RECENT 8K FILINGS March 2, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABBOTT MEDICAL OPTICS INC DE 1.01,2.01,2.04,3.01,3.02,3.03, 02/25/09 5.02,5.03,9.01 ACCO BRANDS CORP DE 2.02,9.01 02/27/09 ACME UNITED CORP CT 2.02,9.01 02/27/09 ACTIVANT SOLUTIONS INC /DE/ DE 5.02,9.01 02/23/09 Advanced Life Sciences Holdings, Inc. 8.01,9.01 02/23/09 AES CORP DE 2.02,7.01,9.01 02/26/09 AGREE REALTY CORP DE 2.02,9.01 02/25/09 AirShares(TM) EU Carbon Allowances Fu 7.01,9.01 02/26/09 ALANCO TECHNOLOGIES INC AZ 1.01,2.03,9.01 02/27/09 ALLEGHANY CORP /DE DE 2.02,5.02,9.01 02/26/09 ALLIED WORLD ASSURANCE CO HOLDINGS LT 8.01,9.01 02/26/09 ALLOS THERAPEUTICS INC DE 5.02,9.01 02/23/09 ALPINE AIR EXPRESS INC/DE DE 4.01,9.01 02/23/09 ALSERES PHARMACEUTICALS INC /DE DE 1.01,3.02,8.01,9.01 02/24/09 AMAG PHARMACEUTICALS INC. DE 2.02,9.01 02/27/09 AMBASSADORS GROUP INC DE 8.01,9.01 02/26/09 AMCON DISTRIBUTING CO DE 2.04 02/24/09 AMEDISYS INC DE 7.01,9.01 02/26/09 AMERICAN EXPRESS CO NY 7.01 02/27/09 AMERICAN GREETINGS CORP OH 1.01,2.01,2.03,8.01,9.01 02/23/09 AMICUS THERAPEUTICS INC DE 7.01,8.01,9.01 02/27/09 APPLE INC CA 4.01 02/26/09 APPLIED SIGNAL TECHNOLOGY INC CA 2.02,9.01 02/24/09 AQUA AMERICA INC PA 2.02,9.01 02/26/09 ARCA biopharma, Inc. DE 5.02,9.01 02/23/09 ARES CAPITAL CORP MD 1.01,5.02,5.03,9.01 02/23/09 Arno Therapeutics, Inc 5.02 02/24/09 ARROWHEAD RESEARCH CORP DE 1.01,9.01 02/23/09 ARTS WAY MANUFACTURING CO INC DE 2.02,9.01 02/27/09 ATHEROS COMMUNICATIONS INC DE 8.01 02/27/09 Avensys CORP NV 5.02 02/26/09 AXCELIS TECHNOLOGIES INC DE 1.01,7.01,9.01 02/26/09 BALDOR ELECTRIC CO MO 5.02,9.01 02/23/09 BALLANTYNE OF OMAHA INC DE 5.02 02/23/09 Banc of America Funding 2009-R1 Trust 6.01,8.01,9.01 02/27/09 BANK OF GRANITE CORP DE 5.02,9.01 02/23/09 BANK OF KENTUCKY FINANCIAL CORP KY 8.01,9.01 02/27/09 BASIC ENERGY SERVICES INC 2.02,9.01 02/26/09 Behringer Harvard Opportunity REIT I, MD 7.01 02/23/09 BGC Partners, Inc. DE 2.02,9.01 02/26/09 BILL BARRETT CORP 5.02 02/26/09 BIOPHAN TECHNOLOGIES INC NV 8.01 02/26/09 BIOTIME INC CA 1.01,3.02,7.01,9.01 02/23/09 BlackRock Inc. DE 5.02,9.01 02/26/09 BlackRock Inc. DE 1.01,3.02,5.03,9.01 02/26/09 Blackstone Group L.P. DE 2.02,9.01 02/27/09 BLUE COAT SYSTEMS INC DE 5.03,9.01 02/23/09 BLUE COAT SYSTEMS INC DE 2.02,9.01 02/26/09 AMEND Bonds.com Group, Inc. DE 8.01 02/23/09 BORLAND SOFTWARE CORP DE 8.01 02/27/09 BOSTON BEER CO INC MA 5.02 02/24/09 BRIGHTPOINT INC IN 2.05 02/09/09 AMEND BRODER BROS CO MI 5.02 02/25/09 C & F FINANCIAL CORP VA 5.02 02/24/09 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 02/27/09 CABLEVISION SYSTEMS CORP /NY DE 2.02,9.01 02/26/09 CABOT MICROELECTRONICS CORP DE 8.01,9.01 02/27/09 CALGON CARBON CORPORATION DE 2.02,9.01 02/27/09 CALPINE CORP DE 2.02 02/27/09 CALYPTE BIOMEDICAL CORP DE 5.02 02/23/09 CAPITAL CORP OF THE WEST CA 5.02 02/25/09 CAPITAL RESOURCE ALLIANCE, INC. CO 8.01,9.01 02/23/09 CAPITALSOURCE INC DE 2.02,7.01,9.01 02/27/09 CAPITOL BANCORP LTD MI 8.01 02/27/09 CARAUSTAR INDUSTRIES INC NC 1.01 02/27/09 CARDIONET INC CA 5.02,9.01 02/24/09 CardioVascular BioTherapeutics, Inc. DE 2.04,9.01 02/23/09 CAREER EDUCATION CORP DE 5.02,9.01 02/25/09 CARRIAGE SERVICES INC DE 2.02,5.02,8.01,9.01 02/25/09 CARVER BANCORP INC DE 5.02,9.01 02/23/09 CASELLA WASTE SYSTEMS INC DE 5.03,9.01 02/26/09 CBL & ASSOCIATES PROPERTIES INC DE 8.01,9.01 02/27/09 CELL THERAPEUTICS INC WA 7.01,9.01 02/27/09 Celldex Therapeutics, Inc. DE 2.02,9.01 02/27/09 CENTRAL VALLEY COMMUNITY BANCORP CA 7.01,9.01 02/26/09 Centro NP LLC MD 5.02,7.01 02/27/09 CEPHALON INC DE 8.01,9.01 02/27/09 CHART INDUSTRIES INC DE 7.01,9.01 02/25/09 CHENIERE ENERGY INC DE 5.02,9.01 02/25/09 CHENIERE ENERGY INC DE 2.02,5.02,9.01 02/26/09 Cheniere Energy Partners, L.P. DE 2.02,5.02,9.01 02/26/09 CHEVRON CORP DE 5.02,9.01 02/26/09 CHICOS FAS INC FL 5.02,9.01 02/24/09 China Armco Metals, Inc. NV 5.02 02/26/09 China Holdings, Inc. NV 1.01,1.03,3.02,4.01,5.02 02/27/09 China Premium Lifestyle Enterprise, I NV 5.02 02/25/09 Chino Commercial Bancorp CA 2.02 02/23/09 CIBER INC DE 5.03,9.01 02/25/09 CIMAREX ENERGY CO DE 7.01,9.01 02/27/09 CITIGROUP INC DE 8.01,9.01 02/27/09 CITIGROUP INC DE 2.02,9.01 02/27/09 CITIZENS HOLDING CO /MS/ MS 7.01,9.01 02/27/09 CLAIBORNE LIZ INC DE 8.01,9.01 02/27/09 CLAIRES STORES INC DE 2.02,9.01 02/27/09 Clearwater Paper Corp DE 2.02,9.01 02/27/09 Clearwire Corp /DE DE 3.02 02/26/09 COBRA ELECTRONICS CORP DE 2.02,9.01 02/27/09 COINSTAR INC DE 3.02,8.01 02/26/09 COLLECTIVE BRANDS, INC. DE 5.02 02/26/09 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 02/26/09 COMMERCE BANCSHARES INC /MO/ MO 1.01,9.01 02/27/09 COMMUNITY BANCORP /VT VT 8.01 02/27/09 COMMUNITY HEALTH SYSTEMS INC DE 5.02 02/25/09 COMPUTER SCIENCES CORP NV 8.01,9.01 02/27/09 Converted Organics Inc. DE 3.02 02/24/09 CORCEPT THERAPEUTICS INC 7.01,8.01,9.01 02/23/09 Cornerworld Corp NV 1.01,2.01,2.03,3.02,5.02,9.01 02/23/09 CRIMSON EXPLORATION INC. 2.02,9.01 12/31/08 CROSS A T CO RI 2.02 02/25/09 Crusader Energy Group Inc. NV 2.04,5.02,8.01,9.01 02/23/09 CV THERAPEUTICS INC DE 8.01,9.01 02/27/09 DAYTON POWER & LIGHT CO OH 8.01,9.01 02/24/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 1.01,9.01 02/23/09 DIALYSIS CORP OF AMERICA FL 1.01,9.01 02/27/09 DIAMOND HILL INVESTMENT GROUP INC OH 2.02,9.01 02/27/09 DiamondRock Hospitality Co 2.02,9.01 02/27/09 DineEquity, Inc DE 5.02,9.01 02/23/09 Dorman Products, Inc. PA 2.02,9.01 02/26/09 DPL INC OH 2.02,7.01,8.01,9.01 02/24/09 DST SYSTEMS INC DE 5.02,8.01,9.01 02/26/09 ECOLOGY COATINGS, INC. NV 3.02 02/27/09 ELECSYS CORP KS 3.01,9.01 02/27/09 EMC INSURANCE GROUP INC IA 2.02,7.01,9.01 02/27/09 EMPIRE ENERGY CORP UT 5.02 02/27/09 EN POINTE TECHNOLOGIES INC DE 8.01 02/27/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.02,5.02,9.01 02/26/09 ENDOCARE INC DE 2.03,9.01 02/26/09 ENDURANCE SPECIALTY HOLDINGS LTD 5.02 02/27/09 ENERGAS RESOURCES INC DE 3.02 02/23/09 EnergySolutions, Inc. DE 5.02 02/25/09 EPIQ SYSTEMS INC MO 1.01,9.01 02/23/09 EPIX Pharmaceuticals, Inc. 5.02,7.01,9.01 02/23/09 ESSEX PROPERTY TRUST INC MD 5.02,8.01 02/24/09 EUROBANCSHARES INC PR 2.02,9.01 02/27/09 EXAR CORP DE 1.01,8.01,9.01 02/23/09 EXOPACK HOLDING CORP 5.02 02/27/09 FBL FINANCIAL GROUP INC IA 7.01 02/27/09 Federal Home Loan Bank of Atlanta X1 7.01 02/26/09 Federal Home Loan Bank of San Francis X1 2.02,9.01 02/26/09 Federal Home Loan Bank of Seattle 2.03 02/25/09 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,7.01,9.01 02/26/09 FelCor Lodging Trust Inc MD 2.02,9.01 02/26/09 First Federal of Northern Michigan Ba 8.01,9.01 02/27/09 FLAGSTAR BANCORP INC MI 1.01,3.02,8.01,9.01 02/27/09 FLUSHING FINANCIAL CORP DE 7.01,9.01 02/27/09 FNB BANCORP/CA/ 1.01,3.02,3.03,5.02,5.03,8.01, 02/26/09 9.01 FOOTHILLS RESOURCES INC 1.01,2.03,9.01 02/23/09 FORTUNE BRANDS INC DE 2.02,5.02,9.01 02/23/09 FOUR OAKS FINCORP INC NC 8.01 02/23/09 FRANKLIN STREET PROPERTIES CORP /MA/ 2.02,9.01 02/27/09 Freescale Semiconductor Holdings I, L D0 8.01,9.01 02/26/09 FREESCALE SEMICONDUCTOR INC DE 8.01,9.01 02/26/09 FRONTIER OIL CORP /NEW/ WY 5.02,8.01,9.01 02/24/09 GENCO SHIPPING & TRADING LTD 8.01 02/27/09 GENERAL ELECTRIC CAPITAL CORP CT 8.01,9.01 02/27/09 GENERAL ELECTRIC CAPITAL SERVICES INC DE 8.01,9.01 02/27/09 GENERAL ELECTRIC CO NY 8.01,9.01 02/27/09 GENERAL MOTORS CORP DE 2.02,9.01 02/26/09 GENERAL STEEL HOLDINGS INC NV 5.02,9.01 02/25/09 GENTIVA HEALTH SERVICES INC DE 5.02 02/26/09 GEOKINETICS INC DE 5.02,9.01 02/27/09 GEOKINETICS INC DE 3.01 02/27/09 AMEND GEOKINETICS INC DE 5.03,9.01 02/27/09 AMEND GOLD RESOURCE CORP CO 1.01,3.02,9.01 02/25/09 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 02/26/09 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 02/26/09 AMEND GREENMAN TECHNOLOGIES INC DE 5.02 02/25/09 GREIF INC DE 2.02,9.01 02/25/09 GRUBB & ELLIS CO DE 3.01,9.01 02/27/09 GTC BIOTHERAPEUTICS INC MA 2.02,9.01 02/27/09 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE 4.01 02/26/09 GULF RESOURCES, INC. DE 1.01,8.01,9.01 01/24/09 AMEND GULFMARK OFFSHORE INC DE 5.02,7.01,9.01 02/26/09 HAMPTON ROADS BANKSHARES INC VA 5.02 02/17/09 HARLAND CLARKE HOLDINGS CORP DE 2.02,9.01 02/27/09 HEALTHSOUTH CORP DE 7.01,9.01 02/27/09 HeartWare International, Inc. DE 2.02,7.01,9.01 02/27/09 HEARUSA INC DE 5.02,9.01 02/23/09 Helios & Matheson North America Inc. NY 5.02 02/23/09 HELMERICH & PAYNE INC DE 7.01,9.01 02/27/09 HERITAGE COMMERCE CORP CA 7.01,9.01 12/31/08 HERSHA HOSPITALITY TRUST MD 2.02,9.01 02/26/09 HEWLETT PACKARD CO DE 8.01,9.01 02/23/09 HEXCEL CORP /DE/ DE 5.02,9.01 02/23/09 Highland Distressed Opportunities, In 2.02,9.01 02/27/09 Horsehead Holding Corp 7.01,9.01 02/27/09 HURCO COMPANIES INC IN 2.02,9.01 02/27/09 Hybrid Technologies Inc. NV 5.03,9.01 02/19/09 HYDROMER INC NJ 2.01 02/25/09 IA GLOBAL INC DE 5.02,9.01 02/23/09 IAC/INTERACTIVECORP DE 3.01,5.02 02/27/09 IBERIABANK CORP LA 8.01,9.01 02/26/09 ICAD INC DE 2.02,9.01 02/25/09 IMAGE ENTERTAINMENT INC DE 7.01,9.01 02/24/09 IMPART MEDIA GROUP INC NV 1.03,5.02 02/11/09 IMPERIAL CAPITAL BANCORP, INC. DE 5.02 02/25/09 inContact, Inc. DE 5.02 02/24/09 INDEVUS PHARMACEUTICALS INC DE 7.01 02/27/09 Inland American Real Estate Trust, In MD 7.01,8.01,9.01 02/27/09 INSIGHT ENTERPRISES INC DE 5.02 02/23/09 INTERNATIONAL PAPER CO /NEW/ NY 8.01,9.01 02/27/09 ION GEOPHYSICAL CORP DE 2.02,9.01 02/26/09 IOWA TELECOMMUNICATIONS SERVICES INC IA 2.02,9.01 02/27/09 Ivivi Technologies, Inc. NJ 2.02,3.01,9.01 02/23/09 J CREW GROUP INC DE 2.05,7.01,9.01 02/26/09 J P MORGAN CHASE & CO DE 7.01,9.01 02/26/09 James River Coal CO VA 2.02,7.01,9.01 02/27/09 JOHNSON & JOHNSON NJ 8.01,9.01 02/27/09 KEITHLEY INSTRUMENTS INC OH 2.05,2.06,9.01 02/25/09 KENTUCKY BANCSHARES INC /KY/ KY 8.01,9.01 02/27/09 KNOLL INC DE 5.02 02/23/09 KOHLS CORPORATION WI 5.03,9.01 02/27/09 Lake Shore Bancorp, Inc. X1 5.02,7.01,9.01 01/01/09 LANCE INC NC 5.02 02/23/09 LAND O LAKES INC 5.02 02/27/09 LANDAUER INC DE 8.01,9.01 02/27/09 LANDMARK BANCORP INC DE 8.01,9.01 02/27/09 LaPorte Bancorp, Inc. X1 8.01,9.01 02/26/09 LED Power Group, Inc. NV 5.02 02/27/09 LEHMAN BROTHERS HOLDINGS INC DE 5.02 02/23/09 LENOX GROUP INC DE 7.01,9.01 02/27/09 LEUCADIA NATIONAL CORP NY 8.01,9.01 02/27/09 LIMITED BRANDS INC DE 2.02,7.01 02/26/09 LOCAL.COM DE 1.01,5.02,9.01 02/23/09 LOUISIANA-PACIFIC CORP DE 2.02,9.01 02/27/09 LSB FINANCIAL CORP IN 2.02,9.01 02/26/09 LYDALL INC /DE/ DE 2.02,2.06,9.01 02/23/09 M & F WORLDWIDE CORP DE 2.02,9.01 02/27/09 Macquarie Infrastructure CO LLC DE 2.02,9.01 02/26/09 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 02/27/09 MAGNA ENTERTAINMENT CORP DE 5.02,7.01,9.01 02/25/09 MAINSOURCE FINANCIAL GROUP IN 5.02,9.01 02/23/09 MANAGEMENT NETWORK GROUP INC 5.02 02/23/09 Manhattan Bancorp CA 2.02,9.01 02/27/09 MANNKIND CORP 2.03,9.01 02/26/09 MARINER ENERGY INC DE 2.02,7.01,9.01 02/27/09 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 02/25/09 MASTEC INC FL 1.01,2.01,2.03,3.02,7.01,9.01 12/16/08 AMEND MATHSTAR INC MN 5.02 02/23/09 Mayflower Bancorp Inc MA 2.02,9.01 02/26/09 MCG CAPITAL CORP DE 1.01,9.01 02/26/09 MEDICINOVA INC DE 1.01,2.03 02/25/09 MERCER INSURANCE GROUP INC PA 2.02,8.01,9.01 02/25/09 MET PRO CORP PA 2.02,7.01,9.01 02/27/09 MET PRO CORP PA 5.02 02/27/09 METROPOLITAN HEALTH NETWORKS INC FL 2.02,9.01 02/25/09 MF Global Ltd. D0 5.02 02/27/09 MGM MIRAGE DE 8.01 02/24/09 MICRON TECHNOLOGY INC DE 1.01,2.03 02/23/09 MID PENN BANCORP INC PA 5.03,9.01 02/25/09 MIRANT CORP DE 2.02,9.01 02/27/09 MISSION BROADCASTING INC DE 8.01,9.01 02/27/09 MOD PAC CORP NY 5.02 02/25/09 MOHEGAN TRIBAL GAMING AUTHORITY 1.01,9.01 02/23/09 MOMENTUM BIOFUELS, INC. CO 4.01,9.01 11/30/08 AMEND MONSTER WORLDWIDE INC DE 5.02 02/25/09 MORRIS PUBLISHING GROUP LLC GA 1.01 02/26/09 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 02/25/09 Mutual Federal Bancorp, Inc. X1 8.01 02/23/09 MVP Network, Inc. NV 8.01 02/27/09 NATIONAL BEEF PACKING CO LLC DE 7.01,9.01 02/26/09 NATIONAL PENN BANCSHARES INC PA 5.02,8.01,9.01 02/27/09 NATIONAL SECURITY GROUP INC DE 7.01,9.01 02/27/09 NB Telecom, Inc. NV 1.01,9.01 02/21/09 NCR CORP MD 5.02,9.01 02/23/09 NEUSTAR INC 5.02,9.01 02/23/09 NEXSTAR BROADCASTING GROUP INC DE 8.01,9.01 02/27/09 NOBLE ENERGY INC DE 8.01,9.01 02/27/09 NOBLE ENERGY INC DE 8.01,9.01 02/24/09 NORTH CENTRAL BANCSHARES INC IA 5.02,9.01 12/22/08 NORTH VALLEY BANCORP CA 7.01,8.01,9.01 02/26/09 NOVA BIOSOURCE FUELS, INC. NV 2.05,2.06,8.01 02/26/09 NRG ENERGY, INC. DE 1.01,9.01 02/24/09 Nuance Communications, Inc. DE 1.01,3.02,7.01,9.01 02/26/09 NVIDIA CORP DE 5.02,9.01 02/27/09 O A K FINANCIAL CORP MI 2.02,8.01,9.01 02/27/09 Oculus Innovative Sciences, Inc. CA 1.01,1.02,3.02,9.01 02/24/09 OmniaLuo, Inc. 8.01,9.01 02/23/09 OMNICOM GROUP INC NY 8.01,9.01 02/27/09 OPENTV CORP 8.01,9.01 02/27/09 Optionable Inc 1.01,1.02,9.01 02/26/09 OSIRIS THERAPEUTICS, INC. DE 2.02,9.01 02/27/09 OWENS & MINOR INC/VA/ VA 2.02,9.01 02/06/09 AMEND OWENS MORTGAGE INVESTMENT FUND A CALI CA 8.01 02/27/09 PARKERVISION INC FL 1.01,9.01 02/27/09 PENNSYLVANIA COMMERCE BANCORP INC 5.02,9.01 02/23/09 PEOPLES BANCORP INC OH 8.01 02/26/09 PEOPLES BANCORPORATION INC /SC/ SC 2.02,9.01 01/14/09 PEOPLES BANCORPORATION INC /SC/ SC 5.02 01/14/09 PEPCO HOLDINGS INC DE 5.02 02/26/09 PEPSICO INC NC 8.01,9.01 02/25/09 PETROHAWK ENERGY CORP DE 1.01,9.01 02/26/09 PETROSEARCH ENERGY CORP 5.02 02/27/09 PGT, Inc. DE 1.01,5.02 02/18/09 PHI INC LA 5.02 02/23/09 PHOENIX COMPANIES INC/DE DE 2.02,9.01 02/27/09 PHOENIX COMPANIES INC/DE DE 2.02,9.01 02/27/09 PHOTOMEDEX INC DE 9.01 02/27/09 Placer Gold Corp. 1.01,2.01,5.01,5.03,9.01 02/24/09 PLATINUM UNDERWRITERS HOLDINGS LTD D0 4.01,8.01,9.01 02/23/09 PLAYERS NETWORK 4.01,9.01 02/13/08 AMEND Porter Bancorp, Inc. KY 8.01,9.01 02/26/09 PPJ ENTERPRISE, INC. 2.01 02/26/09 PREMIER ENERGY CORP. FL 1.01,2.01,3.02,5.01,5.02,5.06, 01/30/09 AMEND 9.01 PRIMUS GUARANTY LTD 8.01 02/24/09 PRINCIPAL FINANCIAL GROUP INC DE 5.03,9.01 02/24/09 PROTECTION ONE INC DE 5.02 02/23/09 Public Storage MD 2.02,9.01 12/31/08 PUREDEPTH, INC. CO 5.02,8.01 02/20/09 Quanex Building Products CORP DE 5.02,9.01 02/26/09 Quanex Building Products CORP DE 2.02,9.01 02/26/09 QUEPASA CORP NV 8.01 02/23/09 RANCON REALTY FUND IV CA 1.01,9.01 02/23/09 RANCON REALTY FUND V CA 1.01,9.01 02/23/09 RCM TECHNOLOGIES INC NV 1.01,9.01 02/19/09 AMEND Regency Energy Partners LP DE 1.01,2.03,7.01,9.01 02/26/09 REGIONS FINANCIAL CORP DE 5.02,8.01,9.01 02/25/09 Reliance Bancshares, Inc. MO 2.02,9.01 02/27/09 REPUBLIC SERVICES, INC. DE 2.02,9.01 02/26/09 REVLON CONSUMER PRODUCTS CORP DE 1.01,5.02,9.01 02/24/09 REVLON INC /DE/ DE 1.01,5.02,9.01 02/24/09 REXAHN PHARMACEUTICALS, INC. DE 3.01,9.01 02/24/09 RIVIERA HOLDINGS CORP NV 5.02,9.01 02/23/09 RLI CORP IL 5.02 02/24/09 AMEND ROME BANCORP INC DE 7.01 02/25/09 RR Donnelley & Sons Co DE 8.01,9.01 02/25/09 Ruths Hospitality Group, Inc. DE 2.02,9.01 02/27/09 Ruths Hospitality Group, Inc. DE 1.01,9.01 02/27/09 Sabine Pass LNG, L.P. DE 5.02 02/26/09 SALIX PHARMACEUTICALS LTD 8.01,9.01 02/26/09 SANDRIDGE ENERGY INC DE 8.01,9.01 02/27/09 SBA COMMUNICATIONS CORP FL 2.02,9.01 02/26/09 SCIENTIFIC GAMES CORP DE 2.02,9.01 02/26/09 SCOTTS LIQUID GOLD INC CO 5.02,9.01 02/24/09 SENIOR HOUSING PROPERTIES TRUST MD 2.02,9.01 02/26/09 SILGAN HOLDINGS INC DE 5.02 02/27/09 SIMMONS FIRST NATIONAL CORP AR 8.01,9.01 02/26/09 SOUTHERN COMMUNITY FINANCIAL CORP 7.01,9.01 02/27/09 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 02/27/09 SOUTHWEST GAS CORP CA 8.01 02/27/09 SOUTHWEST GAS CORP CA 5.02 02/27/09 SOUTHWESTERN ENERGY CO DE 7.01 02/27/09 SOUTHWESTERN ENERGY CO DE 5.02,9.01 02/26/09 SOUTHWESTERN ENERGY CO DE 7.01 02/27/09 SPARTON CORP OH 7.01,9.01 02/26/09 Spectrum Brands, Inc. WI 5.02 02/24/09 Stereotaxis, Inc. DE 8.01 02/27/09 STIFEL FINANCIAL CORP DE 2.02,9.01 02/27/09 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 02/26/09 SUBURBAN PROPANE PARTNERS LP DE 8.01 02/27/09 SYNTA PHARMACEUTICALS CORP 8.01,9.01 02/26/09 TANDY LEATHER FACTORY INC DE 8.01,9.01 02/27/09 TARRANT APPAREL GROUP CA 1.01,7.01,9.01 02/26/09 TARRANT APPAREL GROUP CA 1.01 02/24/09 TD AMERITRADE HOLDING CORP DE 8.01,9.01 02/27/09 TELESTONE TECHNOLOGIES CORP CO 7.01,9.01 02/27/09 TESCO CORP 2.02,9.01 02/26/09 TETRA TECH INC DE 5.03,9.01 02/26/09 TETRA TECHNOLOGIES INC DE 2.02,9.01 02/27/09 TEXTRON INC DE 5.02,8.01,9.01 02/27/09 THERMO FISHER SCIENTIFIC INC. DE 5.02,9.01 02/26/09 THINKORSWIM GROUP INC. DE 8.01,9.01 02/26/09 TIDELANDS BANCSHARES INC 5.02 02/25/09 Tiger Acquisitions, Inc. 5.03,9.01 02/26/09 TigerLogic CORP DE 5.02,9.01 02/26/09 TIME WARNER INC. DE 1.01,8.01,9.01 02/23/09 TITANIUM METALS CORP DE 2.02,7.01,9.01 02/26/09 TORO CO DE 5.02 02/27/09 TOUSA INC DE 7.01,9.01 02/20/09 Tree.com, Inc. DE 1.01,9.01 02/23/09 TREX CO INC DE 2.02,9.01 02/27/09 TRIAD GUARANTY INC DE 2.02,9.01 02/27/09 TRICO BANCSHARES / CA 8.01,9.01 02/27/09 TXCO Resources Inc DE 8.01,9.01 02/26/09 TXP CORP NV 1.01,8.01,9.01 02/20/09 TYSON FOODS INC DE 8.01,9.01 02/27/09 U S PRECIOUS METALS INC DE 3.02,4.01,7.01,9.01 02/23/09 U. S. Premium Beef, LLC 7.01,9.01 02/26/09 U.S. Shipping Partners L.P. DE 1.01,9.01 02/26/09 UNION NATIONAL FINANCIAL CORP / PA PA 5.03,9.01 02/26/09 UNISOURCE ENERGY CORP AZ 2.02,9.01 02/26/09 UNITED BANCORP INC /MI/ MI 5.02 02/27/09 UNITED BANCORP INC /MI/ MI 2.02 02/27/09 UNITED NATURAL FOODS INC DE 2.02,7.01,9.01 02/24/09 UNITED NATURAL FOODS INC DE 5.02 11/05/08 AMEND UNITED NATURAL FOODS INC DE 5.02 09/16/08 AMEND United States 12 Month Oil Fund, LP DE 7.01,9.01 02/26/09 United States Gasoline Fund, LP DE 7.01,9.01 02/26/09 United States Heating Oil Fund, LP DE 7.01,9.01 02/26/09 United States Natural Gas Fund, LP 7.01,9.01 02/26/09 United States Oil Fund, LP DE 7.01,9.01 02/26/09 UNITED SURGICAL PARTNERS INTERNATIONA DE 2.02,9.01 02/26/09 UNIVERSAL HEALTH REALTY INCOME TRUST MD 2.02,9.01 02/27/09 Universal Truckload Services, Inc. MI 2.02,9.01 02/26/09 UNIVISION COMMUNICATIONS INC DE 5.02,8.01,9.01 02/19/09 UWHARRIE CAPITAL CORP NC 5.02,9.01 02/09/09 VALSPAR CORP DE 5.03,9.01 02/25/09 VALSPAR CORP DE 5.02 02/25/09 VALUEVISION MEDIA INC MN 5.03,9.01 02/26/09 VERASUN ENERGY CORP 7.01,9.01 02/27/09 VERENIUM CORP DE 8.01 02/25/09 VERTICAL COMPUTER SYSTEMS INC DE 8.01,9.01 02/27/09 Virgin Mobile USA, Inc. DE 8.01,9.01 02/23/09 VIROPHARMA INC DE 5.02 02/23/09 Virtual Radiologic CORP 4.01,9.01 02/23/09 VirtualScopics, Inc. DE 5.02 02/24/09 VSE CORP DE 2.02,9.01 12/31/08 VSE CORP DE 5.02 02/23/09 Vulcan Materials CO NJ 2.06,9.01 02/25/09 W R GRACE & CO DE 5.03,9.01 02/26/09 WALGREEN CO IL 5.02 02/23/09 Warner Chilcott Ltd D0 2.02,9.01 02/27/09 WASTE MANAGEMENT INC DE 2.06 02/25/09 WATERSIDE CAPITAL CORP VA 2.02,8.01,9.01 11/19/08 WEBMEDIA BRANDS INC. DE 1.01,1.02,2.01,2.03,5.03,8.01, 02/23/09 9.01 WELLS FARGO & CO/MN DE 5.02,9.01 02/24/09 WESTAR ENERGY INC /KS KS 2.02,9.01 02/27/09 WHIRLPOOL CORP /DE/ DE 1.01 02/27/09 WINMARK CORP MN 8.01,9.01 02/26/09 WINNER MEDICAL GROUP INC NV 8.01,9.01 02/27/09 WOODWARD GOVERNOR CO DE 7.01,9.01 02/27/09 XEROX CORP NY 8.01,9.01 02/13/09 YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 02/26/09 YADKIN VALLEY FINANCIAL CORP NC 2.02,8.01,9.01 02/26/09 Zevotek, Inc DE 1.01,3.02,9.01 02/24/09 ZIMMER HOLDINGS INC DE 5.02,9.01 02/23/09