RECENT 8K FILINGS May 4, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1ST CONSTITUTION BANCORP NJ 2.02,9.01 05/01/09 Abraxis BioScience, Inc. DE 5.02 04/29/09 ACADIA REALTY TRUST MD 2.02,9.01 04/29/09 ACURA PHARMACEUTICALS, INC NY 2.02,9.01 05/01/09 ADVANTA CORP DE 8.01 04/30/09 AE Biofuels, Inc. CO 3.01 04/29/09 AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 05/01/09 AeroGrow International, Inc. NV 3.01,9.01 04/30/09 AGREE REALTY CORP DE 2.02,9.01 04/30/09 Air Transport Services Group, Inc. DE 7.01 04/30/09 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 01/01/09 ALEXANDER & BALDWIN INC HI 2.02,9.01 04/30/09 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01,3.02,9.01 04/27/09 ALLERGAN INC DE 2.02,9.01 05/01/09 Alphametrix Managed Futures LLC (Aspe 4.01,9.01 04/30/09 AMEDISYS INC DE 7.01,9.01 05/01/09 AMEREN CORP MO 2.02,8.01,9.01 05/01/09 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 05/01/09 AMERICAN BANCORP OF NEW JERSEY INC NJ 2.02,9.01 04/30/09 AMERICAN DEFENSE SYSTEMS INC 1.01,8.01,9.01 04/27/09 AMERICAN ELECTRIC POWER CO INC NY 8.01,9.01 05/01/09 American Security Resources Corp. NV 4.02 04/15/09 AMEND AMERICAN TECHNOLOGY CORP /DE/ DE 5.02 04/29/09 AMERIGROUP CORP 2.02,9.01 05/01/09 AMERISOURCEBERGEN CORP DE 1.01,2.03,9.01 04/30/09 AMSTAR FINANCIAL SERVICES INC FL 5.01,5.02 04/20/09 ANTHRACITE CAPITAL INC MD 8.01,9.01 04/30/09 AON CORP DE 2.02,9.01 05/01/09 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 05/01/09 APPLIED MICRO CIRCUITS CORP DE 5.02,5.03,9.01 04/29/09 Ardea Biosciences, Inc./DE DE 1.01,9.01 04/27/09 ARI NETWORK SERVICES INC /WI WI 1.01,2.01,2.03,3.02,8.01,9.01 04/27/09 ARMSTRONG WORLD INDUSTRIES INC PA 2.02,9.01 04/30/09 ARROW FINANCIAL CORP NY 5.02,8.01,9.01 04/29/09 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 04/30/09 ASSURANT INC 8.01 04/30/09 ASTORIA FINANCIAL CORP DE 2.02,9.01 05/01/09 ASTORIA FINANCIAL CORP DE 8.01,9.01 05/01/09 ATMEL CORP DE 2.05 04/28/09 AUTODESK INC DE 5.02 04/27/09 AVANEX CORP DE 3.01,3.03,5.01,5.02,5.03,9.01 04/27/09 Aviza Technology, Inc. DE 3.01 04/27/09 BALCHEM CORP MD 2.02,9.01 05/01/09 BALDOR ELECTRIC CO MO 2.02,9.01 04/29/09 Bancorp of New Jersey, Inc. NJ 2.02,9.01 05/01/09 Bank of Commerce Holdings CA 5.02 05/01/09 BANK OF FLORIDA CORP FL 7.01,9.01 04/30/09 Bank of Marin Bancorp CA 7.01,9.01 05/01/09 BAY NATIONAL CORP 1.01,8.01,9.01 04/28/09 BAYLAKE CORP WI 8.01,9.01 05/01/09 BBC GRAPHICS OF PALM BEACH INC FL 5.02 04/29/09 Beacon Federal Bancorp, Inc. MD 2.02,9.01 04/30/09 BEARINGPOINT INC DE 7.01,9.01 04/30/09 Belvedere SoCal CA 1.01,5.02,9.01 01/30/09 Beneficial Mutual Bancorp Inc X1 2.02,9.01 04/29/09 BIOLARGO, INC. DE 8.01 04/27/09 BIOMODA INC/NM 8.01 04/22/09 BLACK HILLS CORP /SD/ SD 2.02,9.01 04/30/09 Black Raven Energy, Inc. NV 1.01,3.02,9.01 04/23/09 BLOUNT INTERNATIONAL INC DE 2.02,9.01 05/01/09 BLUE COAT SYSTEMS INC DE 5.02,9.01 05/01/09 Blue Earth Solutions, Inc. 1.01,9.01 04/29/09 BLUE VALLEY BAN CORP KS 2.02,7.01,9.01 05/01/09 BMC SOFTWARE INC DE 5.02 04/28/09 BMP Sunstone CORP DE 3.01,9.01 04/29/09 BRIGHAM EXPLORATION CO DE 5.02 04/22/09 AMEND BROADWIND ENERGY, INC. DE 2.03,5.02,8.01,9.01 04/28/09 BRODER BROS CO MI 8.01,9.01 05/01/09 Brooklyn Federal Bancorp, Inc. X1 2.02,8.01,9.01 04/30/09 Buckeye GP Holdings L.P. DE 2.02,9.01 04/30/09 Buckeye GP Holdings L.P. DE 5.02,8.01 04/30/09 BUCKEYE PARTNERS L P DE 2.02,9.01 04/30/09 CABOT OIL & GAS CORP DE 5.03,9.01 04/29/09 CALLON PETROLEUM CO DE 7.01,9.01 04/30/09 CAMDEN PROPERTY TRUST TX 2.02,9.01 04/30/09 CAPSTEAD MORTGAGE CORP MD 2.02,7.01,9.01 04/30/09 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 05/01/09 Card Activation Technologies Inc DE 5.01,5.02 04/27/09 CASCADE BANCORP OR 2.02,9.01 04/30/09 CCO HOLDINGS LLC 7.01 05/01/09 CEC ENTERTAINMENT INC KS 2.02,9.01 04/28/09 CENTER FINANCIAL CORP CA 2.02,9.01 04/30/09 CHART INDUSTRIES INC DE 7.01,9.01 04/30/09 CHARTER COMMUNICATIONS INC /MO/ DE 7.01 05/01/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/01/09 CHESAPEAKE CORP /VA/ VA 2.01,8.01 05/01/09 CHEVRON CORP DE 2.02 05/01/09 China Holdings, Inc. NV 1.01,3.02,9.01 05/01/09 China Industrial Waste Management Inc NV 5.02,7.01,8.01,9.01 04/27/09 China XD Plastics Co Ltd NV 8.01 04/27/09 China XD Plastics Co Ltd NV 1.02,9.01 05/01/09 China XD Plastics Co Ltd NV 1.01,2.03,5.02,9.01 05/01/09 CHINDEX INTERNATIONAL INC DE 5.02 05/01/09 Cistera Networks, Inc. 5.02,9.01 04/30/09 CITIZENS & NORTHERN CORP PA 2.02,9.01 03/31/09 CITY HOLDING CO WV 2.02,9.01 04/29/09 Clean Energy Fuels Corp. DE 8.01 04/28/09 CLEARONE COMMUNICATIONS INC UT 2.02 04/30/09 AMEND CLOROX CO /DE/ DE 2.02,7.01,9.01 05/01/09 CMS ENERGY CORP MI 7.01,9.01 05/01/09 CNA SURETY CORP DE 2.02 05/01/09 CNB Financial Corp. MA 1.01,9.01 04/29/09 CNX Gas Corp DE 5.02 04/30/09 COACHMEN INDUSTRIES INC IN 8.01 04/30/09 COBRA ELECTRONICS CORP DE 2.02,9.01 05/01/09 COINSTAR INC DE 1.01,2.03,9.01 04/29/09 COMARCO INC CA 2.02,9.01 05/01/09 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 04/30/09 Command Center, Inc. WA 5.02,7.01,9.01 05/01/09 COMMONWEALTH BIOTECHNOLOGIES INC VA 5.02 03/27/09 COMMSCOPE INC DE 5.02,9.01 05/01/09 COMMUNITY FINANCIAL CORP /VA/ VA 2.02,9.01 04/30/09 COMMUNITY FINANCIAL SHARES INC DE 2.02,9.01 04/30/09 Community Partners Bancorp NJ 2.02,9.01 05/01/09 CommunitySouth Financial CORP SC 2.02,9.01 04/29/09 COMPLIANCE SYSTEMS CORP 1.01,9.01 04/30/09 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 05/01/09 Comstock Homebuilding Companies, Inc. DE 2.04 04/24/09 CONCORD CAMERA CORP NJ 8.01,9.01 05/01/09 CONSOL Energy Inc DE 5.02,9.01 04/28/09 CONSUMERS BANCORP INC /OH/ OH 2.02,9.01 05/01/09 COOPERATIVE BANKSHARES INC NC 1.01,9.01 04/29/09 CORPORATE EXECUTIVE BOARD CO DE 5.02,7.01,9.01 04/27/09 CORUS BANKSHARES INC MN 2.02,9.01 04/30/09 COTT CORP /CN/ 2.02,9.01 05/01/09 COWLITZ BANCORPORATION WA 2.02,9.01 05/01/09 CREDIT ACCEPTANCE CORP MI 2.02,9.01 04/29/09 CURTISS WRIGHT CORP DE 2.02,9.01 04/30/09 DARLING INTERNATIONAL INC DE 5.02 04/30/09 DATA I/O CORP WA 7.01 05/01/09 DAWSON GEOPHYSICAL CO TX 7.01,9.01 05/01/09 DEAN FOODS CO DE 2.02,8.01,9.01 05/01/09 DELTA AIR LINES INC /DE/ DE 8.01,9.01 04/24/09 DELTA PETROLEUM CORP/CO CO 1.01,9.01 04/30/09 DENDREON CORP DE 8.01,9.01 04/28/09 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02,9.01 04/30/09 DESIGN WITHIN REACH INC DE 1.01,3.03,9.01 04/30/09 Devine Entertainment CORP A6 4.02,9.01 04/24/09 DIAGNOSTIC IMAGING INTERNATIONAL CORP NV 3.02,9.01 04/29/09 DIAMOND OFFSHORE DRILLING INC DE 1.01,2.03,9.01 04/29/09 DNB FINANCIAL CORP /PA/ PA 2.02,7.01 05/01/09 Domtar CORP DE 2.02,9.01 05/01/09 Dorman Products, Inc. PA 2.02,9.01 05/01/09 DOT HILL SYSTEMS CORP DE 5.02 04/27/09 EAST WEST BANCORP INC 2.02,9.01 04/28/09 EBAY INC DE 5.02,8.01 04/29/09 EMERGENCY FILTRATION PRODUCTS INC/ NV NV 5.02,8.01,9.01 04/28/09 EMISPHERE TECHNOLOGIES INC DE 8.01,9.01 05/01/09 EMMIS COMMUNICATIONS CORP IN 7.01 05/01/09 EMPIRE RESORTS INC DE 5.02,9.01 04/30/09 EMS TECHNOLOGIES INC GA 2.02,9.01 05/01/09 ENCORE ACQUISITION CO DE 1.01,2.03,9.01 04/27/09 ENDEAVOUR INTERNATIONAL CORP NV 2.02,7.01,9.01 05/01/09 Energy Future Holdings Corp /TX/ TX 2.02,9.01 05/01/09 ENTRAVISION COMMUNICATIONS CORP DE 5.02 04/28/09 EVERTON CAPITAL CORP NV 4.01 04/23/09 AMEND FACET BIOTECH CORP DE 8.01 04/30/09 Federal Home Loan Bank of Atlanta X1 7.01 05/01/09 Federal Home Loan Bank of Dallas 2.03 04/27/09 FENTURA FINANCIAL INC MI 5.02 04/28/09 FFD FINANCIAL CORP/OH OH 2.02,9.01 04/30/09 FIRST BANCORP /PR/ PR 2.02,9.01 04/27/09 FIRST CENTURY BANKSHARES INC WV 8.01,9.01 04/28/09 FIRST CITIZENS BANC CORP /OH OH 2.02,9.01 05/01/09 FIRST CITIZENS BANCSHARES INC /DE/ DE 5.02,5.03,9.01 04/27/09 FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 05/01/09 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,9.01 04/30/09 FIRST KEYSTONE CORP PA 2.02 05/01/09 FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,9.01 04/30/09 FIRST SOLAR, INC. DE 8.01 04/30/09 First Trinity Financial CORP 5.03,9.01 04/13/09 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 04/30/09 FLIR SYSTEMS INC OR 2.02,9.01 05/01/09 FOOTSTAR INC DE 8.01,9.01 05/01/09 FORD MOTOR CO DE 8.01,9.01 05/01/09 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 05/01/09 FORMFACTOR INC DE 5.02,9.01 04/29/09 FORTUNE BRANDS INC DE 2.02,7.01,9.01 05/01/09 FOUR OAKS FINCORP INC NC 3.02,9.01 04/29/09 FRESH DEL MONTE PRODUCE INC E9 5.02,9.01 04/29/09 FREZER, INC. NV 4.01,5.03,9.01 04/30/09 FRONTIER COMMUNICATIONS CORP DE 8.01 05/01/09 FRONTIER OIL CORP /NEW/ WY 1.01,7.01,8.01,9.01 04/28/09 FTI CONSULTING INC MD 7.01,9.01 04/29/09 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,3.02,9.01 05/01/09 Future Canada China Environment Inc. NV 5.02 04/29/09 General Moly, Inc DE 2.02,9.01 05/01/09 GEOPETRO RESOURCES CO 1.01,3.02,3.03,5.03,9.01 04/29/09 GEOVIC MINING CORP. DE 7.01,9.01 05/01/09 GOLDEN GRAIN ENERGY 3.02 04/17/09 GRAFTECH INTERNATIONAL LTD DE 5.02 04/27/09 Great Wolf Resorts, Inc. DE 1.01 04/29/09 GREENE COUNTY BANCORP INC DE 8.01,9.01 04/28/09 GreenHaven Continuous Commodity Index DE 1.01,9.01 05/01/09 GREER BANCSHARES INC SC 2.02,9.01 04/29/09 GRUBB & ELLIS CO DE 1.01,9.01 04/28/09 Hampden Bancorp, Inc. DE 2.02,8.01,9.01 04/28/09 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 04/29/09 HANCOCK FABRICS INC DE 7.01,8.01,9.01 04/28/09 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 04/27/09 HARLEY DAVIDSON INC WI 5.02 04/30/09 HAWKINS INC MN 5.02,9.01 04/27/09 HAWTHORN BANCSHARES, INC. MO 2.02,9.01 05/01/09 HAYNES INTERNATIONAL INC DE 5.02 02/23/09 HEARUSA INC DE 1.01,2.01,8.01,9.01 04/27/09 HENRY COUNTY BANCSHARES INC 5.02,9.01 04/30/09 HERBALIFE LTD. E9 8.01,9.01 04/30/09 HERITAGE COMMERCE CORP CA 2.02,8.01,9.01 03/31/09 HMS HOLDINGS CORP 2.02,7.01,9.01 05/01/09 HYPERDYNAMICS CORP DE 8.01,9.01 04/29/09 I MANY INC DE 8.01,9.01 04/29/09 IdeaEdge, Inc CO 8.01 05/01/09 IDENIX PHARMACEUTICALS INC 2.02,9.01 04/30/09 IDT CORP DE 5.02,9.01 04/29/09 IMAGE ENTERTAINMENT INC DE 2.02,9.01 05/01/09 IMPERIAL OIL LTD 2.02,9.01 04/30/09 INDEPENDENT BANK CORP MA 8.01,9.01 04/29/09 INN OF THE MOUNTAIN GODS RESORTS & CA 5.02 04/24/09 INOVIO BIOMEDICAL CORP 8.01,9.01 05/01/09 INTEGRYS ENERGY GROUP, INC. WI 2.02,9.01 04/30/09 Intellect Neurosciences, Inc. 1.01 04/29/09 INTELLIGROUP INC NJ 2.02,9.01 05/01/09 INTERLINE BRANDS, INC./DE DE 2.02,9.01 05/01/09 Intermec, Inc. DE 5.02 04/29/09 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02 04/28/09 INTERNATIONAL GAME TECHNOLOGY NV 8.01,9.01 04/29/09 IPC HOLDINGS LTD 8.01,9.01 04/30/09 iPCS, INC DE 8.01,9.01 05/01/09 ITT CORP IN 8.01,9.01 04/28/09 JAMBA, INC. DE 3.01,9.01 04/28/09 James River Coal CO VA 2.02,7.01,9.01 05/01/09 JONES APPAREL GROUP INC PA 7.01,9.01 05/01/09 K-SEA TRANSPORTATION PARTNERS LP 2.02,9.01 05/01/09 KAISER ALUMINUM CORP DE 2.02,9.01 04/29/09 KAISER ALUMINUM CORP DE 5.02,8.01,9.01 04/27/09 KANSAS CITY SOUTHERN DE 1.01,8.01,9.01 04/27/09 KAYDON CORP DE 2.02,9.01 05/01/09 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 05/01/09 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 05/01/09 KIMBERLY CLARK CORP DE 5.03,9.01 04/30/09 LEARNING TREE INTERNATIONAL INC DE 1.01,9.01 04/27/09 LENNAR CORP /NEW/ DE 1.01,2.03,9.01 04/30/09 LIFEPOINT HOSPITALS, INC. 2.02,9.01 05/01/09 LIQUIDITY SERVICES INC 7.01,9.01 04/30/09 MACERICH CO MD 8.01,9.01 05/01/09 MACK CALI REALTY CORP MD 7.01,9.01 05/01/09 MANITOWOC CO INC WI 2.02,2.06,9.01 04/30/09 MANPOWER INC /WI/ WI 1.01,5.03,9.01 04/28/09 MASTERCARD INC DE 2.02,7.01,9.01 05/01/09 MBIA INC CT 7.01,9.01 04/30/09 McAfee, Inc. DE 5.03,9.01 04/27/09 MDU RESOURCES GROUP INC DE 2.02,7.01 03/31/09 MEDIA GENERAL INC VA 8.01,9.01 05/01/09 MEDIANET GROUP TECHNOLOGIES INC NV 8.01 04/30/09 MEGA MEDIA GROUP INC NV 1.01,3.02,9.01 04/27/09 MERCER INSURANCE GROUP INC PA 2.02,8.01,9.01 04/30/09 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 04/28/09 Metavante Technologies, Inc. 1.01,9.01 04/30/09 METLIFE INC DE 2.02,8.01,9.01 04/28/09 MGM MIRAGE DE 5.02,9.01 04/06/09 AMEND MICROSTRATEGY INC DE 5.02,9.01 04/27/09 MIDDLEBY CORP DE 8.01,9.01 04/30/09 MOHAWK INDUSTRIES INC DE 5.02 04/27/09 Morningstar, Inc. IL 2.02,9.01 04/30/09 MVC CAPITAL, INC. DE 8.01 04/30/09 N-VIRO INTERNATIONAL CORP DE 1.01 02/27/09 N-VIRO INTERNATIONAL CORP DE 1.01 02/27/09 AMEND NATIONAL FUEL GAS CO NJ 2.02,9.01 04/30/09 NATIONAL FUEL GAS CO NJ 7.01,9.01 05/01/09 NATIONAL HEALTH INVESTORS INC MD 2.01,9.01 03/31/09 NATIONAL HEALTH INVESTORS INC MD 7.01,9.01 05/01/09 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 05/01/09 NewMarket Technology Inc NV 1.01,3.02,3.03,5.03,9.01 04/22/09 NEWPARK RESOURCES INC DE 2.02,9.01 04/30/09 NICOR INC IL 2.02,9.01 05/01/09 Nielsen CO B.V. P7 1.01,2.03,9.01 05/01/09 NISOURCE INC/DE DE 2.02,9.01 05/01/09 NOBLE ENERGY INC DE 5.02,9.01 04/28/09 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 04/30/09 NORTHERN TRUST CORP DE 1.01,9.01 04/28/09 NORTHFIELD LABORATORIES INC /DE/ DE 7.01,9.01 04/30/09 NORTHWEST NATURAL GAS CO OR 2.02,9.01 05/01/09 NORWOOD FINANCIAL CORP PA 5.02,9.01 04/29/09 NOVADEL PHARMA INC DE 1.01,5.02,8.01,9.01 04/28/09 NTELOS HOLDINGS CORP 2.02,9.01 04/30/09 NuStar GP Holdings, LLC DE 7.01,9.01 05/01/09 NYSE Euronext DE 2.02,9.01 04/30/09 O REILLY AUTOMOTIVE INC MO 2.02,9.01 04/29/09 Oak Valley Bancorp CA 2.02,7.01,9.01 04/24/09 OCLARO, INC. DE 1.01,2.01,2.03,2.06,9.01 04/27/09 OGLETHORPE POWER CORP GA 2.01,9.01 04/30/09 OHIO POWER CO OH 8.01,9.01 05/01/09 Oilsands Quest Inc 9.01 04/30/09 Oilsands Quest Inc 1.01,9.01 05/01/09 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 05/01/09 OPENWAVE SYSTEMS INC DE 5.05 04/27/09 Optelecom-NKF, Inc. DE 4.01,9.01 04/24/09 Orion Marine Group Inc DE 3.01 05/01/09 ORTHOFIX INTERNATIONAL N V 5.02,9.01 04/27/09 OSCIENT PHARMACEUTICALS CORP MA 2.03,3.02 04/30/09 OSTEOTECH INC DE 2.02,9.01 04/30/09 PACTIV CORP DE 8.01 05/01/09 PALM HARBOR HOMES INC /FL/ FL 3.02,9.01 04/27/09 Pansoft CO LTD D8 4.01,5.02,9.01 04/24/09 AMEND PAPA JOHNS INTERNATIONAL INC DE 5.02 04/28/09 PAR TECHNOLOGY CORP DE 2.02 03/31/09 PEERLESS SYSTEMS CORP DE 2.02,8.01,9.01 04/30/09 PENNSYLVANIA COMMERCE BANCORP INC 2.02,9.01 05/01/09 PEOPLES COMMUNITY BANCORP INC /MD/ MD 1.01 04/28/09 PEPCO HOLDINGS INC DE 7.01,9.01 05/01/09 PERFORMANCE TECHNOLOGIES INC \DE\ DE 8.01 04/27/09 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 05/01/09 PetroHunter Energy Corp MD 5.02 04/24/09 PFF BANCORP INC DE 8.01,9.01 04/27/09 PHH CORP MD 2.02,7.01,9.01 05/01/09 Pickford Minerals, Inc. NV 1.01 04/27/09 PLANETOUT INC DE 1.01,9.01 04/27/09 PNM RESOURCES INC NM 2.02,9.01 05/01/09 POLARIS INDUSTRIES INC/MN MN 5.02 04/30/09 POTASH CORP OF SASKATCHEWAN INC 2.03,8.01,9.01 04/28/09 PPL CORP PA 2.02,7.01,9.01 05/01/09 PROVIDENT COMMUNITY BANCSHARES, INC. 2.02,9.01 05/01/09 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 04/30/09 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 05/01/09 PUBLIC SERVICE CO OF COLORADO CO 8.01 05/01/09 PUBLIX SUPER MARKETS INC FL 2.02,9.01 05/01/09 PULASKI FINANCIAL CORP MO 8.01,9.01 05/01/09 PURE BIOFUELS CORP NV 2.03,3.02,9.01 04/28/09 QUIGLEY CORP NV 2.02,8.01,9.01 05/01/09 RADIANT SYSTEMS INC GA 2.02,9.01 04/30/09 RAPTOR PHARMACEUTICALS CORP. 8.01,9.01 04/29/09 RAYMOND JAMES FINANCIAL INC FL 7.01 05/01/09 READING INTERNATIONAL INC NV 1.01 04/30/09 REAL ESTATE ASSOCIATES LTD VII CA 8.01 04/09/09 REGENERON PHARMACEUTICALS INC NY 2.02,9.01 05/01/09 ROCKFORD CORP AZ 7.01,9.01 05/01/09 Rosetta Resources Inc. DE 7.01,9.01 04/30/09 RUDDICK CORP NC 2.02,9.01 04/30/09 RYDER SYSTEM INC FL 1.01,1.02,2.03,9.01 04/30/09 SALISBURY BANCORP INC CT 2.02,9.01 05/01/09 SCHLUMBERGER LTD /NV/ P8 5.02 05/01/09 SCOLR Pharma, Inc. DE 2.02,9.01 05/01/09 SECURITY CAPITAL CORP/MS MS 8.01 04/28/09 SHARPS COMPLIANCE CORP DE 5.02,9.01 04/27/09 Shire plc 8.01,9.01 05/01/09 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 05/01/09 Skilled Healthcare Group, Inc. DE 1.01,2.03,9.01 04/28/09 Skilled Healthcare Group, Inc. DE 5.02 05/01/09 AMEND SOLAR ENERTECH CORP DE 1.01,9.01 04/27/09 SOURCE INTERLINK COMPANIES INC DE 1.01,1.03,2.03,2.04,9.01 04/27/09 SOUTHERN ENERGY COMPANY, INC. NV 1.01,5.02 02/18/09 AMEND SOUTHERN MICHIGAN BANCORP INC MI 7.01 05/01/09 SOUTHWEST GAS CORP CA 2.02 05/01/09 SOUTHWEST GAS CORP CA 7.01 05/01/09 SOUTHWESTERN ELECTRIC POWER CO DE 8.01,9.01 05/01/09 SOUTHWESTERN ENERGY CO DE 7.01 05/01/09 SPARTON CORP OH 1.01,8.01,9.01 04/30/09 STARBUCKS CORP WA 2.02,9.01 04/29/09 STEELCLOUD INC VA 8.01 04/28/09 STEN CORP MN 7.01 04/30/09 STEPHAN CO FL 4.01,9.01 05/01/09 Strategic Storage Trust, Inc. MD 1.01,7.01,9.01 05/01/09 STRATTEC SECURITY CORP WI 7.01,9.01 05/01/09 SUPERCLICK INC WA 1.01,9.01 05/01/09 SWIFT ENERGY CO 1.01 04/30/09 T-3 ENERGY SERVICES INC TX 2.02,9.01 05/01/09 TAIWAN FUND INC DE 7.01,9.01 03/01/09 TALON INTERNATIONAL, INC. DE 5.02,9.01 05/01/09 TANDY BRANDS ACCESSORIES INC DE 1.01 04/30/09 TARRAGON CORP NV 8.01,9.01 04/30/09 TECHNICAL COMMUNICATIONS CORP MA 2.02,9.01 05/01/09 TECO ENERGY INC FL 2.02,5.02,9.01 05/01/09 TERADATA CORP /DE/ 5.02 04/27/09 Terra Nova Financial Group Inc IL 2.02,7.01,9.01 05/01/09 TESSCO TECHNOLOGIES INC DE 2.02,9.01 04/30/09 THORNBURG MORTGAGE INC MD 1.03,2.04,5.02,8.01,9.01 04/30/09 TIMBERLAND BANCORP INC WA 2.02,9.01 04/30/09 TOMPKINS FINANCIAL CORP NY 2.02,8.01,9.01 04/29/09 TorreyPines Therapeutics, Inc. DE 2.02,9.01 05/01/09 TORTOISE CAPITAL RESOURCES CORP 8.01,9.01 05/01/09 Tree.com, Inc. DE 2.02,5.02,8.01,9.01 04/28/09 TRIPLE-S MANAGEMENT CORP 8.01,9.01 05/01/09 TRUSTMARK CORP MS 8.01 05/01/09 UDR, Inc. MD 8.01 05/01/09 UIL HOLDINGS CORP CT 2.03,2.04,5.03,9.01 04/27/09 ULTICOM INC NJ 5.02,9.01 04/27/09 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 04/30/09 UNITED INSURANCE HOLDINGS CORP. DE 4.01 04/27/09 United States Natural Gas Fund, LP 8.01 05/01/09 UNITED STATIONERS INC DE 2.02,9.01 04/30/09 UNITED THERAPEUTICS CORP DE 2.02,9.01 05/01/09 URANIUM INTERNATIONAL CORP. 1.01,9.01 04/23/09 USA Mobility, Inc DE 7.01,9.01 04/30/09 VALLEY FINANCIAL CORP /VA/ VA 2.02,9.01 04/29/09 VERENIUM CORP DE 5.02,9.01 04/28/09 VGTel, Inc. 4.01,9.01 04/27/09 VIA Pharmaceuticals, Inc. DE 8.01,9.01 05/01/09 VIAD CORP DE 2.02,9.01 05/01/09 VOICE MOBILITY INTERNATIONAL INC NV 5.02 04/27/09 VOLTERRA SEMICONDUCTOR CORP 8.01 04/24/09 WALTER INVESTMENT MANAGEMENT CORP MD 4.01,9.01 04/23/09 AMEND WATCHTOWER, INC. NV 5.01,5.02 04/30/09 Wayside Technology Group, Inc. DE 2.02,9.01 04/30/09 Waytronx, Inc. CO 1.01,2.03 05/01/09 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 04/29/09 WELLS REAL ESTATE FUND II GA 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 05/01/09 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 05/01/09 Western Goldfields Inc. A6 7.01,9.01 04/30/09 WESTFIELD FINANCIAL INC MA 2.02,9.01 04/29/09 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 05/01/09 White River Capital Inc 5.02,9.01 04/28/09 WILLIAM LYON HOMES DE 5.02 04/27/09 WINLAND ELECTRONICS INC MN 2.02,9.01 04/30/09 WITS BASIN PRECIOUS MINERALS INC MN 1.01,8.01,9.01 04/28/09 WUHAN GENERAL GROUP (CHINA), INC NV 5.02 04/28/09 XCEL ENERGY INC MN 7.01,8.01 05/01/09 XCELLINK INTERNATIONAL INC. DE 1.01,5.01,8.01,9.01 04/28/09 YATINOO, INC. DE 5.01 04/28/09 ZILA INC DE 8.01 04/30/09