RECENT 8K FILINGS April 22, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABIOMED INC DE 5.02 04/17/09 Advance Nanotech, Inc. DE 2.03,3.02,9.01 04/15/09 ADVANCED MICRO DEVICES INC DE 2.02,7.01,9.01 04/21/09 AFC ENTERPRISES INC MN 5.02,9.01 04/20/09 AJS BANCORP INC DE 2.02,9.01 04/21/09 AK STEEL HOLDING CORP DE 2.02,9.01 04/21/09 AK STEEL HOLDING CORP DE 7.01,9.01 04/21/09 AK STEEL HOLDING CORP DE 7.01,9.01 04/21/09 Akeena Solar, Inc. DE 1.01,3.03,9.01 04/20/09 AKORN INC LA 1.01,2.03,3.02,9.01 04/15/09 ALEXANDRIA REAL ESTATE EQUITIES INC MD 7.01 04/21/09 Alphatec Holdings, Inc. DE 1.01 04/15/09 ALPHATRADE COM NV 4.01 04/16/09 ALTERA CORP DE 2.02,9.01 04/21/09 AMBASSADORS INTERNATIONAL INC DE 1.01,2.01,5.02,9.01 04/16/09 AMERICAN SAFETY INSURANCE HOLDINGS LT 9.01 04/20/09 AMERICANWEST BANCORPORATION WA 5.02,5.03,9.01 04/15/09 AMERIGAS PARTNERS LP DE 1.01,1.02,2.03,9.01 04/17/09 AMERIPRISE FINANCIAL INC DE 2.02,9.01 04/21/09 AMETEK INC/ DE 2.02,9.01 04/21/09 AMR CORP DE 8.01,9.01 04/21/09 APACHE CORP DE 5.02 04/20/09 ARABIAN AMERICAN DEVELOPMENT CO DE 5.02 04/21/09 ARBITRON INC DE 2.02,9.01 04/21/09 ARES CAPITAL CORP MD 7.01,9.01 04/21/09 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 04/21/09 ARRAY BIOPHARMA INC DE 8.01,9.01 04/21/09 ARRAY BIOPHARMA INC DE 8.01,9.01 04/21/09 ARRAY BIOPHARMA INC DE 8.01,9.01 04/21/09 ARTISTDIRECT INC 8.01,9.01 04/20/09 ASTEC INDUSTRIES INC TN 2.02,9.01 04/21/09 AUTOLIV INC DE 2.02,7.01,9.01 04/21/09 AXS ONE INC DE 1.01,8.01,9.01 04/16/09 AZZ INC TX 8.01,9.01 04/20/09 AMEND BAKER MICHAEL CORP PA 5.02,9.01 04/17/09 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 04/15/09 BANCFIRST CORP /OK/ OK 2.02,9.01 04/21/09 BANCORPSOUTH INC MS 7.01,8.01 04/20/09 BANCORPSOUTH INC MS 2.02,9.01 04/20/09 BEARD CO /OK OK 1.01,2.02,9.01 04/14/09 BERRY PLASTICS CORP DE 8.01 04/21/09 BJ SERVICES CO DE 2.02,9.01 04/21/09 BlackRock Inc. DE 2.02,9.01 04/21/09 Blue Earth Solutions, Inc. 1.01,9.01 01/20/09 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 2.02,9.01 04/21/09 BOSTON SCIENTIFIC CORP DE 2.02,9.01 04/20/09 BROADCOM CORP CA 2.02,9.01 04/21/09 BROADCOM CORP CA 8.01,9.01 04/21/09 BROOKLINE BANCORP INC DE 2.02 04/16/09 BROWN & BROWN INC FL 2.02 03/31/09 BRYN MAWR BANK CORP PA 3.02,8.01 04/20/09 C & F FINANCIAL CORP VA 7.01 04/21/09 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 04/21/09 CADENCE FINANCIAL CORP MS 2.02,8.01,9.01 04/17/09 CALIFORNIA MICRO DEVICES CORP CA 7.01,9.01 04/21/09 CALIFORNIA WATER SERVICE GROUP DE 1.01,1.02,2.03,9.01 04/17/09 Cape Bancorp, Inc. MD 4.01,9.01 04/16/09 AMEND CAPITAL ONE FINANCIAL CORP DE 2.02,7.01,8.01,9.01 04/21/09 CARACO PHARMACEUTICAL LABORATORIES LT MI 8.01 04/17/09 CARDIMA INC DE 5.02 04/21/09 CARDINAL HEALTH INC OH 1.01,9.01 04/16/09 CARLISLE COMPANIES INC DE 2.02,9.01 04/21/09 CASCADE CORP OR 8.01,9.01 04/21/09 CASCADE FINANCIAL CORP DE 2.02,9.01 04/21/09 CASS INFORMATION SYSTEMS INC MO 2.02,9.01 04/20/09 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,7.01,9.01 04/21/09 CATERPILLAR INC DE 2.02,9.01 04/21/09 CATERPILLAR INC DE 7.01 04/21/09 CATERPILLAR INC DE 7.01,9.01 04/21/09 Cavico Corp 5.02,9.01 04/21/09 CENTURY ALUMINUM CO DE 2.02,9.01 04/21/09 CHINA CLEAN ENERGY INC DE 2.03,8.01,9.01 04/14/09 China Shuangji Cement Ltd. DE 2.01,9.01 04/21/09 CHINA VALVES TECHNOLOGY, INC NV 1.01,2.01,9.01 02/15/09 Chino Commercial Bancorp CA 2.02 03/31/09 CIMAREX ENERGY CO DE 7.01,9.01 04/20/09 CITIGROUP EMERGING CTA PORTFOLIO LP 1.01,9.01 09/15/08 CITIZENS SOUTH BANKING CORP DE 2.02,7.01,9.01 04/20/09 COCA COLA CO DE 2.02,9.01 04/21/09 COINSTAR INC DE 1.01,9.01 04/15/09 COMERICA INC /NEW/ 2.02,7.01,9.01 04/21/09 CONCEPTUS INC DE 2.02,8.01,9.01 04/21/09 CPI CORP DE 2.02,9.01 04/21/09 CPI CORP DE 1.01,9.01 04/21/09 CRANE CO /DE/ DE 2.02,8.01,9.01 04/20/09 CREE INC NC 2.02,9.01 04/21/09 Crystal River Capital, Inc. MD 5.02 04/16/09 CTC Media, Inc. 5.02,9.01 04/20/09 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 04/21/09 CYANOTECH CORP NV 5.03,9.01 04/20/09 CYMER INC NV 2.02,9.01 04/21/09 CYPRESS BIOSCIENCE INC DE 8.01,9.01 04/20/09 Deerfield Capital Corp. MD 3.01,9.01 04/15/09 DELTA AIR LINES INC /DE/ DE 2.02,9.01 04/21/09 DELTIC TIMBER CORP DE 2.02,9.01 04/20/09 DOLLAR GENERAL CORP TN 9.01 07/06/07 AMEND DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 04/21/09 DOUBLE EAGLE PETROLEUM CO MD 7.01,8.01,9.01 04/21/09 DUKE REALTY CORP IN 1.01,8.01,9.01 04/16/09 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01,3.02,8.01,9.01 04/16/09 DUPONT E I DE NEMOURS & CO DE 2.02 04/21/09 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 04/21/09 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 04/20/09 EASTERN LIGHT CAPITAL, INC. DE 2.02,9.01 04/20/09 EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 04/17/09 EASTERN VIRGINIA BANKSHARES INC VA 8.01,9.01 04/21/09 ECLIPS ENERGY TECHNOLOGIES, INC. FL 8.01 04/21/09 ECOLOCAP SOLUTIONS INC. NV 5.06 11/30/08 EMULEX CORP /DE/ DE 8.01,9.01 04/21/09 ENDEAVOUR INTERNATIONAL CORP NV 7.01,9.01 04/21/09 ENDOCARE INC DE 8.01 04/16/09 Enox Biopharma Inc NV 5.02 04/17/09 ENTERPRISE BANCORP INC /MA/ MA 8.01,9.01 04/21/09 ENTERPRISE FINANCIAL SERVICES CORP DE 8.01,9.01 04/21/09 Enterprise GP Holdings L.P. DE 7.01,8.01,9.01 04/16/09 ENTERPRISE PRODUCTS PARTNERS L P DE 7.01,8.01,9.01 04/16/09 ENTERTAINMENT PROPERTIES TRUST MD 8.01 04/10/09 EPICOR SOFTWARE CORP DE 5.02,9.01 04/15/09 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,9.01 04/20/09 ETELOS, INC. DE 1.01,2.03,9.01 04/17/09 Ethos Environmental, Inc. NV 1.01,2.03,3.02,9.01 04/21/09 Federal Home Loan Bank of Atlanta X1 2.03 04/21/09 Federal Home Loan Bank of Boston X1 5.02 04/16/09 Federal Home Loan Bank of Boston X1 2.03 04/15/09 Federal Home Loan Bank of Chicago X1 2.03 04/15/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 04/15/09 Federal Home Loan Bank of Dallas 2.03 04/15/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 04/15/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 04/15/09 Federal Home Loan Bank of New York X1 2.03,9.01 04/15/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 04/15/09 Federal Home Loan Bank of San Francis X1 2.03 04/15/09 Federal Home Loan Bank of Seattle 2.03 04/20/09 Federal Home Loan Bank of Topeka 2.03 04/15/09 FEDERAL MOGUL CORP DE 5.02 04/15/09 FIFTH THIRD BANCORP OH 7.01,9.01 04/21/09 FINLAY ENTERPRISES INC /DE DE 5.02 04/15/09 FINLAY FINE JEWELRY CORP DE 5.02 04/15/09 FIRST CASH FINANCIAL SERVICES INC DE 2.02,9.01 04/21/09 FIRST DEFIANCE FINANCIAL CORP OH 2.02,9.01 04/20/09 FIRST M&F CORP/MS MS 2.02,7.01,9.01 04/20/09 First National Energy Corp. DE 1.01,9.01 04/20/09 FISERV INC WI 1.01,9.01 04/15/09 FOREST LABORATORIES INC DE 2.02,9.01 04/21/09 FOUR OAKS FINCORP INC NC 8.01,9.01 04/21/09 FULTON FINANCIAL CORP PA 2.02,9.01 04/21/09 G III APPAREL GROUP LTD /DE/ DE 1.01,5.02,9.01 04/15/09 GENERAL STEEL HOLDINGS INC NV 8.01,9.01 04/20/09 Genesis Pharmaceuticals Enterprises, FL 5.03,9.01 04/16/09 GILEAD SCIENCES INC DE 2.02,9.01 04/21/09 GILEAD SCIENCES INC DE 8.01,9.01 04/15/09 GLOBAL CROSSING LTD 5.02 04/15/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 04/17/09 GREAT PLAINS ENERGY INC MO 8.01,9.01 04/21/09 Grubb & Ellis Healthcare REIT, Inc. MD 7.01,9.01 04/21/09 GSI COMMERCE INC DE 7.01,9.01 04/21/09 GSI TECHNOLOGY INC 2.02,9.01 04/21/09 GSV INC DE 1.01,9.01 04/16/09 HAMPSHIRE GROUP LTD DE 2.05,5.02,9.01 04/21/09 HARLEYSVILLE GROUP INC DE 2.02,9.01 04/21/09 Hiland Holdings GP, LP DE 8.01,9.01 04/20/09 Hiland Partners, LP 8.01,9.01 04/20/09 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 1.01 04/17/09 HUDSON CITY BANCORP INC DE 2.02,9.01 04/21/09 HUDSON CITY BANCORP INC DE 7.01,9.01 04/21/09 HUMAN BIOSYSTEMS INC CA 1.01 04/21/09 AMEND HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 04/21/09 IDEX CORP /DE/ DE 2.02,9.01 04/20/09 II-VI INC PA 2.02,9.01 04/21/09 ILLUMINA INC DE 2.02,9.01 04/21/09 IMMTECH PHARMACEUTICALS, INC. DE 5.02 04/15/09 INFINERA CORP DE 2.02,9.01 04/21/09 INFINITY PHARMACEUTICALS, INC. DE 2.02,9.01 04/15/09 INFORMATION SYSTEMS ASSOCIATES, INC. FL 1.01,3.02,9.01 04/17/09 INSWEB CORP 2.02,9.01 04/20/09 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 04/20/09 INTERNATIONAL CARD ESTABLISHMENT INC DE 4.02 05/31/08 INTREorg SYSTEMS INC. TX 1.01 04/10/09 JARDEN CORP DE 2.02,9.01 04/21/09 JARDEN CORP DE 7.01,9.01 04/21/09 JEFFERIES GROUP INC /DE/ DE 2.02,9.01 04/21/09 JETBLUE AIRWAYS CORP DE 5.02 04/16/09 JUNIATA VALLEY FINANCIAL CORP PA 2.02,8.01 04/21/09 KENDLE INTERNATIONAL INC OH 7.01,9.01 04/21/09 KEYCORP /NEW/ OH 2.02,9.01 04/21/09 Kinder Travel, Inc. A1 1.01,7.01,9.01 04/20/09 KINETIC CONCEPTS INC /TX/ TX 9.01 03/31/09 LABRANCHE & CO INC DE 2.02,9.01 04/21/09 Lake Victoria Mining Company, Inc. NV 3.02 04/15/09 LANDAMERICA FINANCIAL GROUP INC VA 5.02 04/15/09 LAS VEGAS SANDS CORP NV 1.01 04/15/09 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,2.05,9.01 04/21/09 LINCARE HOLDINGS INC DE 2.02,9.01 04/20/09 LITHIA MOTORS INC OR 7.01,9.01 04/21/09 LL&E ROYALTY TRUST TX 3.01,9.01 04/17/09 LOCKHEED MARTIN CORP MD 2.02,9.01 04/21/09 LOGICVISION INC DE 2.02,9.01 04/21/09 LUBRIZOL CORP OH 2.02,9.01 04/20/09 M&T BANK CORP NY 2.02,9.01 04/21/09 MANHATTAN ASSOCIATES INC GA 2.02,9.01 04/21/09 MANPOWER INC /WI/ WI 2.02,9.01 03/31/09 MARATHON OIL CORP DE 5.02 04/20/09 Mariposa Resources, Ltd. NV 5.03,8.01,9.01 04/08/09 MCMORAN EXPLORATION CO /DE/ DE 2.02,9.01 04/20/09 MECHANICAL TECHNOLOGY INC NY 1.01,8.01,9.01 04/15/09 MEDCOM USA INC DE 4.02,5.02 01/20/09 AMEND MEDIALINK WORLDWIDE INC DE 2.02,9.01 04/15/09 MEDTOX SCIENTIFIC INC DE 2.02,9.01 04/15/09 MERCK & CO INC NJ 2.02,9.01 04/21/09 MESA AIR GROUP INC NV 8.01 04/16/09 MESA ROYALTY TRUST/TX TX 2.02,9.01 04/21/09 MINES MANAGEMENT INC ID 5.03,9.01 04/15/09 MIVA, INC. DE 7.01,9.01 04/21/09 ML Aspect FuturesAccess LLC DE 4.01,9.01 04/20/09 ML SELECT FUTURES I LP 4.01,9.01 04/20/09 ML Systematic Momentum FuturesAccess DE 4.01,9.01 04/20/09 ML Transtrend DTP Enhanced FuturesAcc DE 4.01,9.01 04/20/09 ML TREND-FOLLOWING FUTURES FUND L.P, DE 4.01,9.01 04/20/09 ML Winton FuturesAccess LLC DE 4.01,9.01 04/20/09 MOLEX INC DE 2.02,9.01 04/21/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 04/20/09 MS STRUCTURED SATURNS SERIES 2002-15 DE 8.01 04/15/09 MUELLER INDUSTRIES INC DE 2.02,9.01 04/21/09 MUTUALFIRST FINANCIAL INC MD 2.02,9.01 04/20/09 NARA BANCORP INC DE 2.02,9.01 04/20/09 NATIONAL BANCSHARES CORP /OH/ OH 5.02 04/21/09 NATIONAL PENN BANCSHARES INC PA 8.01,9.01 04/21/09 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 04/21/09 NaturalNano , Inc. NV 1.01,2.03,9.01 04/21/09 NAVARRE CORP /MN/ MN 1.01,9.01 04/15/09 New York & Company, Inc. 7.01,9.01 04/21/09 NEW YORK TIMES CO NY 2.02,9.01 04/21/09 NEWBRIDGE BANCORP NC 1.01,5.02,9.01 04/15/09 NOBLE ENERGY INC DE 7.01 04/20/09 NOBLE INTERNATIONAL, LTD. DE 1.01,1.02,3.01,9.01 04/15/09 NORFOLK SOUTHERN CORP VA 2.02,7.01,9.01 04/21/09 NORTHEAST BANCORP /ME/ ME 2.02,7.01,9.01 03/31/09 NORTHERN TRUST CORP DE 2.02,9.01 04/21/09 NORTHERN TRUST CORP DE 7.01,9.01 04/21/09 NURX PHARMACEUTICALS, INC. NV 1.01,5.02,9.01 04/15/09 NVR INC VA 2.02,9.01 04/21/09 OFFICEMAX INC DE 5.02 04/15/09 OLD SECOND BANCORP INC DE 8.01 04/21/09 ORACLE CORP 1.01,8.01,9.01 04/19/09 OSIRIS THERAPEUTICS, INC. DE 4.01,9.01 04/17/09 OWENS & MINOR INC/VA/ VA 2.02,9.01 04/20/09 PACIFIC CONTINENTAL CORP OR 5.02 04/20/09 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 04/21/09 PACKAGING CORP OF AMERICA 2.02,9.01 04/20/09 PARAMOUNT GOLD & SILVER CORP. 8.01,9.01 03/19/09 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 3.01 04/21/09 Pashminadepot.com, Inc FL 5.01 04/20/09 PATRIOT SCIENTIFIC CORP DE 8.01,9.01 04/20/09 PENFORD CORP WA 8.01,9.01 04/17/09 PENTAIR INC MN 2.02,9.01 04/21/09 PEOPLES BANCORP INC OH 2.02,9.01 04/21/09 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 03/31/09 PEPSIAMERICAS INC/IL/ DE 8.01 04/20/09 PERVASIVE SOFTWARE INC DE 2.02,9.01 04/21/09 PETROHAWK ENERGY CORP DE 2.02,9.01 04/21/09 PETROSEARCH ENERGY CORP 8.01,9.01 04/20/09 PharMerica CORP DE 5.02,9.01 04/20/09 PHOENIX FOOTWEAR GROUP INC DE 2.02,9.01 04/20/09 PINNACLE FINANCIAL PARTNERS INC TN 2.02,9.01 04/20/09 PLAYBOY ENTERPRISES INC DE 3.01,9.01 04/16/09 PMFG, Inc. DE 8.01,9.01 04/21/09 Porter Bancorp, Inc. KY 2.02,9.01 04/21/09 POWER 3 MEDICAL PRODUCTS INC NY 8.01,9.01 04/21/09 PROLIANCE INTERNATIONAL, INC. DE 1.01,2.03,9.01 04/21/09 ProLink Holdings Corp. DE 1.01,2.03,3.02,5.03,8.01,9.01 04/15/09 PSB HOLDINGS INC /WI/ WI 2.02,9.01 04/21/09 PSB HOLDINGS INC /WI/ WI 8.01,9.01 04/21/09 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 5.02 02/17/09 AMEND QCR HOLDINGS INC DE 8.01,9.01 04/21/09 QUEST DIAGNOSTICS INC DE 2.02,9.01 04/20/09 RAM Holdings Ltd. D0 5.02 04/18/09 RC2 CORP DE 2.02,9.01 04/21/09 REAL ESTATE ASSOCIATES LTD/CA CA 8.01 04/15/09 REGENCY CENTERS CORP FL 2.02,7.01,9.01 04/20/09 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 04/21/09 RENAISSANCE LEARNING INC WI 2.02,9.01 04/16/09 RLI CORP IL 2.02,9.01 04/20/09 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 1.01 04/16/09 ROPER INDUSTRIES INC DE 7.01 04/21/09 Rosetta Resources Inc. DE 7.01,9.01 04/21/09 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 04/15/09 SAN JUAN BASIN ROYALTY TRUST TX 2.02,8.01,9.01 04/21/09 SANDISK CORP DE 2.02 03/29/09 SANDRIDGE ENERGY INC DE 1.01,9.01 04/17/09 SANDY SPRING BANCORP INC MD 2.02,9.01 04/21/09 Sanswire Corp. DE 1.01,3.02,9.01 04/15/09 SCHERING PLOUGH CORP NJ 2.02,9.01 04/21/09 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,2.05,9.01 04/20/09 Seagate Technology E9 2.02,9.01 04/21/09 Shire plc 8.01,9.01 04/20/09 SIERRA BANCORP CA 2.02,9.01 04/20/09 SILICON GRAPHICS INC DE 3.01,9.01 04/21/09 SILICON IMAGE INC DE 5.02 04/15/09 SITESEARCH CORP 5.02,9.01 04/20/09 SLM FUNDING LLC DE 9.01 04/21/09 SOMERSET HILLS BANCORP NJ 7.01,9.01 10/31/06 SOMERSET HILLS BANCORP NJ 8.01 04/21/09 SOUNDBITE COMMUNICATIONS INC 1.01,5.02,9.01 04/21/09 SOUTH FINANCIAL GROUP INC SC 2.02,9.01 04/21/09 SOUTH TEXAS OIL CO NV 7.01,9.01 04/21/09 SOUTHERN COMMUNITY FINANCIAL CORP 2.02,9.01 04/21/09 SOUTHERN FIRST BANCSHARES INC SC 2.02,9.01 03/31/09 ST JUDE MEDICAL INC MN 8.01 04/21/09 STANCORP FINANCIAL GROUP INC OR 2.02,9.01 04/21/09 STANDARD PARKING CORP DE 8.01,9.01 04/20/09 STATE STREET Corp MA 2.02,9.01 04/21/09 STOCKERYALE INC MA 1.01,2.03,9.01 04/16/09 STONE ENERGY CORP DE 7.01,9.01 04/20/09 STONELEIGH PARTNERS ACQUISITION CORP. DE 7.01,9.01 04/21/09 Superior Well Services, INC DE 5.02 04/17/09 SYNTHESIS ENERGY SYSTEMS INC DE 1.01,9.01 04/10/09 SYSTEMATIC MOMENTUM II LLC DE 4.01,9.01 04/20/09 TD AMERITRADE HOLDING CORP DE 2.02,9.01 04/21/09 TEMECULA VALLEY BANCORP INC CA 4.01,9.01 04/10/09 AMEND TENET HEALTHCARE CORP NV 2.02,9.01 04/21/09 TEPPCO PARTNERS LP DE 1.02,7.01,9.01 04/16/09 TEREX CORP DE 2.02,7.01,9.01 04/21/09 TERRA INDUSTRIES INC MD 2.02,9.01 04/21/09 TERRA NITROGEN CO L P /DE DE 2.02,9.01 04/21/09 TomoTherapy Inc 4.02 04/15/09 TRACK DATA CORP DE 8.01 04/21/09 TRAVELERS COMPANIES, INC. MN 8.01 04/21/09 TreeHouse Foods, Inc. DE 5.02,9.01 04/21/09 TRUMP ENTERTAINMENT RESORTS, INC. DE 7.01,9.01 04/20/09 TRUSTCO BANK CORP N Y NY 2.02,9.01 04/21/09 TWIN DISC INC WI 9.01 04/21/09 Tyco Electronics Ltd. D0 8.01 04/21/09 UAL CORP /DE/ DE 2.02,7.01,9.01 04/21/09 UMB FINANCIAL CORP MO 2.02,9.01 04/21/09 UMB FINANCIAL CORP MO 8.01,9.01 04/21/09 UMH PROPERTIES, INC. MD 7.01,9.01 04/20/09 UMPQUA HOLDINGS CORP OR 8.01,9.01 04/21/09 UNION BANKSHARES CORP VA 8.01,9.01 04/21/09 UNITED BANCORP INC /OH/ OH 2.02,9.01 04/16/09 UNITED REFINING CO PA 8.01,9.01 04/20/09 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 04/21/09 UNITEDHEALTH GROUP INC MN 2.02,9.01 04/21/09 US BANCORP \DE\ DE 2.02,9.01 04/21/09 US ENERGY CORP WY 5.02,5.03,9.01 04/17/09 USG CORP DE 2.02,9.01 04/21/09 UTEC, INC. 7.01 04/13/09 Valiant Healthcare, Inc. DE 5.02 04/21/09 VERAMARK TECHNOLOGIES INC DE 5.02 04/16/09 Vestin Realty Mortgage I, Inc. 8.01,9.01 04/21/09 Vestin Realty Mortgage II, Inc 8.01,9.01 04/21/09 VISA INC. DE 8.01,9.01 04/21/09 VIST FINANCIAL CORP PA 2.02,9.01 04/21/09 Vista International Technologies Inc DE 7.01,9.01 04/21/09 Vocus, Inc. DE 2.02,9.01 04/21/09 VOICE MOBILITY INTERNATIONAL INC NV 1.01,9.01 04/16/09 VSB BANCORP INC NY 8.01 04/21/09 WACHOVIA PREFERRED FUNDING CORP DE 5.02 04/13/09 WALTER INVESTMENT MANAGEMENT CORP MD 3.03,5.03,9.01 04/15/09 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 04/17/09 WASTE CONNECTIONS, INC. DE 2.02,7.01,9.01 04/21/09 WEBSTER FINANCIAL CORP DE 2.02,9.01 04/21/09 WEST CORP DE 2.02,9.01 04/21/09 Western Goldfields Inc. A6 7.01,9.01 04/20/09 Western Union CO DE 2.02,7.01,9.01 04/21/09 WESTWOOD HOLDINGS GROUP INC DE 2.02,7.01,9.01 04/21/09 WEYERHAEUSER CO WA 5.02 04/15/09 WIFIMED HOLDINGS COMPANY, INC. NV 8.01 04/21/09 Wilhelmina International, Inc. DE 5.02,5.05,8.01,9.01 04/15/09 WILSHIRE ENTERPRISES INC DE 8.01,9.01 04/20/09 WIND ENERGY AMERICA INC. MN 5.02 04/16/09 Winthrop Realty Trust OH 5.02,7.01,9.01 04/16/09 WOLVERINE TUBE INC DE 8.01,9.01 04/21/09 WYNN RESORTS LTD 1.01,9.01 04/17/09 XATA CORP /MN/ MN 3.02,5.03,9.01 04/15/09 XERIUM TECHNOLOGIES INC DE 5.02 04/15/09 XSUNX INC CO 5.02,8.01,9.01 04/20/09 XSUNX INC CO 5.02,8.01,9.01 04/20/09 AMEND YAHOO INC DE 2.02,2.05,5.02,9.01 04/21/09 Z TRIM HOLDINGS, INC IL 1.01,3.02 04/15/09 ZENITH NATIONAL INSURANCE CORP DE 2.02,9.01 04/21/09 ZIONS BANCORPORATION /UT/ UT 8.01,9.01 04/21/09