RECENT 8K FILINGS February 9, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- AASTROM BIOSCIENCES INC MI 2.02,9.01 02/06/09 ACETO CORP NY 2.02,9.01 02/06/09 ACTIVIDENTITY CORP DE 2.02,9.01 02/05/09 ADC TELECOMMUNICATIONS INC MN 8.01 02/06/09 ADVANCED MEDICAL OPTICS INC DE 7.01,9.01 02/06/09 ADVANCED VIRAL RESEARCH CORP DE 2.04,8.01 02/03/09 AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 02/06/09 ALASKA PACIFIC BANCSHARES INC AK 1.01,3.02,3.03,5.02,5.03,8.01, 02/06/09 9.01 All State Properties Holdings, Inc. 5.02 12/31/08 ALLBRITTON COMMUNICATIONS CO DE 1.01 02/05/09 ALLERGAN INC DE 5.02 02/02/09 ALLIANCE BANKSHARES CORP 2.02,9.01 02/05/09 ALNYLAM PHARMACEUTICALS, INC. 5.02 02/04/09 Alpha Natural Resources, Inc. DE 5.02,7.01,9.01 02/05/09 ALPHATRADE COM NV 4.02 02/02/09 AMBASSADORS GROUP INC DE 2.02,9.01 01/28/09 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 02/05/09 American Tire Distributors Holdings, 5.02 02/04/09 AMERISAFE INC TX 5.02,9.01 02/02/09 Andover Medical, Inc. DE 8.01 02/04/09 ANWORTH MORTGAGE ASSET CORP MD 1.01,9.01 02/05/09 AON CORP DE 2.02,9.01 02/06/09 APARTMENT INVESTMENT & MANAGEMENT CO MD 5.02 02/03/09 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 02/06/09 APEX SILVER MINES LTD 1.01,2.03,8.01,9.01 02/02/09 APOLLO INVESTMENT CORP MD 2.02,9.01 02/05/09 Apple REIT Nine, Inc. VA 1.02 02/04/09 ASPEN INSURANCE HOLDINGS LTD D0 5.02,7.01,9.01 02/06/09 ASTA FUNDING INC DE 8.01 01/30/09 ATHEROS COMMUNICATIONS INC DE 5.02 02/06/09 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,2.06,9.01 02/06/09 ATMOS ENERGY CORP TX 5.02,9.01 02/03/09 AUTODESK INC DE 5.02,9.01 02/02/09 AVALONBAY COMMUNITIES INC MD 2.02,9.01 02/04/09 AMEND AXS ONE INC DE 5.02 02/04/09 BA Credit Card Funding, LLC DE 8.01 02/06/09 BALLY TECHNOLOGIES, INC. NV 2.02,9.01 02/03/09 Bank of the Carolinas CORP NC 2.02,9.01 02/05/09 Banks.com, Inc. FL 1.01,9.01 02/02/09 Beneficial Mutual Bancorp Inc X1 2.02,9.01 02/03/09 BIOCRYST PHARMACEUTICALS INC DE 2.02,9.01 02/06/09 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 2.04,9.01 02/06/09 BIOGEN IDEC INC. DE 2.02,9.01 02/06/09 BIOGEN IDEC INC. DE 8.01,9.01 02/06/09 BJS WHOLESALE CLUB INC DE 2.02,9.01 02/05/09 BLACK GAMING, LLC 1.01,9.01 02/02/09 Black Raven Energy, Inc. NV 1.01,1.02,2.03,3.02,5.01,5.02, 02/02/09 5.03,9.01 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,3.02 02/05/09 Blue Earth Solutions, Inc. 5.02 02/04/09 BOTETOURT BANKSHARES INC VA 2.02,9.01 02/06/09 BOWNE & CO INC DE 8.01,9.01 02/06/09 BRAINTECH INC NV 1.01,5.02,8.01 02/03/09 BROOKFIELD HOMES CORP DE 5.02,9.01 02/02/09 BROWN SHOE CO INC NY 2.02,7.01,9.01 02/06/09 BROWN SHOE CO INC NY 2.05 02/06/09 AMEND BRUSH ENGINEERED MATERIALS INC 5.02,9.01 02/02/09 CALLAWAY GOLF CO DE 5.02 02/03/09 CAMPBELL FUND TRUST MD 3.02 02/01/09 CAPITOL BANCORP LTD MI 7.01,9.01 02/06/09 CARROLLTON BANCORP MD 7.01,9.01 02/06/09 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 5.02 02/02/09 CH ENERGY GROUP INC NY 1.01,9.01 02/04/09 CHILDRENS PLACE RETAIL STORES INC 1.01,5.02 02/05/09 China TransInfo Technology Corp. NV 1.01,2.01,9.01 02/03/09 Citizens Community Bancorp Inc. MD 2.02,9.01 02/06/09 CITIZENS REPUBLIC BANCORP, INC. MI 5.02 01/29/09 CKE RESTAURANTS INC DE 2.02 02/04/09 CLAIMSNET COM INC DE 1.01,2.03,9.01 02/04/09 CLST HOLDINGS, INC. DE 1.01,3.03,5.03,9.01 02/05/09 CNA SURETY CORP DE 2.02 02/06/09 CNB CORP /MI/ MI 8.01,9.01 02/06/09 COHU INC DE 2.02,9.01 02/05/09 COLONIAL REALTY LIMITED PARTNERSHIP DE 5.02,5.03,9.01 01/30/09 Community Bancorp NV 7.01,9.01 02/04/09 COMSTOCK RESOURCES INC NV 2.06,8.01 02/05/09 CONMED CORP NY 2.02,9.01 02/05/09 COOPERATIVE BANKSHARES INC NC 2.02,5.02,8.01,9.01 02/02/09 COREL CORP A6 2.02,9.01 02/06/09 CPC OF AMERICA INC NV 1.01,5.02,9.01 02/04/09 CREDIT ACCEPTANCE CORP MI 2.02,9.01 02/03/09 Cyclacel Pharmaceuticals, Inc. DE 8.01,9.01 02/06/09 DAWSON GEOPHYSICAL CO TX 7.01,9.01 02/04/09 Debut Broadcasting Corporation, Inc. NV 7.01,9.01 02/01/09 DENBURY RESOURCES INC DE 5.02,9.01 02/05/09 DIGIRAD CORP DE 1.01,9.01 02/02/09 DRI CORP NC 7.01,9.01 02/06/09 DSP GROUP INC /DE/ DE 5.02 02/02/09 EL PASO CORP/DE DE 1.01,8.01,9.01 02/04/09 ELANDIA INTERNATIONAL INC. DE 1.01,1.02,3.02,5.01,5.02,5.03, 02/06/09 9.01 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 02/05/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,9.01 02/04/09 ENTERPRISE FINANCIAL SERVICES CORP DE 8.01,9.01 02/06/09 EPICOR SOFTWARE CORP DE 2.02,5.02,5.03,9.01 02/02/09 EPIX Pharmaceuticals, Inc. 5.02 02/02/09 EQUITY ONE, INC. 5.02,9.01 02/02/09 Eternal Image Inc 1.01,2.03,3.02,9.01 02/02/09 ev3 Inc. DE 2.02 02/06/09 Evercore Partners Inc. DE 5.03,9.01 02/06/09 EVEREST FUND L P IA 4.01 02/06/09 AMEND FAIRPOINT COMMUNICATIONS INC DE 5.02 02/03/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/02/09 FEDERAL TRUST CORP FL 1.01,7.01,9.01 02/02/09 FERRELLGAS PARTNERS L P DE 1.01,8.01,9.01 02/02/09 Fifth Street Finance Corp DE 2.02,9.01 02/05/09 FINISAR CORP DE 5.02 02/02/09 FIRST CITIZENS BANCSHARES INC /DE/ DE 5.02,9.01 02/03/09 FIRST CITIZENS BANCSHARES INC /DE/ DE 5.02,9.01 02/04/09 First Guaranty Bancshares, Inc. LA 8.01,9.01 02/05/09 FIRST MERCHANTS CORP IN 2.02,9.01 12/31/08 AMEND FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 8.01 02/02/09 FLEXSTEEL INDUSTRIES INC MN 2.02,9.01 02/05/09 FLUSHING FINANCIAL CORP DE 7.01,9.01 02/05/09 FREEHAND SYSTEMS INTERNATIONAL, INC. DE 2.03 01/26/09 FRONTIER COMMUNICATIONS CORP DE 5.03,8.01,9.01 02/06/09 Fuda Faucet Works, Inc. DE 1.01,3.02 02/03/09 GAMCO INVESTORS, INC. ET AL NY 8.01 02/03/09 General Maritime Corp / MI 2.01,8.01,9.01 12/15/08 AMEND GEORESOURCES INC CO 2.02,9.01 02/04/09 GEORESOURCES INC CO 5.02 02/03/09 Global Beverage Solutions, Inc. 2.01 02/01/09 Global Energy Holdings Group, Inc. CO 1.01,9.01 11/14/08 Global Resource CORP CO 4.01,9.01 02/02/09 GULF RESOURCES, INC. DE 1.01,8.01,9.01 01/24/09 HANOVER INSURANCE GROUP, INC. DE 2.02,9.01 02/05/09 HARRIS INTERACTIVE INC DE 2.02,9.01 02/06/09 Harry & David Holdings, Inc. DE 5.02 02/06/09 Harry & David Holdings, Inc. DE 2.02,7.01,9.01 02/06/09 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 02/05/09 HAWKINS INC MN 2.02,9.01 02/05/09 HeartWare International, Inc. DE 7.01,9.01 02/06/09 HERITAGE BANKSHARES INC /VA VA 2.02,9.01 02/03/09 AMEND Hillenbrand, Inc. IN 2.02,9.01 02/06/09 HOSPITALITY PROPERTIES TRUST MD 3.01,5.02 02/02/09 I2 TECHNOLOGIES INC DE 1.01,3.03,8.01,9.01 02/06/09 IBASIS INC DE 5.02 02/05/09 ICO Global Communications (Holdings) DE 1.01,2.01,5.02,9.01 02/05/09 IDENIX PHARMACEUTICALS INC 1.01,3.02,8.01,9.01 02/04/09 IDEX CORP /DE/ DE 7.01,9.01 02/05/09 IEC ELECTRONICS CORP DE 7.01,9.01 02/04/09 AMEND IMPLANT SCIENCES CORP MA 3.01,7.01,9.01 02/06/09 INCYTE CORP DE 5.02 02/04/09 INOVIO BIOMEDICAL CORP 5.02,8.01 02/02/09 Integrated Healthcare Holdings Inc NV 1.01,3.02,5.01,9.01 01/30/09 AMEND INTERNATIONAL RECTIFIER CORP /DE/ DE 7.01,9.01 02/06/09 International Stem Cell CORP 1.01,9.01 02/03/09 INTERPHASE CORP TX 2.02,9.01 02/05/09 Interstar Millennium Series 2003-3G 8.01 02/06/09 Interstar Millennium Series 2004-2G T 8.01 02/06/09 INVESTMENT TECHNOLOGY GROUP INC DE 5.02 02/05/09 JACOBS ENTERTAINMENT INC DE 1.01,9.01 02/05/09 Jade Art Group Inc. NV 2.02,9.01 02/02/09 Jingwei International LTD NV 5.02 12/20/08 JMAR TECHNOLOGIES INC DE 1.01,3.02,5.01 11/25/08 KENSEY NASH CORP DE 5.02,9.01 02/03/09 KIMBALL INTERNATIONAL INC IN 2.02,9.01 02/06/09 KIRKLAND'S, INC 2.02,9.01 02/05/09 KNOT INC DE 5.02 02/05/09 KV PHARMACEUTICAL CO /DE/ DE 8.01,9.01 01/28/09 KV PHARMACEUTICAL CO /DE/ DE 8.01,9.01 02/03/09 KV PHARMACEUTICAL CO /DE/ DE 5.02,9.01 01/13/09 LABARGE INC DE 2.02,9.01 02/06/09 LANDAMERICA FINANCIAL GROUP INC VA 5.02 01/30/09 LANDRYS RESTAURANTS INC 1.01,8.01,9.01 02/05/09 LENOX GROUP INC DE 7.01,9.01 02/06/09 LIGAND PHARMACEUTICALS INC DE 1.01 02/05/09 Lincolnway Energy, LLC IA 7.01,9.01 02/06/09 LIQUIDITY SERVICES INC 7.01,9.01 02/05/09 LIQUIDITY SERVICES INC 1.01 02/02/09 M&F BANCORP INC /NC/ NC 9.01 02/06/09 MAINLAND RESOURCES INC. NV 7.01,9.01 02/03/09 MAP VI ACQUISITION, INC. DE 1.01,2.01,3.02,5.01,5.03,5.06, 02/04/09 AMEND 9.01 MASTERCARD INC DE 5.02 02/02/09 MASTERCARD INC DE 5.02 02/03/09 AMEND McAfee, Inc. DE 5.03,9.01 02/03/09 MCCLATCHY CO DE 3.01 02/06/09 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 02/05/09 MEADOW VALLEY CORP NV 1.01,2.03,3.01,3.03,5.01,5.02, 02/02/09 5.03,9.01 MEDICAL INFORMATION TECHNOLOGY INC MA 4.02 12/31/08 MEMC ELECTRONIC MATERIALS INC DE 5.02 02/03/09 MERIX CORP OR 2.05 02/02/09 Metals USA Holdings Corp. DE 2.02,9.01 02/02/09 METTLER TOLEDO INTERNATIONAL INC/ DE 5.02 02/04/09 MidWestOne Financial Group, Inc. IA 1.01,3.02,3.03,5.02,5.03,9.01 02/06/09 MINRAD INTERNATIONAL, INC. 3.01 02/02/09 ML APM Global Commodity FuturesAccess DE 5.03,9.01 12/01/08 Mobicom CORP NV 5.01,5.02 01/30/09 ModusLink Global Solutions Inc DE 5.02 02/02/09 MONTEREY GOURMET FOODS DE 2.02,9.01 02/06/09 Morningstar, Inc. IL 7.01 02/06/09 MSC SOFTWARE CORP DE 2.02,9.01 02/04/09 Mueller Water Products, Inc. DE 5.02,7.01,9.01 02/06/09 NASB FINANCIAL INC MO 2.02 12/31/08 NATIONAL FUEL GAS CO NJ 2.02,9.01 02/05/09 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 02/06/09 NAVARRE CORP /MN/ MN 2.02,9.01 02/05/09 NEAH POWER SYSTEMS, INC. NV 8.01 02/06/09 NEENAH ENTERPRISES, INC. 5.02 02/03/09 NEOSE TECHNOLOGIES INC DE 3.01,9.01 02/03/09 NEW CENTURY EQUITY HOLDINGS CORP DE 8.01,9.01 02/05/09 NEWALLIANCE BANCSHARES INC 7.01,9.01 02/06/09 NEWFIELD EXPLORATION CO /DE/ DE 2.02,5.02,5.03,7.01,9.01 02/04/09 NEWNAN COWETA BANCSHARES INC 5.03,9.01 02/05/09 NEXIA HOLDINGS INC NV 1.01,8.01,9.01 02/06/09 NORTHEAST COMMUNITY BANCORP INC X1 8.01,9.01 02/05/09 NORTHERN CALIFORNIA BANCORP INC 5.03,9.01 01/23/09 Northfield Bancorp, Inc. X1 7.01,9.01 02/06/09 NORTHWEST BANCORP INC PA 7.01 02/05/09 NORTHWESTERN CORP DE 5.02,9.01 02/05/09 NU SKIN ENTERPRISES INC DE 2.02,9.01 12/31/08 NU SKIN ENTERPRISES INC DE 2.05 02/02/09 AMEND NuStar Energy L.P. DE 7.01,9.01 02/06/09 Oak Valley Bancorp CA 8.01,9.01 02/03/09 OCONEE FINANCIAL CORP GA 5.02 02/02/09 OMEGA HEALTHCARE INVESTORS INC MD 2.02,9.01 02/06/09 ON ASSIGNMENT INC DE 5.02 02/05/09 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 02/06/09 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 02/06/09 OPTIMAL GROUP INC 1.01,9.01 02/02/09 OSHKOSH CORP WI 5.02,5.03,9.01 02/02/09 OUTDOOR CHANNEL HOLDINGS INC 1.01 02/03/09 OWENS & MINOR INC/VA/ VA 2.02,9.01 02/05/09 OYO GEOSPACE CORP DE 2.02,9.01 02/06/09 PACIFIC GAS & ELECTRIC CO CA 8.01 01/29/09 PACIFIC OFFICE PROPERTIES TRUST, INC. 4.02 02/04/09 PALM INC DE 5.02,8.01 02/02/09 Patriot Coal CORP DE 8.01,9.01 02/05/09 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 02/05/09 PG&E CORP CA 8.01 01/29/09 PHYTOMEDICAL TECHNOLOGIES INC NV 7.01,8.01,9.01 02/03/09 PNM RESOURCES INC NM 2.02,9.01 02/06/09 POINT BLANK SOLUTIONS, INC. DE 5.02,9.01 01/30/09 PRO-FAC COOPERATIVE INC 2.02,9.01 02/06/09 PROCTER & GAMBLE CO OH 8.01,9.01 02/06/09 PROLIANCE INTERNATIONAL, INC. DE 1.01,2.03,9.01 02/05/09 PROVIDENT NEW YORK BANCORP DE 7.01,9.01 02/06/09 QUALITY SYSTEMS INC CA 2.02,9.01 01/30/09 AMEND Quantum Information, Inc. 1.01,8.01,9.01 02/05/09 Quest Energy Partners, L.P. DE 4.02 12/31/08 AMEND Ready Mix, Inc. NV 5.01,5.03,8.01,9.01 02/02/09 Redpoint Bio CORP 5.02,8.01,9.01 02/02/09 REGENCY CENTERS CORP FL 5.02,9.01 02/03/09 REGENCY CENTERS LP FL 5.02,9.01 02/03/09 RLI CORP IL 8.01,9.01 02/05/09 ROPER INDUSTRIES INC DE 2.02,9.01 02/05/09 SABINE ROYALTY TRUST TX 2.02,9.01 02/05/09 Salon City Inc 1.01 02/06/09 SBARRO INC NY 2.02,9.01 02/05/09 SEACHANGE INTERNATIONAL INC DE 5.02,9.01 02/02/09 SEAGATE TECHNOLOGY E9 5.02 02/04/09 SECURE RUNWAY SYSTEMS CORP. NV 5.02 02/01/09 AMEND SEDONA CORP PA 1.01,9.01 01/31/09 Select Notes Trust LT 2004-1 DE 8.01,9.01 02/02/09 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 02/06/09 SENSIENT TECHNOLOGIES CORP WI 5.02,9.01 02/05/09 SEQUENOM INC DE 8.01 01/28/09 AMEND Shengkai Innovations, Inc. FL 9.01 02/05/09 Shire plc 8.01,9.01 02/05/09 SHUTTERFLY INC DE 2.02 12/31/08 AMEND SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 02/05/09 Skinny Nutritional Corp. 3.02 02/05/09 SMITHFIELD FOODS INC VA 1.01,9.01 02/02/09 SONIC FOUNDRY INC MD 2.02,9.01 02/05/09 SOUTHCOAST FINANCIAL CORP SC 5.02,9.01 02/04/09 SOUTHERN COMMUNITY FINANCIAL CORP 7.01,9.01 02/06/09 SOUTHERN CONNECTICUT BANCORP INC CT 2.02,9.01 02/06/09 SouthPeak Interactive CORP DE 3.02 02/03/09 SPAN AMERICA MEDICAL SYSTEMS INC SC 8.01,9.01 02/06/09 SPARTON CORP OH 2.05,9.01 02/06/09 Spectra Energy Partners, LP DE 2.02,9.01 02/05/09 STAGE STORES INC NV 5.02,8.01,9.01 02/02/09 STAGE STORES INC NV 8.01,9.01 02/05/09 STANDARD MICROSYSTEMS CORP DE 7.01,9.01 02/06/09 STERLING GROUP VENTURES INC NV 8.01 02/06/09 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 02/02/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/02/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/02/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/02/09 STRUCTURED PRODUCTS CORP CORTS TR II DE 8.01,9.01 02/02/09 STRUCTURED PRODUCTS CORP CORTS TR III DE 8.01,9.01 02/02/09 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/02/09 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 02/02/09 STRUCTURED PRODUCTS CORPTIERS PRINC P DE 8.01,9.01 02/02/09 STURM RUGER & CO INC DE 5.03,9.01 02/03/09 SULPHCO INC NV 7.01,9.01 02/06/09 Sun American Bancorp DE 1.01,9.01 01/28/09 SUNAIR SERVICES CORP FL 8.01,9.01 02/05/09 SUNOCO LOGISTICS PARTNERS LP DE 1.01,9.01 02/03/09 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 02/05/09 T-3 ENERGY SERVICES INC TX 2.02,9.01 02/06/09 TAIWAN FUND INC DE 7.01,9.01 12/01/08 TAPIMMUNE INC NV 8.01,9.01 02/03/09 TECHNOLOGY RESEARCH CORP FL 2.02,9.01 02/06/09 TECO ENERGY INC FL 2.02,5.02,5.03,9.01 02/04/09 TELLABS INC DE 2.05 02/05/09 Titan Machinery Inc. DE 5.03,9.01 02/03/09 TOYOTA MOTOR CREDIT CORP CA 8.01 02/06/09 UCI MEDICAL AFFILIATES INC DE 4.01,7.01,9.01 02/02/09 ULTRA CLEAN HOLDINGS INC 1.01,2.03 02/04/09 AMEND UNIGENE LABORATORIES INC DE 5.02 02/04/09 AMEND UNION BANKSHARES CORP VA 8.01,9.01 02/04/09 UNITED COMMUNITY FINANCIAL CORP OH 5.02,9.01 02/04/09 UNITED RENTALS INC /DE DE 5.02,9.01 02/05/09 UNITED STATES STEEL CORP DE 5.02,8.01,9.01 02/04/08 UNITEDHEALTH GROUP INC MN 5.02,7.01 02/03/09 UNITIL CORP NH 2.02,9.01 02/06/09 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 02/02/09 Universal Truckload Services, Inc. MI 7.01 02/04/09 UOMO Media Inc. NV 9.01 01/31/09 UTEK CORP 3.02,9.01 02/04/09 VAIL RESORTS INC DE 5.03,9.01 02/02/09 Venoco, Inc. DE 2.01,9.01 02/02/09 VERIZON COMMUNICATIONS INC DE 5.02 02/05/09 VERSAR INC DE 2.02,9.01 02/06/09 VERSAR INC DE 5.02,9.01 02/02/09 Verso Paper Corp. DE 3.01,9.01 02/02/09 VIAD CORP DE 2.02,9.01 02/06/09 VOXWARE INC DE 2.04 02/02/09 W&T OFFSHORE INC TX 2.02,9.01 02/06/09 WCI COMMUNITIES INC 5.02 02/03/09 WEYERHAEUSER CO WA 2.02,9.01 02/06/09 WGNB CORP GA 2.02,9.01 02/04/09 WHISPERING OAKS INTERNATIONAL INC A1 8.01 02/03/09 WILLIS GROUP HOLDINGS LTD D0 1.01,9.01 02/04/09 WINDSTREAM CORP DE 5.02,5.03,9.01 02/02/09 WINNER MEDICAL GROUP INC NV 8.01,9.01 02/06/09 WLG INC 1.01,9.01 02/05/09 WORLD WASTE TECHNOLOGIES INC CA 1.01,9.01 02/02/09 YAHOO INC DE 5.03,9.01 02/03/09 ZENITH NATIONAL INSURANCE CORP DE 5.02,9.01 02/02/09 ZENITH NATIONAL INSURANCE CORP DE 8.01,9.01 02/06/09