RECENT 8K FILINGS February 10, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 155 East Tropicana, LLC NV 7.01 02/09/09 3DICON CORP 5.02 02/03/09 AbitibiBowater Inc. DE 2.02,7.01,9.01 02/09/09 Abraxis BioScience, Inc. DE 5.02 02/03/09 Access Integrated Technologies, Inc. DE 5.03,9.01 02/03/09 ACHILLION PHARMACEUTICALS INC 1.02 02/03/09 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 02/09/09 ADMINISTAFF INC \DE\ DE 2.02,9.01 02/09/09 ADOBE SYSTEMS INC DE 8.01,9.01 02/09/09 Advanced BioEnergy, LLC DE 1.01,9.01 02/02/09 ADVANCED PHOTONIX INC DE 2.02,9.01 02/09/09 ADVISORY BOARD CO DE 2.02,7.01,9.01 02/09/09 AGCO CORP /DE DE 2.02,9.01 02/09/09 AGL RESOURCES INC GA 5.02 02/03/09 AIMS WORLDWIDE INC NV 1.01,9.01 02/09/09 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 02/09/09 ALICO INC FL 2.02,9.01 02/09/09 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 12/31/08 Altra Holdings, Inc. DE 5.02 02/03/09 ALTRIA GROUP, INC. VA 8.01,9.01 02/03/09 AMERIANA BANCORP IN 2.02,9.01 02/06/09 AMERICA CAPITAL CORP FL 1.03,9.01 02/05/09 AMERICAN PHYSICIANS SERVICE GROUP INC TX 7.01,9.01 02/06/09 American Tire Distributors Holdings, 5.02,9.01 02/06/09 ANCHOR BANCORP WISCONSIN INC WI 8.01 02/09/09 AP PHARMA INC /DE/ DE 5.02 02/08/09 ARCADIA RESOURCES, INC NV 2.02,9.01 02/09/09 ARK RESTAURANTS CORP NY 2.02 02/09/09 ARROWHEAD RESEARCH CORP DE 2.02,9.01 02/09/09 ASYST TECHNOLOGIES INC CA 2.02,9.01 02/03/09 ATLANTIC COAST FEDERAL CORP X1 8.01 02/07/09 Atlas Energy Resources, LLC DE 3.01 02/03/09 AUTOMATIC DATA PROCESSING INC DE 9.01 12/31/08 BAKBONE SOFTWARE INC 2.02,8.01,9.01 02/09/09 BANCORPSOUTH INC MS 7.01,9.01 02/09/09 BASSETT FURNITURE INDUSTRIES INC VA 2.01,9.01 02/02/09 BATTERY CONTROL CORP DE 1.01,5.03,9.01 02/04/09 BEAZER HOMES USA INC DE 2.02,9.01 02/09/09 BECKMAN COULTER INC DE 2.02,9.01 02/09/09 BENCHMARK ELECTRONICS INC TX 2.02,9.01 02/05/09 Beneficial Mutual Bancorp Inc X1 7.01,9.01 02/09/09 BERKLEY W R CORP DE 2.02,9.01 02/09/09 BERKSHIRE HILLS BANCORP INC 7.01 02/09/09 BEVERLY NATIONAL CORP MA 2.02,9.01 02/09/09 BIODELIVERY SCIENCES INTERNATIONAL IN DE 8.01,9.01 02/05/09 BIOFIELD CORP \DE\ DE 1.01,8.01,9.01 02/09/09 BIOFORM MEDICAL INC DE 5.02 02/06/09 BJS WHOLESALE CLUB INC DE 5.02 02/04/09 BLUEGREEN CORP MA 7.01,9.01 02/09/09 Boardwalk Pipeline Partners, LP DE 2.02,5.02,9.01 02/05/09 BOEING CO DE 2.02,9.01 02/09/09 BRIGHTPOINT INC IN 2.02,2.05,2.06,3.03,5.02,7.01, 02/03/09 9.01 BROADWIND ENERGY, INC. DE 5.02 02/03/09 BROOKS AUTOMATION INC DE 2.02,9.01 02/09/09 BSD MEDICAL CORP DE 7.01,9.01 02/09/09 C C Media Holdings Inc DE 8.01 02/06/09 CABLEVISION SYSTEMS CORP /NY DE 2.06 02/09/09 CAMCO FINANCIAL CORP DE 2.02,9.01 02/06/09 CANO PETROLEUM, INC 2.02,7.01,9.01 02/09/09 CAPITAL CORP OF THE WEST CA 1.03,8.01 02/06/09 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,9.01 02/03/09 CAPSTONE TURBINE CORP DE 2.02,9.01 02/09/09 CASCADE TECHNOLOGIES CORP WY 5.02 02/06/09 CastlePoint Holdings, Ltd. D0 3.01,3.03,5.01 02/05/09 CELL THERAPEUTICS INC WA 1.01,3.02,3.03,5.03,8.01,9.01 02/03/09 CHARLES & COLVARD LTD NC 1.01,5.02,9.01 02/03/09 CHARMING SHOPPES INC PA 7.01,9.01 02/09/09 CHIMERA INVESTMENT CORP DE 2.02,9.01 02/09/09 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 02/09/09 CIMAREX ENERGY CO DE 7.01,9.01 02/09/09 CITIBANK CREDIT CARD MASTER TRUST I DE 8.01 02/09/09 CITIZENS REPUBLIC BANCORP, INC. MI 5.02 01/29/09 AMEND Clearfield, Inc. MN 2.02,9.01 02/09/09 CLINICAL DATA INC DE 2.02,9.01 02/09/09 CME GROUP INC. DE 1.01,1.02,9.01 02/04/09 CNB FINANCIAL SERVICES INC WV 2.02,9.01 02/09/09 COMDISCO HOLDING CO INC DE 2.02,9.01 02/09/09 COMMERCE BANCSHARES INC /MO/ MO 5.02 02/06/09 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02 02/09/09 COMMUNITY BANK SHARES OF INDIANA INC IN 8.01 02/09/09 COMMUNITY CENTRAL BANK CORP MI 2.02,9.01 05/01/08 COMMUNITY FIRST BANCORP SC 5.03,9.01 02/04/09 COMMUNITY SHORES BANK CORP MI 2.02,9.01 02/05/09 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 02/09/09 COMSTOCK RESOURCES INC NV 2.02,9.01 12/31/08 CONAGRA FOODS INC /DE/ DE 5.02 02/06/09 Contact Minerals Corp. NV 5.03,7.01,9.01 02/09/09 CONVERGYS CORP OH 1.01,3.03,9.01 02/09/09 COUSINS PROPERTIES INC GA 2.02,9.01 02/09/09 CRAWFORD & CO GA 2.02,7.01,9.01 02/09/09 CRAWFORD & CO GA 5.02,9.01 02/03/09 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 02/05/09 CUTERA INC DE 2.02,9.01 02/09/09 Deer Consumer Products, Inc. NV 3.02 02/06/09 DELTA OIL & GAS INC 7.01,8.01,9.01 02/09/09 DIODES INC /DEL/ DE 1.02,7.01 02/06/09 Discover Card Execution Note Trust DE 7.01,9.01 02/09/09 Discover Financial Services DE 5.02 02/05/09 DNAPRINT GENOMICS INC UT 5.02 01/25/09 Doral Energy Corp. NV 1.01,3.02,9.01 01/26/09 Duke Energy CORP DE 5.02 02/03/09 DURECT CORP DE 2.02,9.01 02/09/09 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 02/05/09 EAGLE ROCK ENERGY PARTNERS L P DE 5.02,9.01 02/09/09 EDGE PETROLEUM CORP DE 1.01,9.01 02/09/09 EDIETS COM INC DE 5.02,8.01 02/03/09 ELECTROGLAS INC DE 1.01,5.02,9.01 02/09/09 EMERSON ELECTRIC CO MO 5.02,9.01 02/03/09 EMPIRE PETROLEUM CORP DE 4.01,9.01 02/09/09 AMEND ENHERENT CORP DE 1.01,9.01 02/03/09 ENSIGN GROUP, INC 1.01,2.03,8.01,9.01 02/03/09 EQT Corp PA 5.03,9.01 02/09/09 EVANS BANCORP INC NY 2.02,9.01 02/05/09 FARMER BROTHERS CO CA 5.02 12/11/08 AMEND FEDERAL AGRICULTURAL MORTGAGE CORP 3.02 02/04/09 FedFirst Financial CORP X1 2.02,9.01 02/06/09 FGX International Holdings LTD 9.01 11/26/08 AMEND FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 02/09/09 FIRST FEDERAL BANKSHARES INC DE 2.02,9.01 02/02/09 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 02/09/09 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 02/09/09 FIRST MERCHANTS CORP IN 8.01 02/09/09 First Savings Financial Group Inc IN 2.02,9.01 02/06/09 FIRST UNITED CORP/MD/ MD 5.03,9.01 02/06/09 FIRSTPLUS FINANCIAL GROUP INC NV 5.02 02/09/09 FNB BANCORP/CA/ 2.02,9.01 02/09/09 FORWARD AIR CORP TN 2.02,9.01 02/09/09 FOSTER WHEELER AG D0 1.01,2.03,3.02,3.03,5.02,5.03, 02/06/09 8.01,9.01 FULTON FINANCIAL CORP PA 5.04 02/09/09 GASCO ENERGY INC NV 7.01,9.01 02/05/09 Genesis Pharmaceuticals Enterprises, FL 8.01,9.01 02/02/09 GENWORTH FINANCIAL INC DE 2.02,9.01 02/09/09 GEOCOM RESOURCES INC NV 5.02 02/04/09 GLOBAL DIVERSIFIED INDUSTRIES INC 1.01,3.02,9.01 02/05/09 GLOBAL PARTNERS LP 5.02 01/20/09 AMEND GLOBECOMM SYSTEMS INC 2.02,9.01 02/09/09 GREEN MOUNTAIN COFFEE ROASTERS INC DE 1.01 02/06/09 GRUBB & ELLIS CO DE 5.03,9.01 02/05/09 GSI GROUP INC A3 5.02,9.01 02/03/09 GUARANTY FEDERAL BANCSHARES INC DE 5.02,9.01 02/03/09 HALOZYME THERAPEUTICS INC DE 5.02 02/05/09 HASBRO INC RI 2.02,9.01 02/09/09 HEALTH NET INC DE 7.01,9.01 02/06/09 HEALTH SCIENCES GROUP INC DE 5.02 02/09/09 HeartWare International, Inc. DE 7.01,9.01 02/09/09 HECLA MINING CO/DE/ 1.01,8.01,9.01 02/04/09 HI/FN INC DE 5.02 02/06/09 HIGHLANDS BANKSHARES INC /WV/ WV 8.01,9.01 02/09/09 HUDSON CITY BANCORP INC DE 7.01,9.01 02/09/09 HUNT J B TRANSPORT SERVICES INC AR 5.02,9.01 02/05/09 IA GLOBAL INC DE 8.01,9.01 02/04/09 ICOP DIGITAL, INC CO 5.02,9.01 02/05/09 IDENIX PHARMACEUTICALS INC 5.02 02/03/09 IKANOS COMMUNICATIONS CA 5.02 02/05/09 IMERGENT INC DE 5.02,9.01 02/06/09 IMMUNOMEDICS INC DE 2.02,9.01 02/09/09 INFINITY PHARMACEUTICALS, INC. DE 2.02,9.01 02/09/09 infoGROUP Inc. DE 2.02,9.01 02/09/09 INHIBITEX, INC. 8.01 02/09/09 INMEDICA DEVELOPMENT CORP UT 1.01,3.02,3.03,5.01,5.02,9.01 12/08/08 Innophos Holdings, Inc. 8.01 02/09/09 INNOVATIVE SOLUTIONS & SUPPORT INC PA 7.01,9.01 02/09/09 interCLICK, Inc. DE 1.01,2.03 02/03/09 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.03,9.01 02/03/09 International Paintball Association, 5.02 01/08/09 INTRAOP MEDICAL CORP 5.02 02/03/09 INTREorg SYSTEMS INC. TX 5.02 01/08/09 INTREPID TECHNOLOGY & RESOURCES, INC. ID 5.02,8.01 02/09/09 INVERNESS MEDICAL INNOVATIONS INC DE 5.02 02/06/09 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 02/09/09 IRVINE SENSORS CORP/DE/ DE 1.01,2.03,3.02,9.01 02/03/09 ISTA PHARMACEUTICALS INC DE 5.02 02/03/09 ITC Holdings Corp. MI 7.01,9.01 02/09/09 J-KAN, INC. AR 2.01,9.01 02/09/09 JANUS CAPITAL GROUP INC DE 5.02 02/04/09 JETBLUE AIRWAYS CORP DE 7.01,9.01 01/29/09 AMEND JUNIPER NETWORKS INC DE 5.02 02/05/09 K12 INC DE 2.02,9.01 02/09/09 KAYDON CORP DE 2.02,9.01 02/09/09 Kentucky USA Energy, Inc. KY 7.01,9.01 02/02/09 LAKELAND BANCORP INC NJ 1.01,3.02,3.03,5.02,5.03,9.01 02/06/09 LAND O LAKES INC 2.02,8.01 02/05/09 AMEND LANDMARK BANCORP INC DE 2.02,8.01,9.01 02/09/09 Lateral Media, Inc. DE 8.01,9.01 02/06/09 LEADIS TECHNOLOGY INC DE 8.01 02/06/09 Legacy Bancorp, Inc. DE 7.01,9.01 02/09/09 LEGACY TECHNOLOGY HOLDINGS, INC. CO 5.02 01/08/09 LEGGETT & PLATT INC MO 8.01 02/05/09 LIBERATOR MEDICAL HOLDINGS, INC. NV 2.02,9.01 02/09/09 LIBERTY CAPITAL ASSET MANAGEMENT, INC DE 2.01,9.01 11/03/08 AMEND LIGAND PHARMACEUTICALS INC DE 7.01,9.01 02/09/09 LIMCO-PIEDMONT INC DE 2.05,7.01,9.01 02/06/09 LINCOLN NATIONAL CORP IN 2.02,9.01 02/09/09 LINEAR TECHNOLOGY CORP /CA/ DE 2.02,9.01 02/06/09 AMEND LINN ENERGY, LLC DE 5.02 02/09/09 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 02/09/09 LL&E ROYALTY TRUST TX 8.01,9.01 02/09/09 LOEWS CORP DE 2.02,9.01 02/09/09 LORILLARD, INC. DE 2.02,9.01 02/09/09 LUMINEX CORP DE 2.02,7.01,9.01 02/09/09 MAGELLAN PETROLEUM CORP /DE/ DE 5.02,9.01 02/03/09 MAGNETEK, INC. DE 5.02,5.03,9.01 02/03/09 MASIMO CORP DE 8.01,9.01 02/03/09 MAXIMUS INC VA 2.02,9.01 02/05/09 MEDICINOVA INC DE 8.01,9.01 02/09/09 Mercantile Bancorp, Inc. DE 1.01,2.03 02/05/09 MERCER INTERNATIONAL INC. WA 1.01,9.01 02/04/09 MERCURY GENERAL CORP CA 1.01,2.02,9.01 02/06/09 MERIDIAN RESOURCE CORP TX 7.01,9.01 02/06/09 MESA AIR GROUP INC NV 1.02,9.01 02/09/09 MESA OFFSHORE TRUST TX 8.01,9.01 02/09/09 METLIFE INC DE 3.03,7.01,9.01 02/06/09 MGP INGREDIENTS INC KS 2.05,2.06,7.01,8.01,9.01 01/29/09 AMEND MICROFINANCIAL INC MA 2.02,9.01 02/04/09 MICROSEMI CORP DE 8.01 02/09/09 MONARCH COMMUNITY BANCORP INC MD 5.03,9.01 02/03/09 MoSys, Inc. CA 2.02,9.01 02/09/09 MRU HOLDINGS INC DE 1.02,1.03,2.04,5.02,9.01 02/03/09 MUNICIPAL MORTGAGE & EQUITY LLC DE 5.02 02/06/09 NACEL ENERGY CORP WY 1.01,9.01 01/28/09 NATIONAL RURAL UTILITIES COOPERATIVE DC 2.03 02/05/09 NAVARRE CORP /MN/ MN 2.06 12/17/08 AMEND NEOPHARM INC DE 3.01,9.01 02/04/09 NEW FRONTIER MEDIA INC CO 2.02,9.01 02/09/09 NEWALLIANCE BANCSHARES INC 7.01,9.01 02/09/09 nFinanSe Inc. NV 1.01,3.02,9.01 02/03/09 NIC INC CO 5.02 02/03/09 NORTH STATE BANCORP NC 8.01,9.01 02/09/09 NORTHEAST UTILITIES MA 8.01 02/09/09 NOVAVAX INC DE 5.02 02/06/09 Nuance Communications, Inc. DE 2.02,9.01 02/09/09 NUTRITION 21 INC NY 2.02,9.01 02/05/09 OCEANFIRST FINANCIAL CORP DE 2.02,9.01 02/09/09 Oculus Innovative Sciences, Inc. CA 3.02,9.01 02/06/09 OMNICELL, Inc CA 5.02,9.01 02/03/09 ONEOK INC /NEW/ OK 7.01,9.01 02/05/09 ONEOK Partners LP DE 7.01,9.01 01/09/09 Optelecom-NKF, Inc. DE 5.02,9.01 02/03/09 Optionable Inc 5.02,8.01 02/06/09 Options Media Group Holdings, Inc. NV 1.01,2.03 01/13/09 ORTHOFIX INTERNATIONAL N V 7.01,9.01 02/09/09 PARK CITY GROUP INC 9.01 02/09/09 AMEND PARLUX FRAGRANCES INC DE 2.02,9.01 02/09/09 PATRIOT SCIENTIFIC CORP DE 8.01,9.01 02/02/09 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 02/09/09 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02 12/31/08 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 02/03/09 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 02/09/09 Pharmasset Inc 2.02,9.01 02/09/09 Philip Morris International Inc. VA 8.01,9.01 02/09/09 PHOENIX TECHNOLOGIES LTD DE 2.05 02/05/09 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 02/09/09 PIPELINE DATA INC 1.01,3.02,5.01,5.02 02/06/09 PIPELINE DATA INC 7.01 02/06/09 PMFG, Inc. DE 2.02,9.01 02/09/09 POLYCOM INC DE 5.02 02/06/09 Porter Bancorp, Inc. KY 7.01,9.01 02/09/09 Power Medical Interventions, Inc. DE 5.02,9.01 02/06/09 POWERWAVE TECHNOLOGIES INC DE 2.02 02/05/09 PREMIER ENERGY CORP. FL 4.01,5.03,9.01 02/04/09 Premier Power Renewable Energy, Inc. DE 4.02 01/23/09 AMEND PRIVATEBANCORP, INC DE 5.02,9.01 02/06/09 PROASSURANCE CORP DE 7.01,9.01 02/09/09 PROLOGIS MD 5.02 02/03/09 PULTE HOMES INC/MI/ MI 5.02 02/09/09 QNB CORP PA 8.01 02/09/09 QUICKLOGIC CORPORATION CA 5.02,9.01 02/09/09 READING INTERNATIONAL INC NV 1.01 02/03/09 RENTECH INC /CO/ CO 2.02,9.01 02/09/09 REYNOLDS AMERICAN INC 5.02,9.01 02/03/09 RG GLOBAL LIFESTYLES INC CA 5.03 01/29/09 RGC RESOURCES INC VA 2.02,9.01 02/05/09 RHI Entertainment, Inc. DE 5.02,9.01 02/09/09 RIGEL PHARMACEUTICALS INC DE 8.01 02/06/09 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 5.02,9.01 02/09/09 ROHM & HAAS CO DE 2.02,9.01 02/09/09 ROWAN COMPANIES INC DE 8.01,9.01 02/05/09 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.06,8.01 02/03/09 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.06,8.01 02/03/09 RURAL/METRO CORP /DE/ DE 2.02,9.01 02/09/09 SCICLONE PHARMACEUTICALS INC DE 2.02,8.01,9.01 02/09/09 SCM MICROSYSTEMS INC DE 5.02 02/03/09 SELECTIVE INSURANCE GROUP INC NJ 7.01,9.01 02/09/09 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 02/09/09 SENOMYX INC DE 5.02,8.01,9.01 02/05/09 SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 02/09/09 Shermen WSC Acquisition Corp DE 8.01,9.01 02/09/09 Shire plc 8.01,9.01 02/09/09 ShoreTel Inc CA 5.02,8.01,9.01 02/03/09 SJW CORP CA 8.01 02/06/09 SMART MOVE, INC. DE 5.02,9.01 02/09/09 SMF ENERGY CORP DE 1.01,3.02,5.02,9.01 02/03/09 SOLITARIO EXPLORATION & ROYALTY CORP. CO 4.02 02/06/09 SONOCO PRODUCTS CO SC 5.02 02/03/09 SOTHEBYS DE 1.01,2.01,8.01 02/04/09 SOUTH FINANCIAL GROUP INC SC 5.02 02/09/09 SOUTHERN CO DE 8.01 02/04/09 SOUTHERN STAR ENERGY INC. NV 4.02 01/14/09 AMEND Spectrum Brands, Inc. WI 2.02,9.01 02/09/09 Spectrum Brands, Inc. WI 2.03,8.01,9.01 02/05/09 STANDARD MICROSYSTEMS CORP DE 7.01,9.01 02/09/09 AMEND STANDARD PARKING CORP DE 5.01,8.01 02/06/09 STARBUCKS CORP WA 5.02 02/03/09 STEC, INC. CA 2.02 02/04/09 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 02/09/09 Sterling Oil & Gas CO NV 8.01,9.01 02/09/09 AMEND STONE ENERGY CORP DE 5.02 12/18/08 AMEND STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 02/02/09 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 02/02/09 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 02/02/09 SuccessFactors, Inc. DE 2.02,9.01 02/09/09 SUFFOLK BANCORP NY 5.02 02/09/09 SURMODICS INC MN 5.02,9.01 02/02/09 SYMMETRICOM INC DE 5.03,9.01 02/06/09 SYNCHRONOSS TECHNOLOGIES INC 2.02 02/09/09 TAUBMAN CENTERS INC MI 2.06 02/04/09 Tennessee Valley Authority 5.02,8.01 02/05/09 TERADATA CORP /DE/ 5.02,9.01 02/03/09 TERRESTAR CORP DE 8.01 02/09/09 TESSERA TECHNOLOGIES INC DE 7.01,9.01 02/09/09 TIER TECHNOLOGIES INC DE 2.02,9.01 02/05/09 Tiger Renewable Energy Ltd. NV 1.01,9.01 01/31/09 Timberjack Sporting Supplies, Inc. 4.01,9.01 02/02/09 AMEND TOREADOR RESOURCES CORP TX 7.01,9.01 02/09/09 TorreyPines Therapeutics, Inc. DE 5.02 02/03/09 Transfer Technology International Cor DE 3.02 01/27/09 TRI CITY BANKSHARES CORP WI 2.02,9.01 01/29/09 TRUDY CORP DE 7.01,8.01,9.01 02/02/09 TRUE RELIGION APPAREL INC DE 2.02,8.01,9.01 02/05/09 TRUSTMARK CORP MS 7.01,9.01 02/09/09 TUCOWS INC /PA/ PA 8.01 02/09/09 TX Holdings, Inc. GA 1.01 02/09/09 U S GLOBAL INVESTORS INC TX 2.02,9.01 02/09/09 U S GOLD CORP CO 7.01,9.01 02/09/09 ubroadcast, inc. DE 5.03,8.01,9.01 02/06/09 ULTIMATE SOFTWARE GROUP INC DE 2.02,5.02,9.01 02/05/09 UNION BANKSHARES INC VT 2.02,9.01 02/09/09 UNION NATIONAL FINANCIAL CORP / PA PA 2.02,9.01 02/09/09 UNITED COMMUNITY BANKS INC GA 5.02 02/06/09 UNITED ONLINE INC DE 8.01 02/03/09 UNITED STATES STEEL CORP DE 5.02,9.01 02/04/09 UNITRIN INC DE 5.02,9.01 02/03/09 URANIUM INTERNATIONAL CORP. 5.02,9.01 02/05/09 VALENCE TECHNOLOGY INC DE 2.02,9.01 02/09/09 VALIDUS HOLDINGS LTD 8.01,9.01 02/09/09 Vantage Drilling CO E9 8.01,9.01 02/04/09 VARIAN INC DE 5.02,5.03,9.01 02/05/09 VEECO INSTRUMENTS INC DE 2.02,9.01 02/09/09 Verigy Ltd. 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