RECENT 8K FILINGS February 27, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Financial Services CORP NC 2.02,8.01,9.01 02/25/09 21ST CENTURY HOLDING CO FL 5.02 02/24/09 ABAZIAS INC DE 1.01,2.03,3.02,9.01 02/18/09 ABC Funding, Inc NV 4.02 02/11/09 AMEND ABINGTON BANCORP, INC./PA 8.01,9.01 02/26/09 ABM INDUSTRIES INC /DE/ DE 1.01,8.01,9.01 01/20/09 AMEND ACCELLENT INC 5.02 02/23/09 ACCURIDE CORP DE 2.02,7.01,9.01 02/26/09 ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 02/26/09 Affinion Group, Inc. DE 2.02,9.01 02/26/09 Akeena Solar, Inc. DE 2.02,9.01 02/26/09 Akeena Solar, Inc. DE 8.01 02/26/09 Akeena Solar, Inc. DE 1.01,3.03,9.01 02/26/09 Alexza Pharmaceuticals Inc. DE 5.02 02/24/09 ALR TECHNOLOGIES INC 7.01,9.01 02/19/09 Altus Pharmaceuticals Inc. DE 1.01,1.02 02/20/09 AMERICAN CONSUMERS INC GA 1.01,2.03,9.01 02/20/09 AMERICAN DENTAL PARTNERS INC DE 2.02,9.01 02/25/09 AMERICAN DENTAL PARTNERS INC DE 5.02 02/24/09 AMERICAN DG ENERGY INC DE 3.02,9.01 02/24/09 AMERICAN EXPRESS RECEIVABLES FINANCIN DE 8.01,9.01 02/24/09 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 02/23/09 AMERICAN TOWER CORP /MA/ DE 2.02,5.02,5.03,9.01 02/25/09 American Water Works Company, Inc. DE 2.02,9.01 02/25/09 American Water Works Company, Inc. DE 5.02,9.01 02/20/09 AMICAS, Inc. DE 2.02,8.01,9.01 02/25/09 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 02/26/09 ANADARKO PETROLEUM CORP DE 5.02,9.01 02/25/09 ANADIGICS INC DE 2.02,9.01 02/26/09 ANADYS PHARMACEUTICALS INC 2.02,9.01 02/26/09 ANSYS INC DE 2.02,9.01 02/26/09 ARADIGM CORP CA 1.01,9.01 02/25/09 ARBINET THEXCHANGE INC DE 2.02,9.01 02/26/09 ARENA PHARMACEUTICALS INC DE 2.04 02/24/09 ARTHROCARE CORP DE 2.04,5.02,9.01 12/31/08 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 02/26/09 ASSISTED LIVING CONCEPTS INC NV 5.02,8.01,9.01 02/22/09 ASSURANCEAMERICA CORP NV 2.02,9.01 02/20/09 ASSURANCEAMERICA CORP NV 8.01,9.01 02/20/09 ATHENAHEALTH INC DE 2.02,9.01 02/26/09 ATLANTIC AMERICAN CORP GA 5.02,9.01 02/26/09 Atlas Energy Resources, LLC DE 2.02,9.01 02/26/09 ATP OIL & GAS CORP TX 5.02 02/19/09 Attitude Drinks Inc. DE 4.01,9.01 02/26/09 AMEND AUTODESK INC DE 2.02,2.06,9.01 02/26/09 AXESSTEL INC NV 2.02,9.01 02/26/09 BARE ESCENTUALS INC DE 2.02,9.01 02/26/09 BARNES & NOBLE INC DE 8.01,9.01 02/26/09 BASSETT FURNITURE INDUSTRIES INC VA 5.02 02/25/09 BAXTER INTERNATIONAL INC DE 8.01,9.01 02/23/09 BEACON POWER CORP DE 1.01,9.01 02/20/09 Beneficial Mutual Bancorp Inc X1 8.01 02/20/09 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 02/26/09 BigBand Networks, Inc. DE 5.02,9.01 02/24/09 BIO RAD LABORATORIES INC DE 2.02,9.01 12/31/08 BIOHEART, INC. FL 3.01,9.01 02/25/09 BJs RESTAURANTS INC CA 8.01,9.01 02/26/09 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 02/26/09 BLUE COAT SYSTEMS INC DE 2.02,9.01 02/26/09 BOEING CO DE 5.02,9.01 02/22/09 BOISE CASCADE HOLDINGS, L.L.C. DE 5.02,9.01 02/20/09 BORLAND SOFTWARE CORP DE 2.02,2.06,9.01 02/25/09 BOSTON SCIENTIFIC CORP DE 1.01,2.02,9.01 02/20/09 BOYD GAMING CORP NV 2.02,9.01 02/26/08 BTU INTERNATIONAL INC DE 5.02 02/23/09 CA, INC. DE 8.01,9.01 02/26/09 CALIFORNIA PIZZA KITCHEN, INC. DE 8.01,9.01 02/26/09 CALIFORNIA STEEL INDUSTRIES INC 2.02,9.01 02/26/09 CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 02/25/09 Canyon Bancorp 5.02 02/23/09 Cape Fear Bank CORP NC 1.01,8.01,9.01 02/24/09 CAPELLA EDUCATION CO 5.02,8.01,9.01 02/24/09 CapLease, Inc. 2.02,9.01 02/26/09 Capmark Financial Group Inc. NV 2.02,9.01 02/25/09 CARBIZ INC A6 1.01,3.02,9.01 02/26/09 Cardium Therapeutics, Inc. 1.01,2.03,3.02,9.01 02/23/09 CAREY W P & CO LLC DE 2.02,9.01 02/26/09 CBEYOND, INC. 2.02,9.01 02/26/09 CDI CORP PA 2.02,9.01 02/26/09 CENTURY PROPERTIES FUND XIV CA 1.01,9.01 02/23/09 CERAGENIX PHARMACEUTICALS, INC. DE 8.01,9.01 02/26/09 CERUS CORP DE 2.02,9.01 02/26/09 Chartwell International, Inc. NV 5.02 02/26/09 CHECKPOINT SYSTEMS INC PA 2.02,9.01 02/25/09 CHEMBIO DIAGNOSTICS, INC. NV 4.01,9.01 02/26/09 AMEND Chemtura CORP DE 2.02,9.01 02/25/09 China Tel Group Inc NV 5.02 01/22/09 CHRISTOPHER & BANKS CORP DE 4.02 02/25/09 CHRISTOPHER & BANKS CORP DE 2.01,9.01 12/24/08 AMEND CIBER INC DE 8.01,9.01 02/25/09 Cinemark Holdings, Inc. DE 2.02,7.01,9.01 02/26/09 CISCO SYSTEMS INC CA 5.02 02/23/09 CITY HOLDING CO WV 5.02,8.01 02/25/09 CLECO CORP LA 2.02,9.01 12/31/08 CLIFFS NATURAL RESOURCES INC. OH 2.02,9.01 02/25/09 CLINICAL DATA INC DE 1.01,2.03,3.02,9.01 02/25/09 Cogdell Spencer Inc. MD 2.02,9.01 02/25/09 COGENT COMMUNICATIONS GROUP INC 2.02 02/26/09 COLORADO INTERSTATE GAS CO DE 2.02,9.01 02/26/09 Commerce Planet UT 1.01,2.01,2.03,8.01,9.01 02/20/09 COMMSCOPE INC DE 2.02,9.01 02/26/09 COMPETITIVE TECHNOLOGIES INC DE 1.01,8.01,9.01 02/24/09 COMPETITIVE TECHNOLOGIES INC DE 8.01 02/25/09 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 02/25/09 COMVERSE TECHNOLOGY INC/NY/ NY 5.02 02/23/09 CONTINENTAL RESOURCES INC OK 2.02,7.01,9.01 02/26/09 COOPER TIRE & RUBBER CO DE 2.02,9.01 02/26/09 Copano Energy, L.L.C. DE 2.02,9.01 02/25/09 Cord Blood America, Inc. FL 1.01,3.02,9.01 02/20/09 CORNING NATURAL GAS CORP NY 5.02,8.01 02/24/09 COTT CORP /CN/ 2.02,9.01 02/26/09 COVANTA HOLDING CORP DE 2.02,9.01 02/26/09 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 02/26/09 Cryoport, Inc. 5.02 02/20/09 Crystal River Capital, Inc. MD 2.02,7.01,9.01 02/25/09 CTC Media, Inc. 2.02,9.01 02/26/09 CVB FINANCIAL CORP CA 7.01,8.01,9.01 02/25/09 CYPRESS SEMICONDUCTOR CORP /DE/ DE 1.01 02/19/09 DATARAM CORP NJ 2.02,9.01 02/26/09 DCP Midstream Partners, LP DE 1.01,2.02,3.02,7.01,9.01 02/24/09 DEAN FOODS CO DE 7.01,9.01 02/26/09 DECKERS OUTDOOR CORP DE 2.02,9.01 02/26/09 DELL INC DE 2.02,9.01 02/26/09 DEPOMED INC CA 8.01 02/25/09 Digimarc CORP DE 2.02,9.01 02/26/09 DIGITAL ALLY INC 8.01,9.01 02/25/09 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 02/26/09 Diligent Board Member Services, Inc. DE 2.02,9.01 02/26/09 DONALDSON CO INC DE 2.02,9.01 02/25/09 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 12/31/08 DOT HILL SYSTEMS CORP DE 2.02,9.01 02/26/09 DRI CORP NC 7.01,9.01 02/26/09 DTS, INC. DE 2.02,9.01 02/26/09 Duff & Phelps Corp DE 2.02,9.01 02/26/09 DYCOM INDUSTRIES INC FL 2.02,7.01,9.01 02/25/09 DYNEGY INC. DE 2.02,7.01,9.01 02/26/09 EAST FORK BIODIESEL, LLC IA 1.01,9.01 02/20/09 Echo Therapeutics, Inc. DE 5.02 02/20/09 eHealth, Inc. DE 5.02 02/21/09 EL PASO CORP/DE DE 2.02,7.01,9.01 02/26/09 El Paso Pipeline Partners, L.P. DE 2.02,9.01 02/26/09 Embassy Bancorp, Inc. PA 5.02,8.01 02/20/09 EMERSON ELECTRIC CO MO 7.01 02/26/09 EMPIRE DISTRICT ELECTRIC CO KS 1.01,9.01 02/25/09 Energy Recovery, Inc. DE 5.02,9.01 02/25/09 EnergySolutions, Inc. DE 5.02 02/25/09 EnergySolutions, Inc. DE 2.02,9.01 02/25/09 ENSCO INTERNATIONAL INC DE 8.01,9.01 02/26/09 ENTECH SOLAR, INC. DE 5.02,9.01 02/25/09 ENTRAVISION COMMUNICATIONS CORP DE 2.02,9.01 02/26/09 ENVIRONMENTAL TECTONICS CORP PA 1.01,3.02,9.01 02/20/09 ENVIROSAFE CORP/CA NV 4.01,9.01 01/25/09 AMEND EQUITY ONE, INC. 2.02,7.01,9.01 02/25/09 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 02/26/09 ERF Wireless, Inc. NV 7.01,9.01 02/26/09 ERIE INDEMNITY CO PA 2.02,9.01 02/26/09 ESPEY MFG & ELECTRONICS CORP NY 5.02,5.03,8.01,9.01 02/26/09 Espre Solutions Inc 7.01,9.01 02/25/09 ESTERLINE TECHNOLOGIES CORP DE 2.02,9.01 02/26/09 EXCO RESOURCES INC TX 2.02,9.01 02/24/09 AMEND EXELON CORP PA 8.01,9.01 02/25/09 EXPLORATIONS GROUP INC DE 2.01,3.02,5.01,5.02,9.01 02/19/09 Exterra Energy Inc. NV 5.02 02/26/09 EXTERRAN HOLDINGS INC. DE 2.02,9.01 02/26/09 EXTERRAN HOLDINGS INC. DE 5.02 02/20/09 EXTERRAN PARTNERS, L.P. DE 2.02,9.01 02/26/09 EXTERRAN PARTNERS, L.P. DE 5.02 02/20/09 FBR CAPITAL MARKETS CORP VA 8.01 02/25/09 FCStone Group, Inc. DE 7.01,9.01 02/26/09 Federal Home Loan Bank of Atlanta X1 2.03 02/23/09 Federal Home Loan Bank of Boston X1 2.03 02/24/09 Federal Home Loan Bank of Boston X1 2.02,7.01,9.01 02/26/09 Federal Home Loan Bank of Chicago X1 2.02,9.01 02/26/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/24/09 Federal Home Loan Bank of Dallas 2.02,7.01,9.01 02/26/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/24/09 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 02/26/09 Federal Home Loan Bank of New York X1 2.03,9.01 02/24/09 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 02/26/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/23/09 Federal Home Loan Bank of Pittsburgh PA 2.02,9.01 02/26/09 Federal Home Loan Bank of Pittsburgh PA 2.02 02/26/09 AMEND Federal Home Loan Bank of San Francis X1 2.03 02/24/09 Federal Home Loan Bank of Topeka 2.03 02/23/09 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 02/26/09 FEDERAL SIGNAL CORP /DE/ DE 5.02,9.01 02/20/09 FEDERAL SIGNAL CORP /DE/ DE 2.02,9.01 02/26/09 FEDERAL TRUST CORP FL 1.01,9.01 02/26/09 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 8.01,9.01 02/26/09 FIRST AMERICAN CORP CA 2.02,9.01 02/26/09 First California Financial Group, Inc DE 2.02,9.01 02/25/09 FIRST KEYSTONE CORP PA 5.03 02/26/09 FIRST KEYSTONE CORP PA 8.01 02/26/09 FIRST NATIONAL CORP /VA/ 8.01,9.01 02/26/09 FIRST POTOMAC REALTY TRUST MD 2.02,7.01,9.01 02/26/09 FIRSTFED FINANCIAL CORP DE 3.01 02/26/09 FORSTER DRILLING CORP NV 1.03,9.01 01/15/09 Fortified Holdings Corp. NV 2.01 02/20/09 FOX PETROLEUM INC. NV 1.01,2.03,9.01 01/30/09 FOX PETROLEUM INC. NV 5.02 02/18/09 FREDS INC TN 8.01 10/10/08 AMEND Frontier Airlines Holdings, Inc. DE 2.02,9.01 01/31/09 FRONTIER OIL CORP /NEW/ WY 2.02,9.01 02/26/09 Fushi Copperweld, Inc. NV 3.02,7.01,9.01 02/23/09 GAP INC DE 2.02,9.01 02/26/09 GE Capital Credit Card Master Note Tr DE 1.01,9.01 02/26/09 GENE LOGIC INC DE 2.02,9.01 02/20/09 General Maritime Corp / MI 5.05,7.01,9.01 02/26/09 General Maritime Subsidiary Corp 5.05,7.01,9.01 02/26/09 GENOPTIX INC 2.02,9.01 02/26/09 Genpact LTD D0 5.02 02/20/09 GERON CORP DE 2.02,9.01 02/26/09 GHL Acquisition Corp. DE 8.01,9.01 02/26/09 GIBRALTAR INDUSTRIES, INC. DE 2.02,9.01 02/25/09 Global Cash Access Holdings, Inc. DE 2.02,9.01 02/26/09 GLOBAL INDUSTRIES LTD LA 2.02,9.01 02/25/09 GOLDEN STAR RESOURCES LTD 2.02,9.01 02/25/09 GOLDSPRING INC FL 1.01,3.03,8.01 02/20/09 GOODRICH PETROLEUM CORP DE 2.02,9.01 02/25/09 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 02/26/09 GRANITE CITY FOOD & BREWERY LTD MN 3.02 02/24/09 GRANITE CONSTRUCTION INC DE 2.02,9.01 02/25/09 Great Lakes Dredge & Dock CORP DE 2.02,9.01 02/26/09 GRUBB & ELLIS CO DE 3.01 02/20/09 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 3.01,8.01,9.01 02/24/09 HANSEN NATURAL CORP DE 2.02,9.01 12/31/08 HARDINGE INC NY 5.02 02/20/09 HARVARD BIOSCIENCE INC DE 2.02,9.01 02/26/09 HEALTH BENEFITS DIRECT CORP DE 1.01,2.01,8.01,9.01 02/20/09 HEALTHSTREAM INC TN 2.02,7.01,9.01 02/25/09 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 2.02,9.01 02/24/09 HERITAGE OAKS BANCORP CA 7.01,9.01 02/26/08 HEXION SPECIALTY CHEMICALS, INC. NJ 5.02 02/20/09 HRPT PROPERTIES TRUST MD 2.02,9.01 02/26/09 HS3 TECHNOLOGIES INC. 1.01,3.02,5.02,7.01,9.01 02/01/09 Hughes Communications, Inc. DE 2.02,9.01 02/26/09 Hughes Network Systems, LLC DE 2.02,9.01 02/26/09 HUMAN GENOME SCIENCES INC DE 2.02,9.01 02/26/09 HUNGARIAN TELEPHONE & CABLE CORP DE 8.01,9.01 02/26/09 Huntsman CORP DE 2.02,9.01 02/26/09 HYPERCOM CORP DE 2.02,2.06,9.01 02/26/09 I FLOW CORP /DE/ DE 2.02,9.01 02/26/09 IDM PHARMA, INC. DE 8.01,9.01 02/26/09 IMPAX LABORATORIES INC DE 2.02,9.01 02/26/09 IMPLANT SCIENCES CORP MA 5.02 02/20/09 INSIGNIA SYSTEMS INC/MN MN 2.02,9.01 02/25/09 INSITUFORM TECHNOLOGIES INC DE 2.01,9.01 02/20/09 INTEGRAL SYSTEMS INC /MD/ MD 7.01 02/26/09 INTEGRITY MUTUAL FUNDS INC ND 2.06 02/26/09 INTEGRYS ENERGY GROUP, INC. WI 2.02,9.01 02/25/09 INTERMUNE INC DE 2.02,9.01 02/26/09 INTERNATIONAL BUSINESS MACHINES CORP NY 7.01 02/26/09 INTERNATIONAL PAPER CO /NEW/ NY 2.06 02/23/09 INTERNATIONAL SHIPHOLDING CORP DE 8.01,9.01 02/26/09 INVENTIV HEALTH INC DE 2.02,7.01,9.01 12/31/08 INVENTURE GROUP, INC. DE 2.02,9.01 02/26/09 IRON MOUNTAIN INC DE 2.02,9.01 02/26/09 ISTA PHARMACEUTICALS INC DE 4.01,9.01 02/20/09 ISTAR FINANCIAL INC MD 2.02,9.01 02/26/09 ITC Holdings Corp. MI 2.02,9.01 02/25/09 J2 GLOBAL COMMUNICATIONS INC DE 7.01 02/26/09 JER Investors Trust Inc 2.04 02/24/09 JMP Group Inc. DE 2.02,9.01 02/26/09 KAMAN CORP CT 2.02,9.01 02/26/09 KEY ENERGY SERVICES INC MD 2.02,9.01 02/25/09 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 02/26/09 KING PHARMACEUTICALS INC TN 2.02,9.01 02/26/09 KL Energy Corp NV 1.01,3.02,5.01 02/24/09 KNIGHT CAPITAL GROUP, INC. DE 2.05 02/20/09 Kohlberg Capital CORP DE 2.02,9.01 02/26/09 KOHLS CORPORATION WI 2.02,7.01,9.01 02/26/09 KOSS CORP DE 1.01,1.02 02/16/09 KRAFT FOODS INC VA 5.02 02/20/09 KV PHARMACEUTICAL CO /DE/ DE 8.01 02/25/09 Labwire Inc NV 2.02,9.01 02/26/09 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 02/26/09 LARREA BIOSCIENCES CORP NV 8.01,9.01 02/25/09 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 02/26/09 LEGGETT & PLATT INC MO 8.01,9.01 02/26/09 LEXINGTON REALTY TRUST MD 2.02,7.01,9.01 02/25/09 LEXMARK INTERNATIONAL INC /KY/ DE 5.02 02/20/09 Limelight Networks, Inc. DE 2.02,9.01 02/26/09 LINN ENERGY, LLC DE 2.02,9.01 12/31/08 LINN ENERGY, LLC DE 9.01 12/31/08 LITEWAVE CORP NV 5.02 02/16/09 LITHIUM TECHNOLOGY CORP DE 8.01 02/26/09 LiveWire Mobile, Inc. DE 8.01,9.01 02/26/09 LKQ CORP DE 2.02,9.01 02/26/09 LL&E ROYALTY TRUST TX 2.02,9.01 02/26/09 LOUD TECHNOLOGIES INC WA 3.01,9.01 02/20/09 LSB FINANCIAL CORP IN 5.02 02/23/09 MAC-GRAY CORP DE 8.01,9.01 02/26/09 MACH ONE CORP NV 1.01,2.01,3.02,5.02,9.01 02/18/09 MADISON GAS & ELECTRIC CO WI 2.02,9.01 02/26/09 MAGMA DESIGN AUTOMATION INC DE 2.02,9.01 02/26/09 MANAGEMENT NETWORK GROUP INC 2.02,9.01 02/26/09 MANPOWER INC /WI/ WI 8.01,9.01 02/25/09 Market Leader, Inc. WA 2.02,9.01 02/26/09 MENTOR GRAPHICS CORP OR 2.02 02/26/09 MERCADOLIBRE INC 5.02 02/20/09 MEREDITH CORP IA 8.01,9.01 02/26/09 MERIDIAN INTERSTATE BANCORP INC 5.02,9.01 02/20/09 MESA LABORATORIES INC /CO CO 5.02,9.01 02/25/09 METROPCS COMMUNICATIONS INC DE 2.02,9.01 02/26/09 MGE ENERGY INC WI 2.02,9.01 02/26/09 MINE SAFETY APPLIANCES CO PA 2.02,9.01 02/26/09 MOBILE MINI INC DE 2.02,9.01 02/26/09 MONARCH CASINO & RESORT INC NV 2.02,9.01 02/26/09 Morgans Hotel Group Co. DE 2.02,9.01 02/26/09 MRV COMMUNICATIONS INC DE 8.01,9.01 02/25/09 MSC SOFTWARE CORP DE 2.02,9.01 02/26/09 MULTI FINELINE ELECTRONIX INC 1.01,2.03 02/20/09 MURPHY OIL CORP /DE DE 2.02,9.01 02/26/09 NASDAQ OMX GROUP, INC. DE 2.02,7.01,9.01 02/26/09 NASDAQ OMX GROUP, INC. DE 5.02,9.01 02/25/09 NATUS MEDICAL INC DE 2.02,9.01 02/26/09 NEWARK GROUP, INC NJ 1.01 02/20/09 NewPage CORP DE 2.02,9.01 02/26/09 NII HOLDINGS INC DE 2.02,9.01 02/26/09 NITROMED INC DE 5.02,9.01 02/23/09 NOBLE INTERNATIONAL, LTD. DE 1.01,2.06 02/25/09 NORTHWEST BANCORP INC PA 7.01,9.01 02/26/09 NOVATEL WIRELESS INC DE 2.02,9.01 02/26/09 NOVELL INC DE 2.02,9.01 01/31/09 NRG ENERGY, INC. DE 8.01,9.01 02/26/09 NTELOS HOLDINGS CORP 2.02,9.01 02/26/09 NUMEREX CORP /PA/ PA 2.02,9.01 02/26/09 NV ENERGY, INC. NV 8.01,9.01 02/25/09 NYFIX INC DE 2.02,9.01 02/26/09 OCCAM NETWORKS INC/DE DE 2.02,9.01 02/26/09 OCTUS INC NV 1.01,3.02,5.01,5.02,9.01 02/24/09 OM GROUP INC DE 2.02,9.01 02/26/09 OMNICARE INC DE 2.02,9.01 02/26/09 OMNIVISION TECHNOLOGIES INC DE 2.02,9.01 02/26/09 ONLINE RESOURCES CORP DE 2.02 02/26/09 Orchids Paper Products CO /DE DE 2.02,8.01,9.01 02/25/09 Organic To Go Food CORP DE 3.01,9.01 02/26/09 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 02/25/09 ORMAT TECHNOLOGIES, INC. DE 5.03,9.01 02/24/09 ORTHOFIX INTERNATIONAL N V 5.01 02/22/09 OUTDOOR CHANNEL HOLDINGS INC 1.01,2.02,9.01 02/26/09 OXIGENE INC DE 2.02,9.01 02/26/09 PACIFIC GAS & ELECTRIC CO CA 7.01,9.01 02/26/09 PACIFIC OFFICE PROPERTIES TRUST, INC. 2.02,9.01 02/20/09 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 02/26/09 PACKAGING CORP OF AMERICA 5.02,7.01,9.01 02/25/09 PAETEC Holding Corp. 2.02,9.01 02/26/09 PALMETTO BANCSHARES INC SC 5.02 02/20/09 PARAMOUNT GOLD & SILVER CORP. 3.03,5.03,8.01,9.01 02/24/09 Patriot Coal CORP DE 5.02,9.01 02/26/09 PC TEL INC DE 2.02,9.01 02/26/09 PENN VIRGINIA CORP VA 5.02 02/25/09 PENNSYLVANIA COMMERCE BANCORP INC 5.02 02/20/09 PETROHAWK ENERGY CORP DE 5.02 02/25/09 PG&E CORP CA 7.01,9.01 02/26/09 PharmaNet Development Group Inc DE 2.02,9.01 02/25/09 PINNACLE DATA SYSTEMS INC OH 1.01,9.01 02/23/09 PIONEER DRILLING CO TX 2.02,9.01 02/26/09 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,7.01,9.01 02/25/09 POLYCOM INC DE 5.02,8.01,9.01 02/20/09 POOL CORP DE 7.01,9.01 02/26/09 PORTEC RAIL PRODUCTS INC WV 2.02,9.01 02/26/09 PREFORMED LINE PRODUCTS CO OH 5.02,9.01 02/24/09 PREMIERWEST BANCORP OR 7.01,9.01 02/26/09 PRIMAL SOLUTIONS INC DE 8.01,9.01 02/26/09 PRIMAL SOLUTIONS INC DE 5.02 02/26/09 AMEND PRIVATEBANCORP, INC DE 8.01 02/20/09 PROASSURANCE CORP DE 2.02,7.01 02/25/09 Protalix BioTherapeutics, Inc. FL 4.02 02/23/09 PROVIDENTIAL HOLDINGS INC NV 5.02 02/23/09 QUAKER CHEMICAL CORP PA 2.02,9.01 02/25/09 QUICK MED TECHNOLOGIES INC NV 8.01 02/26/09 QUIGLEY CORP NV 2.02,8.01,9.01 02/26/09 RAIT Financial Trust MD 2.02,9.01 02/26/09 RAYONIER INC NC 7.01 02/26/09 RBC LIFE SCIENCES, INC. DE 2.02,9.01 02/25/09 REDWOOD TRUST INC MD 2.02,7.01,9.01 02/26/09 REGENERON PHARMACEUTICALS INC NY 2.02,9.01 02/26/09 RELIV INTERNATIONAL INC DE 2.02,9.01 02/25/09 AMEND REPUBLIC BANCORP INC /KY/ KY 1.01,9.01 02/25/09 ROMA FINANCIAL CORP X1 5.02,9.01 02/20/09 ROWAN COMPANIES INC DE 2.02,9.01 02/25/09 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 1.01,3.02,3.03,5.02,5.03,8.01, 02/20/09 9.01 ROYAL MINES & MINERALS CORP NV 3.02,5.02,9.01 02/24/09 RYLAND GROUP INC MD 5.02,9.01 02/25/09 SAFEWAY INC DE 2.02,9.01 02/26/09 SANDRIDGE ENERGY INC DE 2.02,9.01 02/26/09 SANDY SPRING BANCORP INC MD 8.01,9.01 02/26/09 SBA COMMUNICATIONS CORP FL 3.02 02/20/09 SCIENTIFIC LEARNING CORP DE 2.02 02/26/09 SEA 2 SKY CORP NV 5.02 02/23/09 SEARS HOLDINGS CORP DE 2.02,7.01,9.01 02/26/09 SI Financial Group, Inc. X1 2.02,9.01 02/25/09 SIMPSON MANUFACTURING CO INC /CA/ DE 5.02,8.01,9.01 02/23/09 SJW CORP CA 2.02,9.01 12/31/08 SKYTERRA COMMUNICATIONS INC DE 2.02,9.01 02/26/08 SMART BALANCE, INC. DE 2.02,9.01 02/26/09 SOMERSET HILLS BANCORP NJ 5.02,8.01,9.01 02/25/09 SONICWALL INC CA 5.02 02/26/09 SONUS NETWORKS INC DE 2.02,9.01 02/26/09 SOUNDBITE COMMUNICATIONS INC 2.02,9.01 02/26/09 SOURCEFIRE INC DE 2.02,9.01 02/26/09 SourceForge, Inc DE 2.02,9.01 02/26/09 SOUTH JERSEY INDUSTRIES INC NJ 2.01,7.01,9.01 12/31/08 SOUTH SHORE RESOURCES INC. 8.01 02/26/09 SOUTHERN NATURAL GAS CO DE 2.02,9.01 02/26/09 SOUTHERN UNION CO DE 2.02,7.01,9.01 02/26/09 SOUTHERN UNION CO DE 7.01,9.01 02/26/09 SOUTHWEST GAS CORP CA 2.02 02/23/09 SOUTHWESTERN ENERGY CO DE 2.02,9.01 02/26/09 SOVRAN ACQUISITION LTD PARTNERSHIP MD 5.02 02/25/09 SOVRAN SELF STORAGE INC MD 5.02 02/25/09 SPECTRUM PHARMACEUTICALS INC DE 8.01 02/26/09 SPECTRUM PHARMACEUTICALS INC DE 2.03,9.01 02/20/09 STANDARD PARKING CORP DE 8.01,9.01 02/26/09 STAR SCIENTIFIC INC DE 3.03,8.01 02/20/09 STARTEK INC DE 2.02,9.01 02/26/09 Stereotaxis, Inc. DE 2.02,9.01 02/26/09 Stereotaxis, Inc. DE 3.02 02/24/09 STOCKERYALE INC MA 2.02,9.01 02/26/09 STRATEGIC AMERICAN OIL CORP NV 8.01,9.01 02/26/09 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 02/26/09 STRATS SM TRUST FOR BOEING SEC SER 20 8.01,9.01 02/17/09 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 02/17/09 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 02/17/09 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 02/17/09 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 02/17/09 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 02/17/09 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 02/17/09 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 02/17/09 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 02/17/09 STRUCTURED PRODUCTS CORP COR TRUST FO DE 8.01,9.01 02/17/09 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/17/09 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/17/09 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/17/09 SUN RIVER ENERGY, INC CO 3.02,8.01 02/26/08 SUNRISE SENIOR LIVING INC DE 5.02,9.01 02/25/09 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 02/26/09 SUPERIOR UNIFORM GROUP INC FL 2.02,9.01 02/26/09 Susser Holdings CORP DE 2.02,9.01 02/26/09 Swank, Inc. DE 2.02,9.01 02/24/09 Synvista Therapeutics, Inc. DE 1.01,3.01,5.02,5.03,9.01 02/20/09 TAL International Group, Inc. DE 2.02,9.01 02/25/09 TECHNITROL INC PA 1.01 02/25/09 TECUMSEH PRODUCTS CO MI 5.02,8.01,9.01 02/21/09 TELEDYNE TECHNOLOGIES INC DE 8.01,9.01 02/24/09 TELEDYNE TECHNOLOGIES INC DE 2.02 01/20/09 AMEND TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,8.01,9.01 02/26/09 TELIK INC DE 2.02,9.01 02/26/09 TELKONET INC 1.01,2.01,9.01 02/20/09 THERAVANCE INC DE 7.01,9.01 02/26/09 TICKETMASTER ENTERTAINMENT, INC. DE 7.01 02/26/09 TigerLogic CORP DE 5.02,9.01 02/25/09 TIME WARNER CABLE INC. DE 3.02,8.01,9.01 02/25/09 TITAN INTERNATIONAL INC IL 2.02,9.01 02/26/09 TODD SHIPYARDS CORP WA 8.01 02/26/09 TRANSATLANTIC PETROLEUM CORP. A0 1.01,2.03,9.01 02/04/09 Transcept Pharmaceuticals Inc DE 1.01,2.03 02/20/09 TREDEGAR CORP VA 2.02 02/13/09 AMEND Triangle Capital CORP MD 2.02,7.01,9.01 02/25/09 TRIQUINT SEMICONDUCTOR INC DE 5.02 02/24/09 TRUSTCO BANK CORP N Y NY 8.01,9.01 02/26/09 TYLER TECHNOLOGIES INC DE 2.02 02/25/09 U S ENERGY SYSTEMS INC DE 8.01,9.01 02/23/09 U S GOLD CORP CO 7.01,9.01 02/25/09 U.S. Helicopter CORP DE 1.01,2.03 02/20/09 UNICA CORP 5.02 02/20/09 UNIFY CORP DE 2.02,9.01 02/25/09 UNITED RENTALS INC /DE DE 2.02,5.02,7.01,9.01 02/25/09 UNITED STATES CELLULAR CORP DE 2.02,9.01 02/26/09 UNIVERSAL HEALTH SERVICES INC DE 2.02,5.02,9.01 02/26/09 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01 02/26/09 UTSTARCOM INC DE 2.02,9.01 02/26/09 VALHI INC /DE/ DE 7.01,9.01 02/25/09 VALLEY NATIONAL BANCORP NJ 5.02 02/20/09 VALUEVISION MEDIA INC MN 1.01,3.02,8.01,9.01 02/25/09 Venture Lending & Leasing V, Inc. MD 2.03 02/20/09 VIAD CORP DE 5.02,9.01 02/24/09 VirtualScopics, Inc. DE 2.02,7.01,9.01 02/26/09 VITESSE SEMICONDUCTOR CORP DE 5.02,9.01 02/20/09 VONAGE HOLDINGS CORP DE 2.02,9.01 02/26/09 W&T OFFSHORE INC TX 2.02,9.01 02/26/09 WARNACO GROUP INC /DE/ DE 2.02,9.01 02/26/09 WARREN RESOURCES INC MD 7.01,9.01 02/23/09 WASTE MANAGEMENT INC DE 1.01,8.01,9.01 02/23/09 WCA WASTE CORP 1.01,9.01 02/19/09 AMEND WEATHERFORD INTERNATIONAL LTD D0 1.01,5.01,8.01,9.01 02/25/09 Welwind Energy International CORP DE 4.01,9.01 02/23/09 WEST CORP DE 5.02,9.01 02/23/09 Western Iowa Energy, L.L.C. IA 7.01,9.01 02/20/09 Western Union CO DE 8.01,9.01 02/23/09 WILLIAMS COMPANIES INC DE 5.02,9.01 02/23/09 WINNEBAGO INDUSTRIES INC IA 5.02,8.01 02/20/09 WITel Corp. NV 5.01 02/26/09 WITel Corp. NV 5.02 02/18/09 AMEND WOLVERINE TUBE INC DE 7.01,9.01 02/25/09 WORLD FUEL SERVICES CORP FL 7.01,9.01 02/26/09 WORLD FUEL SERVICES CORP FL 2.02,7.01,9.01 02/26/09 WPT ENTERPRISES INC 2.02 02/17/09 AMEND XCEL ENERGY INC MN 5.02 02/25/09 XETA TECHNOLOGIES INC OK 2.02,9.01 02/26/09 YAHOO INC DE 5.02 02/26/09 ZEALOUS, INC. NV 1.03 02/20/09