29/09 FRONTIER COMMUNICATIONS CORP DE 2.02,9.01 06/30/09 FSB Community Bankshares Inc X1 5.02,9.01 07/23/09 FURNITURE BRANDS INTERNATIONAL INC DE 1.01,1.02,3.03,5.03,7.01,9.01 08/03/09 GARTNER INC DE 2.02,9.01 08/04/09 GAYLORD ENTERTAINMENT CO /DE DE 2.02,9.01 08/04/09 GENERAL ELECTRIC CO NY 8.01 08/04/09 GENERAL METALS CORP DE 3.02 06/16/09 General Moly, Inc DE 2.02,9.01 08/04/09 General Motors Co DE 7.01,9.01 08/03/09 GENOMIC HEALTH INC 2.02,9.01 08/04/09 Genpact LTD D0 2.02,9.01 08/04/09 GIGA TRONICS INC CA 2.02,9.01 08/04/09 GLATFELTER P H CO PA 2.02,9.01 08/04/09 GLOBAL AXCESS CORP NV 2.02,9.01 08/04/09 Global Cash Access Holdings, Inc. DE 2.02,9.01 08/04/09 Global Employment Holdings, Inc. 3.01,8.01 07/31/09 GLU MOBILE INC 2.02,9.01 08/04/09 GMAC INC. DE 2.02,9.01 08/04/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/31/09 Great Lakes Dredge & Dock CORP DE 2.02,9.01 08/04/09 GREATBATCH, INC. DE 2.02,9.01 08/04/09 GREEN PLAINS RENEWABLE ENERGY, INC. IA 1.01,2.03 08/03/09 GRYPHON GOLD CORP NV 7.01,9.01 08/04/09 GSI COMMERCE INC DE 8.01,9.01 08/04/09 GT Solar International, Inc. DE 2.02,7.01,9.01 08/04/09 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE 1.01,3.02,5.02,8.01,9.01 08/04/09 Guidance Software, Inc. DE 2.02,7.01,9.01 08/04/09 H&Q HEALTHCARE INVESTORS MA 8.01,9.01 08/04/09 H&Q LIFE SCIENCES INVESTORS MA 8.01,9.01 08/04/09 HANSEN MEDICAL INC 2.02,9.01 08/04/09 HARTMARX CORP/DE DE 5.02,9.01 07/30/09 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 2.02,9.01 08/04/09 HAWKINS INC MN 2.02,9.01 07/30/09 HC Innovations, Inc. DE 8.01,9.01 07/24/09 HCP, INC. MD 2.02,9.01 08/04/09 HEADWATERS INC DE 2.02,9.01 08/04/09 HEALTH NET INC DE 2.02,9.01 08/04/09 HEALTHSOUTH CORP DE 2.02,7.01,9.01 08/04/09 HealthSpring, Inc. DE 2.02,9.01 08/04/09 HEARTLAND PAYMENT SYSTEMS INC DE 2.02,8.01,9.01 08/04/09 HELIX BIOMEDIX INC DE 1.01 07/29/09 HENRY SCHEIN INC DE 2.02,9.01 06/27/09 HERBALIFE LTD. E9 2.02,8.01,9.01 08/03/09 HFF, Inc. DE 2.02,9.01 08/03/09 HIGH END VENTURES, INC. CO 1.01 08/04/09 Hill-Rom Holdings, Inc. IN 5.03,9.01 07/30/09 HMS HOLDINGS CORP 1.01,2.03,9.01 07/29/09 HORTON D R INC /DE/ DE 2.02,9.01 08/04/09 HYPERCOM CORP DE 2.02,8.01,9.01 08/04/09 ICAGEN INC DE 2.02,9.01 08/04/09 ICU MEDICAL INC/DE DE 8.01,9.01 08/04/09 ID SYSTEMS INC DE 2.02,9.01 08/04/09 II-VI INC PA 2.02,5.02,9.01 08/04/09 IMMUCELL CORP /DE/ DE 2.02,9.01 08/04/09 IMPAX LABORATORIES INC DE 2.02,9.01 08/04/09 INERGY HOLDINGS, L.P. 2.02,7.01,9.01 08/04/09 INERGY L P DE 2.02,7.01,9.01 08/04/09 infoGROUP Inc. DE 8.01,9.01 07/31/09 Ingen Technologies, Inc. GA 4.02,8.01,9.01 07/28/09 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 08/03/09 INSIGHT ENTERPRISES INC DE 8.01 08/03/09 INSULET CORP DE 2.02,9.01 08/04/09 INTERCONTINENTALEXCHANGE INC 2.02,9.01 08/04/09 INTERNATIONAL BANCSHARES CORP TX 2.02 08/04/09 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 08/04/09 IPG PHOTONICS CORP DE 2.02,9.01 08/04/09 JABIL CIRCUIT INC DE 1.01,8.01,9.01 07/31/09 JACK IN THE BOX INC /NEW/ DE 2.02,9.01 08/04/09 JACOBS ENGINEERING GROUP INC /DE/ DE 5.02,5.03,9.01 07/30/09 JEFFERSON BANCSHARES INC TN 2.02,9.01 07/31/09 John Bean Technologies CORP DE 2.02,9.01 08/03/09 K-SEA TRANSPORTATION PARTNERS LP DE 2.02,9.01 08/04/09 KANA SOFTWARE INC DE 1.01,2.03 07/30/09 KANSAS CITY SOUTHERN DE 1.01,8.01,9.01 07/31/09 KEMET CORP DE 5.02 07/29/09 KEY TRONIC CORP WA 5.02 07/29/09 KITE REALTY GROUP TRUST MD 2.02,9.01 08/04/09 KNOLOGY INC DE 2.02,9.01 08/04/09 KOPIN CORP DE 1.01,2.02,5.05,9.01 07/30/09 KRAFT FOODS INC VA 2.02,9.01 08/04/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 08/04/09 Lake Shore Bancorp, Inc. X1 2.02,9.01 08/04/09 LAKES ENTERTAINMENT INC MN 7.01,9.01 07/29/09 LANDAUER INC DE 2.02,9.01 08/04/09 LANDEC CORP \CA\ CA 5.02,8.01,9.01 07/30/09 LANDMARK BANCORP INC DE 2.02,8.01,9.01 08/04/09 LEXINGTON REALTY TRUST MD 3.02,8.01,9.01 07/30/09 LHC Group, Inc 2.02,9.01 08/04/09 Liberty Global, Inc. 2.02,7.01 08/04/09 Liberty Global, Inc. 7.01 08/04/09 Lifevantage Corp CO 5.02,8.01 07/31/09 LIGAND PHARMACEUTICALS INC DE 1.01,9.01 07/29/09 LIMITED BRANDS INC DE 8.01,9.01 08/03/09 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,5.02 08/03/09 LIQUIDITY SERVICES INC 5.02,9.01 08/04/09 LIQUIDITY SERVICES INC 2.02,9.01 08/04/09 LIVEPERSON INC DE 2.02,9.01 08/04/09 LNB BANCORP INC OH 2.02,9.01 08/04/09 LOCKHEED MARTIN CORP MD 5.02,8.01 08/03/09 LOUISIANA-PACIFIC CORP DE 2.02,9.01 08/04/09 LUNA INNOVATIONS INC 3.01,9.01 07/30/09 MAC-GRAY CORP DE 2.02,9.01 08/04/09 MACERICH CO MD 2.02,7.01,9.01 08/04/09 MAKO Surgical Corp. DE 2.02,9.01 08/04/09 MAN SANG HOLDINGS INC NV 8.01,9.01 08/04/09 MANNKIND CORP 8.01 08/04/09 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 08/04/09 MASIMO CORP DE 2.02,9.01 08/04/09 MATRIX SERVICE CO DE 2.02,5.03,9.01 07/30/09 MAX CAPITAL GROUP LTD. 7.01,9.01 08/04/09 MCG CAPITAL CORP DE 2.02,9.01 08/04/09 MEDIS TECHNOLOGIES LTD DE 2.03 07/29/09 MEDNAX, INC. FL 2.02,9.01 08/04/09 MERIDIAN RESOURCE CORP TX 2.04 07/29/09 METALLINE MINING CO NV 3.02 07/31/09 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 07/29/08 MICROSTRATEGY INC DE 2.02,9.01 07/30/09 MINT LEASING INC NV 1.01,2.03 08/03/09 MMC ENERGY, INC. DE 1.01 07/31/09 MOLEX INC DE 2.02,9.01 08/04/09 MOLINA HEALTHCARE INC DE 2.02,9.01 08/04/09 MOLSON COORS BREWING CO CO 2.02,9.01 08/03/09 AMEND MOSAIC CO DE 2.03,3.03 07/29/09 MSB FINANCIAL CORP. X1 2.02,9.01 07/31/09 Mueller Water Products, Inc. DE 2.02,9.01 08/03/09 Mueller Water Products, Inc. DE 7.01,9.01 08/04/09 MULTI COLOR Corp OH 2.02,9.01 08/04/09 NANOPHASE TECHNOLOGIES CORPORATION IL 2.02,9.01 08/04/09 NATIONAL DENTEX CORP /MA/ MA 2.02,9.01 08/04/09 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 08/04/09 NATIONAL HEALTH INVESTORS INC MD 2.01 07/31/09 NATIONWIDE FINANCIAL SERVICES INC/ DE 2.02,9.01 08/04/09 NATURAL ALTERNATIVES INTERNATIONAL IN DE 1.01,1.02,2.01,9.01 07/29/09 NATURALLY ADVANCED TECHNOLOGIES INC A1 8.01 07/29/09 NBT BANCORP INC DE 8.01,9.01 08/04/09 NEAH POWER SYSTEMS, INC. NV 8.01,9.01 08/04/09 NEKTAR THERAPEUTICS DE 2.02,9.01 08/04/09 NeoStem, Inc. DE 5.02,8.01,9.01 07/29/09 Network Communications, Inc. 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