RECENT 8K FILINGS February 17, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 2.02 02/13/09 ABC Funding, Inc NV 5.03 02/13/09 ABERCROMBIE & FITCH CO /DE/ DE 5.02,9.01 02/12/09 ACADIA REALTY TRUST MD 2.02,9.01 02/11/09 ACCENTURE LTD 8.01 02/12/09 Access Integrated Technologies, Inc. DE 1.01,3.02,9.01 02/03/09 Access Plans USA, Inc. OK 1.01,4.01,9.01 02/09/09 ACIES CORP NV 1.01,3.03,5.01,5.03,9.01 12/29/08 ACORDA THERAPEUTICS INC 5.02 02/08/09 Advaxis, Inc. DE 7.01 02/12/09 AETRIUM INC MN 2.02,9.01 02/11/09 AFFYMETRIX INC DE 9.01 02/05/09 AMEND AIRTRAN HOLDINGS INC NV 5.02,9.01 02/12/09 ALASKA PACIFIC BANCSHARES INC AK 8.01 02/12/09 Alyst Acquisition Corp. DE 3.01,9.01 02/10/09 AMCOL INTERNATIONAL CORP DE 1.01,5.03,9.01 02/10/09 AMEN PROPERTIES INC DE 3.01,9.01 02/13/09 AMERICA SERVICE GROUP INC /DE DE 1.01,7.01,9.01 02/10/09 AMERICAN APPAREL, INC DE 1.01,2.03,9.01 02/10/09 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02 02/10/09 AMES NATIONAL CORP IA 8.01,9.01 02/13/09 ANGELES INCOME PROPERTIES LTD 6 CA 5.02 02/10/09 ANGELES INCOME PROPERTIES LTD II CA 5.02 02/10/09 ANGELES OPPORTUNITY PROPERTIES LTD CA 5.02 02/10/09 ANGELES PARTNERS X CA 5.02 02/10/09 ANGELES PARTNERS XI CA 5.02 02/10/09 ANGELES PARTNERS XII CA 5.02 02/10/09 APEX BIOVENTURES ACQUISITION CORP DE 3.01,9.01 02/10/09 APOLLO GOLD CORP 8.01,9.01 02/13/09 ARDENT MINES LTD 5.01,5.02,8.01 02/12/09 Ascent Media CORP DE 5.02 02/09/09 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 02/10/09 AUBURN NATIONAL BANCORPORATION INC DE 3.01 02/13/09 Avantair, Inc DE 2.02,9.01 02/12/09 AVATAR HOLDINGS INC DE 5.02 02/09/09 AVATECH SOLUTIONS INC DE 5.02,9.01 02/11/09 AVNET INC NY 8.01,9.01 02/13/09 BANK OF FLORIDA CORP FL 2.02,9.01 02/13/09 BARD C R INC /NJ/ NJ 5.02 12/10/08 Baseline Oil & Gas Corp. NV 5.02,9.01 02/10/09 Basin Water, Inc. DE 2.02,9.01 02/11/09 BCB BANCORP INC 2.02,9.01 02/12/09 BENIHANA INC DE 1.01,5.02,5.03,9.01 02/09/09 BEVERLY NATIONAL CORP MA 8.01,9.01 02/13/09 BIODELIVERY SCIENCES INTERNATIONAL IN DE 5.03,9.01 02/11/09 BIOMIMETIC THERAPEUTICS, INC. DE 1.01 01/09/09 BJs RESTAURANTS INC CA 2.02,9.01 02/12/09 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,3.02 02/12/09 BLUEFLY INC DE 5.02 02/10/08 BMP Sunstone CORP 8.01 02/12/09 BOSTON FINANCIAL QUALIFIED HOUSING TA DE 2.01 12/31/08 BROOKS AUTOMATION INC DE 5.02 02/11/09 BTHC VIII INC DE 1.01,2.01,5.01,5.02,9.01 02/12/09 CA, INC. DE 8.01,9.01 02/13/09 CABOT OIL & GAS CORP DE 2.02,9.01 02/12/09 CADENCE FINANCIAL CORP MS 1.02 02/11/09 CAPITAL CORP OF THE WEST CA 3.01,5.02,9.01 02/10/09 CAPITALSOURCE INC DE 1.01 02/10/09 Capitol Acquisition Corp DE 3.01,9.01 02/10/09 CARMIKE CINEMAS INC DE 5.02,9.01 02/12/09 CARVER BANCORP INC DE 2.02,4.02,9.01 02/09/09 Catalent Pharma Solutions, Inc. DE 2.02,9.01 02/13/09 CENTEX CORP NV 5.02,9.01 02/13/09 CENTRAL GARDEN & PET CO DE 5.03,9.01 02/09/09 CENTURY PROPERTIES FUND XIV CA 5.02 02/10/09 CENTURY PROPERTIES FUND XIX CA 5.02 02/10/09 CENTURY PROPERTIES FUND XV CA 5.02 02/10/09 CENTURY PROPERTIES FUND XVI CA 5.02 02/10/09 CENTURY PROPERTIES FUND XVII CA 5.02 02/10/09 CENTURY PROPERTIES GROWTH FUND XXII CA 5.02 02/10/09 CH2M HILL COMPANIES LTD OR 8.01 02/13/09 CHANCERY RESOURCES, INC. NV 7.01,9.01 02/09/09 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,2.02,8.01,9.01 02/11/09 China Carbon Graphite Group, Inc. 3.02,9.01 02/10/09 China Holdings Acquisition Corp. DE 3.01,8.01,9.01 02/10/09 China INSOnline Corp. DE 4.01,9.01 02/13/09 CHORDIANT SOFTWARE INC DE 5.02 02/13/09 CISCO SYSTEMS INC CA 1.01,2.03,9.01 02/09/09 CITIBANK SOUTH DAKOTA N A DE 8.01 01/27/09 Clark Holdings Inc. DE 5.02 02/09/09 CLASSIC COSTUME CORP INC DE 8.01 02/07/09 CLEAN POWER TECHNOLOGIES INC. NV 1.01,3.02,5.02,9.01 02/13/09 CLST HOLDINGS, INC. DE 1.01,3.03,9.01 02/13/09 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 02/13/09 COLONIAL COMMERCIAL CORP NY 1.01,9.01 02/12/09 COLUMBIA BANCORP \OR\ OR 1.01,7.01,9.01 02/09/09 COMCAST CORP PA 5.02,9.01 02/13/09 COMMSCOPE INC DE 3.02,8.01,9.01 02/13/09 COMMUNITY BANK SHARES OF INDIANA INC IN 5.02 02/10/09 COMPOSITE TECHNOLOGY CORP NV 4.02 02/11/09 COMPUWARE CORP MI 2.05 02/10/09 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 8.01,9.01 02/13/09 CONSOLIDATED CAPITAL GROWTH FUND CA 5.02 02/10/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 02/10/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 02/10/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 02/10/09 CONSOLIDATED CAPITAL PROPERTIES III CA 5.02 02/10/09 CONSOLIDATED CAPITAL PROPERTIES IV CA 5.02 02/10/09 Constellation Energy Partners LLC DE 8.01 02/09/09 CONTANGO OIL & GAS CO DE 2.02,9.01 02/09/09 COOPER COMPANIES INC DE 1.01,9.01 02/10/09 COOPERATIVE BANKSHARES INC NC 8.01 02/13/09 Crocs, Inc. 5.02,9.01 02/09/09 CYPLASIN BIOMEDICAL LTD. NV 7.01,9.01 02/09/09 DAVIDSON DIVERSIFIED REAL ESTATE I LP DE 5.02 02/10/09 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 5.02 02/10/09 DAVIDSON DIVERSIFIED REAL ESTATE III DE 5.02 02/10/09 DAVIDSON GROWTH PLUS LP DE 5.02 02/10/09 DAVIDSON INCOME REAL ESTATE LP DE 5.02 02/10/09 DAYTON SUPERIOR CORP DE 7.01,9.01 02/12/09 DealerTrack Holdings, Inc. DE 1.01,8.01,9.01 02/06/09 DESIGN WITHIN REACH INC DE 1.01,3.03,9.01 02/12/09 Digital Realty Trust, Inc. MD 8.01,9.01 02/10/09 DIODES INC /DEL/ DE 2.02,7.01,9.01 02/09/09 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 02/13/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,9.01 02/09/09 DreamWorks Animation SKG, Inc. 3.01,9.01 02/13/09 DREXEL BURNHAM LAMBERT REAL ESTATE AS NY 5.02 02/10/09 Dynamic Gold Corp. NV 5.02,9.01 02/09/09 DYNATRONICS CORP UT 2.02,9.01 02/13/09 DYNCORP INTERNATIONAL INC. DE 8.01 02/13/09 ELECTRO OPTICAL SCIENCES INC /NY 8.01,9.01 02/13/09 EMAGEON INC 1.02,7.01,9.01 02/12/09 EMC INSURANCE GROUP INC IA 8.01 02/12/09 EMERSON RADIO CORP DE 5.02,9.01 02/12/09 EMERSON RADIO CORP DE 2.02,9.01 02/13/09 Emrise CORP DE 1.01,2.03,3.02,9.01 02/12/09 EMTEC INC/NJ UT 1.01,7.01,8.01,9.01 02/12/09 Enable Holdings, Inc. DE 8.01 02/09/09 EnergySolutions, Inc. DE 5.02 02/13/09 ESCALA GROUP INC NY 8.01 02/09/09 Eternal Image Inc 2.03,9.01 02/12/09 Expedite 2 Inc DE 1.01,2.01,3.02,5.03,9.01 02/10/09 EXPRESSJET HOLDINGS INC DE 8.01,9.01 02/11/09 FIRST CHESTER COUNTY CORP PA 8.01,9.01 02/13/09 FIRST CHESTER COUNTY CORP PA 8.01,9.01 02/13/09 FIRSTPLUS FINANCIAL GROUP INC NV 1.01 06/30/08 FIRSTPLUS FINANCIAL GROUP INC NV 5.02 09/22/08 FIRSTPLUS FINANCIAL GROUP INC NV 4.02 12/01/08 FIRSTPLUS FINANCIAL GROUP INC NV 8.01 02/09/09 FNB United Corp. NC 1.01,3.02,3.03,5.02,5.03,8.01, 02/11/09 9.01 FOAMEX INTERNATIONAL INC. DE 8.01 02/09/09 FOSTER WHEELER AG D0 5.02 02/10/08 FOX STRATEGIC HOUSING INCOME PARTNERS CA 5.02 02/10/09 FPL GROUP INC FL 8.01 02/13/09 FRONTIER FINANCIAL CORP /WA/ WA 5.02 02/13/09 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 02/04/09 AMEND GARDNER DENVER INC DE 2.02,9.01 02/12/09 General Finance CORP DE 2.02,3.02,8.01,9.01 02/13/09 Genpact LTD D0 5.02,9.01 02/12/09 GENTA INC DE/ DE 2.02,9.01 02/13/09 GENWORTH FINANCIAL INC DE 5.02 02/12/09 GEO GROUP INC FL 2.02,5.02,9.01 02/09/09 GEORESOURCES INC CO 7.01,9.01 02/11/09 Golden West Brewing Company, Inc. CA 1.01,2.05,2.06,8.01,9.01 02/11/09 Goldpoint Resources, Inc. NV 5.02 02/13/09 GORMAN RUPP CO OH 2.02,9.01 02/12/09 GREAT PLAINS ENERGY INC MO 5.02 02/09/09 GUIDED THERAPEUTICS INC DE 8.01,9.01 02/12/09 HARMAN INTERNATIONAL INDUSTRIES INC / DE 1.01,9.01 02/11/09 HARRAHS ENTERTAINMENT INC DE 1.01,7.01,8.01,9.01 02/09/09 HARTE HANKS INC DE 5.02,9.01 02/13/09 HAVERTY FURNITURE COMPANIES INC MD 5.02,9.01 02/10/09 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 2.02,9.01 02/13/09 AMEND HCW PENSION REAL ESTATE FUND LTD PART MA 5.02 02/10/09 HEALTHWAYS, INC DE 7.01 02/13/09 HeartWare International, Inc. DE 8.01,9.01 02/12/09 HeartWare International, Inc. DE 1.01,9.01 02/12/09 HEWITT ASSOCIATES INC DE 5.02 02/12/09 HICKOK INC OH 2.02,9.01 02/13/09 HIGHLANDS BANKSHARES INC /WV/ WV 2.02,9.01 02/13/09 Home Federal Bancorp, Inc. MD 8.01,9.01 02/13/09 HOME SOLUTIONS OF AMERICA INC DE 4.01,4.02,8.01,9.01 02/06/09 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 8.01,9.01 02/12/09 HOUSING PROGRAMS LTD CA 5.02 02/10/09 HUDSON HIGHLAND GROUP INC DE 5.02,9.01 02/09/09 ILINC COMMUNICATIONS INC DE 3.01,8.01,9.01 02/13/09 Imperali, Inc. FL 1.01,3.02,9.01 02/10/09 INDEPENDENT BANK CORP MA 8.01,9.01 02/13/09 INGERSOLL RAND CO LTD 7.01,9.01 02/13/09 INSMED INC VA 1.01,2.01,9.01 02/12/09 INSTEEL INDUSTRIES INC NC 5.02,8.01,9.01 02/10/09 INTELLIGROUP INC NJ 2.02,9.01 02/13/09 INTERMUNE INC DE 8.01,9.01 02/13/09 INTERNATIONAL BANCSHARES CORP TX 2.02 02/13/09 INTERSTATE HOTELS & RESORTS INC DE 1.01,5.02 02/12/09 ITT CORP IN 8.01,9.01 02/12/09 IX ENERGY HOLDINGS, INC. DE 5.02,7.01,9.01 02/09/09 JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 02/12/09 JOHNSON & JOHNSON NJ 5.03,9.01 02/09/09 Juniper Content Corp DE 1.01,3.02,5.03,9.01 02/11/09 KENEXA CORP 2.02,9.01 02/13/09 KNIGHT TRANSPORTATION INC AZ 7.01,9.01 02/12/09 KOLORFUSION INTERNATIONAL INC CO 5.02,9.01 02/12/09 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 2.06,9.01 02/10/09 L-1 IDENTITY SOLUTIONS, INC. DE 2.02,9.01 02/11/09 AMEND LANCE INC NC 5.02 02/09/09 LAS VEGAS GAMING INC NV 5.02 02/10/09 Lateral Media, Inc. DE 5.06,9.01 02/12/09 LEAF Equipment Finance Fund 4, L.P. DE 2.03 02/09/09 LEGEND INTERNATIONAL HOLDINGS INC DE 8.01,9.01 02/10/09 LEVI STRAUSS & CO DE 5.02 02/10/09 LIFEWAY FOODS INC IL 1.01,2.01,2.03,3.02,9.01 02/06/09 LIGAND PHARMACEUTICALS INC DE 2.02,7.01,9.01 02/12/09 Live Nation, Inc. DE 2.02,7.01 02/12/09 Live Nation, Inc. DE 1.01,9.01 02/10/09 LMI AEROSPACE INC MO 5.02,8.01,9.01 02/09/09 LNB BANCORP INC OH 5.02 02/10/09 LSI CORP DE 5.02,9.01 02/11/09 M I HOMES INC OH 5.02 02/10/09 MAD CATZ INTERACTIVE INC 2.02,9.01 02/13/09 MAKO Surgical Corp. DE 5.02,9.01 02/13/09 Mandalay Media, Inc. DE 2.02,9.01 02/13/09 MAP Pharmaceuticals, Inc. DE 1.01,5.02 02/11/09 MARINE GROWTH VENTURES INC 2.04,8.01,9.01 02/09/09 MATRIX SERVICE CO DE 1.01,8.01,9.01 02/11/09 MDRNA, Inc. DE 1.01,9.01 02/12/09 MEDCO HEALTH SOLUTIONS INC DE 5.02,9.01 02/10/09 MEDICAL INFORMATION TECHNOLOGY INC MA 4.02 12/31/08 AMEND Mellanox Technologies, Ltd. L3 5.02 02/08/09 MERGE HEALTHCARE Inc WI 2.02,9.01 12/31/08 MERIDIAN INTERSTATE BANCORP INC 8.01,9.01 02/13/09 MEXCO ENERGY CORP CO 2.02,9.01 02/12/09 MFA FINANCIAL, INC. MD 2.02,7.01,9.01 02/13/09 MHI Hospitality CORP MD 1.01,2.03,9.01 02/09/09 MICRONETICS INC DE 2.02,9.01 02/10/09 MidWestOne Financial Group, Inc. IA 2.02,8.01,9.01 02/13/09 MILACRON INC DE 5.02 01/19/09 MILLIPORE CORP /MA MA 5.02,9.01 02/11/09 MONEYGRAM INTERNATIONAL INC 1.01,8.01 02/09/09 MUELLER INDUSTRIES INC DE 8.01,9.01 02/13/09 MUNICIPAL MORTGAGE & EQUITY LLC DE 2.02,7.01,9.01 02/12/09 NABORS INDUSTRIES LTD D0 8.01,9.01 02/13/09 NATIONAL HOUSING PARTNERSHIP REALTY F MD 5.02 02/10/09 NATIONAL PROPERTY INVESTORS 4 CA 5.02 02/10/09 NATIONAL PROPERTY INVESTORS 5 CA 5.02 02/10/09 NATIONAL PROPERTY INVESTORS 6 CA 5.02 02/10/09 NATIONAL PROPERTY INVESTORS 8 /CA/ CA 5.02 02/10/09 NATIONAL PROPERTY INVESTORS III CA 5.02 02/10/09 NATIONAL TAX CREDIT INVESTORS II CA 5.02 02/10/09 NATIONAL TAX CREDIT PARTNERS L P CA 5.02 02/10/09 NATURAL ALTERNATIVES INTERNATIONAL IN DE 5.03,9.01 02/09/09 NBTY INC DE 5.02 02/11/09 Neohydro Technologies Corp. NV 7.01,9.01 02/13/09 NESTOR INC DE 1.01,5.02 02/13/09 NETSOL TECHNOLOGIES INC NV 2.02,9.01 02/13/09 NEW DRAGON ASIA CORP FL 5.02 02/12/09 NEWS CORP 1.01,2.03 02/13/09 NEWS CORP 8.01,9.01 02/13/09 NMT MEDICAL INC DE 5.02,9.01 02/09/09 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/09 NORTHEAST UTILITIES MA 5.02 02/13/09 Northfield Bancorp, Inc. X1 8.01 02/13/09 NORTHWESTERN CORP DE 2.02,9.01 02/13/09 NORTIA CAPITAL PARTNERS, INC. 3.03,8.01,9.01 02/13/09 NOVAMERICAN STEEL INC. DE 5.03,9.01 02/13/09 NUTRI SYSTEM INC /DE/ DE 5.02 02/11/09 OCCIDENTAL PETROLEUM CORP /DE/ DE 8.01,9.01 02/13/09 OGE ENERGY CORP. OK 2.02,9.01 02/13/09 OHIO LEGACY CORP OH 2.02,5.02,9.01 02/13/09 OKLAHOMA GAS & ELECTRIC CO OK 2.02,9.01 02/13/09 OLD NATIONAL BANCORP /IN/ IN 5.02,9.01 01/29/09 AMEND ORRSTOWN FINANCIAL SERVICES INC PA 8.01,9.01 02/13/09 OSCIENT PHARMACEUTICALS CORP MA 2.05,9.01 02/11/09 Otter Tail Ag Enterprises, LLC MN 7.01,9.01 02/12/09 OURPETS CO CO 2.02,9.01 02/11/09 OXFORD RESIDENTIAL PROPERTIES I LTD P MD 5.02 02/10/09 P F CHANGS CHINA BISTRO INC 2.02,9.01 02/11/09 PACIFIC CAPITAL BANCORP /CA/ CA 5.02 02/11/09 PAMRAPO BANCORP INC DE 5.02 02/13/09 PANERA BREAD CO DE 2.02,7.01,9.01 02/12/09 Patient Access Solutions, Inc. 5.02 02/10/09 PATRIOT NATIONAL BANCORP INC CT 1.01,9.01 02/09/09 PAX BIOFUELS INC. DE 7.01,9.01 02/11/09 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 8.01,9.01 02/12/09 PEPSICO INC NC 2.02,9.01 02/13/09 PEPSICO INC NC 7.01 02/13/09 PHARMACYCLICS INC DE 5.02,9.01 02/12/09 PHARMACYCLICS INC DE 2.02,9.01 02/13/09 Phase Forward Inc DE 5.02,9.01 02/10/09 PHC INC /MA/ MA 2.02,9.01 02/12/09 PINPOINT RECOVERY SOLUTIONS CORP DE 5.02 02/11/09 PLC SYSTEMS INC 5.02 02/11/09 PLUM CREEK TIMBER CO INC DE 5.02,9.01 02/09/09 PNC FINANCIAL SERVICES GROUP INC PA 5.02 02/13/09 POWERSECURE INTERNATIONAL, INC. DE 7.01,9.01 02/10/09 PRO DEX INC CO 2.02,9.01 02/12/09 ProLink Holdings Corp. DE 1.02 02/10/09 PROLOGIS MD 1.01,2.06 02/09/09 Prospect Acquisition Corp DE 3.01,9.01 02/10/09 PROSPECT CAPITAL CORP MD 5.02,9.01 02/12/09 Protalix BioTherapeutics, Inc. FL 7.01,9.01 02/13/09 QCR HOLDINGS INC DE 1.01,3.02,3.03,5.02,5.03,8.01, 02/13/09 9.01 QLT INC/BC A1 8.01,9.01 02/12/09 QUEST DIAGNOSTICS INC DE 5.03,9.01 02/11/09 R H DONNELLEY CORP DE 2.03 02/13/09 RAND CAPITAL CORP NY 2.02,9.01 02/13/09 Rand Logistics, Inc. DE 7.01,9.01 02/11/09 READERS DIGEST ASSOCIATION INC DE 2.02,9.01 02/13/09 REAL ESTATE ASSOCIATES LTD II CA 5.02 02/10/09 REAL ESTATE ASSOCIATES LTD III CA 5.02 02/10/09 REAL ESTATE ASSOCIATES LTD IV CA 5.02 02/10/09 REAL ESTATE ASSOCIATES LTD V CA 5.02 02/10/09 REAL ESTATE ASSOCIATES LTD VI CA 5.02 02/10/09 REAL ESTATE ASSOCIATES LTD VII CA 5.02 02/10/09 REAL ESTATE ASSOCIATES LTD/CA CA 5.02 02/10/09 RED HAT INC DE 5.02,9.01 02/10/09 RESPONSE GENETICS INC 2.05,5.02,9.01 02/09/09 RETAIL VENTURES INC OH 1.01,2.03,9.01 02/11/09 RTI Biologics, Inc. DE 5.02 02/10/09 Ruby Creek Resources Inc NV 8.01 02/12/09 Searchlight Minerals Corp. NV 5.03,9.01 06/11/08 AMEND SECURED DIVERSIFIED INVESTMENT LTD 1.01,1.03,2.01,3.02,5.01,5.02, 09/30/08 5.03,9.01 SENSIENT TECHNOLOGIES CORP WI 5.02 02/12/09 SEPRACOR INC /DE/ DE 8.01 02/09/09 SGS International, Inc. DE 5.02 02/10/09 SHELTER PROPERTIES II LTD PARTNERSHIP SC 5.02 02/10/09 SHELTER PROPERTIES IV LIMITED PARTNER SC 5.02 02/10/09 SHELTER PROPERTIES V LIMITED PARTNERS CA 5.02 02/10/09 SHELTER PROPERTIES VI LIMITED PARTNER CA 5.02 02/10/09 SHELTER PROPERTIES VII LTD PARTNERSHI SC 5.02 02/10/09 Shengkai Innovations, Inc. FL 2.02,9.01 02/13/09 SHUFFLE MASTER INC MN 5.02 02/10/09 SHUFFLE MASTER INC MN 5.02,9.01 02/09/09 SIENA TECHNOLOGIES, INC. NV 5.02,8.01,9.01 02/11/09 SIGMA ALDRICH CORP DE 5.02 02/09/09 SIMON PROPERTY GROUP INC /DE/ DE 5.02 02/04/09 Sino Charter Inc. NV 1.01,2.01,3.02,4.01,5.01,5.02, 02/13/09 5.06,9.01 SINOHUB, INC. DE 5.02,5.03,8.01,9.01 02/10/09 SIRF TECHNOLOGY HOLDINGS INC 8.01 02/09/09 SLC Student Loan Trust 2009-1 DE 8.01,9.01 02/13/09 SMITHFIELD FOODS INC VA 1.01,9.01 02/13/09 SOLAR ENERTECH CORP DE 2.02,5.02,9.01 02/10/09 SONIC AUTOMOTIVE INC DE 5.02 02/10/09 SONOSITE INC 1.01,9.01 02/09/09 Sound Revolution Inc. DE 5.02 02/09/09 Spansion Inc. DE 2.04,8.01,9.01 02/09/09 Spectra Energy Corp. DE 8.01,9.01 02/10/09 ST JOE CO FL 5.02,9.01 02/09/09 STONERIDGE INC OH 2.02 02/11/09 Strategic Storage Trust, Inc. MD 1.01,2.01,2.03,7.01,9.01 02/12/09 Sun American Bancorp DE 2.02,9.01 02/13/09 Sun American Bancorp DE 2.02,9.01 12/31/08 AMEND Sutor Technology Group LTD 2.02,7.01,9.01 02/12/09 TECHNOLOGY SOLUTIONS COMPANY DE 7.01,8.01,9.01 02/09/09 Tennessee Valley Authority 2.03 02/09/09 TEREX CORP DE 2.02,9.01 02/12/09 TERRA INDUSTRIES INC MD 8.01,9.01 02/13/09 TESSCO TECHNOLOGIES INC DE 5.02 02/09/09 TEXTRON INC DE 5.02 02/13/09 THORATEC CORP CA 1.01,9.01 02/12/09 TIAA REAL ESTATE ACCOUNT NY 2.02,7.01,9.01 02/13/09 TIBCO SOFTWARE INC DE 1.01 02/12/09 TICKETMASTER ENTERTAINMENT, INC. DE 1.01,9.01 02/10/09 TIFFANY & CO DE 8.01,9.01 02/12/09 Timberjack Sporting Supplies, Inc. 4.01,9.01 02/02/09 AMEND TM Entertainment & Media, Inc. DE 3.01,9.01 02/10/09 TOWER BANCORP INC PA 8.01,9.01 02/13/09 TRACTOR SUPPLY CO /DE/ DE 5.02,9.01 02/13/09 TREDEGAR CORP VA 2.02,9.01 02/13/09 TRI-CONTINENTAL CORP MD 7.01,9.01 02/12/09 TRI-ISTHMUS GROUP, INC. DE 2.03,3.02,9.01 02/13/09 Triplecrown Acquisition Corp. DE 3.01,9.01 02/10/09 TRX INC/GA GA 2.02,9.01 02/13/09 ULTRALIFE CORP DE 2.02,9.01 02/12/09 ULTRALIFE CORP DE 1.01,9.01 02/09/09 UNITED INVESTORS INCOME PROPERTIES MO 5.02 02/10/09 United States Oil Fund, LP DE 8.01 02/13/09 UNITED STATIONERS INC DE 2.02,9.01 02/12/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 02/13/09 US REALTY PARTNERS LTD PARTNERSHIP DE 5.02 02/10/09 VALIDUS HOLDINGS LTD 2.02,9.01 02/12/09 VALIDUS HOLDINGS LTD 2.02,9.01 02/12/09 VALIDUS HOLDINGS LTD 2.02,9.01 02/12/09 VALUECLICK INC/CA DE 5.02,9.01 02/10/09 VALUEVISION MEDIA INC MN 5.02 02/10/09 VASCULAR SOLUTIONS INC MN 5.02 02/09/09 VERTICAL COMPUTER SYSTEMS INC DE 8.01 02/13/09 VIA Pharmaceuticals, Inc. DE 1.02 01/15/09 VICTORIA INDUSTRIES INC 4.01,9.01 02/13/09 Victory Acquisition Corp DE 3.01,9.01 02/10/09 VIROPHARMA INC DE 8.01,9.01 02/13/09 WASTE MANAGEMENT INC DE 7.01 02/13/09 WCI COMMUNITIES INC 7.01,9.01 02/11/09 WELLS REAL ESTATE FUND II GA 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 02/13/09 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 02/13/09 WESTAMERICA BANCORPORATION CA 5.03,9.01 02/10/09 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 2.01,8.01,9.01 12/05/08 AMEND WINNER MEDICAL GROUP INC NV 2.02,9.01 02/13/09 Winthrop Realty Trust OH 5.02,9.01 02/11/09 WORLD ENERGY SOLUTIONS, INC. FL 5.02,5.03 02/13/09 WORLD FUEL SERVICES CORP FL 7.01,9.01 02/13/09 WPT ENTERPRISES INC 5.02 02/10/09 WYNDHAM WORLDWIDE CORP DE 2.02,9.01 02/13/09 WYNDHAM WORLDWIDE CORP DE 8.01 02/13/09 Xenonics Holdings, Inc. NV 2.02,9.01 02/13/09 Xenonics Holdings, Inc. NV 5.02,9.01 02/09/09 XILINX INC DE 8.01,9.01 02/12/09 Xodtec Group USA, INC. DE 4.01,9.01 02/11/09 YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 02/13/09 YADKIN VALLEY FINANCIAL CORP NC 2.02,9.01 02/13/09 YRC WORLDWIDE INC DE 1.01,7.01,8.01,9.01 02/12/09 ZAREBA SYSTEMS INC MN 2.02,9.01 02/13/09 ZYGO CORP DE 5.02 02/13/09