RECENT 8K FILINGS March 5, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AbitibiBowater Inc. DE 1.01,9.01 02/27/09 AbitibiBowater Inc. DE 1.01 02/26/09 ACE LTD D0 5.03,9.01 02/26/09 Across America Financial Services, In CO 7.01,8.01,9.01 03/03/09 Across America Financial Services, In CO 7.01,8.01,9.01 03/03/09 ADA-ES INC CO 1.01 02/26/09 ADC TELECOMMUNICATIONS INC MN 2.02,7.01,9.01 03/03/09 ADOBE SYSTEMS INC DE 2.02,9.01 03/04/09 AdvanSource Biomaterials Corp DE 1.01,5.02,7.01,9.01 03/04/09 AECOM TECHNOLOGY CORP DE 8.01,9.01 03/03/09 Air Transport Services Group, Inc. DE 8.01 02/26/09 Akeena Solar, Inc. DE 3.03,8.01,9.01 03/03/09 ALBANY INTERNATIONAL CORP /DE/ DE 1.01,9.01 02/26/08 ALBANY INTERNATIONAL CORP /DE/ DE 1.01 02/27/09 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 02/09/09 ALICO INC FL 7.01,9.01 03/04/09 ALLION HEALTHCARE INC DE 2.02,9.01 03/04/09 Allis Chalmers Energy Inc. DE 2.02,7.01,9.01 03/04/09 ALMOST FAMILY INC DE 2.02,9.01 12/31/08 ALPHA PRO TECH LTD DE 7.01,9.01 03/04/09 Alphametrix Managed Futures LLC (Aspe 3.02 03/01/09 Alphatec Holdings, Inc. DE 5.02 02/26/09 ALTAIR NANOTECHNOLOGIES INC A6 5.02 02/26/09 Altra Holdings, Inc. DE 2.02,9.01 03/04/09 AMERICAN AIRLINES INC DE 8.01 03/04/09 AMERICAN AXLE & MANUFACTURING HOLDING DE 3.01,9.01 02/27/09 AMERICAN COMMERCIAL LINES INC. DE 2.02,7.01,9.01 03/04/09 AMERICAN COMMUNITY BANCSHARES INC NC 8.01,9.01 02/26/09 AMERICAN DEFENSE SYSTEMS INC 8.01 02/27/09 AMERICAN DG ENERGY INC DE 2.02,9.01 03/04/09 American Environmental Energy, Inc. MN 5.02,9.01 03/03/09 American Railcar Industries, Inc./DE DE 2.02,5.02,9.01 03/03/09 AMERICAN RIVER BANKSHARES CA 7.01,9.01 03/03/09 AMERICAN SAFETY INSURANCE HOLDINGS LT 2.02,9.01 12/31/08 AMERICAN WOODMARK CORP VA 5.02,9.01 02/26/09 AMERIPRISE CERTIFICATE CO DE 5.02 03/04/09 AMR CORP DE 8.01 03/04/09 ANCHOR BANCORP WISCONSIN INC WI 1.01,1.02,9.01 03/02/09 ANGEL ACQUISITION CORP. NV 3.02,8.01 03/02/09 APEX SILVER MINES LTD 7.01,9.01 02/26/09 APOGEE ENTERPRISES INC MN 5.02,8.01,9.01 02/27/09 APPLIED DNA SCIENCES INC DE 2.03,3.02 02/27/09 ARCH CAPITAL GROUP LTD. 8.01 02/26/09 ARRIS GROUP INC DE 7.01,9.01 03/04/09 ATS CORP DE 7.01,8.01,9.01 03/04/09 BANCORPSOUTH INC MS 7.01,9.01 03/04/09 Beacon Energy Holdings, Inc. DE 5.02 02/26/09 Beacon Federal Bancorp, Inc. MD 5.04,9.01 03/03/09 BECKMAN COULTER INC DE 1.01,3.02,7.01 02/27/09 BioScrip, Inc. DE 1.01,3.03,9.01 03/04/09 BJS WHOLESALE CLUB INC DE 2.02,9.01 03/04/09 BlackRock Kelso Capital CORP DE 8.01,9.01 03/04/09 BORGWARNER INC DE 2.05 03/04/09 BOWATER INC DE 1.01,9.01 02/27/09 BROADPOINT SECURITIES GROUP, INC. NY 1.01,3.02,9.01 03/02/09 BRODER BROS CO MI 8.01,9.01 03/04/09 BROOKFIELD HOMES CORP DE 1.01 02/26/09 BROWN SHOE CO INC NY 2.02,9.01 03/04/09 BRUNSWICK CORP DE 7.01,9.01 03/04/09 BSD MEDICAL CORP DE 7.01,9.01 03/03/09 CAPITOL FEDERAL FINANCIAL 8.01,9.01 03/04/09 Capmark Financial Group Inc. NV 5.02 03/04/09 CARAUSTAR INDUSTRIES INC NC 1.01,2.02,9.01 02/26/09 CARDIMA INC DE 1.02,5.02 02/26/09 CARDIMA INC DE 1.01,3.02,7.01,9.01 02/28/09 CARDINAL BANKSHARES CORP VA 2.02,9.01 03/03/09 CASELLA WASTE SYSTEMS INC DE 2.02,9.01 03/04/09 CASH TECHNOLOGIES INC DE 3.01,9.01 02/25/09 CAVALIER HOMES INC DE 5.02,8.01 02/26/09 CEC ENTERTAINMENT INC KS 7.01 03/04/09 Chaparral Energy, Inc. DE 2.02,7.01,9.01 03/04/09 CHENIERE ENERGY INC DE 5.02 02/26/09 China Holdings, Inc. NV 1.01,3.02,5.02 03/04/09 China International Tourism Holdings, NV 5.02 03/03/09 China Shuangji Cement Ltd. DE 8.01,9.01 03/04/09 CHIQUITA BRANDS INTERNATIONAL INC NJ 5.02 02/27/09 CHOICEONE FINANCIAL SERVICES INC MI 7.01,9.01 03/04/09 CHURCHILL DOWNS INC KY 2.02,9.01 03/04/09 CIGNA CORP DE 7.01 03/04/09 CITIGROUP AAA ENERGY FUND II LP 3.02 03/01/09 Citigroup Abingdon Futures Fund LP 3.02 03/01/09 CITIGROUP EMERGING CTA PORTFOLIO LP 3.02 03/01/09 CITIGROUP FAIRFIELD FUTURES FUND L P NY 3.02 03/01/09 CITIGROUP ORION FUTURES FUND LP 3.02 03/01/09 CITY HOLDING CO WV 7.01,9.01 03/04/09 CKE RESTAURANTS INC DE 5.02 02/26/09 CLAIBORNE LIZ INC DE 2.02,9.01 03/04/09 CLARIENT, INC DE 5.02 02/26/09 COINSTAR INC DE 5.02,9.01 02/27/09 COLDWATER CREEK INC DE 2.02,9.01 03/04/09 Coleman Cable, Inc. DE 2.02,9.01 03/02/09 CombiMatrix Corp DE 2.02,9.01 03/04/09 COMBINATORX, INC DE 2.02,9.01 03/04/09 COMFORT SYSTEMS USA INC 7.01,9.01 03/03/09 Comstock Homebuilding Companies, Inc. DE 8.01 02/26/09 CONCEPTUS INC DE 8.01 03/02/09 CONCHO RESOURCES INC DE 5.02 02/26/09 CONGOLEUM CORP DE 8.01,9.01 02/26/09 CONSTITUTION MINING CORP NV 5.03,9.01 03/03/09 CORNELL COMPANIES INC DE 5.02,5.05,9.01 02/26/09 CORTLAND BANCORP INC OH 2.02,9.01 03/04/09 COSTCO WHOLESALE CORP /NEW WA 2.02,9.01 03/04/09 Cougar Biotechnology, Inc. 8.01,9.01 02/27/09 COX RADIO INC DE 2.02,9.01 03/04/09 CRM Holdings, Ltd. 2.02,9.01 03/04/09 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 03/04/09 CUMULUS MEDIA INC DE 5.02,9.01 02/26/09 CUTERA INC DE 5.02,9.01 03/02/09 CYBEX INTERNATIONAL INC NY 1.01 03/02/09 CYTOKINETICS INC 8.01,9.01 03/04/09 CYTTA CORP. NV 4.02,9.01 02/18/09 AMEND DARLING INTERNATIONAL INC DE 2.02,9.01 02/27/09 Datone, Inc DE 8.01 02/26/09 DealerTrack Holdings, Inc. DE 1.01,9.01 02/25/09 DEERE & CO DE 7.01 03/04/09 DELTA PETROLEUM CORP/CO CO 8.01,9.01 03/04/09 DIGIRAD CORP DE 1.01,9.01 03/02/09 DOLE FOOD CO INC DE 8.01,9.01 03/04/09 DOUBLE EAGLE PETROLEUM CO MD 2.02,7.01,9.01 03/04/09 DTE ENERGY CO MI 5.02 02/26/09 DUPONT E I DE NEMOURS & CO DE 8.01,9.01 03/04/09 DUPONT FABROS TECHNOLOGY, INC. MD 5.02,9.01 02/26/09 DURECT CORP DE 1.02 02/26/09 DYNAMEX INC DE 2.02,7.01,9.01 03/04/09 DYNEGY INC. DE 5.02,7.01,9.01 03/04/09 EDAC TECHNOLOGIES CORP WI 2.02,9.01 03/03/09 Edwards Lifesciences Corp DE 8.01 03/02/09 EFOODSAFETY COM INC NV 2.01,3.02 03/02/09 EMS TECHNOLOGIES INC GA 2.02,9.01 03/04/09 EN2GO INTERNATIONAL INC NV 5.05,9.01 03/04/09 ENERGY FOCUS, INC/DE DE 5.02,9.01 02/26/09 ENERGY PARTNERS LTD DE 5.02 03/04/09 ENERGY WEST INC MT 3.01,9.01 02/27/09 EnerSys DE 7.01 03/03/09 ENTECH SOLAR, INC. DE 8.01,9.01 03/02/09 ENTEGRIS INC DE 1.01,2.03,8.01,9.01 03/02/09 EOG RESOURCES INC DE 5.03,9.01 02/26/09 ES Bancshares, Inc. MD 5.02,9.01 02/27/09 ESSEX PROPERTY TRUST INC MD 7.01,9.01 03/03/09 EXECUTE SPORTS INC NV 5.02 02/26/09 EXELIXIS INC DE 2.02,9.01 03/04/09 EXELON CORP PA 8.01 02/27/09 EYE CARE CENTERS OF AMERICA INC TX 5.02 02/26/09 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01,9.01 03/04/09 FIRST INTERSTATE BANCSYSTEM INC MT 7.01,8.01,9.01 03/02/09 FIRST NATIONAL BANCSHARES INC /SC/ SC 5.02 02/27/09 FIRST UNITED CORP/MD/ MD 2.02,9.01 03/02/09 FIRSTFED FINANCIAL CORP DE 7.01,9.01 01/31/09 FORD MOTOR CO DE 8.01,9.01 03/04/09 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 03/04/09 Foundation Coal Holdings, Inc. DE 7.01,9.01 03/04/09 FPIC INSURANCE GROUP INC FL 2.02,9.01 03/04/09 FS Investment CORP MD 2.02,9.01 02/26/09 FTI CONSULTING INC MD 7.01,9.01 03/02/09 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 02/04/09 AMEND FX ENERGY INC NV 7.01,9.01 03/04/09 GEN PROBE INC DE 1.01,2.03,9.01 02/27/09 GENAERA CORP DE 2.02,9.01 03/03/09 GENELINK INC 1.01,2.03,3.02,8.01,9.01 02/26/09 GENERAL MOTORS CORP DE 7.01,9.01 03/03/09 GeoBio Energy, Inc. 1.01 03/02/09 George Foreman Enterprises Inc DE 8.01,9.01 02/25/09 GERMAN AMERICAN BANCORP, INC. IN 7.01,9.01 03/04/09 GFR PHARMACEUTICALS INC NV 4.01,9.01 01/05/09 AMEND GLOBECOMM SYSTEMS INC 2.01,8.01 02/27/09 Golden Elephant Glass Technology, Inc NV 5.02,8.01,9.01 03/04/09 GP STRATEGIES CORP DE 2.02,9.01 03/04/09 GRAYSON BANKSHARES INC VA 2.02,9.01 03/03/09 GULF ISLAND FABRICATION INC LA 8.01,9.01 03/01/09 GULFMARK OFFSHORE INC DE 5.02,9.01 03/04/09 GYMBOREE CORP DE 7.01 03/04/09 GYMBOREE CORP DE 2.02,9.01 03/04/09 H&E Equipment Services, Inc. DE 2.02,8.01,9.01 03/04/09 Hana Biosciences Inc DE 8.01,9.01 03/02/09 Health Fitness Corp /MN/ MN 2.02,9.01 03/04/09 HealthSpring, Inc. DE 1.01 02/26/09 HEALTHWAYS, INC DE 5.02,9.01 03/03/09 HERTZ CORP DE 5.02 02/26/09 HERTZ GLOBAL HOLDINGS INC 5.02 02/26/09 HIGHBURY FINANCIAL INC DE 2.02,7.01,9.01 03/04/09 ICAHN ENTERPRISES L.P. DE 2.02,9.01 03/04/09 IMAGE ENTERTAINMENT INC DE 1.01,8.01,9.01 02/27/09 IMMERSION CORP DE 1.01,5.02,9.01 02/26/09 INDEPENDENT BANK CORP MA 8.01 03/04/09 INNOVA PURE WATER INC /FL/ FL 1.02,2.01,2.04,5.01,5.02 09/01/08 INSIGHT ENTERPRISES INC DE 3.01 03/03/09 INSITE VISION INC DE 2.02,9.01 03/04/09 INSITE VISION INC DE 3.01,9.01 02/26/09 INTEGRAL SYSTEMS INC /MD/ MD 7.01,9.01 03/02/09 Intellect Neurosciences, Inc. 8.01,9.01 03/03/09 interCLICK, Inc. DE 1.01 03/03/09 INTERNATIONAL FUEL TECHNOLOGY INC NV 3.02 03/03/09 INTERNATIONAL FUEL TECHNOLOGY INC NV 8.01 02/26/09 INTERNET CAPITAL GROUP INC DE 5.02,5.05,9.01 03/04/09 ION GEOPHYSICAL CORP DE 5.02 03/04/09 IPASS INC DE 7.01,9.01 03/03/09 IPG PHOTONICS CORP DE 5.02,9.01 03/04/09 ISIS PHARMACEUTICALS INC DE 1.01,9.01 03/03/09 JACK IN THE BOX INC /NEW/ DE 7.01,9.01 03/04/09 JACKSON HEWITT TAX SERVICE INC DE 2.02,7.01,9.01 03/04/09 John Bean Technologies CORP DE 2.02,9.01 03/03/09 JOY GLOBAL INC DE 2.02,7.01,9.01 01/30/09 KAR Holdings, Inc. DE 2.02,9.01 03/03/09 Kentucky USA Energy, Inc. KY 7.01,9.01 03/02/09 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 1.01,5.02 02/26/09 KIMBERLY CLARK CORP DE 5.02,9.01 02/26/09 KNOBIAS, INC. DE 5.02 02/27/09 KRAFT FOODS INC VA 5.03,9.01 02/26/09 LABARGE INC DE 9.01 03/04/09 AMEND LAKELAND INDUSTRIES INC DE 7.01,9.01 03/04/09 LAKES ENTERTAINMENT INC MN 7.01,9.01 02/27/09 LEAPFROG ENTERPRISES INC 5.02 02/26/09 Legacy Bancorp, Inc. DE 7.01,9.01 03/04/09 Lender Processing Services, Inc. DE 5.02,7.01,9.01 03/04/09 LEUCADIA NATIONAL CORP NY 5.02,5.03,9.01 03/02/09 LEXARIA CORP. 1.01,3.02,9.01 03/04/09 LIBERATOR MEDICAL HOLDINGS, INC. NV 5.05,9.01 02/24/09 LIFE SCIENCES RESEARCH INC MD 8.01 03/04/09 LIFE SCIENCES RESEARCH INC MD 8.01 03/04/09 Lifevantage Corp CO 7.01,9.01 03/04/09 LIME ENERGY CO. DE 2.01,9.01 03/03/09 LiveWire Mobile, Inc. DE 5.02,9.01 03/03/09 LKQ CORP DE 5.02,9.01 03/02/09 Location Based Technologies, Inc. NV 7.01,9.01 03/03/09 LOUISIANA-PACIFIC CORP DE 8.01,9.01 03/03/09 LTX-CREDENCE CORP MA 2.02,9.01 03/04/09 LUFKIN INDUSTRIES INC TX 1.01,2.01 03/02/09 MACC PRIVATE EQUITIES INC DE 5.02 03/04/09 MAGELLAN MIDSTREAM HOLDINGS LP 1.01,7.01,9.01 03/03/09 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,7.01,9.01 03/03/09 MAGNA ENTERTAINMENT CORP DE 8.01,9.01 03/03/09 MAGNITUDE INFORMATION SYSTEMS INC DE 7.01,9.01 03/04/09 Maidenform Brands, Inc. DE 2.02,9.01 03/04/09 MAKEMUSIC, INC. MN 2.02,9.01 03/04/09 MARKWEST ENERGY PARTNERS L P 2.01,8.01,9.01 02/27/09 MARTEK BIOSCIENCES CORP DE 2.02,9.01 03/04/09 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 03/04/09 MATECH Corp. DE 1.01,9.01 02/12/09 MEDIA SCIENCES INTERNATIONAL INC 5.02,9.01 03/03/09 MEDICAL PROPERTIES TRUST INC 5.02 02/27/09 MEDICIS PHARMACEUTICAL CORP DE 5.02 02/26/09 Mercantile Bancorp, Inc. DE 3.03,8.01,9.01 02/26/09 MEXORO MINERALS LTD CO 1.01,3.02 03/03/09 MGIC INVESTMENT CORP WI 8.01 03/04/09 MGMT ENERGY, INC. 1.01,2.01,3.02,4.01,5.03,9.01 01/14/09 MILLER HERMAN INC MI 5.02,9.01 03/04/09 MINT LEASING INC NV 1.01,9.01 03/02/09 AMEND MINT LEASING INC NV 1.01,9.01 03/03/09 AMEND MIPS TECHNOLOGIES INC DE 1.01,9.01 02/27/09 Momentive Performance Materials Inc. DE 2.05,9.01 03/04/09 MORTONS RESTAURANT GROUP INC DE 1.01,9.01 03/04/09 MS STRUCTURED SATURNS SERIES 2001-4 DE 8.01,9.01 03/02/09 MS STRUCTURED SATURNS SERIES 2002-3 DE 8.01,9.01 03/02/09 MS STRUCTURED SATURNS SERIES 2002-4 DE 8.01,9.01 03/02/08 MS STRUCTURED SATURNS SERIES 2002-7 DE 8.01,9.01 03/02/09 MS STRUCTURED SATURNS SERIES 2005-3 DE 8.01,9.01 03/02/08 National CineMedia, Inc. DE 5.02 02/27/09 NATIONAL FUEL GAS CO NJ 7.01,9.01 03/04/09 NATIONWIDE FINANCIAL SERVICES INC/ DE 2.02,9.01 03/04/09 NATURAL GAS SERVICES GROUP INC 2.02 12/31/08 NEAH POWER SYSTEMS, INC. NV 2.02 02/25/09 AMEND NEKTAR THERAPEUTICS DE 9.01 12/31/08 NESTOR INC DE 5.02,8.01 03/02/09 NESTOR INC DE 5.02,8.01 03/02/09 New Generation Biofuels Holdings, Inc FL 3.02,9.01 03/03/09 NIKE INC OR 5.02 03/04/09 Noranda Aluminum Holding CORP DE 8.01 03/03/09 NORTH AMERICAN TECHNOLOGIES GROUP INC 5.02,9.01 02/26/09 NOVA BIOSOURCE FUELS, INC. NV 1.01 02/28/09 NOVELL INC DE 2.02 01/31/09 AMEND NTELOS HOLDINGS CORP 5.02,9.01 03/02/09 OCEANEERING INTERNATIONAL INC DE 5.02 03/03/09 OCWEN FINANCIAL CORP FL 8.01,9.01 03/04/09 OGE ENERGY CORP. OK 8.01,9.01 03/04/09 Omniture, Inc. DE 5.02 02/26/09 Oncologix Tech Inc. NV 1.01,9.01 02/27/09 ONLINE RESOURCES CORP DE 8.01,9.01 02/26/09 OPENTV CORP 8.01,9.01 03/04/09 optionsXpress Holdings, Inc. DE 5.02 02/26/09 OSI PHARMACEUTICALS INC DE 8.01,9.01 02/27/09 Pacific Asia Petroleum Inc 1.01,3.02,5.02,9.01 03/04/09 Pacific Ethanol, Inc. DE 1.01,9.01 02/26/09 PACIFIC GOLD CORP NV 2.02,8.01,9.01 03/04/09 PANACOS PHARMACEUTICALS, INC. DE 3.01,5.02,9.01 02/26/09 PARLUX FRAGRANCES INC DE 1.01,8.01,9.01 03/02/09 Patriot Coal CORP DE 7.01,9.01 03/04/09 PAULSON CAPITAL CORP OR 8.01,9.01 02/27/09 PENNICHUCK CORP NH 1.01,3.03,9.01 03/02/09 PENWEST PHARMACEUTICALS CO WA 2.02,9.01 03/04/09 PEOPLES FINANCIAL CORP /MS/ MS 8.01,9.01 03/03/09 PETSMART INC DE 2.02,9.01 03/04/09 PHARMOS CORP NV 8.01,9.01 03/04/09 PHC INC /MA/ MA 1.01 03/04/09 PHOENIX COMPANIES INC/DE DE 2.02,9.01 03/04/09 PILGRIMS PRIDE CORP DE 1.01,2.05,9.01 03/04/09 PINNACLE ENTERTAINMENT INC DE 2.02,9.01 03/03/09 PIONEER DRILLING CO TX 7.01,9.01 03/04/09 PLATINUM ENERGY RESOURCES INC DE 5.02,5.03,9.01 02/26/09 PLIANT CORP DE 8.01 03/04/09 POLYMER GROUP INC DE 8.01,9.01 03/03/09 PPL CORP PA 8.01,9.01 03/03/09 PRESSURE BIOSCIENCES INC MA 2.02,9.01 03/04/09 PREVENTION INSURANCE COM INC 4.01,9.01 02/25/09 AMEND PRICELINE COM INC DE 5.02,9.01 03/04/09 PRTX, INC. DE 5.01,5.02 03/03/09 PVF CAPITAL CORP OH 5.02,9.01 02/26/09 REALNETWORKS INC WA 8.01,9.01 02/27/09 Redpoint Bio CORP 1.01,5.02,9.01 02/27/09 REHABCARE GROUP INC DE 2.02,7.01,9.01 03/04/09 REINSURANCE GROUP OF AMERICA INC MO 7.01,9.01 03/04/09 Resource Capital Corp. MD 2.02,9.01 03/03/09 RG GLOBAL LIFESTYLES INC CA 5.02 02/23/09 RIVIERA HOLDINGS CORP NV 2.04,9.01 02/26/09 ROCKWELL AUTOMATION INC DE 8.01 02/24/09 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 02/27/09 ROYAL GOLD INC DE 8.01,9.01 03/02/09 ROYALITE PETROLEUM CO INC. NV 5.02,7.01 02/24/09 RTI INTERNATIONAL METALS INC OH 4.01,9.01 02/27/09 RUBICON FINANCIAL INC DE 1.01,3.02,5.02,9.01 02/01/09 RUSH ENTERPRISES INC \TX\ TX 5.02 02/27/09 S1 CORP /DE/ DE 2.02,9.01 03/04/09 SAN JOAQUIN BANCORP CA 2.02 01/24/09 SCICLONE PHARMACEUTICALS INC DE 2.02,8.01,9.01 03/03/09 SEAGATE TECHNOLOGY E9 5.02,8.01 02/26/09 SEARCHHELP INC DE 5.02,9.01 03/04/09 SEMTECH CORP DE 2.02,7.01,9.01 03/04/09 SENORX INC DE 5.02 02/26/09 SEQUENOM INC DE 1.01,3.03,5.03,9.01 03/03/09 ServisFirst Bancshares, Inc. DE 1.01,3.02 03/04/09 AMEND SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 2.02,9.01 03/04/09 Shopoff Properties Trust, Inc. MD 1.01,9.01 02/24/09 SIGMA DESIGNS INC CA 2.02,9.01 03/04/09 SIGNATURE EYEWEAR INC CA 4.01,9.01 02/27/09 SILVERLEAF RESORTS INC 2.02,9.01 03/04/09 SIMMONS FIRST NATIONAL CORP AR 8.01 02/27/09 SIMTROL INC DE 7.01,9.01 03/03/09 SIONIX CORP NV 5.02 02/26/09 SLS INTERNATIONAL INC DE 1.03 03/03/09 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 03/01/09 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 03/01/09 SMITH BARNEY TIDEWATER FUTURES FUND L 3.02 03/01/09 SMITH BARNEY WARRINGTON FUND L P 3.02 03/01/09 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 03/01/09 SPARTON CORP OH 2.05,7.01,9.01 03/04/09 SRKP 21 Inc DE 1.01 03/03/09 STAGE STORES INC NV 8.01,9.01 03/03/09 STATION CASINOS INC NV 8.01 03/03/09 STEC, INC. CA 5.02,9.01 02/27/09 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 02/27/09 SUPERIOR UNIFORM GROUP INC FL 8.01 03/03/09 Superior Well Services, INC DE 5.02,9.01 11/18/08 SURMODICS INC MN 1.01,2.03,9.01 02/27/09 SUSSEX BANCORP NJ 8.01 02/25/09 SYNOPSYS INC DE 5.02,8.01,9.01 02/27/09 SYSTEMAX INC DE 2.02,5.02,9.01 03/03/09 TEREX CORP DE 5.02 02/26/09 THERAGENICS CORP DE 5.02,9.01 02/26/09 THESTREET COM DE 4.01,9.01 02/26/09 TM Entertainment & Media, Inc. DE 8.01,9.01 02/26/09 TOLL BROTHERS INC DE 2.02,9.01 03/04/09 TOPSPIN MEDICAL INC 5.02 02/26/09 TransMontaigne Partners L.P. DE 5.02,9.01 02/26/09 TRUSTMARK CORP MS 7.01,9.01 03/04/09 UFP TECHNOLOGIES INC DE 2.02,9.01 03/04/09 UOMO Media Inc. NV 9.01 02/26/09 US AIRWAYS GROUP INC DE 2.02,9.01 03/04/09 US BANCORP \DE\ DE 8.01,9.01 03/04/09 US CONCRETE INC DE 2.02,5.02,9.01 03/04/09 US DATAWORKS INC NV 5.02 02/19/09 AMEND US ENERGY CORP WY 8.01,9.01 03/04/09 USA Mobility, Inc DE 2.02,8.01,9.01 03/03/09 Vantage Drilling CO E9 7.01,8.01,9.01 03/02/09 VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 5.03,9.01 02/27/09 VeriChip CORP DE 1.01,3.02 03/03/09 VERIZON COMMUNICATIONS INC DE 5.02 03/04/09 VIRGIN MEDIA INC. DE 5.02,8.01,9.01 02/26/09 VITAL IMAGES INC MN 7.01,9.01 03/03/09 WARREN RESOURCES INC MD 2.02,7.01,9.01 03/02/09 WASHINGTON MUTUAL, INC WA 7.01,9.01 03/02/09 WASHINGTON REAL ESTATE INVESTMENT TRU MD 5.02 02/26/09 WEBSTER FINANCIAL CORP DE 7.01 03/04/09 WEIGHT WATCHERS INTERNATIONAL INC VA 2.02,9.01 03/04/09 WEST PHARMACEUTICAL SERVICES INC PA 1.01 03/03/09 Western Goldfields Inc. A6 7.01,9.01 03/04/09 Western Goldfields Inc. A6 7.01,9.01 03/04/09 WHITE MOUNTAINS INSURANCE GROUP LTD D0 5.02 02/26/09 Whitestone REIT TX 5.02 02/26/09 AMEND WHITNEY INFORMATION NETWORK INC CO 5.03,9.01 09/17/08 WILLIAM LYON HOMES DE 2.02,9.01 03/04/09 WOODWARD GOVERNOR CO DE 1.01,9.01 02/27/09 WORLD ENERGY SOLUTIONS, INC. FL 5.03 03/04/09 WorldSpace, Inc DE 1.01,9.01 02/27/09 XCEL ENERGY INC MN 2.02 03/04/09 XELR8 HOLDINGS, INC. NV 3.01,8.01,9.01 02/26/09 ZAP CA 5.02 03/04/09 ZIONS BANCORPORATION /UT/ UT 7.01,9.01 03/03/09 Zumiez Inc 7.01,9.01 03/04/09