RECENT 8K FILINGS May 12, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 2020 ChinaCap Acquirco, Inc. 1.01,8.01,9.01 05/08/09 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 05/08/09 AAC Group Holding Corp. DE 8.01 05/11/09 ABOVENET INC DE 2.02,7.01,9.01 05/11/09 ABRAXAS PETROLEUM CORP NV 7.01,9.01 11/10/08 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 05/11/09 ACETO CORP NY 5.02 05/07/09 ACXIOM CORP DE 8.01 05/06/09 Adventure Energy, Inc. FL 7.01,9.01 05/11/09 AFFILIATED COMPUTER SERVICES INC DE 8.01,9.01 04/28/09 AFFYMETRIX INC DE 5.02 05/07/09 ALESCO FINANCIAL INC 2.02,8.01,9.01 05/11/09 ALICO INC FL 2.02,9.01 05/11/09 ALLEGHENY BANCSHARES INC WV 8.01,9.01 05/08/09 Allegiant Travel CO NV 1.01,9.01 05/11/09 ALLIANCE FINANCIAL CORP /NY/ NY 8.01,9.01 05/11/09 ALLIED CAPITAL CORP MD 2.02,9.01 05/11/09 ALSERES PHARMACEUTICALS INC /DE DE 3.01,9.01 05/06/09 AMANASU TECHNO HOLDINGS CORP NV 5.02 05/11/09 AMBAC FINANCIAL GROUP INC DE 2.02,9.01 05/11/09 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 03/31/09 AMERICAN OIL & GAS INC NV 2.02,7.01,9.01 05/11/09 AMERICAN STATES WATER CO CA 2.02,9.01 05/11/09 AMERINST INSURANCE GROUP LTD 7.01,9.01 05/11/09 Ameris Bancorp GA 1.01,5.02,9.01 05/11/09 ANTIGENICS INC /DE/ DE 1.01 05/11/09 APCO ARGENTINA INC/NEW 2.02,9.01 05/08/09 APEX BIOVENTURES ACQUISITION CORP DE 8.01,9.01 05/08/09 ARENA PHARMACEUTICALS INC DE 2.02,9.01 05/11/09 ARES CAPITAL CORP MD 1.01,2.03,9.01 05/07/09 ARK RESTAURANTS CORP NY 2.02 05/11/09 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 05/11/09 AT&T INC. DE 8.01 05/11/09 Atlas Pipeline Holdings, L.P. DE 2.02,9.01 05/11/09 ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 05/11/09 ATS CORP DE 2.02,9.01 05/11/09 Aurora Oil & Gas CORP UT 2.04,9.01 05/08/09 AUTHENTIDATE HOLDING CORP DE 1.01,3.02,5.02,9.01 05/06/09 AUTOIMMUNE INC DE 2.02,9.01 05/07/09 AUTOLIV INC DE 5.02,9.01 05/06/09 AVATAR HOLDINGS INC DE 2.02,7.01,9.01 05/11/09 AVI BIOPHARMA INC OR 1.01 05/05/09 AVIGEN INC \DE DE 2.02,9.01 05/11/09 AXCELIS TECHNOLOGIES INC DE 2.02,5.02,5.03,9.01 05/06/09 AXESSTEL INC NV 2.02,9.01 05/11/09 AXSYS TECHNOLOGIES INC DE 5.02,9.01 05/07/09 Bank of New York Mellon CORP 8.01,9.01 05/11/09 Banks.com, Inc. FL 2.02,9.01 05/11/09 Baron Energy Inc. 1.01,2.01,7.01,9.01 04/07/09 AMEND BARRY R G CORP /OH/ OH 5.02,9.01 05/06/09 BERKSHIRE HILLS BANCORP INC 7.01,8.01,9.01 05/11/09 BIO KEY INTERNATIONAL INC MN 2.02,9.01 05/05/09 BIOMET INC IN 8.01 05/04/09 BIOMIMETIC THERAPEUTICS, INC. DE 8.01,9.01 05/07/09 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 05/11/09 BIOSPECIFICS TECHNOLOGIES CORP DE 2.02,7.01,9.01 05/11/09 BLACK GAMING, LLC 8.01 05/06/09 BLACKBOARD INC DE 2.01,3.02,7.01,9.01 05/08/09 BLUEFIRE ETHANOL FUELS INC NV 4.01,9.01 05/05/09 Blugrass Energy, Inc. NV 8.01 05/06/09 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,7.01,9.01 05/11/09 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,7.01,9.01 05/11/09 BRODER BROS CO MI 8.01,9.01 05/06/09 Bronco Drilling Company, Inc. DE 7.01,9.01 05/11/09 Buckeye GP Holdings L.P. DE 5.02 05/07/09 BUCKEYE PARTNERS L P DE 5.02 05/07/09 BULLION MONARCH MINING, INC. 7.01,9.01 05/11/09 BUTLER INTERNATIONAL INC /MD/ MD 1.01,9.01 05/05/09 BUTLER NATIONAL CORP DE 8.01,9.01 05/09/09 C C Media Holdings Inc DE 2.02,9.01 05/11/09 CADENCE FINANCIAL CORP MS 2.02,9.01 05/11/09 CALGON CARBON CORPORATION DE 1.01,1.02,2.03 05/08/09 CALPINE CORP DE 8.01,9.01 05/11/09 Calumet Specialty Products Partners, DE 5.02,7.01,9.01 05/11/09 Care Investment Trust Inc. MD 1.01,2.02,7.01,9.01 05/07/09 CARRIZO OIL & GAS INC TX 2.02,9.01 05/11/09 CBL & ASSOCIATES PROPERTIES INC DE 5.02,9.01 05/05/09 Celanese CORP DE 7.01,9.01 05/11/09 CELL GENESYS INC DE 1.01,8.01,9.01 05/10/09 Cellu Tissue Holdings, Inc. DE 7.01,9.01 05/08/09 Central Iowa Energy, LLC IA 1.01,7.01,9.01 05/11/09 CENTRAL VERMONT PUBLIC SERVICE CORP VT 5.02,8.01,9.01 05/05/09 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,9.01 05/07/09 CENTURY CASINOS INC /CO/ DE 2.02,9.01 05/11/09 CFS BANCORP INC IN 8.01,9.01 05/11/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/08/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/08/09 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 05/11/09 CHINA DIGITAL COMMUNICATION GROUP NV 5.02 05/05/09 China Information Security Technology 2.02,9.01 05/11/09 China Precision Steel, Inc. CO 2.02,9.01 05/11/09 China Premium Lifestyle Enterprise, I NV 1.01,9.01 05/05/09 CHINA RECYCLING ENERGY CORP 4.01,9.01 05/05/09 CHINA YOUTV CORP. NV 5.02,9.01 05/08/09 CITIGROUP INC DE 8.01,9.01 05/07/09 CITIGROUP INC DE 8.01,9.01 05/11/09 CITIZENS INC CO 8.01,9.01 05/07/09 Clean Energy Fuels Corp. DE 1.01,9.01 05/07/09 Clearfield, Inc. MN 2.02,9.01 05/11/09 COCA COLA BOTTLING CO CONSOLIDATED /D DE 2.02,9.01 05/07/09 COEUR D ALENE MINES CORP ID 2.02,9.01 05/11/09 Coleman Cable, Inc. DE 2.02,9.01 05/08/09 COMMONWEALTH BANKSHARES INC VA 8.01,9.01 05/11/09 Community Bankers Trust Corp DE 8.01,9.01 05/08/09 COMMUNITY HEALTH SYSTEMS INC DE 5.02 05/11/09 COMPUWARE CORP MI 1.01,9.01 05/05/09 CONNECTICUT WATER SERVICE INC / CT CT 8.01 05/11/09 CONSECO INC DE 2.02,9.01 03/31/09 CORCEPT THERAPEUTICS INC 2.02,7.01,9.01 05/11/09 CORE MOLDING TECHNOLOGIES INC DE 5.02 05/06/09 AMEND Cornerworld Corp NV 2.01,9.01 02/23/09 AMEND Cougar Biotechnology, Inc. 2.02,9.01 05/11/09 COVANCE INC DE 5.02,9.01 05/06/09 COVENANT TRANSPORTATION GROUP INC NV 5.02 05/05/09 COVENTRY HEALTH CARE INC DE 8.01 05/08/09 COVER ALL TECHNOLOGIES INC DE 2.02,9.01 05/11/09 COX RADIO INC DE 2.02,9.01 05/11/09 CPS TECHNOLOGIES CORP/DE/ DE 2.02 03/28/09 CROWN HOLDINGS INC PA 1.01,2.03,7.01,9.01 05/05/09 CSX CORP VA 5.02,8.01 05/05/09 CUMULUS MEDIA INC DE 2.02,9.01 05/11/09 CYPRESS BIOSCIENCE INC DE 2.02,9.01 05/11/09 CYTORI THERAPEUTICS, INC. DE 2.02,9.01 05/11/09 D&E COMMUNICATIONS INC PA 8.01,9.01 05/11/09 DAVIDSON GROWTH PLUS LP DE 1.01,9.01 05/05/09 DAWSON GEOPHYSICAL CO TX 7.01,9.01 05/07/09 DENDREON CORP DE 1.01,9.01 05/07/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 05/11/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 1.01,5.02,9.01 05/08/09 Diversified Restaurant Holdings, Inc. NV 4.01 04/24/09 AMEND Dividend Capital Total Realty Trust I MD 8.01,9.01 05/11/09 DOMINION RESOURCES INC /VA/ VA 5.02,9.01 05/05/09 Domtar CORP DE 5.02 05/05/09 DOW CHEMICAL CO /DE/ DE 1.01,3.02,9.01 05/05/09 DTS, INC. DE 2.02,9.01 05/11/09 Duncan Energy Partners L.P. DE 8.01,9.01 03/31/09 EAGLE MATERIALS INC DE 5.02,9.01 05/08/09 ECOLAB INC DE 5.02,8.01,9.01 05/08/09 EINSTEIN NOAH RESTAURANT GROUP INC DE 7.01 05/07/09 ELECTRONIC ARTS INC. DE 5.02,5.03,9.01 05/11/09 EMERITUS CORP\WA\ WA 2.02 05/08/09 EMERSON RADIO CORP DE 8.01,9.01 05/11/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.01,9.01 02/23/09 AMEND ENER1 INC FL 2.02 05/11/09 ENERGIZER HOLDINGS INC MO 1.01,7.01,9.01 05/11/09 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 05/11/09 Energy Future Holdings Corp /TX/ TX 7.01,9.01 05/11/09 Energy Transfer Equity, L.P. DE 2.02,9.01 05/11/09 Energy Transfer Partners, L.P. DE 2.02,9.01 05/11/09 EnteroMedics Inc 5.02,9.01 05/06/09 Enterprise GP Holdings L.P. DE 2.02,9.01 05/11/09 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 03/31/09 EPIX Pharmaceuticals, Inc. 2.02,9.01 05/11/09 ERIE INDEMNITY CO PA 8.01,9.01 05/05/09 Exobox Technologies Corp. NV 1.02,5.02,9.01 05/06/09 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 5.02,7.01,9.01 05/06/09 FACET BIOTECH CORP DE 2.02,9.01 05/05/09 FEDERAL REALTY INVESTMENT TRUST MD 5.03,9.01 05/06/09 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 05/11/09 First Advantage Bancorp 2.02,9.01 05/11/09 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,7.01,9.01 05/08/09 FIRST MERCHANTS CORP IN 5.02,9.01 05/06/09 FLUOR CORP DE 2.02,9.01 05/11/09 FORCE PROTECTION INC NV 2.02,7.01,9.01 05/11/09 FORD MOTOR CO DE 8.01,9.01 05/11/09 FURMANITE CORP DE 7.01,9.01 05/11/09 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,3.02 05/01/09 AMEND FX ENERGY INC NV 2.02,8.01,9.01 05/11/09 GANNETT CO INC /DE/ DE 8.01,9.01 05/06/09 GENCOR INDUSTRIES INC DE 2.02,9.01 05/11/09 GENTEK INC DE 2.02,9.01 05/11/09 GeoMet, Inc. DE 2.02,9.01 05/08/09 GEVITY HR INC FL 2.02,9.01 05/11/09 GEVITY HR INC FL 8.01,9.01 05/11/09 GILEAD SCIENCES INC DE 5.02,9.01 05/06/09 GLG Partners, Inc. DE 2.02,9.01 05/11/09 GLG Partners, Inc. DE 1.01,9.01 05/11/09 GLG Partners, Inc. DE 8.01,9.01 05/11/09 GLOBAL AXCESS CORP NV 8.01,9.01 05/11/09 Global Employment Holdings, Inc. 4.01,9.01 05/05/09 GLOBAL ENERGY INC NV 1.01,9.01 05/11/09 GlobalOptions Group, Inc. 2.02,9.01 05/11/09 GOODRICH PETROLEUM CORP DE 2.02,9.01 05/06/09 GOODYEAR TIRE & RUBBER CO /OH/ OH 8.01,9.01 05/06/09 Google Inc. DE 5.02,9.01 05/07/09 Granite Falls Energy, LLC MN 7.01,9.01 05/08/09 GREAT PLAINS ENERGY INC MO 8.01,9.01 05/11/09 Great Wolf Resorts, Inc. DE 7.01 05/05/09 GREEN PLAINS RENEWABLE ENERGY, INC. IA 5.02,9.01 05/08/09 GREENSHIFT CORP DE 3.02 05/07/09 GSE SYSTEMS INC DE 2.02 05/11/09 GTX INC /DE/ DE 2.02,9.01 05/11/09 GULF ISLAND FABRICATION INC LA 8.01,9.01 05/11/09 HACKETT GROUP, INC. FL 2.02,9.01 05/11/09 HANMI FINANCIAL CORP DE 8.01 05/11/09 HARMONIC INC DE 5.02 05/05/09 HASBRO INC RI 8.01,9.01 05/08/09 HAUPPAUGE DIGITAL INC DE 5.02 05/05/09 HAVERTY FURNITURE COMPANIES INC MD 5.02 05/11/09 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 05/11/09 HEALTHTRONICS, INC. GA 2.02,7.01,9.01 05/07/09 HEXION SPECIALTY CHEMICALS, INC. NJ 7.01,9.01 05/11/09 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,9.01 05/11/09 Hiland Holdings GP, LP DE 2.02,7.01,9.01 05/11/09 Hiland Partners, LP 2.02,7.01,9.01 05/11/09 Hillenbrand, Inc. IN 2.02,9.01 05/11/09 HOME DIAGNOSTICS INC DE 2.02,9.01 05/07/09 Home School Holdings, Inc. FL 1.01,2.01,3.02,5.01,5.02,5.06, 05/08/09 9.01 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 05/11/09 HYTHIAM INC DE 2.02,9.01 05/11/09 IA GLOBAL INC DE 1.01,2.03,8.01 04/30/09 IDM PHARMA, INC. DE 2.02,9.01 05/11/09 IEC ELECTRONICS CORP DE 7.01,9.01 05/11/09 IMARX THERAPEUTICS INC DE 4.01,9.01 05/05/09 IMMUNOMEDICS INC DE 2.02,9.01 05/11/09 INFOSONICS CORP 8.01 05/05/09 INGLES MARKETS INC NC 8.01,9.01 05/11/09 INHIBITON THERAPEUTICS, INC. NV 1.01,2.01,3.02,5.01,9.01 05/05/09 INLAND REAL ESTATE CORP MD 7.01,9.01 05/11/09 INNOSPEC INC. DE 5.02 05/11/09 INNOVEX INC MN 1.01,2.02,9.01 05/07/09 INSITE VISION INC DE 2.02,9.01 05/11/09 INTER PARFUMS INC DE 2.02,7.01,8.01,9.01 05/11/09 InterMetro Communications, Inc. 5.02,9.01 05/01/09 INTERNATIONAL GAME TECHNOLOGY NV 1.01,2.03,3.02,8.01,9.01 05/05/09 INTERNATIONAL PAPER CO /NEW/ NY 2.03,8.01,9.01 05/04/09 iPCS, INC DE 2.02,9.01 05/11/09 IRONCLAD PERFORMANCE WEAR CORP 5.02,9.01 05/11/09 IRWIN FINANCIAL CORP IN 2.02,9.01 05/11/09 Isilon Systems, Inc. DE 5.02 05/05/09 JAGGED PEAK, INC. NV 2.02,9.01 05/11/09 JMAR TECHNOLOGIES INC DE 5.02,8.01,9.01 05/06/09 John Bordynuik, Inc DE 5.02 05/08/09 JONES APPAREL GROUP INC PA 7.01,9.01 05/11/09 KAMAN CORP CT 2.02,9.01 04/03/09 KAPSTONE PAPER & PACKAGING CORP DE 2.02,9.01 05/11/09 KEYCORP /NEW/ OH 8.01,9.01 05/11/09 KING PHARMACEUTICALS INC TN 2.02,9.01 05/11/09 KITE REALTY GROUP TRUST MD 5.02,9.01 05/05/09 LACROSSE FOOTWEAR INC WI 8.01,9.01 05/08/09 LADENBURG THALMANN FINANCIAL SERVICES FL 2.02,9.01 05/08/09 LANGER INC NY 2.02,9.01 05/11/09 LASERCARD CORP DE 8.01 05/11/09 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 05/11/09 LiveWire Mobile, Inc. DE 2.02,2.05,7.01,9.01 05/07/09 LSB INDUSTRIES INC DE 2.02,9.01 05/11/09 LTC PROPERTIES INC MD 2.02,9.01 05/08/09 LUCAS ENERGY, INC. NV 5.02 05/06/09 M I HOMES INC OH 5.02,9.01 05/05/09 MAGUIRE PROPERTIES INC MD 2.02,7.01,9.01 05/05/09 AMEND MAINE & MARITIMES CORP ME 2.02,9.01 05/11/09 MALVERN FEDERAL BANCORP INC X1 8.01,9.01 05/07/09 MARATHON OIL CORP DE 9.01 05/01/09 MARKWEST ENERGY PARTNERS L P 8.01,9.01 05/07/09 Marvel Entertainment, Inc. DE 2.02,9.01 05/05/09 Maven Media Holdings, Inc. DE 1.01,9.01 05/06/09 MAX CAPITAL GROUP LTD. 7.01,8.01,9.01 05/07/09 MAXYGEN INC DE 2.02,8.01,9.01 05/07/09 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 05/11/09 MCDONALDS CORP DE 7.01,9.01 05/08/09 MEDALLION FINANCIAL CORP DE 2.02,9.01 05/08/09 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 05/11/09 MEDIVATION, INC. DE 2.02,9.01 05/11/09 MERCANTILE BANK CORP MI 2.05,7.01,9.01 05/07/09 METLIFE INC DE 8.01,9.01 05/07/09 METROCORP BANCSHARES INC 5.02 05/08/09 METROPOLITAN HEALTH NETWORKS INC FL 2.02,9.01 05/05/09 MFA FINANCIAL, INC. MD 7.01,8.01,9.01 05/11/09 MGP INGREDIENTS INC KS 2.02,7.01,9.01 05/11/09 MICREL INC CA 1.01,1.02,9.01 05/07/09 MIDDLESEX WATER CO NJ 8.01 05/11/09 MineCore International, Inc CO 8.01,9.01 05/11/09 MINERALS TECHNOLOGIES INC DE 5.02,9.01 05/11/09 MIPS TECHNOLOGIES INC DE 1.01,2.01,7.01,9.01 05/07/09 MIRANT CORP DE 5.02 05/08/09 MODAVOX INC 5.02,9.01 05/08/09 Molecular Insight Pharmaceuticals, In MA 2.02,9.01 05/11/09 MTR GAMING GROUP INC DE 5.02,9.01 05/06/09 NATIONAL COAL CORP FL 2.02,9.01 05/11/09 NATIONAL FINANCIAL PARTNERS CORP 1.01,2.02,9.01 05/06/09 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 05/11/09 NAUTILUS, INC. WA 2.02,9.01 05/11/09 NEENAH ENTERPRISES, INC. 5.02,9.01 05/06/09 NETWORK CN INC DE 5.02 05/05/09 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 05/11/09 NEWFIELD EXPLORATION CO /DE/ DE 5.02,8.01,9.01 05/07/09 NEXMED INC NV 2.02,9.01 05/11/09 NIC INC CO 1.01,3.03,5.02,5.03,9.01 05/07/09 NOBLE INTERNATIONAL, LTD. DE 1.01,3.01,5.02 05/05/09 NORTEL NETWORKS CORP 2.02,8.01,9.01 05/11/09 NORTEL NETWORKS LTD 2.02,8.01,9.01 05/11/09 NORTHERN TRUST CORP DE 7.01,9.01 05/11/09 NORTHFIELD LABORATORIES INC /DE/ DE 7.01,9.01 05/08/09 NORTHWEST BANCORPORATION INC WA 8.01,9.01 05/11/09 NRDC Acquisition Corp. DE 8.01,9.01 05/11/09 NU HORIZONS ELECTRONICS CORP DE 3.03,5.02,5.03,7.01,9.01 05/08/09 Nuance Communications, Inc. DE 2.02,9.01 05/11/09 OCLARO, INC. DE 5.02 04/21/09 AMEND OGE ENERGY CORP. OK 8.01 05/11/09 OLD NATIONAL BANCORP /IN/ IN 1.01,8.01,9.01 05/08/09 OMEGA PROTEIN CORP NV 2.02,9.01 05/07/09 OPPENHEIMER HOLDINGS INC A6 8.01,9.01 05/11/09 ORBCOMM Inc. DE 2.02,9.01 05/11/09 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 05/11/09 ORTHOLOGIC CORP DE 2.02,9.01 05/11/09 OXIGENE INC DE 2.02,9.01 05/11/09 PACIFIC OFFICE PROPERTIES TRUST, INC. 2.02,9.01 05/07/09 PANGEA PETROLEUM CORP CO 4.01,5.02 04/27/09 Patriot Capital Funding, Inc. DE 2.02,9.01 05/11/09 PATRIOT NATIONAL BANCORP INC CT 2.02,9.01 05/11/09 PDL BIOPHARMA, INC. DE 2.02,9.01 05/07/09 PEABODY ENERGY CORP DE 7.01,9.01 05/11/09 PECO ENERGY CO PA 5.03,9.01 05/06/09 PENSECO FINANCIAL SERVICES CORP PA 5.02,5.03,9.01 05/05/09 PEPSICO INC NC 8.01,9.01 05/11/09 PERRIGO CO MI 2.02,9.01 05/11/09 PETMED EXPRESS INC FL 8.01,9.01 05/04/09 PetroHunter Energy Corp MD 5.02 05/08/09 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01 05/09/09 PHOENIX COMPANIES INC/DE DE 2.02,9.01 05/05/09 PHYSICIANS FORMULA HOLDINGS, INC. DE 5.02,9.01 05/11/09 Pike Electric CORP 2.02,9.01 05/11/09 PINNACLE ENTERTAINMENT INC DE 4.01,9.01 04/07/09 PLAYBOY ENTERPRISES INC DE 2.02,9.01 05/11/09 PLAYBOY ENTERPRISES INC DE 2.02,7.01,9.01 05/11/09 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 05/08/09 PMFG, Inc. DE 2.02,9.01 05/11/09 PMI GROUP INC DE 2.02,8.01,9.01 05/11/09 PRG-SCHULTZ INTERNATIONAL, INC. GA 5.02,9.01 05/05/09 PRICELINE COM INC DE 2.02,7.01,9.01 05/11/09 Proguard Acquisition CORP FL 8.01 05/11/09 PROVIDENT NEW YORK BANCORP DE 7.01,9.01 05/11/09 PVF CAPITAL CORP OH 2.02,9.01 05/08/09 Pzena Investment Management, Inc. DE 8.01,9.01 04/30/09 QUALSTAR CORP CA 7.01,9.01 05/11/09 QUANTRX BIOMEDICAL CORP NV 1.02 05/05/09 QUEST SOFTWARE INC CA 2.02,9.01 05/11/09 RACKSPACE HOSTING, INC. 2.02,9.01 05/11/09 RadNet, Inc. DE 8.01,9.01 05/08/09 RAM ENERGY RESOURCES INC DE 2.02,9.01 05/07/09 RANCHER ENERGY CORP. NV 1.01,2.03,9.01 05/08/09 RANGE RESOURCES CORP DE 7.01,9.01 05/11/09 Regency Energy Partners LP DE 5.02,9.01 05/11/09 REPROS THERAPEUTICS INC. DE 2.02,9.01 05/11/09 REPUBLIC FIRST BANCORP INC PA 2.02,9.01 05/11/09 RESEARCH FRONTIERS INC DE 7.01 05/11/09 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02,9.01 05/11/09 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 7.01,9.01 05/11/09 ROLLINS INC DE 7.01,9.01 05/08/09 ROSETTA STONE INC 2.02,9.01 05/11/09 ROWAN COMPANIES INC DE 5.02,9.01 05/05/09 RRI ENERGY INC DE 2.02,9.01 05/11/09 RURAL/METRO CORP /DE/ DE 2.02,9.01 05/11/09 SAHARA MEDIA HOLDINGS, INC. DE 5.02 05/07/09 SALIX PHARMACEUTICALS LTD 8.01,9.01 05/11/09 SANDERS MORRIS HARRIS GROUP INC TX 2.02,7.01,9.01 05/11/09 Sara Lee Corp MD 5.02 05/08/09 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 05/06/09 SCBT FINANCIAL CORP SC 8.01,9.01 05/11/09 SCICLONE PHARMACEUTICALS INC DE 5.02 05/07/09 SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 05/11/09 SEA CONTAINERS LTD /NY/ 8.01,9.01 05/05/09 SEALED AIR CORP/DE DE 5.02 05/11/09 SEAWAY VALLEY CAPITAL CORP 5.03,9.01 04/30/09 SILGAN HOLDINGS INC DE 1.01,7.01,9.01 05/05/09 SIMON PROPERTY GROUP INC /DE/ DE 1.01,8.01,9.01 05/06/09 SIRF TECHNOLOGY HOLDINGS INC 5.02 05/08/09 SLM CORP DE 8.01 05/11/09 SMART MOVE, INC. DE 1.01,1.02,2.04,9.01 05/06/09 SMARTHEAT INC. NV 2.02,9.01 05/10/09 SONUS NETWORKS INC DE 5.02,9.01 05/04/09 AMEND SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 03/31/09 SOUTHERN UNION CO DE 2.02,7.01,9.01 05/11/09 SOUTHWEST GAS CORP CA 5.02 05/07/09 SOUTHWEST WATER CO DE 8.01,9.01 05/11/09 SOUTHWEST WATER CO DE 8.01,9.01 05/11/09 Sparking Events, Inc. NV 2.01,4.01,5.01,5.02,5.03,5.06, 04/20/09 AMEND 9.01 ST JUDE MEDICAL INC MN 5.02,9.01 05/08/09 Stamford Industrial Group, Inc. DE 2.02,9.01 05/11/09 STEC, INC. CA 2.02,9.01 05/11/09 STERLING BANCORP NY 7.01,9.01 05/08/09 STERLING BANCSHARES INC TX 1.01,9.01 05/06/09 STERLING CONSTRUCTION CO INC DE 2.02,9.01 03/31/09 STIFEL FINANCIAL CORP DE 9.01 05/08/09 STIFEL FINANCIAL CORP DE 7.01,8.01,9.01 05/11/09 STIFEL FINANCIAL CORP DE 2.02,9.01 03/31/09 STONEMOR PARTNERS LP DE 2.02,9.01 03/31/09 STRYKER CORP MI 8.01 05/05/09 SUNRISE TELECOM INC 2.02,7.01,9.01 05/07/09 Superior Well Services, INC DE 2.02,9.01 05/11/09 SYMANTEC CORP DE 5.02 05/05/09 TARGACEPT INC 8.01,9.01 05/11/09 TARGACEPT INC 2.02,9.01 05/11/09 TC Global, Inc. 8.01 05/05/09 TECHE HOLDING CO LA 7.01,9.01 05/11/09 TECHNITROL INC PA 1.01,9.01 05/11/09 Telanetix,Inc DE 1.01,9.01 05/08/09 TEMPUR PEDIC INTERNATIONAL INC DE 5.02,8.01,9.01 05/11/09 TETON ENERGY CORP DE 2.02,5.02,7.01,9.01 05/05/09 THINKORSWIM GROUP INC. DE 2.02,9.01 05/08/09 TIDEWATER INC DE 8.01,9.01 05/08/09 TIER TECHNOLOGIES INC DE 2.02,9.01 05/11/09 TITANIUM METALS CORP DE 9.01 05/11/09 TOPSPIN MEDICAL INC 1.01,5.02,9.01 05/05/09 TOREADOR RESOURCES CORP TX 2.02,7.01,9.01 05/11/09 TOYOTA MOTOR CREDIT CORP CA 8.01 05/08/09 TRANSATLANTIC PETROLEUM CORP. A0 7.01,9.01 05/11/09 TRAVELCENTERS OF AMERICA LLC 2.02,9.01 05/11/09 TREX CO INC DE 5.02,9.01 05/06/09 TRI COUNTY FINANCIAL CORP /MD/ 2.02,9.01 05/11/09 Triangle Capital CORP MD 2.02,7.01,9.01 05/06/09 TRIMERIS INC DE 2.02,9.01 05/08/09 TRONOX INC DE 5.02 05/05/09 tw telecom inc. DE 2.02,9.01 05/11/09 U S GLOBAL INVESTORS INC TX 2.02,9.01 05/08/09 ULTICOM INC NJ 3.02,5.02 05/05/09 UNICO INC /AZ/ AZ 3.02 12/05/08 UNICO INC /AZ/ AZ 8.01 12/05/08 UNIGENE LABORATORIES INC DE 8.01,9.01 05/11/09 UNISYS CORP DE 8.01,9.01 05/11/09 UNITED AMERICA INDEMNITY, LTD E9 8.01,9.01 05/05/09 United Refining Energy Corp DE 8.01,9.01 05/11/09 UNITED WESTERN BANCORP INC CO 2.02,9.01 05/04/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 05/08/09 URBAN OUTFITTERS INC PA 2.02,9.01 05/07/09 US BANCORP \DE\ DE 8.01,9.01 05/11/09 US ENERGY CORP WY 8.01,9.01 05/11/09 USG CORP DE 2.05 05/11/09 VALIDUS HOLDINGS LTD 8.01,9.01 05/08/09 VALIDUS HOLDINGS LTD 7.01,9.01 05/11/09 VANGUARD HEALTH SYSTEMS INC DE 2.02,9.01 05/11/09 VECTOR GROUP LTD DE 1.01,2.03,3.02,9.01 05/11/09 VECTOR GROUP LTD DE 2.02,9.01 05/11/09 VERENIUM CORP DE 2.02,9.01 05/11/09 VERSAR INC DE 2.02,9.01 05/11/09 VERSAR INC DE 5.02,5.03,9.01 05/06/09 VERTEX PHARMACEUTICALS INC / MA MA 2.01,9.01 03/12/09 AMEND VERTICAL BRANDING, INC. DE 1.01,9.01 05/04/09 VILLAGEEDOCS INC CA 1.01,2.03,7.01,9.01 05/06/09 Virgin Mobile USA, Inc. DE 2.02,9.01 05/11/09 VISTEON CORP DE 2.02,7.01,9.01 05/11/09 VIVUS INC CA 2.02,9.01 05/11/09 Vyteris Holdings (Nevada), Inc. NV 9.01 05/07/09 W2 ENERGY INC NV 1.01,3.02,9.01 05/06/09 Warner Chilcott Ltd D0 2.02,8.01,9.01 05/11/09 Wayside Technology Group, Inc. DE 5.02 05/05/09 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 05/11/09 WELLS FARGO & CO/MN DE 8.01,9.01 05/11/09 WESCO FINANCIAL CORP CA 2.02,9.01 05/08/09 Western Iowa Energy, L.L.C. IA 1.01,7.01,9.01 05/11/09 WILLIAM LYON HOMES DE 8.01,9.01 05/08/09 WILLIAMS CONTROLS INC DE 9.01 04/28/09 WINDSTREAM CORP DE 8.01,9.01 05/11/09 WINTON FUTURES FUND LP (US) CO 3.02 05/01/09 AMEND World Series of Golf, Inc. 8.01,9.01 05/11/09 WSB Financial Group, Inc. WA 1.03,2.04,5.02,8.01,9.01 05/08/09 XATA CORP /MN/ MN 5.02,9.01 05/07/09 XCEL ENERGY INC MN 7.01 05/11/09 XEDAR CORP CO 8.01 05/08/09 XEROX CORP NY 8.01,9.01 05/11/09 XO HOLDINGS INC DE 2.02,9.01 05/11/09 YUKON GOLD CORP INC DE 3.01,5.02,9.01 05/11/09 ZHONGPIN INC. DE 2.02,7.01,9.01 05/11/09 ZILOG INC CA 2.02,9.01 05/11/09 ZIONS BANCORPORATION /UT/ UT 2.02 05/11/09