RECENT 8K FILINGS May 15, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Century Bancshares, Inc. DE 2.02,9.01 05/14/09 3PAR Inc. DE 5.02 05/08/09 A.C. Moore Arts & Crafts, Inc. PA 2.02,7.01,9.01 05/14/09 A.G. Volney Center, Inc DE 5.02 05/13/09 ACORN ENERGY, INC. DE 2.02,9.01 05/14/09 ACTIVE POWER INC DE 5.02 05/13/09 ADA-ES INC CO 2.02,9.01 05/14/09 ADOLOR CORP 1.01,8.01,9.01 05/08/09 AGILENT TECHNOLOGIES INC DE 2.02,9.01 05/14/09 AKORN INC LA 2.02,9.01 05/12/09 ALION SCIENCE & TECHNOLOGY CORP DE 3.02,8.01 03/31/09 ALLETE INC MN 5.02 05/14/09 AMEND ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/14/09 ALLIANCE HEALTHCARD INC 2.02,9.01 05/14/09 Alternative Asset Management Acquisit DE 1.01,8.01,9.01 05/14/09 Alternative Energy Development Corp NV 1.01,3.02,5.01,5.02,5.03,8.01, 04/23/09 9.01 AMAZON GOLDSANDS LTD. NV 4.01,9.01 05/12/09 AMERICAN DAIRY INC UT 2.02,9.01 05/14/09 AMERICAN DAIRY INC UT 1.01,3.02,5.02,9.01 05/07/09 AMEND AMERICAN DG ENERGY INC DE 2.02,9.01 05/14/09 American Lithium Minerals, Inc. 5.01,9.01 05/13/09 AMERICAN MEDICAL ALERT CORP NY 2.02,9.01 05/14/09 American Natural Energy Corp OK 7.01,9.01 05/12/09 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 05/14/09 AMERICAN WAGERING INC NV 8.01 05/08/09 AML COMMUNICATIONS INC DE 8.01,9.01 05/12/09 AML COMMUNICATIONS INC DE 8.01,9.01 05/13/09 ANAREN INC NY 1.01,9.01 05/13/09 API Nanotronics Corp. 5.02,9.01 05/11/09 ARYx Therapeutics, Inc. DE 2.02,9.01 05/14/09 ASSISTED LIVING CONCEPTS INC NV 8.01,9.01 05/14/09 ATHENAHEALTH INC DE 1.01,1.02 04/28/09 ATLANTIC AMERICAN CORP GA 2.02,9.01 03/31/09 ATLANTIC BANCGROUP INC FL 2.02,9.01 05/14/09 ATLANTIC COAST FEDERAL CORP X1 5.02,9.01 05/08/09 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 05/12/09 AUTHENTIDATE HOLDING CORP DE 2.02,9.01 05/14/09 AUXILIO INC NV 1.01,3.02,9.01 05/08/09 Avantair, Inc DE 2.02,9.01 05/12/09 AVISTA CORP WA 5.02 05/08/09 BAKBONE SOFTWARE INC 1.01,2.01,2.03,3.02,9.01 05/11/09 BANK OF FLORIDA CORP FL 7.01,9.01 05/14/09 BBC GRAPHICS OF PALM BEACH INC FL 1.01,2.01,2.02,3.02,5.01,5.03, 05/12/09 5.06,9.01 BEARD CO /OK OK 2.01,9.01 05/08/09 BEARINGPOINT INC DE 2.01 05/08/09 BEHRINGER HARVARD MULTIFAMILY REIT I 5.02,7.01 05/13/09 BELO CORP DE 5.02,9.01 05/12/09 BERKSHIRE HILLS BANCORP INC 1.01,9.01 05/12/09 BERLINER COMMUNICATIONS INC DE 2.02,9.01 05/14/09 Bidz.com, Inc. CA 8.01,9.01 05/07/09 BILL BARRETT CORP 2.02,7.01,9.01 05/14/09 BIOTIME INC CA 7.01,9.01 05/14/09 BIRCH BRANCH INC CO 4.01,9.01 05/14/09 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02,9.01 05/14/09 BLACK HILLS CORP /SD/ SD 1.01,8.01,9.01 05/11/09 BLOCKBUSTER INC DE 2.03,8.01 05/08/09 BLOCKBUSTER INC DE 2.02,9.01 05/14/09 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 05/14/09 BLUE DOLPHIN ENERGY CO DE 2.02,9.01 05/14/09 BLYTH INC DE 4.01,9.01 05/08/09 BORLAND SOFTWARE CORP DE 2.02,8.01,9.01 05/13/09 BRE PROPERTIES INC /MD/ MD 8.01,9.01 05/14/09 BRIGHAM EXPLORATION CO DE 8.01,9.01 05/14/09 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 05/14/09 CADENCE DESIGN SYSTEMS INC DE 5.02,8.01 05/13/09 CADIZ INC DE 8.01,9.01 05/14/09 CAMBRIDGE HEART INC DE 2.02,9.01 05/14/09 Capital Equity Finance Inc. FL 4.01,5.01,5.02 05/08/09 CAPITAL GROWTH SYSTEMS INC /FL/ FL 3.01,9.01 04/16/09 CARDIOGENESIS CORP /CA CA 2.02,9.01 05/14/09 CASEYS GENERAL STORES INC IA 7.01 05/14/09 CASH AMERICA INTERNATIONAL INC TX 8.01,9.01 05/14/09 Catalent Pharma Solutions, Inc. DE 2.02,9.01 05/14/09 CATERPILLAR INC DE 8.01,9.01 05/14/09 CAVALIER HOMES INC DE 1.01,5.02,9.01 05/13/09 CAVCO INDUSTRIES INC DE 2.02,5.02,9.01 05/12/09 CBL & ASSOCIATES PROPERTIES INC DE 8.01,9.01 05/14/09 CHDT CORP FL 2.01,9.01 05/14/09 CHEMED CORP DE 8.01 05/08/09 China Holdings, Inc. NV 1.01,3.02,9.01 05/14/09 AMEND CHINA MEDICINE CORP 8.01,9.01 05/13/09 CHINA RECYCLING ENERGY CORP 2.02,9.01 05/14/09 CHINA SHEN ZHOU MINING & RESOURCES, I NV 2.02,7.01,9.01 05/14/09 CHINA YOUTV CORP. NV 4.01 05/13/09 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 05/13/09 CLEAN HARBORS INC MA 5.02,9.01 05/11/09 Clearpoint Business Resources, Inc DE 1.01,2.04,3.02 05/01/09 Cleartronic, Inc. FL 7.01,9.01 05/14/09 CLIFFS NATURAL RESOURCES INC. OH 8.01,9.01 05/14/09 CMR Mortgage Fund II, LLC CA 4.01,9.01 04/13/09 CNH Equipment Trust 2009-B 1.01,9.01 05/12/09 COLLECTIVE BRANDS, INC. DE 8.01 04/14/09 COMMUNICATIONS SYSTEMS INC MN 2.02,9.01 05/12/09 COMMUNITY FINANCIAL SHARES INC DE 7.01,8.01,9.01 05/13/09 COMPUTER SOFTWARE INNOVATIONS INC 2.02,9.01 05/14/09 COMSYS IT PARTNERS INC DE 8.01 05/13/09 CONGOLEUM CORP DE 2.02,9.01 05/14/09 Conmed Healthcare Management, Inc. DE 2.02,9.01 05/14/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 05/08/09 CONSTITUTION MINING CORP NV 5.02 05/14/09 CORECARE SYSTEMS INC DE 8.01 09/10/08 CORRECTIONS CORP OF AMERICA MD 8.01,9.01 05/14/09 COST PLUS INC/CA/ CA 5.02 05/08/09 AMEND CPI INTERNATIONAL, INC. DE 2.02 05/13/09 CSS INDUSTRIES INC DE 1.01,9.01 05/08/09 Cyalume Technologies Holdings, Inc. DE 2.02,9.01 05/14/09 Cyclacel Pharmaceuticals, Inc. DE 2.02,9.01 05/14/09 D&E COMMUNICATIONS INC PA 1.01,5.02,9.01 05/14/09 DARLING INTERNATIONAL INC DE 2.02,9.01 05/11/09 Deep Down, Inc. NV 2.02,9.01 05/14/09 DELTATHREE INC DE 2.02,9.01 05/10/09 DEVRY INC DE 7.01,9.01 05/13/09 DIME COMMUNITY BANCSHARES INC DE 7.01,9.01 05/14/09 Discovery Communications, Inc. DE 1.01,2.03 05/14/09 Dividend Capital Total Realty Trust I MD 2.02,9.01 05/14/09 DOCUMENT SECURITY SYSTEMS INC NY 2.02,9.01 05/14/09 Double-Take Software, Inc. DE 5.02,9.01 05/14/09 DOW CHEMICAL CO /DE/ DE 3.03,8.01,9.01 05/11/09 DYNATRONICS CORP UT 2.02,9.01 05/14/09 E TRADE FINANCIAL CORP DE 8.01,9.01 05/14/09 EATON CORP OH 5.02,8.01,9.01 05/08/09 ECLIPS ENERGY TECHNOLOGIES, INC. FL 4.01 05/14/09 AMEND Eddie Bauer Holdings, Inc. DE 2.02,9.01 05/14/09 EDIETS COM INC DE 2.02,9.01 05/13/09 EMAGIN CORP DE 1.01,5.02,9.01 05/08/09 EMPIRE DISTRICT ELECTRIC CO KS 8.01,9.01 05/13/09 Emrise CORP DE 2.02,7.01,8.01,9.01 05/14/09 EN POINTE TECHNOLOGIES INC DE 2.02 03/31/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,9.01 05/11/09 Energy Services of America CORP DE 2.02,9.01 05/14/09 ENOVA SYSTEMS INC CA 2.02,9.01 05/14/09 ENSIGN GROUP, INC 5.02,8.01,9.01 05/11/09 Entergy Texas, Inc. TX 8.01 05/14/09 ENVIRONMENTAL TECTONICS CORP PA 2.02,9.01 05/13/09 EQUIFAX INC GA 1.01,5.02,5.03,9.01 05/08/09 EQUUS TOTAL RETURN, INC. DE 2.02,9.01 05/14/09 EVERGREEN SOLAR INC DE 7.01,9.01 05/13/09 EXAR CORP DE 2.02,9.01 05/14/09 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 05/13/09 Federal Home Loan Bank of Atlanta X1 2.03 05/14/09 Federal Home Loan Bank of Boston X1 2.03 05/11/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/11/09 Federal Home Loan Bank of Des Moines X1 8.01,9.01 05/14/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/11/09 Federal Home Loan Bank of New York X1 2.03,9.01 05/12/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/11/09 Federal Home Loan Bank of Seattle 2.03 05/13/09 Federal Home Loan Bank of Topeka 2.03 05/11/09 First Bankshares, Inc. VA 1.01,9.01 05/12/09 FIRST CITIZENS BANCSHARES INC /DE/ DE 8.01 05/12/09 FIRST UNITED CORP/MD/ MD 2.02,5.02,7.01,9.01 05/08/09 FLORIDA PUBLIC UTILITIES CO FL 2.02,9.01 05/14/09 FLOWSERVE CORP NY 5.02,8.01,9.01 05/14/09 FORD MOTOR CO DE 8.01 05/13/09 FOREST CITY ENTERPRISES INC OH 7.01,9.01 05/14/09 Fortress International Group, Inc. DE 2.02,9.01 05/14/09 Fortress Investment Group LLC DE 7.01,9.01 05/13/09 Fortunet, Inc. NV 2.02,9.01 05/13/09 FOUR RIVERS BIOENERGY INC. 5.02 05/09/09 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 05/13/09 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 05/14/09 FUEGO ENTERTAINMENT, INC. NV 5.03,9.01 05/11/09 GABRIEL TECHNOLOGIES CORP DE 1.01,2.03,5.02 01/06/09 Gateway Pacific Bancorp CA 5.02 05/08/09 General Finance CORP DE 8.01,9.01 05/14/09 GENERAL GROWTH PROPERTIES INC DE 1.01,9.01 05/13/09 GENERAL MOTORS CORP DE 8.01,9.01 05/14/09 GENTIVA HEALTH SERVICES INC DE 3.01,5.02,9.01 05/14/09 Global Employment Holdings, Inc. 4.01,9.01 05/05/09 AMEND Global Resource CORP CO 1.01 05/11/09 Golden Aria Corp. 1.01,9.01 05/13/09 GOLDFIELD CORP DE 2.01,9.01 05/14/09 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 2.02,9.01 05/14/09 GOODRICH CORP NY 7.01,9.01 05/14/09 GREEN PLAINS RENEWABLE ENERGY, INC. IA 2.02,9.01 05/13/09 GREER BANCSHARES INC SC 9.01 04/29/09 AMEND GULF ISLAND FABRICATION INC LA 8.01,9.01 05/14/09 GULF RESOURCES, INC. DE 1.01,9.01 05/10/09 GULFMARK OFFSHORE INC DE 5.02,8.01 05/14/09 GVI SECURITY SOLUTIONS INC DE 2.02,9.01 05/14/09 H&R BLOCK INC MO 5.02 05/08/09 Harley-Davidson Motorcycle Trust 2009 NV 6.05,8.01,9.01 05/12/09 HARRIS CORP /DE/ DE 8.01,9.01 05/14/09 HARTFORD FINANCIAL SERVICES GROUP INC DE 8.01 05/14/09 Heelys, Inc. DE 2.02,8.01,9.01 05/14/09 HELICOS BIOSCIENCES CORP 2.02,9.01 05/14/09 HEXCEL CORP /DE/ DE 5.02 05/07/09 HICKOK INC OH 2.02,9.01 05/14/09 HORTON D R INC /DE/ DE 1.01,9.01 05/13/09 HUDSON HIGHLAND GROUP INC DE 5.02,9.01 05/12/09 IBASIS INC DE 5.02 05/11/09 ICX TECHNOLOGIES INC 2.02,9.01 05/14/09 IMARX THERAPEUTICS INC DE 2.02,9.01 05/14/09 IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 05/13/09 InfoLogix Inc 2.02,9.01 05/13/09 INFOSONICS CORP 2.02,9.01 05/14/09 INTEGRAL SYSTEMS INC /MD/ MD 5.02,9.01 05/08/09 interCLICK, Inc. DE 2.02,7.01,9.01 05/14/09 INTERNATIONAL LEASE FINANCE CORP CA 8.01 05/14/09 Intrepid Potash, Inc. DE 7.01,9.01 05/14/09 INTRUSION INC DE 2.02,9.01 05/14/09 IPARTY CORP DE 8.01 05/14/09 IRIDEX CORP DE 2.02,9.01 05/14/09 ISTAR FINANCIAL INC MD 1.01,2.03,9.01 05/08/09 ITALIAN OVEN INC PA 3.03 05/14/09 ITC DELTACOM INC DE 2.02,9.01 05/11/09 IXI Mobile, Inc. DE 5.02 05/11/09 JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 05/13/09 JONES APPAREL GROUP INC PA 7.01,9.01 05/13/09 KENDLE INTERNATIONAL INC OH 5.03,9.01 05/14/09 KEYCORP /NEW/ OH 3.02 05/13/09 KOHLS CORPORATION WI 2.02,7.01,9.01 05/14/09 KONA GRILL INC DE 1.01,5.02,9.01 05/11/09 KOWABUNGA! INC. NV 2.02,7.01,9.01 03/31/08 Kraton Polymers LLC 2.02,9.01 05/13/09 Kraton Polymers LLC 7.01,9.01 05/14/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/11/09 AMEND Lattice INC DE 2.02,9.01 05/11/09 LBI MEDIA HOLDINGS INC 2.02,9.01 05/14/09 LEAR CORP DE 2.02,7.01,9.01 05/14/09 LEGEND INTERNATIONAL HOLDINGS INC DE 8.01 05/14/09 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 05/14/09 Lightstone Value Plus Real Estate Inv MD 8.01 05/13/09 LINN ENERGY, LLC DE 8.01,9.01 05/13/09 Lotus Pharmaceuticals, Inc. NV 4.01,9.01 04/24/09 AMEND MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 05/13/09 MANAGEMENT NETWORK GROUP INC 2.02,9.01 05/14/09 MAP FINANCIAL GROUP, INC. NV 1.01,1.02,4.01,9.01 05/13/09 MATECH Corp. DE 7.01,9.01 05/12/09 MATERIAL SCIENCES CORP DE 2.02,9.01 05/14/09 MDRNA, Inc. DE 2.02,9.01 05/14/09 MEDIA SCIENCES INTERNATIONAL INC 2.02,9.01 05/14/09 MEDICIS PHARMACEUTICAL CORP DE 8.01 05/08/09 META FINANCIAL GROUP INC DE 2.02,9.01 05/14/09 METABASIS THERAPEUTICS INC 2.02,9.01 05/14/09 MGM MIRAGE DE 8.01,9.01 05/14/09 MICHAEL FOODS INC/NEW DE 2.02,9.01 05/14/09 MICROFLUIDICS INTERNATIONAL CORP DE 1.01 05/04/09 MILLER HERMAN INC MI 2.02,9.01 05/14/09 MineCore International, Inc CO 8.01,9.01 05/13/09 MINT LEASING INC NV 4.01,5.02,9.01 05/05/09 AMEND MOSAIC CO DE 7.01,9.01 05/14/09 MRV COMMUNICATIONS INC DE 2.02,9.01 05/12/09 MYR GROUP INC. DE 2.02,9.01 05/14/09 MZT Holdings, Inc. DE 8.01,9.01 05/13/09 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,9.01 05/14/09 NATIONAL SECURITY GROUP INC DE 7.01,9.01 05/14/09 NBTY INC DE 7.01,9.01 05/11/09 NeoStem, Inc. DE 5.02,9.01 05/08/09 New England Bancshares, Inc. 2.02,9.01 05/13/09 Newport Bancorp Inc 8.01,9.01 05/14/09 NORDSTROM INC WA 2.02,7.01,9.01 05/14/09 NORTH AMERICAN SCIENTIFIC INC 5.02 05/12/09 NORTHFIELD LABORATORIES INC /DE/ DE 2.03,2.04,5.02,9.01 05/08/09 Northstar Neuroscience, Inc. WA 8.01 05/14/09 NRG ENERGY, INC. DE 1.01,9.01 05/08/09 NTN BUZZTIME INC DE 9.01 05/14/09 OCCIDENTAL PETROLEUM CORP /DE/ DE 1.01,9.01 05/12/09 OI CORP OK 2.02,9.01 05/14/09 OMNOVA SOLUTIONS INC OH 7.01,9.01 05/14/09 Oncothyreon Inc. DE 2.02,9.01 05/14/09 Optelecom-NKF, Inc. DE 2.02,9.01 05/14/09 OPTICON SYSTEMS 8.01,9.01 05/13/09 ORAGENICS INC FL 5.02 05/09/09 Orchard Enterprises, Inc. DE 2.02,9.01 05/14/09 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 05/14/09 ORLEANS HOMEBUILDERS INC DE 2.02,9.01 05/13/09 ORTHOLOGIC CORP DE 5.02,9.01 05/08/09 OTELCO INC. DE 5.02,9.01 05/12/09 OUTDOOR CHANNEL HOLDINGS INC 2.02,9.01 05/14/09 OWENS ILLINOIS INC /DE/ DE 7.01,9.01 05/13/09 Pacific Coast National Bancorp CA 5.02,8.01 05/05/09 Paradigm Holdings, Inc WY 2.02,9.01 05/14/09 PARK NATIONAL CORP /OH/ OH 8.01 05/14/09 PARTNERRE LTD 5.02,9.01 05/13/09 Patient Safety Technologies, Inc DE 5.02,9.01 05/07/09 PAULSON CAPITAL CORP OR 8.01,9.01 05/14/09 PAYPHONE WIND DOWN CORP 8.01,9.01 05/14/09 PetroAlgae Inc. DE 1.01 05/08/09 PetroAlgae Inc. DE 7.01 05/14/09 PHANTOM FIBER CORP DE 5.02 04/21/09 PHANTOM FIBER CORP DE 5.02 04/21/09 Pharmasset Inc 2.02,9.01 05/11/09 PHOTOMEDEX INC DE 2.02,5.02,9.01 05/13/09 PHOTOMEDEX INC DE 9.01 02/27/09 AMEND PHOTOMEDEX INC DE 9.01 02/27/09 AMEND PITTSBURGH & WEST VIRGINIA RAILROAD PA 5.02 05/14/09 PIXELWORKS, INC OR 5.02 05/14/09 PLASTRON ACQUISITION CORP II DE 3.02,9.01 05/14/09 PNC FINANCIAL SERVICES GROUP INC PA 8.01,9.01 05/14/09 PNG VENTURES INC NV 1.01,3.03 05/14/09 POLYMEDIX INC 1.01,3.03,5.03,9.01 05/12/09 PORTA SYSTEMS CORP DE 2.02,9.01 05/14/09 PRESIDENTIAL LIFE CORP DE 5.02 05/14/09 PRESIDENTIAL REALTY CORP/DE/ DE 3.01,9.01 05/13/09 Prestige Brands Holdings, Inc. 2.02,7.01,9.01 05/14/09 PRINCETON ACQUISITIONS INC CO 4.01,9.01 05/14/09 PRIVATEBANCORP, INC DE 1.01,8.01,9.01 05/13/09 PRO DEX INC CO 2.02,9.01 05/14/09 PROASSURANCE CORP DE 7.01 05/13/09 PROTECTIVE LIFE CORP DE 8.01,9.01 05/14/09 PROVIDENCE SERVICE CORP DE 5.02,9.01 05/13/09 Purple Communications, Inc. DE 2.02,9.01 05/14/09 Rackable Systems, Inc. DE 1.01,2.01,5.02,9.01 05/08/09 RADIO ONE INC DE 2.02,9.01 05/11/09 RAM Holdings Ltd. D0 1.01,8.01,9.01 05/12/09 RAMBUS INC DE 8.01,9.01 05/14/09 RANCHER ENERGY CORP. NV 1.01,2.03,9.01 05/13/09 RANGE RESOURCES CORP DE 1.01,2.03,7.01,9.01 05/11/09 Ready Mix, Inc. NV 2.02,9.01 05/14/09 Redpoint Bio CORP 2.02,9.01 05/14/09 Reef Global Energy IV, L.P. NV 8.01 05/10/09 Reef Global Energy VI, L.P. 8.01 05/10/09 Reef Global Energy VII, L.P. 8.01 05/10/09 Reef Global Energy VIII, L.P. NV 8.01 05/10/09 Regency Energy Partners LP DE 8.01,9.01 05/14/09 Regency Energy Partners LP DE 8.01,9.01 05/14/09 Regency Energy Partners LP DE 8.01,9.01 05/14/09 Regency Energy Partners LP DE 8.01,9.01 05/14/09 REGENT COMMUNICATIONS INC DE 2.04,9.01 05/08/09 Rineon Group Inc 1.01,2.01,3.02,4.01,5.01,5.02, 05/14/09 5.03,5.06,9.01 Rock-Tenn CO GA 8.01,9.01 05/14/09 Rockwood Holdings, Inc. DE 7.01,9.01 05/14/09 SALARY. COM, INC. DE 2.02,9.01 05/14/09 SANDISK CORP DE 8.01 05/14/09 SEABRIGHT INSURANCE HOLDINGS INC DE 5.02,9.01 05/12/09 Seagate Technology E9 8.01,9.01 05/12/09 SEALY CORP DE 7.01,9.01 05/14/09 SELECT COMFORT CORP 1.01,9.01 05/08/09 SEPRACOR INC /DE/ DE 8.01,9.01 05/14/09 SEQUENOM INC DE 8.01 05/12/09 SHARPS COMPLIANCE CORP DE 7.01,9.01 05/13/09 SILVERLEAF RESORTS INC 1.01,2.03,7.01,9.01 05/14/09 Solar Power, Inc. 2.02,9.01 05/14/09 Solo Cup CO DE 2.02,9.01 05/13/09 Solo Cup CO DE 2.02,9.01 05/13/09 AMEND SOLUTION TECHNOLOGY INTERNATIONAL INC 1.03,5.02,9.01 03/31/09 SOUNDBITE COMMUNICATIONS INC 2.02,9.01 05/14/09 SOUTHWEST WATER CO DE 3.01,8.01,9.01 05/14/09 SPARK NETWORKS INC X0 2.02,9.01 05/14/09 Spectra Energy Corp. DE 2.03 05/14/09 SPEEDWAY MOTORSPORTS INC DE 8.01,9.01 05/14/09 SPHERIX INC DE 5.02,9.01 05/12/09 ST JOE CO FL 5.02,9.01 05/12/09 STATE BANCORP INC NY 7.01,9.01 05/14/09 STATER BROS HOLDINGS INC DE 2.02,9.01 05/12/09 STATION CASINOS INC NV 2.02,9.01 05/14/09 STERICYCLE INC DE 1.01,9.01 05/14/09 Sterling Banks, Inc. NJ 2.02,9.01 05/14/09 STUDENT LOAN CORP DE 8.01 05/14/09 SUNESIS PHARMACEUTICALS INC DE 5.02 05/08/09 SUNLINK HEALTH SYSTEMS INC OH 2.02,7.01,9.01 05/12/09 Sunstone Hotel Investors, Inc. MD 5.02,9.01 05/08/09 SVB FINANCIAL GROUP 5.02,9.01 05/11/09 SYMMETRICOM INC DE 5.02 05/08/09 SYNCHRONOSS TECHNOLOGIES INC 8.01 05/13/09 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 05/14/09 TAI PAN HOLDING, INC. DE 5.02 05/11/09 TANDY BRANDS ACCESSORIES INC DE 2.02,9.01 05/14/09 TARGETED GENETICS CORP /WA/ WA 8.01 05/08/09 TECHNOLOGY RESOURCES INC FL 1.01,2.01,5.01,9.01 05/05/09 TENET HEALTHCARE CORP NV 8.01 05/08/09 TENNECO INC DE 5.02,8.01,9.01 05/13/09 THESTREET COM DE 5.02,9.01 05/08/09 TITAN INTERNATIONAL INC IL 7.01,9.01 05/14/09 TLC VISION CORP A6 2.02,9.01 05/14/09 TORTOISE CAPITAL RESOURCES CORP 8.01,9.01 05/12/09 TRACK DATA CORP DE 2.02 03/31/09 TRANS LUX CORP DE 2.02,9.01 05/14/09 TXP CORP NV 5.02,9.01 05/13/09 UIL HOLDINGS CORP CT 8.01,9.01 05/13/09 UNICA CORP 5.02 05/12/09 UNICO AMERICAN CORP NV 2.02 05/14/09 UNITED PAN AM FINANCIAL CORP CA 1.01,1.02,2.01,2.04,8.01 05/13/09 UNITED STATES STEEL CORP DE 1.02 05/14/09 UNIVERSAL ELECTRONICS INC DE 8.01,9.01 05/13/09 UNIVERSAL POWER GROUP INC. TX 2.02,9.01 05/13/09 Universal Truckload Services, Inc. MI 7.01,9.01 05/13/09 URANIUM ENERGY CORP NV 5.02 05/11/09 US AIRWAYS GROUP INC DE 1.01,9.01 05/13/09 US HOME SYSTEMS INC DE 2.02,9.01 05/13/09 VALIDUS HOLDINGS LTD 8.01,9.01 05/14/09 VCG HOLDING CORP CO 2.02,9.01 05/14/09 VELOCITY EXPRESS CORP DE 2.02,9.01 05/13/09 VERTICAL COMPUTER SYSTEMS INC DE 4.02,8.01 04/02/08 Vestin Realty Mortgage II, Inc 7.01 05/14/09 VIASAT INC CA 2.02,9.01 05/14/09 VIEWCAST COM INC DE 2.02,9.01 05/14/09 VIRAGE LOGIC CORP CA 8.01,9.01 05/14/09 VIROPRO INC NV 4.02 04/29/09 AMEND VISANT CORP 2.02,5.02,9.01 05/14/09 VISANT HOLDING CORP 2.02,5.02,9.01 05/14/09 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 05/12/09 WABASH NATIONAL CORP /DE DE 7.01,9.01 05/14/09 WAL MART STORES INC DE 2.02,9.01 05/14/09 WAL MART STORES INC DE 8.01 05/14/09 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 05/08/09 WELLQUEST MEDICAL & WELLNESS CORP OK 1.01,2.02,9.01 05/11/09 WERNER ENTERPRISES INC NE 7.01,9.01 05/11/09 WHX CORP DE 1.01 05/08/09 Willdan Group, Inc. 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