RECENT 8K FILINGS June 17, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 21ST CENTURY HOLDING CO FL 1.01,9.01 06/11/09 ABERCROMBIE & FITCH CO /DE/ DE 5.03,9.01 06/16/09 ACACIA RESEARCH CORP DE 8.01 06/12/09 ACCELRYS, INC. DE 5.02,8.01,9.01 06/15/09 ACCESS PHARMACEUTICALS INC DE 1.01,1.02 06/16/09 ADOBE SYSTEMS INC DE 2.02,9.01 06/16/09 ADVANTA CORP DE 8.01,9.01 06/16/09 AGY Holding Corp. DE 2.01,9.01 06/10/09 ALLIANCE HEALTHCARD INC 9.01 04/01/09 AMEND ALPINE AIR EXPRESS INC/DE DE 7.01,8.01,9.01 06/16/09 AMACORE GROUP, INC. DE 1.01,2.03,9.01 06/10/09 American Lithium Minerals, Inc. 5.02 06/04/09 American Lithium Minerals, Inc. 2.01,9.01 06/15/09 AMERIPRISE FINANCIAL INC DE 1.01,9.01 06/11/09 AMH HOLDINGS, LLC DE 7.01,9.01 06/16/09 AMICAS, Inc. DE 9.01 04/02/09 AMEND ANTHRACITE CAPITAL INC MD 7.01 06/15/09 ARGYLE SECURITY, INC. 8.01,9.01 06/15/09 ARIBA INC DE 8.01 06/11/09 Asian Trends Media Holdings, Inc NV 2.01,5.02,9.01 12/30/08 AMEND ASSOCIATED MATERIALS, LLC DE 7.01,9.01 06/16/09 ASSURED GUARANTY LTD 7.01,9.01 06/16/09 ATHEROGENICS INC GA 8.01,9.01 06/16/09 ATP OIL & GAS CORP TX 1.01,9.01 06/11/09 AUTODESK INC DE 5.02,5.03,9.01 06/11/09 BELLTOWER ENTERTAINMENT CORP. NV 5.01 04/30/09 BERKSHIRE HILLS BANCORP INC 8.01 06/16/09 BEST BUY CO INC MN 2.02,9.01 06/16/09 BILL BARRETT CORP 1.01,7.01,8.01,9.01 06/12/09 BIOMARIN PHARMACEUTICAL INC DE 8.01 06/10/09 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 4.01,9.01 04/30/09 AMEND BJs RESTAURANTS INC CA 8.01,9.01 06/16/09 BLUEFLY INC DE 4.01,9.01 06/03/09 AMEND BOND LABORATORIES, INC. 8.01,9.01 06/16/09 BPZ RESOURCES, INC. TX 7.01,9.01 06/10/09 BUILDING MATERIALS HOLDING Corp DE 1.01,9.01 06/16/09 CALGON CARBON CORPORATION DE 8.01 06/16/09 CANYON COPPER CORP. 7.01,9.01 06/12/09 CapLease, Inc. 1.01,9.01 06/16/09 CARDINAL BANKSHARES CORP VA 8.01,9.01 06/15/09 Cardium Therapeutics, Inc. 1.01,2.03,3.02,9.01 06/11/09 CARROLS CORP DE 1.01,8.01,9.01 06/16/09 CARROLS RESTAURANT GROUP, INC. 1.01,8.01,9.01 06/16/09 CASELLA WASTE SYSTEMS INC DE 2.02,9.01 06/15/09 CASEYS GENERAL STORES INC IA 2.02,5.02,5.03,8.01,9.01 06/10/09 CB RICHARD ELLIS GROUP INC DE 7.01 06/15/09 CB RICHARD ELLIS GROUP INC DE 8.01,9.01 06/15/09 CBEYOND, INC. 5.02,8.01,9.01 06/12/09 CHAMPION INDUSTRIES INC WV 8.01,9.01 06/16/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 06/16/09 CHEM RX CORP DE 8.01,9.01 06/16/09 Chemtura CORP DE 7.01,9.01 06/16/09 CHINA DIGITAL COMMUNICATION GROUP NV 4.01,9.01 06/10/09 CHINA FUND INC MD 7.01,9.01 05/31/09 Clearwire Corp /DE DE 7.01,9.01 06/16/09 CONSOLIDATED CAPITAL PROPERTIES III CA 1.01,9.01 06/10/09 CORPORATE EXECUTIVE BOARD CO DE 2.05,2.06 06/10/09 CORPORATE PROPERTY ASSOCIATES 15 INC MD 8.01,9.01 06/11/09 CPC OF AMERICA INC NV 5.03,9.01 06/15/09 CSX CORP VA 2.03,9.01 05/04/06 AMEND CTI GROUP HOLDINGS INC DE 5.02 06/10/09 CURRENT TECHNOLOGY CORP 8.01,9.01 06/11/09 CURRENT TECHNOLOGY CORP 8.01,9.01 06/15/09 CYBERMESH INTERNATIONAL CORP. 5.03,9.01 06/08/09 DARA BioSciences, Inc. DE 1.01,3.02,8.01,9.01 06/15/09 DAYBREAK OIL & GAS INC WA 1.01,2.01,9.01 06/11/09 DAYTON POWER & LIGHT CO OH 7.01,9.01 06/16/09 DEFENSE INDUSTRIES INTERNATIONAL INC NV 5.02 06/13/09 DENDREON CORP DE 5.02,8.01,9.01 06/10/09 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 06/16/09 Discovery Communications, Inc. DE 8.01,9.01 06/16/09 DPL INC OH 7.01,9.01 06/16/09 DRI CORP NC 7.01,9.01 06/16/09 Duke Energy CORP DE 5.02 06/16/09 DURECT CORP DE 5.02,9.01 06/10/09 DYNATRONICS CORP UT 5.02,9.01 06/11/09 ELEPHANT TALK COMMUNICATIONS INC CA 7.01,9.01 06/16/09 EMPIRE GLOBAL CORP. DE 8.01 06/15/09 AMEND ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 06/16/09 EnerJex Resources, Inc. NV 1.01,8.01,9.01 06/11/09 Enstar Group LTD D0 8.01,9.01 06/15/09 EON COMMUNICATIONS CORP DE 2.02,5.02,9.01 06/15/09 ETRIALS WORLDWIDE INC. 8.01,9.01 06/16/09 EXTERRAN HOLDINGS INC. DE 1.01,2.03,7.01,9.01 06/10/09 FACTSET RESEARCH SYSTEMS INC DE 2.02,9.01 06/16/09 FAIRPOINT COMMUNICATIONS INC DE 5.02,8.01,9.01 06/16/09 FBR CAPITAL MARKETS CORP VA 8.01,9.01 06/15/09 Federal Home Loan Bank of Atlanta X1 2.03 06/16/09 Federal Home Loan Bank of Boston X1 2.03 06/11/09 Federal Home Loan Bank of Chicago X1 2.03 06/10/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 06/10/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 06/11/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 06/11/09 Federal Home Loan Bank of New York X1 2.03,9.01 06/10/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 06/10/09 Federal Home Loan Bank of San Francis X1 2.03 06/11/09 Federal Home Loan Bank of Seattle 2.03 06/15/09 Federal Home Loan Bank of Topeka 2.03 06/10/09 FIRST CENTURY BANCORP. GA 4.01,9.01 06/11/09 FIRST NIAGARA FINANCIAL GROUP INC DE 5.02,9.01 06/15/09 FIRSTPLUS FINANCIAL GROUP INC NV 1.01,2.03,3.02,9.01 01/16/09 Forestar Group Inc. DE 2.01,9.01 06/16/09 FORRESTER RESEARCH INC DE 7.01,9.01 06/16/09 FREMONT GENERAL CORP NV 8.01,9.01 06/15/09 FULTON FINANCIAL CORP PA 5.02 06/16/09 GANNETT CO INC /DE/ DE 5.02,9.01 06/15/09 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 06/15/09 GENEREX BIOTECHNOLOGY CORP DE 1.01,9.01 06/15/09 GENZYME CORP MA 8.01,9.01 06/16/09 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 06/16/09 GEORGIA GULF CORP /DE/ DE 1.01,8.01,9.01 06/15/09 GLATFELTER P H CO PA 2.04 06/10/09 Global Energy Holdings Group, Inc. CO 8.01,9.01 06/12/09 Gold Bag, Inc. NV 4.01,9.01 06/15/09 Gottaplay Interactive, Inc. 5.02 06/16/09 GOTTSCHALKS INC DE 1.01,8.01,9.01 06/10/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 06/12/09 GREAT PLAINS ENERGY INC MO 7.01,9.01 06/16/09 GREAT PLAINS ENERGY INC MO 1.01,9.01 06/15/09 GYRODYNE CO OF AMERICA INC NY 1.01 06/12/09 HANOVER INSURANCE GROUP, INC. DE 7.01 06/16/09 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 4.02 06/10/09 HELIX ENERGY SOLUTIONS GROUP INC MN 8.01,9.01 06/16/09 HERITAGE BANKSHARES INC /VA VA 7.01 06/16/09 HERITAGE COMMERCE CORP CA 5.02,9.01 06/11/09 Homeland Security Network, Inc. 8.01 06/08/09 Iconic Brands, Inc. NV 1.01,2.01,3.02,4.01,5.01,5.02, 06/10/09 5.03,5.06,9.01 IMMUNOMEDICS INC DE 5.02 06/10/09 INFERX CORP DE 1.01,9.01 06/15/09 INOVIO BIOMEDICAL CORP 9.01 06/01/09 AMEND INSITUFORM TECHNOLOGIES INC DE 2.01,9.01 03/31/09 AMEND INTEGRATED SILICON SOLUTION INC DE 5.03,8.01,9.01 06/12/09 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,2.03,8.01,9.01 06/15/09 iPCS, INC DE 5.02,9.01 06/16/09 IRIS INTERNATIONAL INC DE 8.01 06/12/09 ISOLAGEN INC DE 1.03,2.04,3.01 06/10/09 IVAX DIAGNOSTICS INC DE 5.02,9.01 06/15/09 JAVO BEVERAGE CO INC DE 5.02 06/10/09 JONES LANG LASALLE INC MD 1.01,9.01 06/10/09 LAKELAND BANCORP INC NJ 7.01,9.01 06/16/09 LANDRYS RESTAURANTS INC 8.01,9.01 06/15/09 Lateral Media, Inc. DE 1.01,2.03,9.01 06/11/09 Liberty Global, Inc. 7.01 06/16/09 LIFE PARTNERS HOLDINGS INC TX 2.02,9.01 06/16/09 LINCOLN NATIONAL CORP IN 8.01,9.01 06/15/09 AMEND Location Based Technologies, Inc. NV 1.01,3.02,9.01 06/05/09 MAGUIRE PROPERTIES INC MD 7.01,8.01,9.01 06/15/09 MARINER ENERGY INC DE 1.01,2.03,8.01,9.01 06/10/09 MARTEK BIOSCIENCES CORP DE 7.01 06/11/09 MATRIXX INITIATIVES INC DE 8.01 06/16/09 MCMORAN EXPLORATION CO /DE/ DE 8.01,9.01 06/15/09 MedClean Technologies, Inc. DE 8.01,9.01 06/16/09 MEDICINOVA INC DE 1.01,3.01,5.02,8.01,9.01 06/11/09 MEDICIS PHARMACEUTICAL CORP DE 8.01 06/10/09 MERGE HEALTHCARE INC WI 8.01,9.01 06/16/09 MGP INGREDIENTS INC KS 1.01,5.05,9.01 06/10/09 MILACRON INC DE 8.01 06/10/09 MILLER DIVERSIFIED CORP NV 5.01,5.02 06/15/09 ML MACADAMIA ORCHARDS L P DE 1.02 06/15/09 MONRO MUFFLER BRAKE INC NY 8.01,9.01 06/15/09 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 06/15/09 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 2.02,7.01,9.01 06/16/09 MYMETICS CORP DE 2.01,3.02,9.01 04/01/09 NASB FINANCIAL INC MO 8.01 06/16/09 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 06/16/09 NAVIGATORS GROUP INC DE 5.02,9.01 06/11/09 NB&T FINANCIAL GROUP INC OH 8.01 06/16/09 NeoStem, Inc. DE 1.01,9.01 06/12/09 NF Energy Saving CORP of America DE 8.01,9.01 06/15/09 NGP Capital Resources Co MD 7.01,9.01 06/16/09 NOBLE INTERNATIONAL, LTD. DE 1.01 06/10/09 NOVA NATURAL RESOURCES CORP CO 1.01 06/16/09 NTS REALTY HOLDINGS LP DE 2.01,9.01 06/12/09 OMEGA PROTEIN CORP NV 5.02,8.01,9.01 06/12/09 OPTICAL CABLE CORP VA 2.02,9.01 06/10/09 OSCIENT PHARMACEUTICALS CORP MA 2.05,8.01,9.01 06/11/09 P&F INDUSTRIES INC DE 1.01,2.01,2.03,9.01 06/10/09 PAETEC Holding Corp. 8.01,9.01 06/16/09 PARADIGM MEDICAL INDUSTRIES INC DE 5.02 05/29/09 PARALLEL PETROLEUM CORP DE 5.02,9.01 06/16/09 AMEND Patriot Coal CORP DE 8.01,9.01 06/16/09 PENN VIRGINIA CORP VA 1.01,2.03,9.01 06/15/09 Perfumania Holdings, Inc. FL 5.02 06/12/09 Petrocorp Inc DE 1.01 06/12/09 PHH CORP MD 5.02,5.03,8.01,9.01 06/10/09 Pinnacle Foods Finance LLC DE 7.01,9.01 06/16/09 PISMO COAST VILLAGE INC CA 1.01,5.02 06/15/09 PLATO LEARNING INC DE 5.02 06/10/09 PREMIER EXHIBITIONS, INC. FL 5.03,9.01 06/10/09 PROASSURANCE CORP DE 7.01 06/16/09 Protective Products of America, Inc. DE 8.01,9.01 06/15/09 QUIGLEY CORP NV 5.02,8.01,9.01 06/12/09 RACKSPACE HOSTING, INC. 8.01 06/15/09 RadNet, Inc. DE 8.01,9.01 06/15/09 RENAISSANCE LEARNING INC WI 5.02 06/12/09 RESEARCH FRONTIERS INC DE 7.01 06/16/09 RETAIL VENTURES INC OH 2.02,9.01 06/16/09 RITE AID CORP DE 1.01,2.03,9.01 06/12/09 ROADSHIPS HOLDINGS, INC. DE 8.01,9.01 06/15/09 ROMA FINANCIAL CORP X1 5.02 06/12/09 S&T BANCORP INC PA 8.01 06/15/09 SANDERS MORRIS HARRIS GROUP INC TX 8.01,9.01 06/16/09 SELECTICA INC DE 2.02,5.02,9.01 06/10/09 Seneca-Cayuga Bancorp, Inc. X1 8.01,9.01 06/16/09 SIMMONS CO DE 2.02 06/10/09 SMALL BUSINESS CO DE 5.01,9.01 06/09/09 SMARTHEAT INC. NV 1.01,2.01,9.01 05/27/09 AMEND SMITHFIELD FOODS INC VA 2.02,9.01 06/16/09 SoftBrands, Inc. DE 1.01,9.01 06/11/09 Solo Cup CO DE 8.01,9.01 06/16/09 SOUTH TEXAS OIL CO NV 1.01,2.03,9.01 06/10/09 Specialty Underwriters Alliance, Inc. DE 1.01 06/11/09 SPECTRANETICS CORP DE 5.02,5.03,9.01 06/10/09 STARINVEST GROUP, INC. NV 8.01 06/16/09 STEC, INC. CA 7.01,9.01 06/16/09 STEEL DYNAMICS INC IN 1.01,8.01,9.01 06/11/09 STEELCLOUD INC VA 3.02 06/15/09 STERLING CHEMICALS INC DE 5.02,8.01,9.01 06/16/09 STONE ENERGY CORP DE 1.01,9.01 06/10/09 SYNERGETICS USA INC 2.02,9.01 06/15/09 TAMALPAIS BANCORP 5.02,9.01 06/10/09 TARGACEPT INC 5.02,9.01 06/10/09 TECH DATA CORP FL 5.03,8.01,9.01 06/10/09 TECHNEST HOLDINGS INC NV 1.01,3.02,9.01 06/11/09 TENET HEALTHCARE CORP NV 1.01,2.03,8.01,9.01 06/15/09 TERRESTAR CORP DE 7.01,8.01,9.01 06/16/09 TODD SHIPYARDS CORP WA 8.01 06/16/09 TRUE TEMPER SPORTS INC 1.01 06/15/09 TrueBlue, Inc. WA 5.03,9.01 06/15/09 TXCO Resources Inc DE 1.01,9.01 06/15/09 UMPQUA HOLDINGS CORP OR 7.01,8.01,9.01 06/16/09 Under Armour, Inc. MD 7.01 06/12/09 UNITED STATES STEEL CORP DE 1.01,9.01 06/12/09 UNITED STATES STEEL CORP DE 1.01,2.03,9.01 06/12/09 URANERZ ENERGY CORP. NV 8.01 06/10/09 URANIUM ENERGY CORP NV 8.01 06/15/09 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 06/15/09 VECTOR GROUP LTD DE 1.01,2.03,3.02,9.01 06/16/09 Verigy Ltd. U0 2.01,9.01 06/15/09 VERMILLION, INC. DE 8.01,9.01 05/21/09 VILLAGE SUPER MARKET INC NJ 5.02,9.01 06/12/09 VIRGIN MEDIA INC. DE 5.02,8.01,9.01 06/10/09 VISANT CORP 2.05 06/16/09 VISANT HOLDING CORP 2.05 06/16/09 Western Gas Partners LP DE 8.01,9.01 06/16/09 WHITING PETROLEUM CORP DE 8.01,9.01 06/15/09 WORLD FUEL SERVICES CORP FL 8.01,9.01 06/15/09 WORLDWIDE ENERGY & MANUFACTURING USA CO 4.01,9.01 06/08/09 WOUND MANAGEMENT TECHNOLOGIES, INC. TX 8.01,9.01 06/15/09 XO HOLDINGS INC DE 5.02,7.01,8.01,9.01 06/14/09