RECENT 8K FILINGS August 4, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3PAR Inc. DE 2.02,9.01 08/03/09 AAC Group Holding Corp. DE 8.01,9.01 08/03/09 ABOVENET INC DE 1.01,3.03,8.01,9.01 08/03/09 ABRAXAS PETROLEUM CORP NV 1.01,7.01,8.01,9.01 07/29/09 ACORN ENERGY, INC. DE 8.01,9.01 08/03/09 ADMINISTAFF INC \DE\ DE 2.02,9.01 08/03/09 ADVANCED MICRO DEVICES INC DE 5.02,5.03,9.01 07/30/09 Affinia Group Intermediate Holdings I DE 8.01,9.01 08/03/09 Alcantara Brands CORP NV 1.01,8.01,9.01 07/06/09 ALLEGHENY ENERGY, INC MD 8.01,9.01 08/03/09 Alphatec Holdings, Inc. DE 2.02,9.01 08/03/09 AMCORE FINANCIAL INC NV 8.01,9.01 08/03/09 AMERIANA BANCORP IN 2.02,9.01 07/31/09 AMERICAN AIRLINES INC DE 8.01 08/03/09 AMERICAN HOMEPATIENT INC DE 8.01,9.01 07/31/09 AMR CORP DE 8.01 08/03/09 ANTIGENICS INC /DE/ DE 2.02,3.02,8.01,9.01 07/29/09 APPLIED ENERGETICS, INC. DE 8.01,9.01 08/03/09 APPLIED SOLAR, INC. NV 1.01,2.03,9.01 07/28/09 ARENA PHARMACEUTICALS INC DE 2.02,9.01 08/03/09 Argo Group International Holdings, Lt 2.02,9.01 08/03/09 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 08/03/09 Asia Document Transition, Inc. 4.01,9.01 07/28/09 ATHENAHEALTH INC DE 5.02,9.01 07/29/09 ATLAS MINING CO ID 8.01,9.01 07/31/09 ATMEL CORP DE 2.02,9.01 08/03/09 Atomic Guppy Inc NV 1.01,2.01,5.01,5.02,5.03,5.06 07/28/09 9.01 ATS MEDICAL INC MN 2.02,9.01 08/03/09 AVID TECHNOLOGY, INC. DE 5.02,9.01 07/28/09 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 08/03/09 BALDOR ELECTRIC CO MO 2.02,9.01 07/30/09 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 08/03/09 BankFinancial CORP 7.01,9.01 08/03/09 BARNES GROUP INC DE 2.02,9.01 08/03/09 Beacon Federal Bancorp, Inc. MD 2.02,9.01 07/30/09 BEAZER HOMES USA INC DE 1.01,3.03,9.01 07/31/09 BIOANALYTICAL SYSTEMS INC IN 5.03,9.01 07/29/09 BIOHEART, INC. FL 1.01,2.03,3.02 07/23/09 Bonanza Goldfield Corp. NV 5.03,9.01 08/03/09 BRINKS CO VA 5.02,9.01 08/01/09 BROADCAST INTERNATIONAL INC UT 8.01 07/31/09 BROADWIND ENERGY, INC. DE 5.02,9.01 07/29/09 Brookdale Senior Living Inc. DE 2.02,7.01,9.01 08/03/09 BRYN MAWR BANK CORP PA 2.02,7.01,9.01 08/03/09 BTHC XIV, Inc. DE 5.03,8.01,9.01 07/28/09 BUCYRUS INTERNATIONAL INC DE 5.02 08/03/09 CALIFORNIA FIRST NATIONAL BANCORP CA 2.02,7.01,9.01 07/31/09 CAPITALSOURCE INC DE 2.02,7.01,9.01 07/31/09 Cardiac Science CORP 2.02,8.01,9.01 08/03/09 Cardinal Ethanol LLC IN 5.02 07/28/09 CARMIKE CINEMAS INC DE 2.02,9.01 08/03/09 CARROLS RESTAURANT GROUP, INC. 2.02,9.01 08/03/09 CASCADE CORP OR 1.01,9.01 07/29/09 CC Media Holdings Inc DE 8.01,9.01 07/31/09 CENTER BANCORP INC NJ 2.02,9.01 07/30/09 CENTEX CORP NV 2.02,7.01,8.01,9.01 08/03/09 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 5.02 07/30/09 AMEND CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 08/03/09 CHEMUNG FINANCIAL CORP NY 2.02,9.01 07/31/09 CHESAPEAKE CORP /VA/ VA 8.01,9.01 07/31/09 CHICAGO BRIDGE & IRON CO N V 7.01,9.01 08/03/09 China Advanced Construction Materials F4 1.01,3.01,9.01 07/28/09 CHINA AOXING PHARMACEUTICAL COMPANY, FL 8.01,9.01 08/03/09 China Carbon Graphite Group, Inc. 3.02,7.01,9.01 07/30/09 CHOICE HOTELS INTERNATIONAL INC /DE DE 5.02 07/28/09 Clark Holdings Inc. DE 5.02 07/31/09 CLEAN HARBORS INC MA 1.01,2.01,2.02,3.02,5.02,8.01, 07/31/09 9.01 CLEAN HARBORS INC MA 8.01,9.01 08/03/09 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01,9.01 07/31/09 Clear Skies Solar, Inc DE 1.01,2.03,3.02,9.01 07/28/09 Clearwire Corp /DE DE 7.01,9.01 08/03/09 CLIFFS NATURAL RESOURCES INC. OH 8.01 07/31/09 CLOROX CO /DE/ DE 2.02,7.01,9.01 08/03/09 CNA FINANCIAL CORP DE 2.02,9.01 08/03/09 COLUMBIA BANKING SYSTEM INC WA 8.01,9.01 08/03/09 COMMERCE BANCSHARES INC /MO/ MO 1.02 07/31/09 Community Bankers Trust Corp DE 8.01,9.01 07/31/09 COMMUNITY FINANCIAL SHARES INC DE 2.02,9.01 07/31/09 COMPELLENT TECHNOLOGIES INC DE 5.02 07/30/09 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 08/03/09 COMSTOCK RESOURCES INC NV 2.02,9.01 06/30/09 Cooper-Standard Holdings Inc. DE 1.01,1.03,2.03,2.04,8.01,9.01 08/03/09 CORINTHIAN COLLEGES INC 5.02,9.01 07/28/09 CUTERA INC DE 2.02,9.01 08/03/09 DATATRAK INTERNATIONAL INC OH 3.01,8.01,9.01 07/28/09 DELPHI CORP DE 1.01,9.01 08/03/09 DENMARK BANCSHARES INC WI 2.02,9.01 08/03/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.02 07/29/09 DEXCOM INC 1.01,2.02,9.01 07/30/09 DIGITAL ALLY INC 5.02 07/28/09 DineEquity, Inc DE 2.02,9.01 07/28/09 Discover Card Execution Note Trust DE 8.01 07/31/09 DISCOVER CARD MASTER TRUST I DE 8.01 07/31/09 DISCOVERY LABORATORIES INC /DE/ DE 2.02,8.01,9.01 07/29/09 Dividend Capital Total Realty Trust I MD 7.01,9.01 08/03/09 Double-Take Software, Inc. DE 7.01,9.01 08/03/09 DUCOMMUN INC /DE/ DE 2.02,9.01 08/03/09 Duff & Phelps Corp DE 2.02,9.01 08/03/09 DURECT CORP DE 2.02,9.01 08/03/09 DXP ENTERPRISES INC TX 2.02,9.01 07/30/09 DXP ENTERPRISES INC TX 8.01 07/30/09 DYNAMIC ALERT LTD NV 5.02 07/29/09 ECOSPHERE TECHNOLOGIES INC DE 5.02 08/01/09 EDCI HOLDINGS, INC. DE 2.02,9.01 08/03/09 EDGE PETROLEUM CORP DE 1.01,9.01 07/31/09 EDIETS COM INC DE 1.02 07/31/09 ELEMENT 21 GOLF CO DE 3.01,9.01 07/20/09 Emergency Medical Services CORP DE 2.02,7.01,9.01 08/03/09 ENBRIDGE ENERGY PARTNERS LP DE 8.01,9.01 08/03/09 ENCISION INC CO 2.02,9.01 07/30/09 ENDURANCE SPECIALTY HOLDINGS LTD 8.01,9.01 08/03/09 Engraving Masters, Inc. 4.01,9.01 07/28/09 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 08/03/09 ENVIRONMENTAL POWER CORP DE 1.01,8.01 07/31/09 EVEREST RE GROUP LTD D0 2.02,9.01 06/30/09 EVERGREENBANCORP INC WA 8.01 07/31/09 Exobox Technologies Corp. NV 8.01 07/30/09 Exousia Advanced Materials, Inc. TX 1.01,5.02 08/03/09 Extra Space Storage Inc. MD 2.02,9.01 08/03/09 FAIRPOINT COMMUNICATIONS INC DE 1.01,2.03,8.01,9.01 07/29/09 Federal Home Loan Bank of Boston X1 2.03 07/30/09 Federal Home Loan Bank of Indianapoli X1 5.02,9.01 08/03/09 FIRST FINANCIAL BANCORP /OH/ OH 1.01,1.02,2.01,9.01 07/31/09 FIRST FINANCIAL BANCORP /OH/ OH 2.02,9.01 08/03/09 FIRST FINANCIAL CORP /IN/ IN 2.02,9.01 08/03/09 FIRST KEYSTONE CORP PA 2.02 07/31/09 FIRST MERCHANTS CORP IN 2.02,9.01 06/30/09 FIRST MERCHANTS CORP IN 5.02,5.03,9.01 07/28/09 FIRST MERCURY FINANCIAL CORP DE 2.02,9.01 08/03/09 FIRSTENERGY CORP OH 2.02,9.01 08/03/09 FLUID SOLUTIONS, INC. NV 5.02 07/31/09 FORD MOTOR CO DE 8.01,9.01 08/03/09 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 08/03/09 FOREST OIL CORP NY 2.02,7.01,9.01 08/03/09 Fox Chase Bancorp Inc X1 5.02 08/01/09 FREMONT GENERAL CORP NV 8.01 08/03/09 FRESH DEL MONTE PRODUCE INC E9 7.01,9.01 07/31/09 GASTAR EXPLORATION LTD 3.03,9.01 08/03/09 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,9.01 07/31/09 GENSPERA INC DE 1.01,3.02,9.01 07/31/09 GERBER SCIENTIFIC INC CT 8.01 07/31/09 GILEAD SCIENCES INC DE 5.02,9.01 07/29/09 GLADSTONE CAPITAL CORP MD 2.02,9.01 08/03/09 Global Consumer Acquisition Corp. DE 7.01,9.01 08/03/09 GLOBALSCAPE INC DE 8.01 07/29/09 GRAHAM PACKAGING HOLDINGS CO DE 1.02 07/31/09 Grand Canyon Education, Inc. DE 2.02,9.01 08/03/09 GREEN MOUNTAIN COFFEE ROASTERS INC DE 7.01,9.01 08/03/09 Greenlight Capital Re, Ltd. 2.02,9.01 08/03/09 GRIFFIN LAND & NURSERIES INC DE 8.01,9.01 08/03/09 Guaranty Bancorp DE 2.02,7.01,9.01 08/03/09 GULF RESOURCES, INC. DE 8.01,9.01 08/03/09 HAEMONETICS CORP MA 2.02,9.01 08/03/09 HAMPSHIRE GROUP LTD DE 5.02,9.01 07/29/09 HAMPTON ROADS BANKSHARES INC VA 2.02,5.02,7.01,9.01 07/31/09 HANMI FINANCIAL CORP DE 1.01,3.02,8.01,9.01 07/31/09 HERTZ CORP DE 2.02,9.01 07/29/09 HERTZ GLOBAL HOLDINGS INC 2.02,9.01 07/29/09 HICKORY TECH CORP MN 7.01,9.01 08/03/09 Hicks Acquisition CO I Inc. DE 1.01,1.02,3.01,7.01,8.01,9.01 07/31/09 HOLLY CORP DE 7.01,9.01 08/01/09 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 08/01/09 HOLOGIC INC DE 2.02,9.01 08/03/09 HORIZON FINANCIAL CORP WA 2.02,9.01 08/03/09 HUDSON TECHNOLOGIES INC /NY NY 1.01,9.01 07/31/09 HUMAN GENOME SCIENCES INC DE 1.01,9.01 07/28/09 HUMANA INC DE 2.02,7.01,9.01 08/03/09 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 08/03/09 Huron Consulting Group Inc. DE 8.01,9.01 08/03/09 HYPERDYNAMICS CORP DE 5.02,9.01 08/03/09 ICAD INC DE 2.02,9.01 07/29/09 ICAGEN INC DE 8.01,9.01 08/03/09 IEC ELECTRONICS CORP DE 7.01,9.01 08/03/09 iGenii, Inc. DE 4.01,9.01 06/30/09 IMPERIAL CAPITAL BANCORP, INC. DE 1.01,5.02,9.01 07/28/09 infoGROUP Inc. DE 2.02,9.01 08/03/09 Information Services Group Inc. DE 2.02,9.01 08/03/09 INGLES MARKETS INC NC 2.02,9.01 08/03/09 Inland American Real Estate Trust, In MD 1.01,9.01 07/30/09 Innophos Holdings, Inc. 8.01 08/03/09 INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 07/31/09 AMEND INTERNET INFINITY INC DE 1.01 07/31/09 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 07/28/09 INTRUSION INC DE 4.01 07/30/09 INTUIT INC DE 5.02,9.01 07/28/09 J&J SNACK FOODS CORP NJ 8.01,9.01 08/03/09 JAG MEDIA HOLDINGS INC NV 2.01,3.02,5.01,5.02,5.03,9.01 08/03/09 James River Coal CO VA 2.02,7.01,9.01 08/03/09 KENNAMETAL INC PA 5.02 07/28/09 KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 08/03/09 KEYCORP /NEW/ OH 8.01,9.01 08/03/09 KIMBALL INTERNATIONAL INC IN 5.03,9.01 08/03/09 KINGSTONE COMPANIES, INC. DE 5.02 08/01/09 La Cortez Energy, Inc. NV 3.02,7.01,9.01 07/29/09 Lake Victoria Mining Company, Inc. NV 5.02 07/23/09 LaPorte Bancorp, Inc. X1 5.02,9.01 07/28/09 LAW ENFORCEMENT ASSOCIATES CORP NV 8.01 08/03/09 LAWSON PRODUCTS INC/NEW/DE/ DE 1.01,9.01 07/31/09 LEAPFROG ENTERPRISES INC 2.02,9.01 06/30/09 LEE ENTERPRISES, INC DE 2.02,8.01,9.01 06/28/09 LEGG MASON INC MD 9.01 05/12/08 AMEND LHC Group, Inc 8.01,9.01 08/03/09 LIBERATOR MEDICAL HOLDINGS, INC. NV 2.02,9.01 08/03/09 LIBERTY MEDIA CORP 5.02 07/30/09 Life Exchange Inc NV 4.01,9.01 07/21/09 AMEND LIGAND PHARMACEUTICALS INC DE 2.02,9.01 08/03/09 LITTLEFIELD CORP DE 2.02,9.01 07/29/09 LOCAL.COM DE 1.01,5.02,9.01 07/29/09 Location Based Technologies, Inc. NV 3.02,9.01 07/24/09 LODGIAN INC DE 8.01,9.01 08/03/09 LOEWS CORP DE 2.02,9.01 06/30/09 LOOKSMART LTD DE 2.02,9.01 08/03/09 LYDALL INC /DE/ DE 2.02,9.01 08/03/09 Madrona Ventures, Inc. NV 1.01,5.02 07/31/09 MAGELLAN MIDSTREAM HOLDINGS LP 2.02,9.01 08/03/09 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 08/03/09 MANNKIND CORP 2.02,9.01 08/03/09 MAP Pharmaceuticals, Inc. DE 2.02,9.01 08/03/09 MARATHON OIL CORP DE 2.02,9.01 08/03/09 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 07/29/09 MDU RESOURCES GROUP INC DE 2.02,7.01,9.01 06/30/09 MEDAREX INC NJ 2.02,9.01 07/31/09 MEDASSETS INC DE 2.02,9.01 08/03/09 MEDICAL ALARM CONCEPTS HOLDINGS INC NV 1.01,2.03,3.02,9.01 06/15/09 MEMC ELECTRONIC MATERIALS INC DE 8.01 07/31/09 MERCURY COMPUTER SYSTEMS INC MA 5.02 07/28/09 MERCURY GENERAL CORP CA 2.02,9.01 08/03/09 MFA FINANCIAL, INC. MD 1.01,9.01 07/30/09 MGM MIRAGE DE 2.02,9.01 08/03/09 MOCON INC MN 2.02,9.01 08/03/09 MOLSON COORS BREWING CO CO 2.02,9.01 08/03/09 MOLSON COORS BREWING CO CO 2.02,9.01 08/03/09 MONRO MUFFLER BRAKE INC NY 8.01 08/03/09 MULTISYS LANGUAGE SOLUTIONS INC NV 8.01 07/29/09 MVC CAPITAL, INC. DE 8.01 07/31/09 MxEnergy Holdings Inc 1.01,9.01 07/31/09 NANOMETRICS INC DE 9.01 05/07/09 AMEND NATIONAL PRESTO INDUSTRIES INC WI 2.02,9.01 07/31/09 NATIONAL RETAIL PROPERTIES, INC. MD 2.02,9.01 08/03/09 NEAH POWER SYSTEMS, INC. NV 8.01,9.01 08/03/09 Neenah Paper Inc DE 8.01,9.01 08/03/09 New England Bancshares, Inc. 2.02,9.01 07/31/09 NEW FRONTIER MEDIA INC CO 1.01 07/31/09 NEW HORIZONS WORLDWIDE INC DE 5.03,9.01 07/28/09 NIC INC CO 7.01,9.01 07/31/09 Nordic Turbines, Inc. NV 1.01,2.03,9.01 08/03/09 NORTEL NETWORKS CORP 1.01,8.01 07/28/09 NORTEL NETWORKS LTD 1.01,8.01 07/28/09 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 07/31/09 NORTHEAST UTILITIES MA 8.01 07/31/09 NORTHERN STATES FINANCIAL CORP /DE/ DE 2.02 08/03/09 NORTHWEST INDIANA BANCORP IN 5.03,9.01 07/31/09 NovaBay Pharmaceuticals, Inc. CA 5.02 08/03/09 NovaRay Medical, Inc. DE 5.02 07/28/09 Novelis Inc. A6 2.02,9.01 08/03/09 NU HORIZONS ELECTRONICS CORP DE 1.02,5.02,7.01,9.01 08/03/09 NURX PHARMACEUTICALS, INC. NV 1.01,2.01,2.03,9.01 07/30/09 NuStar Energy L.P. DE 2.02,9.01 08/03/09 NuStar GP Holdings, LLC DE 2.02,9.01 08/03/09 NUTRACEA CA 5.02,9.01 07/28/09 NUVEEN INVESTMENTS INC DE 1.01,2.03,9.01 07/28/09 OGLETHORPE POWER CORP GA 4.01,9.01 07/29/09 Oncothyreon Inc. DE 8.01,9.01 08/03/09 Optimum Interactive (USA) Ltd. DE 8.01 07/27/09 OVERSTOCK.COM, INC UT 1.02,9.01 08/03/09 Panglobal Brands Inc. DE 5.02 07/31/09 Patient Portal Technologies, Inc. DE 2.02 08/03/09 Patient Safety Technologies, Inc DE 8.01,9.01 07/29/09 PENN NATIONAL GAMING INC PA 2.02,9.01 07/29/09 PepperBall Technologies, Inc. CO 5.02 07/31/09 PERVASIVE SOFTWARE INC DE 8.01 08/03/09 Pet DRx CORP DE 3.01,8.01,9.01 07/28/09 PETMED EXPRESS INC FL 8.01,9.01 08/03/09 PetroAlgae Inc. DE 1.01 07/28/09 PHARMATHENE, INC DE 9.01 07/24/09 AMEND PharMerica CORP DE 2.02,9.01 08/03/09 PIER 1 IMPORTS INC/DE DE 8.01,9.01 08/03/09 Pike Electric CORP 1.01,2.03,9.01 07/29/09 PMA CAPITAL CORP PA 2.02,9.01 08/03/09 PORTLAND GENERAL ELECTRIC CO /OR/ OR 2.02,9.01 08/03/09 POWER INTEGRATIONS INC CA 5.02 07/28/09 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 07/30/09 Pregis Holding II CORP DE 5.02 08/03/09 PROASSURANCE CORP DE 2.02,7.01 08/03/09 PROCYON CORP CO 1.01,2.01,5.02,9.01 07/14/09 PUBLIX SUPER MARKETS INC FL 2.02,9.01 08/03/09 Quest Minerals & Mining Corp UT 8.01 08/03/09 RAFAELLA APPAREL GROUP,INC. DE 5.02,9.01 07/28/09 RAIT Financial Trust MD 1.01,2.03,9.01 07/31/09 REPROS THERAPEUTICS INC. DE 8.01,9.01 08/03/09 RESEARCH FRONTIERS INC DE 1.01 08/03/09 ROGERS CORP MA 2.02,7.01,9.01 08/03/09 RRI ENERGY INC DE 2.02,9.01 08/03/09 RUBIOS RESTAURANTS INC DE 1.01,2.02,5.02,9.01 08/03/09 RURBAN FINANCIAL CORP OH 8.01 07/28/09 SANTARUS INC DE 2.02,9.01 08/03/09 SBA COMMUNICATIONS CORP FL 5.03,9.01 07/30/09 SEARS HOLDINGS CORP DE 5.02 08/01/09 Select Notes Trust LT 2004-1 DE 8.01,9.01 08/03/09 SENOMYX INC DE 1.01,9.01 07/28/09 SENORX INC DE 2.02,9.01 08/03/09 SERACARE LIFE SCIENCES INC 1.01,9.01 07/31/09 SIBONEY CORP MD 8.01,9.01 08/03/09 SIMPLE TECH, INC. NV 2.01,5.01,5.02,5.06,7.01,9.01 07/27/09 SIMPSON MANUFACTURING CO INC /CA/ DE 8.01,9.01 07/31/09 SIX FLAGS, INC. DE 2.02,9.01 08/03/09 SMARTHEAT INC. NV 5.02,9.01 07/31/09 SMITH MICRO SOFTWARE INC DE 2.02,7.01,9.01 08/03/09 SMURFIT STONE CONTAINER CORP DE 5.02 07/31/09 SOLTA MEDICAL INC DE 5.02 07/28/09 SouthPeak Interactive CORP DE 5.02,9.01 07/28/09 SOUTHWEST WATER CO DE 1.01,9.01 08/03/09 SOUTHWESTERN ENERGY CO DE 7.01 07/31/09 SP Acquisition Holdings, Inc. NY 1.01,9.01 07/30/09 SP Acquisition Holdings, Inc. NY 8.01,9.01 08/03/09 SPARTAN STORES INC MI 5.02,9.01 07/31/09 STEC, INC. CA 2.02,9.01 08/03/09 Sterling Banks, Inc. NJ 1.01,9.01 07/28/09 STRYKER CORP MI 5.02 07/29/09 Sugar Creek Financial Corp X1 8.01,9.01 08/03/09 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 08/03/09 SUN HYDRAULICS CORP FL 2.02,9.01 08/03/09 Sungro Minerals Inc. NV 5.03,7.01,9.01 07/20/09 SWIFT ENERGY CO 2.02,9.01 08/03/09 SYKES ENTERPRISES INC FL 2.02,9.01 08/03/09 SYNAPTICS INC CA 5.02,9.01 07/28/09 TASTY BAKING CO PA 2.02,9.01 08/03/09 TECHNITROL INC PA 2.02,9.01 08/03/09 TECUMSEH PRODUCTS CO MI 8.01,9.01 08/03/09 TENGASCO INC TN 8.01,9.01 07/28/09 TERADATA CORP /DE/ 5.02,9.01 07/28/09 THERMOENERGY CORP AK 5.02 07/28/09 TIDEWATER INC DE 7.01,9.01 07/29/09 TIMBERLAND BANCORP INC WA 8.01,9.01 07/31/09 Total Nutraceutical Solutions, Inc. NV 5.02 07/29/09 TRANS1 INC 2.02,9.01 07/30/09 Transcept Pharmaceuticals Inc DE 1.01,7.01,9.01 07/31/09 Transocean Ltd. V8 7.01,9.01 08/03/09 TRIDENT MICROSYSTEMS INC DE 5.02 07/31/09 TRIUMPH GROUP INC / DE 2.02,9.01 07/29/09 TYSON FOODS INC DE 2.02,9.01 08/03/09 ULTRA CLEAN HOLDINGS INC 2.02,5.02,5.03,9.01 07/30/09 UNION DRILLING INC DE 2.02,9.01 08/03/09 UNISYS CORP DE 1.01,2.03,3.02,3.03,8.01,9.01 07/31/09 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 08/03/09 USA Mobility, Inc DE 7.01,9.01 07/30/09 USA TECHNOLOGIES INC PA 8.01,9.01 08/03/09 UTEK CORP 5.02,9.01 07/28/09 UTSTARCOM INC DE 5.02,9.01 08/03/09 VALLEY FINANCIAL CORP /VA/ VA 2.02,9.01 08/03/09 Vantage Drilling CO E9 1.01,9.01 07/31/09 VENTAS INC DE 7.01 07/30/09 VERMONT PURE HOLDINGS LTD/DE DE 1.01 07/31/09 Vicor Technologies, Inc. DE 3.02 07/17/09 AMEND Volcano Corp DE 5.02,9.01 07/28/09 Vortec Electronics, Inc. 5.02 07/24/09 Vortec Electronics, Inc. 5.02 07/24/09 Warner Chilcott Ltd D0 8.01,9.01 08/03/09 WELLCARE HEALTH PLANS, INC. DE 5.02,9.01 07/30/09 WELLS REAL ESTATE FUND II GA 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 08/03/09 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 08/03/09 WEST BANCORPORATION INC IA 5.02,9.01 07/29/09 WHIRLPOOL CORP /DE/ DE 8.01 08/03/09 WHITE DENTAL SUPPLY, INC. NV 4.01,9.01 07/28/09 Wonder Auto Technology, Inc NV 7.01,9.01 08/03/09 WPT ENTERPRISES INC 1.01,9.01 07/28/09 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 08/03/09 WYNN RESORTS LTD 1.01,5.02,9.01 07/31/09 XTENT INC 8.01 08/03/09 ZYMOGENETICS INC WA 2.02,9.01 08/03/09