RECENT 8K FILINGS April 1, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3COM CORP DE 7.01,9.01 03/31/09 ACE LTD D0 5.03,7.01,9.01 03/31/09 ACORDA THERAPEUTICS INC 8.01,9.01 03/30/09 Advanced Voice Recognition Systems, I NV 1.01,7.01,9.01 03/25/09 AEOLUS PHARMACEUTICALS, INC. DE 1.01,2.03,3.02,8.01,9.01 03/30/09 AFFIRMATIVE INSURANCE HOLDINGS INC DE 2.02,9.01 03/31/09 AIRSPAN NETWORKS INC WA 1.01,9.01 03/25/09 Akeena Solar, Inc. DE 7.01,9.01 03/31/09 ALICO INC FL 8.01,9.01 03/31/09 ALLOS THERAPEUTICS INC DE 7.01,9.01 03/31/09 ALSERES PHARMACEUTICALS INC /DE DE 8.01,9.01 03/31/09 AMARU INC NV 2.06,4.02 03/25/09 American Caresource Holdings, Inc. DE 2.02,9.01 03/31/09 AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02,9.01 12/31/08 AMERICAN INTERNATIONAL GROUP INC DE 5.02 03/25/09 AMERICAN LOCKER GROUP INC DE 8.01 03/31/09 AMERICAN SAFETY INSURANCE HOLDINGS LT 5.02,9.01 03/31/09 AMERICAN WOODMARK CORP VA 2.05,2.06,9.01 03/31/09 AMERIPRISE FINANCIAL INC DE 6.05 03/30/09 AMYLIN PHARMACEUTICALS INC DE 8.01,9.01 03/31/09 ANTS SOFTWARE INC DE 8.01 03/31/09 APOLLO GOLD CORP 2.02,9.01 03/26/09 APOLLO GROUP INC AZ 2.02,5.02,7.01,9.01 03/26/09 APPLETON PAPERS INC/WI 2.02,9.01 03/30/09 Approach Resources Inc DE 5.02 03/26/09 ARBOR REALTY TRUST INC MD 8.01,9.01 03/31/09 ARCA biopharma, Inc. DE 9.01 01/22/09 AMEND ARCADIA RESOURCES, INC NV 1.01,2.03,3.02,5.02,7.01,9.01 03/25/09 AROTECH CORP DE 8.01,9.01 03/31/09 ASBURY AUTOMOTIVE GROUP INC DE 5.02,9.01 03/31/09 ASPEN EXPLORATION CORP DE 1.01,1.02,5.02,9.01 03/25/09 ASSET ACCEPTANCE CAPITAL CORP 5.02 03/25/09 AUTHENTIDATE HOLDING CORP DE 8.01,9.01 03/26/09 Averion International Corp. 2.02,9.01 03/30/09 AVX CORP DE 5.03 03/30/08 BAKER HUGHES INC DE 1.01,2.03,5.02,7.01,9.01 03/25/09 BANCORP RHODE ISLAND INC 8.01,9.01 03/31/09 Bank of Marin Bancorp CA 1.02,3.03,8.01,9.01 03/31/09 Banks.com, Inc. FL 2.02,9.01 03/31/09 Baoshinn Corp NV 5.02,9.01 03/27/09 BEARINGPOINT INC DE 2.02,7.01,9.01 03/31/09 Behringer Harvard Opportunity REIT I, MD 8.01,9.01 03/31/09 BERKELEY TECHNOLOGY LTD 2.02,7.01 12/31/08 BIOJECT MEDICAL TECHNOLOGIES INC OR 1.01,9.01 03/25/09 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 1.01,3.02,9.01 07/01/08 BIOPHAN TECHNOLOGIES INC NV 5.02,9.01 03/26/08 BIOPURE CORP DE 3.01 03/24/09 BIOSPECIFICS TECHNOLOGIES CORP DE 2.02,9.01 03/30/09 Blue Earth Solutions, Inc. 1.01,9.01 03/17/09 BOISE CASCADE HOLDINGS, L.L.C. DE 5.02 03/27/09 BONANZA OIL & GAS, INC. NV 1.01,2.03,3.02,9.01 02/02/09 BORDERS GROUP INC MI 1.01,9.01 03/31/09 BORDERS GROUP INC MI 2.02,9.01 03/31/09 BORGWARNER INC DE 5.02,9.01 03/31/09 BRODER BROS CO MI 2.02,9.01 03/31/09 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 03/31/09 BSD MEDICAL CORP DE 7.01,9.01 03/31/09 CALPINE CORP DE 7.01 03/31/09 CAMDEN NATIONAL CORP ME 8.01,9.01 03/31/09 CAMERON INTERNATIONAL CORP DE 8.01 03/30/09 CANARGO ENERGY CORP DE 3.01,7.01,9.01 03/27/09 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 03/27/09 CAPITAL CORP OF THE WEST CA 2.02,2.04,8.01 03/25/09 CAPITOL BANCORP LTD MI 7.01,9.01 03/31/09 Capmark Financial Group Inc. NV 8.01,9.01 03/31/09 CARACO PHARMACEUTICAL LABORATORIES LT MI 8.01,9.01 03/31/09 CARDINAL FINANCIAL CORP VA 5.02,9.01 03/25/09 CARDINAL HEALTH INC OH 7.01,9.01 03/31/09 CARDINAL HEALTH INC OH 2.05,7.01,9.01 03/30/09 CARDIOGENESIS CORP /CA CA 2.02,9.01 03/31/09 CARRIAGE SERVICES INC DE 7.01,8.01,9.01 03/30/09 CATO CORP DE 5.02 03/26/09 CBIZ, Inc. DE 5.02,8.01 03/31/09 CENTER FINANCIAL CORP CA 2.02,9.01 03/30/09 CENTRAL VIRGINIA BANKSHARES INC VA 5.02,9.01 02/17/09 CENTURY BANCORP INC MA 5.02,9.01 03/31/09 CERAGENIX PHARMACEUTICALS, INC. DE 8.01,9.01 03/31/09 Changda International Holdings, Inc. NV 8.01,9.01 03/25/09 CHARTER COMMUNICATIONS HOLDINGS LLC DE 3.01,7.01,8.01,9.01 03/27/09 CHARTER COMMUNICATIONS INC /MO/ DE 3.01,7.01,8.01,9.01 03/27/09 CHESAPEAKE ENERGY CORP OK 2.03,5.03,7.01,9.01 03/31/09 China Crescent Enterprises, Inc. NV 1.01,3.02,7.01,9.01 03/15/09 China Direct, Inc. FL 2.02,9.01 03/31/09 CHINA GENGSHENG MINERALS, INC. NV 2.02,9.01 03/31/09 CHINA MARKETING MEDIA, INC. NV 5.03,9.01 03/30/09 China Shoe Holdings, Inc. NV 7.01 03/29/09 CITIZENS BANCSHARES CORP /GA/ GA 8.01,9.01 03/31/09 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 03/31/09 CLEARONE COMMUNICATIONS INC UT 5.02 03/31/09 CLEARVIEW ACQUISITIONS, INC. NV 9.01 03/31/09 Clearwater Paper Corp DE 5.02 03/26/09 COMFORT SYSTEMS USA INC 5.02 03/31/09 CONOLOG CORP DE 9.01 03/09/09 AMEND CONSECO INC DE 1.01,9.01 03/30/09 CONSECO INC DE 2.02,9.01 12/31/08 CONSECO INC DE 2.02,9.01 12/31/08 Cooper-Standard Holdings Inc. DE 5.02,8.01,9.01 03/26/09 Cord Blood America, Inc. FL 5.03,9.01 12/30/08 CORNING INC /NY NY 5.02,9.01 03/31/09 CORPORATE OFFICE PROPERTIES TRUST MD 7.01,9.01 03/31/09 CORPORATE PROPERTY ASSOCIATES 14 INC MD 7.01,9.01 03/31/09 CORPORATE PROPERTY ASSOCIATES 15 INC MD 7.01,9.01 03/31/09 CORPORATE PROPERTY ASSOCIATES 16 GLOB MD 7.01,9.01 03/31/09 Covidien Ltd. D0 1.01,9.01 03/27/09 COWLITZ BANCORPORATION WA 1.01,5.03,9.01 03/31/09 Crocs, Inc. 1.01,9.01 03/31/09 Crusader Energy Group Inc. NV 1.03,2.04,5.03,8.01,9.01 03/29/09 CSS INDUSTRIES INC DE 1.01,9.01 03/25/09 CTI INDUSTRIES CORP DE 2.02,9.01 03/31/09 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 03/27/09 DAWSON GEOPHYSICAL CO TX 7.01,9.01 03/31/09 Deer Consumer Products, Inc. NV 2.02,9.01 03/31/09 DELPHI CORP DE 1.01,2.04,8.01 03/25/09 Dialpoint Communications Corp NV 5.02 03/31/09 DIGITAL ALLY INC 5.02,9.01 03/30/09 DISH Network CORP NV 5.02 03/31/09 DOCUMENT SECURITY SYSTEMS INC NY 2.02,9.01 03/31/09 Dolby Laboratories, Inc. DE 5.02 03/25/09 DOR BIOPHARMA INC DE 2.02,9.01 03/31/09 Dot VN, Inc. DE 8.01,9.01 03/31/09 DOUBLE EAGLE PETROLEUM CO MD 1.01,7.01,9.01 03/30/09 DREXEL BURNHAM LAMBERT REAL ESTATE AS NY 1.01,9.01 03/25/09 DRI CORP NC 4.02 03/26/09 DRINKS AMERICAS HOLDINGS, LTD DE 9.01 01/15/09 AMEND DYAX CORP DE 8.01 03/26/09 East Coast Ethanol, LLC DE 7.01 03/31/09 EBIX INC DE 5.02 03/25/09 EchoStar CORP NV 5.02 03/31/09 ECO2 PLASTICS INC DE 8.01 03/27/09 Energy Recovery, Inc. DE 7.01,9.01 03/31/09 ENERGY XXI (BERMUDA) LTD D0 1.01,9.01 03/26/09 ENOVA SYSTEMS INC CA 2.02,9.01 03/31/09 EPICEPT CORP 8.01 03/25/09 EQUITY ONE, INC. 5.02,9.01 03/30/09 EQUITY VENTURES GROUP, INC. FL 1.01,9.01 03/25/09 Espre Solutions Inc 1.03,9.01 03/26/09 Essex Rental Corp. DE 9.01 03/30/09 AMEND EVEREST RE GROUP LTD D0 8.01,9.01 03/31/09 EXIDE TECHNOLOGIES DE 5.02,5.03,9.01 03/25/09 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 5.02,9.01 03/30/09 FACET BIOTECH CORP DE 8.01,9.01 03/31/09 FAMILY ROOM ENTERTAINMENT CORP NM 8.01,9.01 03/31/09 FBL FINANCIAL GROUP INC IA 7.01 03/31/09 Federal Home Loan Bank of Atlanta X1 2.03 03/31/09 Federal Home Loan Bank of Atlanta X1 7.01,9.01 03/31/09 Federal Home Loan Bank of Boston X1 2.03 03/25/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/25/09 Federal Home Loan Bank of Dallas 2.03 03/25/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/25/09 Federal Home Loan Bank of Des Moines X1 3.03,9.01 03/24/09 AMEND Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/25/09 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 03/31/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/25/09 Federal Home Loan Bank of San Francis X1 2.03 03/26/09 Federal Home Loan Bank of Topeka 2.03 03/26/09 FEI CO OR 1.01,2.03 03/25/09 Fifth Street Finance Corp DE 7.01,9.01 03/31/09 FIRST FINANCIAL CORP /IN/ IN 3.01,9.01 03/26/09 FIRST LITCHFIELD FINANCIAL CORP DE 8.01,9.01 03/31/09 FIRST MERCHANTS CORP IN 8.01 03/31/09 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 03/31/09 FIRSTENERGY CORP OH 7.01,9.01 03/31/09 FIRSTENERGY CORP OH 2.06 03/25/09 FLEXSTEEL INDUSTRIES INC MN 1.01,9.01 03/27/09 FOAMEX INTERNATIONAL INC. DE 1.01,2.05,8.01,9.01 03/25/09 FOOT LOCKER INC NY 5.02 03/25/09 FSI INTERNATIONAL INC MN 2.02,9.01 03/31/09 FUSION TELECOMMUNICATIONS INTERNATION DE 2.02,2.05,8.01,9.01 03/31/09 G III APPAREL GROUP LTD /DE/ DE 2.02,9.01 03/31/09 GAINSCO INC TX 2.02,9.01 03/25/09 GAMCO INVESTORS, INC. ET AL NY 4.01 03/27/09 GENCORP INC OH 5.02 03/25/09 GENERAL EMPLOYMENT ENTERPRISES INC IL 1.01,1.02,3.02,5.02,5.03,8.01 03/30/09 GENZYME CORP MA 8.01,9.01 03/30/09 GEORESOURCES INC CO 2.02,9.01 03/25/09 GEORGIA GULF CORP /DE/ DE 8.01,9.01 03/31/09 GLADSTONE COMMERCIAL CORP MD 1.02,9.01 03/31/09 Globalstar, Inc. DE 2.02,9.01 03/31/09 GOLDEN EAGLE INTERNATIONAL INC CO 5.02,9.01 03/27/09 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 2.02,9.01 03/31/09 Goodman Global Inc 8.01 03/31/09 GOTTSCHALKS INC DE 7.01,9.01 03/25/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 03/27/09 Guaranty Financial Group Inc. DE 8.01 03/31/09 HALLIBURTON CO DE 1.02 03/27/09 HAMPSHIRE GROUP LTD DE 5.02 03/26/09 Hana Biosciences Inc DE 2.02,9.01 03/31/09 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 8.01,9.01 03/27/09 HARRAHS ENTERTAINMENT INC DE 1.01,9.01 03/26/09 HARRINGTON WEST FINANCIAL GROUP INC/C 2.02,9.01 03/30/09 HARRIS CORP /DE/ DE 8.01,9.01 03/31/09 Heelys, Inc. DE 2.02,9.01 03/31/09 HEICO CORP FL 8.01,9.01 03/31/09 Helios & Matheson North America Inc. NY 1.01,9.01 03/30/09 HOKU SCIENTIFIC INC DE 1.01 03/30/09 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 2.02,5.02,7.01,9.01 03/27/09 HOOPER HOLMES INC NY 8.01 03/26/09 HUTTIG BUILDING PRODUCTS INC DE 5.02 03/26/09 HYTHIAM INC DE 2.02,9.01 03/31/09 IBERIABANK CORP LA 8.01,9.01 03/31/09 ICAGEN INC DE 8.01,9.01 03/31/09 IDEARC INC. DE 1.03,2.04,9.01 03/31/09 IDM PHARMA, INC. DE 2.02,9.01 03/31/09 IMPERIAL INDUSTRIES INC DE 2.02,9.01 03/31/09 IMPLANT SCIENCES CORP MA 3.01,7.01,9.01 03/31/09 infoGROUP Inc. DE 7.01,9.01 03/31/09 InfoLogix Inc 2.02,2.04,9.01 03/25/09 INFORMATION ANALYSIS INC VA 2.02,9.01 03/31/09 INGERSOLL RAND CO LTD 8.01,9.01 03/30/09 INOVIO BIOMEDICAL CORP 1.01,8.01,9.01 03/31/09 INSITUFORM TECHNOLOGIES INC DE 7.01,9.01 03/30/09 INTEGRAMED AMERICA INC DE 2.02,4.02 03/28/09 InterDigital, Inc. PA 1.02,2.05,9.01 03/30/09 INTERLEUKIN GENETICS INC DE 3.01,9.01 03/27/09 INTERNAP NETWORK SERVICES CORP DE 5.02 03/25/09 IPASS INC DE 5.02,9.01 03/31/09 IPAYMENT INC DE 2.02,9.01 03/31/09 IPC HOLDINGS LTD 8.01,9.01 03/31/09 IRELAND INC. NV 7.01,9.01 03/31/09 JOHNSON CONTROLS INC WI 2.05,9.01 03/27/09 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 03/30/09 KKR Financial Holdings LLC DE 8.01 03/31/09 KOWABUNGA! INC. NV 2.02 03/31/09 KULICKE & SOFFA INDUSTRIES INC PA 5.02,9.01 03/25/09 LASERSIGHT INC /DE DE 8.01 03/26/09 LBI MEDIA HOLDINGS INC 2.02,9.01 03/31/09 LENNAR CORP /NEW/ DE 2.02,7.01,9.01 03/30/09 Life Nutrition Products, Inc DC 4.01 03/31/09 AMEND LIFE SCIENCES INC DE 8.01,9.01 03/26/09 Lightstone Value Plus Real Estate Inv MD 8.01 03/31/09 LITTELFUSE INC /DE DE 5.02 03/26/09 LiveWire Mobile, Inc. DE 8.01,9.01 03/31/09 LOJACK CORP MA 1.01,2.05,5.02,8.01,9.01 03/31/09 LUBRIZOL CORP OH 7.01,9.01 03/31/09 lululemon athletica inc. DE 5.02,5.03,9.01 03/25/09 MAINSOURCE FINANCIAL GROUP IN 8.01,9.01 03/30/09 MANITOWOC CO INC WI 2.06,7.01,9.01 03/26/09 MARTEK BIOSCIENCES CORP DE 7.01 03/31/09 MASCO CORP /DE/ DE 5.02 03/25/09 MCKESSON CORP DE 5.02,9.01 03/31/09 MEDIACOM COMMUNICATIONS CORP DE 8.01 03/19/09 MEDICINOVA INC DE 2.02,9.01 03/31/09 MEDIS TECHNOLOGIES LTD DE 2.02,5.02,7.01,9.01 03/25/09 MedPro Safety Products, Inc. NV 1.01,3.02,3.03,9.01 03/25/09 MET PRO CORP PA 7.01 03/30/09 METLIFE INC DE 5.02,9.01 03/25/09 MGP INGREDIENTS INC KS 1.01,2.03,9.01 03/26/09 MICROFLUIDICS INTERNATIONAL CORP DE 2.02 03/30/09 MICROFLUIDICS INTERNATIONAL CORP DE 1.01 03/31/09 MICROFLUIDICS INTERNATIONAL CORP DE 5.02,8.01 03/30/09 MICROFLUIDICS INTERNATIONAL CORP DE 2.02 03/30/09 AMEND MIDDLEBURG FINANCIAL CORP VA 5.02,9.01 02/17/09 MIDDLEBURG FINANCIAL CORP VA 1.01,3.02,9.01 03/27/09 MIVA, INC. DE 2.02,7.01,9.01 03/31/09 MMC ENERGY, INC. DE 2.02,9.01 03/31/09 MPC CORP CO 1.01,5.02 03/26/09 MULTI COLOR Corp OH 5.02,9.01 03/30/09 NACCO INDUSTRIES INC DE 5.02 03/30/09 NATIONAL PATENT DEVELOPMENT CORP DE 2.02,9.01 03/31/09 NBT BANCORP INC DE 8.01,9.01 03/26/09 NELNET INC NE 8.01 03/26/09 NEOGENOMICS INC NV 2.02,9.01 03/31/09 NETSUITE INC 5.02,9.01 03/27/09 New Generation Biofuels Holdings, Inc FL 3.02,9.01 03/30/09 NEW YORK MORTGAGE TRUST INC MD 5.02,7.01,9.01 03/25/09 NEWELL RUBBERMAID INC DE 1.01,9.01 03/26/09 NOBLE INTERNATIONAL, LTD. DE 8.01 03/30/09 NORTEK INC DE 2.02,9.01 12/31/08 NORTHWEST NATURAL GAS CO OR 8.01,9.01 03/25/09 NOVAVAX INC DE 1.01,2.02,9.01 03/31/09 NT HOLDING CORP. DE 1.01,9.01 03/30/09 NTK Holdings, Inc. DE 2.02,9.01 12/31/08 NTS REALTY HOLDINGS LP DE 4.02,9.01 03/27/09 NUCRYST Pharmaceuticals Corp. A0 5.02,9.01 03/27/09 NUTRACEA CA 7.01,9.01 03/31/09 NUVEEN INVESTMENTS INC DE 2.02,9.01 03/31/09 O2DIESEL CORP DE 8.01 03/31/09 OCCIDENTAL PETROLEUM CORP /DE/ DE 8.01 03/25/09 OLD NATIONAL BANCORP /IN/ IN 1.01,5.02,8.01,9.01 03/31/09 OMNI ENERGY SERVICES CORP LA 4.01,9.01 03/25/09 OMNICARE INC DE 5.02 03/25/09 P&F INDUSTRIES INC DE 1.01,2.03,5.02,5.03,9.01 03/26/09 Paradigm Holdings, Inc WY 2.02,9.01 03/31/09 PATRIOT NATIONAL BANCORP INC CT 2.02,9.01 03/31/09 PATRIOT SCIENTIFIC CORP DE 8.01,9.01 03/31/09 PAULSON CAPITAL CORP OR 8.01,9.01 03/30/09 PENN VIRGINIA CORP VA 1.01,2.03,7.01,9.01 03/27/09 Penn Virginia GP Holdings, L.P. 1.01,2.03,9.01 03/27/09 PENN VIRGINIA RESOURCE PARTNERS L P DE 1.01,2.03,9.01 03/27/09 PEOPLES LIBERATION INC DE 2.02,9.01 03/31/09 PERVASIP CORP NY 7.01,9.01 03/30/09 PERVASIVE SOFTWARE INC DE 2.02,9.01 03/31/09 PETROSEARCH ENERGY CORP 1.01,7.01,9.01 03/30/09 PHH CORP MD 5.02,9.01 03/25/09 PHYSICIANS FORMULA HOLDINGS, INC. DE 1.01,9.01 03/30/09 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 03/31/09 PHYSICIANS FORMULA HOLDINGS, INC. DE 5.02 03/25/09 Pioneer Southwest Energy Partners L.P DE 1.01,7.01,9.01 03/26/09 Polaris Acquisition Corp. DE 8.01,9.01 03/30/09 AMEND PORTLAND GENERAL ELECTRIC CO /OR/ OR 7.01,9.01 03/31/09 PowerShares DB Commodity Index Tracki 5.02 03/30/09 PowerShares DB G10 Currency Harvest F DE 5.02 03/30/09 PowerShares DB Multi-Sector Commodity DE 5.02 03/30/09 PowerShares DB US Dollar Index Trust DE 5.02 03/30/09 PRESSURE BIOSCIENCES INC MA 2.02,9.01 03/31/09 PRIME GROUP REALTY TRUST MD 2.02,9.01 03/31/09 Primoris Services CORP DE 1.01,8.01,9.01 03/26/09 PRINCETON REVIEW INC DE 1.01,9.01 03/26/09 PROLIANCE INTERNATIONAL, INC. DE 1.01,2.03,9.01 03/31/09 PS BUSINESS PARKS INC/CA CA 5.02,9.01 03/31/09 Purple Communications, Inc. DE 2.02,9.01 03/31/09 Red Mile Entertainment Inc 5.02 03/25/09 Regency Energy Partners LP DE 8.01,9.01 03/31/09 RENASANT CORP MS 8.01 03/31/09 RESEARCH PHARMACEUTICAL SERVICES, INC DE 2.02,9.01 03/31/09 Revett Minerals Inc. A6 8.01,9.01 01/24/08 RF MICRO DEVICES INC NC 5.02,9.01 03/25/09 RIVIERA HOLDINGS CORP NV 2.02,9.01 03/31/09 ROCK OF AGES CORP DE 1.01 03/31/08 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.02,9.01 03/27/09 SABA SOFTWARE INC DE 2.02,9.01 03/31/09 SAGA COMMUNICATIONS INC DE 2.02,9.01 03/31/09 SCM MICROSYSTEMS INC DE 2.02,9.01 03/31/09 SEA CONTAINERS LTD /NY/ 8.01,9.01 03/25/09 SEALY CORP DE 2.02,9.01 03/31/09 SEARCHHELP INC DE 4.02 03/31/09 Searchlight Minerals Corp. NV 5.03,9.01 06/11/08 AMEND Sensata Technologies B.V. P7 8.01,9.01 03/31/09 SERVICEMASTER CO DE 2.02,7.01,9.01 03/30/09 Shire plc 8.01,9.01 03/31/09 SILVERADO GOLD MINES LTD A1 5.02 03/27/09 Skinny Nutritional Corp. 4.02 03/30/09 SKYTERRA COMMUNICATIONS INC DE 1.01 03/31/09 SOLTA MEDICAL INC DE 1.01,2.03,5.02,9.01 03/25/09 SONESTA INTERNATIONAL HOTELS CORP NY 5.03 03/25/09 SORL Auto Parts Inc DE 7.01,9.01 03/30/09 SOUTHERN MICHIGAN BANCORP INC MI 7.01,9.01 03/31/09 SOUTHWEST CASINO CORP 5.02,9.01 03/27/09 SOUTHWEST WATER CO DE 3.01,8.01,9.01 03/27/09 SOUTHWESTERN PUBLIC SERVICE CO NM 8.01 03/25/09 SPARTON CORP OH 5.02,7.01,9.01 03/30/09 SPECTRANETICS CORP DE 1.01,9.01 03/25/09 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 03/31/09 ST JOE CO FL 5.02,9.01 03/25/09 St. Joseph Bancorp, Inc. MD 5.03,9.01 03/25/09 STAPLES INC DE 8.01,9.01 03/27/09 STAR SCIENTIFIC INC DE 8.01 03/26/09 STAR SCIENTIFIC INC DE 8.01,9.01 03/31/09 STEELCASE INC MI 2.02,5.02,7.01,9.01 03/26/09 Stem Cell Therapy International, Inc. NV 7.01,9.01 03/31/09 STONEMOR PARTNERS LP DE 2.02,9.01 03/31/09 STRIKER OIL & GAS, INC. NV 2.04,9.01 03/13/09 SUFFOLK BANCORP NY 5.02 03/30/09 SUFFOLK BANCORP NY 5.02 03/30/09 AMEND SUMMIT FINANCIAL GROUP INC WV 1.01,9.01 03/30/09 SUMMIT FINANCIAL SERVICES GROUP INC FL 2.02,9.01 03/31/09 SUNOCO INC PA 2.03,9.01 03/31/09 SUNWIN INTERNATIONAL NEUTRACEUTICALS, 1.01,2.01,3.02,9.01 03/25/09 SYBASE INC DE 5.02 03/31/08 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 03/31/09 TAL International Group, Inc. DE 7.01,9.01 03/31/09 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 03/31/09 TBS INTERNATIONAL LTD 2.02,9.01 03/31/09 TERRESTAR CORP DE 1.01 03/31/09 TGC INDUSTRIES INC TX 5.03,9.01 03/25/09 TIVO INC DE 1.01,5.05,9.01 03/25/09 TLC VISION CORP A6 9.01 03/31/09 TM Entertainment & Media, Inc. DE 8.01,9.01 03/31/09 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 03/30/09 TorreyPines Therapeutics, Inc. DE 2.05,8.01,9.01 03/31/09 TOWER BANCORP INC PA 2.01,4.01,5.02,5.03,5.05,9.01 03/25/09 Transcept Pharmaceuticals Inc DE 1.01,9.01 03/25/09 Transcept Pharmaceuticals Inc DE 9.01 01/30/09 AMEND TRI VALLEY CORP DE 8.01 03/30/09 TRILLIANT EXPLORATION CORP NV 1.01,2.01,2.03,5.06,8.01,9.01 03/30/09 TRIPLE-S MANAGEMENT CORP 4.01,9.01 03/30/09 AMEND TRUE TEMPER SPORTS INC 2.02,7.01,9.01 03/31/09 UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 03/31/09 United States 12 Month Oil Fund, LP DE 7.01,9.01 03/31/09 United States Gasoline Fund, LP DE 7.01,9.01 03/31/09 United States Heating Oil Fund, LP DE 7.01,9.01 03/31/09 United States Natural Gas Fund, LP 8.01,9.01 03/30/09 United States Natural Gas Fund, LP 7.01,9.01 03/31/09 United States Oil Fund, LP DE 8.01,9.01 03/31/09 United States Oil Fund, LP DE 7.01,9.01 03/31/09 UNITY HOLDINGS INC GA 5.02,9.01 03/31/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 03/31/09 URANERZ ENERGY CORP. NV 7.01,9.01 03/26/09 URS CORP /NEW/ DE 5.02,9.01 03/31/09 US FARMS, INC. NV 8.01 03/30/09 VALEANT PHARMACEUTICALS INTERNATIONAL DE 5.02,8.01 03/25/09 VALIDUS HOLDINGS LTD 8.01,9.01 03/31/09 VALIDUS HOLDINGS LTD 8.01,9.01 03/31/09 VASO ACTIVE PHARMACEUTICALS INC DE 8.01,9.01 03/31/09 VENTAS INC DE 8.01 03/25/09 VERASUN ENERGY CORP 5.02,8.01,9.01 03/30/09 VERMILLION, INC. DE 1.03,5.02,8.01 03/25/09 VIEWCAST COM INC DE 2.02,9.01 03/31/09 VISUAL MANAGEMENT SYSTEMS INC NV 3.02,5.03,8.01,9.01 02/23/09 VITESSE SEMICONDUCTOR CORP DE 2.02,2.05,9.01 03/31/09 Voyant International CORP NV 7.01,9.01 03/31/08 VWR Funding, Inc. DE 2.02,7.01 03/31/09 W HOLDING CO INC PR 5.02 03/30/09 WACCAMAW BANKSHARES INC NC 5.02 03/25/09 WASHINGTON MUTUAL, INC WA 7.01,9.01 03/30/09 WAUSAU PAPER CORP. WI 1.01,2.03,2.05,8.01,9.01 03/25/09 WAYNE SAVINGS BANCSHARES INC /DE/ DE 8.01,9.01 03/27/09 WESTAR ENERGY INC /KS KS 7.01,9.01 03/31/09 WESTERN CAPITAL RESOURCES, INC. MN 4.02,8.01 03/31/09 Whitestone REIT TX 8.01,9.01 03/31/09 WHITNEY INFORMATION NETWORK INC CO 5.02,9.01 03/30/09 Wilber CORP 8.01 02/27/09 Willdan Group, Inc. DE 2.02,9.01 03/31/09 WILLIAM LYON HOMES DE 2.02,9.01 03/30/09 WORLD HEART CORP A6 5.02,9.01 03/25/09 XCEL ENERGY INC MN 8.01 03/25/09 YATINOO, INC. DE 8.01,9.01 03/19/09 Yongye Biotechnology International, I NV 5.02 03/17/09 Z TRIM HOLDINGS, INC IL 4.02,5.02 03/20/09 AMEND ZIONS BANCORPORATION /UT/ UT 2.04 03/30/09 ZOLL MEDICAL CORP MA 2.02,9.01 03/31/09