RECENT 8K FILINGS February 3, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST CENTENNIAL BANCORP CA 5.02 01/30/09 1st Financial Services CORP NC 5.02,9.01 01/29/09 2-Track Global, Inc. 5.02 12/31/08 4C Controls Inc 1.01,8.01,9.01 01/26/09 A. H. Belo CORP DE 1.01,8.01,9.01 01/30/09 ACNB CORP PA 8.01,9.01 01/27/09 ACORDA THERAPEUTICS INC 8.01,9.01 02/02/09 ACTUATE CORP DE 2.02,9.01 02/02/09 ADA-ES INC CO 1.01 01/27/09 ADC TELECOMMUNICATIONS INC MN 1.02,2.05,2.06,8.01 01/30/09 ADOBE SYSTEMS INC DE 8.01,9.01 02/02/09 ADVANTA CORP DE 2.05 01/27/09 ADVENTRX PHARMACEUTICALS INC DE 5.02,9.01 01/28/09 AEHR TEST SYSTEMS CA 5.02,5.03 01/27/09 AFLAC INC GA 2.02,9.01 02/02/09 Aftersoft Group DE 5.02,9.01 01/27/09 Agfeed Industries, Inc NV 1.01 12/28/08 AMEND ALASKA AIR GROUP INC DE 5.02,9.01 01/29/09 Alexza Pharmaceuticals Inc. DE 1.02,8.01,9.01 01/29/09 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 02/02/09 ALLIANCE RESOURCE PARTNERS LP DE 5.02,9.01 01/27/09 ALLIED CAPITAL CORP MD 8.01 01/28/09 ALLIN CORP DE 1.01 01/14/09 ALLSTATE LIFE INSURANCE CO 2.02 02/02/09 AM OIL RESOURCES & TECHNOLOGY INC. NV 7.01,9.01 01/30/09 AMBAC FINANCIAL GROUP INC DE 5.02 01/27/09 AMERICAN APPAREL, INC DE 5.02,9.01 01/30/09 American Exploration Corp NV 5.02,9.01 02/01/09 AMERICAN MORTGAGE ACCEPTANCE CO MA 5.02,8.01 01/30/09 AMERIPRISE FINANCIAL INC DE 5.02 01/27/09 Ameris Bancorp GA 2.02 01/29/09 AMSURG CORP TN 7.01,9.01 02/02/09 AMSURG CORP TN 7.01,9.01 02/02/09 AMYLIN PHARMACEUTICALS INC DE 8.01,9.01 01/30/09 ANALOGIC CORP MA 8.01,9.01 01/28/09 Andover Medical, Inc. DE 8.01 01/27/09 ANGEL ACQUISITION CORP. NV 5.02 01/26/09 ANNAPOLIS BANCORP INC MD 1.01,3.02,3.03,5.02,5.03,9.01 01/28/09 APPLIED MATERIALS INC /DE DC 2.02,9.01 02/02/09 ARCA biopharma, Inc. DE 5.02,9.01 01/27/09 Arcade Acquisition Corp. 1.02,9.01 01/30/09 ARCADIA RESOURCES, INC NV 5.02,9.01 01/30/09 Asian Trends Media Holdings, Inc NV 8.01,9.01 01/20/09 ATHEROS COMMUNICATIONS INC DE 2.02,9.01 02/02/09 AUTOLIV INC DE 8.01 01/29/09 AMEND AUXILIUM PHARMACEUTICALS INC 7.01,8.01,9.01 02/02/09 AXS ONE INC DE 5.02,9.01 01/27/09 BALDWIN TECHNOLOGY CO INC DE 2.05,8.01,9.01 01/26/09 Bank of Commerce Holdings CA 9.01 01/30/09 BE AEROSPACE INC DE 2.02,9.01 02/02/09 Beacon Federal Bancorp, Inc. MD 2.02,9.01 01/30/09 bebe stores, inc. CA 1.01,9.01 01/27/09 BLACKSTONE LAKE MINERALS INC. NV 2.01,5.01,5.02,9.01 01/27/09 Breezer Ventures Inc. NV 5.02 01/30/09 BROOKFIELD HOMES CORP DE 1.01,9.01 01/27/09 Brooklyn Federal Bancorp, Inc. X1 2.02,8.01,9.01 01/30/09 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 01/31/09 Cape Bancorp, Inc. MD 5.02,9.01 01/27/09 CAPITAL GROWTH SYSTEMS INC /FL/ FL 5.02,9.01 01/27/09 CARDINAL FINANCIAL CORP VA 2.02,8.01,9.01 01/28/09 CATO CORP DE 5.02,9.01 01/30/09 Celanese CORP DE 8.01,9.01 02/02/09 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 01/31/09 Cellu Tissue Holdings, Inc. DE 2.02,9.01 01/30/09 CENTERSTATE BANKS OF FLORIDA INC FL 2.01 02/02/09 CENTRAL JERSEY BANCORP NJ 2.02,9.01 01/30/09 CEPHALON INC DE 8.01,9.01 02/02/09 CHASE ISSUANCE TRUST 8.01,9.01 02/02/09 China 3C Group NV 5.02 02/02/09 CITIGROUP INC DE 9.01 01/30/09 CITIZENS & NORTHERN CORP PA 2.02,9.01 12/31/08 CITIZENS REPUBLIC BANCORP, INC. MI 5.02,7.01,9.01 02/02/09 CITIZENS REPUBLIC BANCORP, INC. MI 5.02,7.01,9.01 02/02/09 CLARIENT, INC DE 1.01,9.01 01/27/09 CLIFFS NATURAL RESOURCES INC. OH 8.01 01/30/09 COACHMEN INDUSTRIES INC IN 8.01,9.01 02/02/09 COCA COLA ENTERPRISES INC DE 5.02 02/02/09 COLOMBIA GOLDFIELDS LTD 8.01 01/30/09 Colony Energy, Inc. DE 1.02 01/28/09 COMMERCE ENERGY GROUP, INC. DE 5.02,5.03,9.01 01/27/09 COMMODORE APPLIED TECHNOLOGIES INC DE 5.02 01/29/09 COMMUNITY FINANCIAL SHARES INC DE 2.02,9.01 01/30/09 Community Partners Bancorp NJ 2.02,9.01 02/02/09 CORCEPT THERAPEUTICS INC 7.01,8.01,9.01 02/02/09 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01,8.01 02/02/09 CORN PRODUCTS INTERNATIONAL INC DE 5.02,9.01 01/27/09 COTT CORP /CN/ 1.02 01/27/09 CTI INDUSTRIES CORP DE 1.01,9.01 01/30/09 CYPLASIN BIOMEDICAL LTD. NV 5.03,7.01,9.01 12/23/08 CYTORI THERAPEUTICS, INC. DE 5.02 01/29/09 CYTRX CORP DE 1.01 01/29/09 D&E COMMUNICATIONS INC PA 5.02,9.01 02/02/09 DAYTON POWER & LIGHT CO OH 8.01,9.01 01/29/09 DELTA APPAREL INC GA 5.02 01/29/09 DENBURY RESOURCES INC DE 2.02,9.01 02/02/09 DENMARK BANCSHARES INC WI 2.02,9.01 02/02/09 DENNYS CORP DE 5.02 01/28/09 Diamond I, Inc. DE 2.01,3.02,5.01,5.02,5.03,8.01, 01/26/09 9.01 DIGITAL YEARBOOK, INC. NV 5.02 01/22/09 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 02/02/09 DOVER MOTORSPORTS INC DE 2.02,7.01,9.01 02/02/09 DPL INC OH 8.01,9.01 01/29/09 DSP GROUP INC /DE/ DE 1.01,1.02,2.02,5.02,9.01 01/27/09 DUKE REALTY CORP IN 2.02,5.02,9.01 01/28/09 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,5.02,9.01 01/28/09 Duncan Energy Partners L.P. DE 2.02,9.01 01/30/09 DYNAMIC ALERT LTD NV 1.01,5.02 02/02/09 DYNAVAX TECHNOLOGIES CORP DE 5.02 01/27/09 EDCI HOLDINGS, INC. DE 5.02,9.01 01/31/09 Elan Development Inc NV 5.01,5.02 02/02/09 ELECTROGLAS INC DE 5.02,9.01 01/28/09 ELEPHANT TALK COMMUNICATIONS INC CA 1.01,2.03,9.01 01/27/09 ENBRIDGE ENERGY PARTNERS LP DE 7.01 02/02/09 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 01/30/09 ENTHEOS TECHNOLOGIES INC NV 5.02,7.01 09/12/08 AMEND ENTREMED INC DE 1.01,5.02,8.01 01/27/09 EPL Intermediate, Inc. DE 5.02 01/27/09 Espre Solutions Inc 1.03,8.01,9.01 01/30/09 ESSA Bancorp, Inc. PA 2.02,9.01 01/28/09 ETRIALS WORLDWIDE INC. 8.01 02/02/09 EVEREST FUND L P IA 4.01 02/02/09 EVERGREENBANCORP INC WA 8.01 01/30/09 EXELON CORP PA 8.01 01/30/09 EXELON CORP PA 5.02 01/27/09 EXIDE TECHNOLOGIES DE 5.02,9.01 01/28/09 Exobox Technologies Corp. NV 5.02 01/27/09 Extra Space Storage Inc. MD 5.02,9.01 02/02/09 FARMERS NATIONAL BANC CORP /OH/ OH 5.02,9.01 01/27/09 FARMERS NATIONAL BANC CORP /OH/ OH 2.02,9.01 02/02/09 FAVRILLE INC DE 1.01,2.01,3.02,4.01,5.01,5.02, 01/27/09 5.03,5.06,9.01 FBL FINANCIAL GROUP INC IA 2.02 02/02/09 First Bankshares, Inc. VA 8.01,9.01 01/30/09 FIRST CAPITAL INC IN 8.01,9.01 02/02/09 FIRST FINANCIAL BANCORP /OH/ OH 5.02 01/27/09 First Financial Northwest, Inc. WA 2.02,9.01 02/02/09 FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 12/31/08 FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 12/31/08 AMEND FIRST OTTAWA BANCSHARES INC DE 2.02,9.01 01/30/09 FIRST PACTRUST BANCORP INC MD 8.01 01/30/09 FIRST STATE FINANCIAL CORP/FL 8.01 01/29/09 FIRST UNITED CORP/MD/ MD 1.01,3.02,3.03,5.02,5.03,9.01 01/28/09 FIRSTFED FINANCIAL CORP DE 7.01,9.01 12/31/08 FLAGSTAR BANCORP INC MI 1.01,3.02,3.03,5.01,5.02,5.03, 01/30/09 8.01,9.01 FLAGSTAR BANCORP INC MI 1.01,3.02,3.03,5.02,5.03,8.01, 01/30/09 9.01 FLO Corp 2.03,2.04 01/30/09 Forbes Energy Services Ltd. D0 8.01,9.01 02/02/09 Fortress Financial Group, Inc. / WY WY 8.01,9.01 02/02/09 Fortress Financial Group, Inc. / WY WY 8.01,9.01 02/02/09 FROZEN FOOD EXPRESS INDUSTRIES INC TX 5.02 01/29/09 GENTA INC DE/ DE 1.01 01/29/09 GERMAN AMERICAN BANCORP, INC. IN 2.02,8.01,9.01 01/27/09 GigOptix, Inc. DE 5.02,9.01 01/29/09 GILLA INC. NV 5.02 02/02/09 GLADSTONE INVESTMENT CORPORATION\DE DE 2.02,9.01 02/02/09 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 1.03 01/28/09 Global Peopleline Telecom Inc. (Forme FL 4.02 01/30/09 GOAMERICA INC DE 8.01,9.01 02/02/09 GOLDEN GRAIN ENERGY 8.01,9.01 01/30/09 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 5.02 01/30/09 GOLDSPRING INC FL 5.02,9.01 02/02/09 GPS INDUSTRIES, INC. NV 8.01,9.01 02/02/09 GSI GROUP INC A3 4.02,9.01 01/29/09 HAEMONETICS CORP MA 2.02,9.01 02/02/09 HALLMARK FINANCIAL SERVICES INC NV 7.01,9.01 02/02/09 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 02/02/09 HANCOCK FABRICS INC DE 7.01,8.01,9.01 01/30/09 HARLEY DAVIDSON INC WI 8.01 02/02/09 HARLEYSVILLE NATIONAL CORP PA 2.02,9.01 02/02/09 HARRIS INTERACTIVE INC DE 5.02 02/02/09 HARSCO CORP DE 5.02 01/27/09 HARTE HANKS INC DE 5.02,7.01,9.01 01/28/09 HAVERTY FURNITURE COMPANIES INC MD 5.02,9.01 01/27/09 HEALTH SCIENCES GROUP INC DE 8.01 02/02/09 HEALTHSOUTH CORP DE 7.01,9.01 02/02/09 Heckmann CORP 5.02 02/02/09 HIGHLANDS BANKSHARES INC /WV/ WV 2.02,9.01 02/02/09 HOLOGIC INC DE 2.02,9.01 02/02/09 Honda Auto Receivables 2009-1 Owner T CA 8.01,9.01 01/29/09 HORIZON BANCORPORATION INC FL 9.01 01/30/09 HORIZON FINANCIAL CORP WA 2.02,9.01 01/29/09 HORMEL FOODS CORP /DE/ DE 5.02,5.03,9.01 01/27/09 HUMANA INC DE 2.02,7.01,9.01 02/02/09 Huron Consulting Group Inc. DE 5.02 01/27/09 HUTTIG BUILDING PRODUCTS INC DE 1.01,5.02 01/27/09 IBIS TECHNOLOGY CORP MA 8.01,9.01 01/30/09 IBSG INTERNATIONAL INC FL 8.01 02/02/09 IBSG INTERNATIONAL INC FL 4.02 01/08/09 AMEND ICU MEDICAL INC/DE DE 2.02,9.01 02/02/09 IDACORP INC ID 8.01 02/02/09 IMAGE ENTERTAINMENT INC DE 2.02,9.01 02/02/09 IMAGE ENTERTAINMENT INC DE 8.01,9.01 01/29/09 IMPERIAL SUGAR CO /NEW/ TX 5.02 01/28/09 INSITUFORM TECHNOLOGIES INC DE 1.01,9.01 01/31/09 INSITUFORM TECHNOLOGIES INC DE 5.03,9.01 01/31/09 Integrated Healthcare Holdings Inc NV 1.01,3.02,9.01 01/30/09 INTERNAP NETWORK SERVICES CORP DE 5.02,9.01 01/28/09 INTERNATIONAL BUSINESS MACHINES CORP NY 5.02 01/27/09 iPCS, INC DE 2.02,8.01,9.01 02/02/09 ISCO INTERNATIONAL INC DE 3.01,9.01 01/30/09 IX ENERGY HOLDINGS, INC. DE 7.01,8.01,9.01 01/27/09 JACKSONVILLE BANCORP INC /FL/ FL 5.02,9.01 02/02/09 JK Acquisition Corp. 1.02 01/28/09 JONES APPAREL GROUP INC PA 5.02,9.01 02/02/09 KANSAS CITY SOUTHERN DE 1.01,3.03,8.01,9.01 01/27/09 KBL Healthcare Acquisition Corp III DE 5.03,9.01 02/02/09 KBS Real Estate Investment Trust, Inc MD 1.01 01/27/09 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 02/02/09 KRAFT FOODS INC VA 5.02,5.03,9.01 01/27/09 LACROSSE FOOTWEAR INC WI 2.02,9.01 02/02/09 LAS VEGAS SANDS CORP NV 5.02,9.01 02/02/09 LEXICON PHARMACEUTICALS, INC./DE DE 1.01 01/27/09 LHC Group, Inc 8.01,9.01 02/02/09 LIBERTY BANCORP INC 2.02,9.01 02/02/09 LIFEPOINT HOSPITALS, INC. 8.01,9.01 02/02/09 LIME ENERGY CO. DE 8.01 01/30/09 LINCOLN ELECTRIC HOLDINGS INC OH 8.01,9.01 02/02/09 Local Insight Regatta Holdings, Inc. DE 2.02,7.01,9.01 02/02/09 LOUD TECHNOLOGIES INC WA 8.01 02/02/09 LOUISIANA BANCORP INC LA 2.02,9.01 02/02/09 Macy's, Inc. DE 2.05,8.01,9.01 02/02/09 MATTEL INC /DE/ DE 2.02,9.01 02/02/09 MEADE INSTRUMENTS CORP DE 1.01,2.01,9.01 01/27/09 MEDASSETS INC DE 5.02 01/29/09 MEDICAL SOLUTIONS MANAGEMENT INC. NV 5.02 01/27/09 MERCURY COMPUTER SYSTEMS INC MA 2.01,9.01 01/27/09 MIDDLEBURG FINANCIAL CORP VA 2.02,9.01 01/28/09 MINDSPEED TECHNOLOGIES, INC DE 2.02,9.01 02/02/09 MODERN MEDICAL MODALITIES CORP NY 1.01,9.01 01/27/09 Molecular Insight Pharmaceuticals, In MA 1.01,5.02,9.01 01/30/09 MOMENTA PHARMACEUTICALS INC DE 5.02 01/27/09 MONARCH COMMUNITY BANCORP INC MD 2.02,9.01 01/27/09 Monarch Financial Holdings, Inc. VA 7.01,9.01 02/02/09 MOOG INC NY 8.01,9.01 01/30/09 MORRIS PUBLISHING GROUP LLC GA 1.01,8.01 01/28/09 MULTIMEDIA GAMES INC TX 5.02,8.01,9.01 02/02/09 MVC CAPITAL, INC. DE 8.01 01/31/09 National Investment Managers Inc. FL 5.02 01/30/09 NBC ACQUISITION CORP DE 2.02,7.01,9.01 01/30/09 NBTY INC DE 2.02,9.01 01/28/09 NCR CORP MD 5.02,5.03,9.01 01/28/09 NEBRASKA BOOK CO KS 2.02,7.01,9.01 01/30/09 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 5.02,9.01 01/27/09 NITRO PETROLEUM INC. 1.01,9.01 01/27/09 NOBLE ENERGY INC DE 5.02,9.01 01/27/09 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/09 NORTHERN OIL & GAS, INC. 5.02,9.01 01/30/09 NOVELL INC DE 5.02 01/29/08 NTR Acquisition Co. DE 3.01,8.01,9.01 01/30/09 Oak Ridge Financial Services, Inc. NC 1.01,3.02,3.03,5.02,5.03,9.01 01/30/09 ODYSSEY MARINE EXPLORATION INC NV 5.03,7.01,8.01,9.01 01/29/09 OGE ENERGY CORP. OK 1.02 02/02/09 OMEGA COMMERCIAL FINANCE CORP WY 1.01,2.01,9.01 07/17/08 AMEND Optionable Inc 5.02,8.01,9.01 01/28/09 PEABODY ENERGY CORP DE 7.01,9.01 02/02/09 PENSKE AUTOMOTIVE GROUP, INC. DE 8.01,9.01 02/02/09 People's United Financial, Inc. DE 5.02 01/26/09 PEOPLES BANCORP INC OH 1.01,3.02,3.03,5.02,5.03,8.01, 02/02/09 9.01 PIPER JAFFRAY COMPANIES 2.02,4.02,9.01 01/27/09 PLUM CREEK TIMBER CO INC DE 2.02,9.01 02/02/09 PM Liquidating Corp. FL 8.01,9.01 12/18/08 POINDEXTER J B & CO INC DE 2.02,7.01,9.01 02/02/09 PRECISION PETROLEUM Corp NV 1.01,9.01 01/27/09 PREMIER ENERGY CORP. FL 1.01,2.01,3.02,5.01,5.02,5.06, 01/30/09 9.01 PROLIANCE INTERNATIONAL, INC. DE 5.02,9.01 01/27/09 QAD INC DE 2.05,5.02 01/27/09 QUALITY SYSTEMS INC CA 2.02,8.01,9.01 01/30/09 RASER TECHNOLOGIES INC UT 1.01,2.03,3.02,9.01 02/02/09 RAVEN INDUSTRIES INC SD 5.02,9.01 02/01/09 RED ROCK PICTURES HOLDINGS, INC 1.01,2.01,3.02,5.02,9.01 06/06/08 AMEND Regency Energy Partners LP DE 5.02,9.01 02/02/09 REX STORES CORP DE 1.01,2.01,2.05,9.01 01/29/09 ROCKWELL AUTOMATION INC DE 2.02 02/02/09 ROTECH HEALTHCARE INC DE 2.02,5.02,8.01 02/02/09 RTI Biologics, Inc. DE 1.01,2.03,9.01 01/28/09 RUDOLPH TECHNOLOGIES INC DE 5.03,9.01 02/02/09 SALEM COMMUNICATIONS CORP /DE/ DE 5.02 02/02/09 SAN JUAN BASIN ROYALTY TRUST TX 8.01,9.01 02/02/09 SANDISK CORP DE 2.02 12/28/08 SANFILIPPO JOHN B & SON INC DE 2.02,9.01 02/02/09 SCORES HOLDING CO INC UT 2.01,5.01,9.01 01/27/09 SEACOAST BANKING CORP OF FLORIDA FL 2.02,7.01,9.01 01/27/09 SEAGATE TECHNOLOGY E9 2.06 01/28/09 AMEND SHARPS COMPLIANCE CORP DE 8.01,9.01 02/02/09 SHAW GROUP INC LA 5.02,9.01 01/28/09 Shire plc 8.01,9.01 02/02/09 Shopoff Properties Trust, Inc. MD 1.01,9.01 01/27/09 SHUFFLE MASTER INC MN 5.02 01/28/09 Siouxland Ethanol, LLC NE 1.01,2.03,9.01 01/30/09 SLM CORP DE 1.01 01/30/09 SMART Modular Technologies (WWH), Inc E9 5.02,9.01 01/28/09 SMOKY MARKET FOODS INC NV 2.03,3.02,9.01 01/27/09 So Act Network, Inc. 3.02,5.03,9.01 01/28/09 Solar Energy Initiatives, Inc. DE 5.02 02/02/09 SOUTHERN COPPER CORP/ DE 2.02,8.01,9.01 01/30/09 St. Joseph Bancorp, Inc. MD 8.01,9.01 02/02/09 STEELCASE INC MI 5.02,7.01,9.01 01/29/09 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 01/29/09 SUN MICROSYSTEMS, INC. DE 5.02,5.03,9.01 02/02/09 SUNAIR SERVICES CORP FL 1.01,9.01 01/28/09 SUNESIS PHARMACEUTICALS INC 5.02 01/27/09 SUPERIOR BANCORP DE 2.02,9.01 02/02/09 SUSSEX BANCORP NJ 2.02,9.01 02/02/09 SYSCO CORP DE 2.02,9.01 02/02/09 TELECOMMUNICATION SYSTEMS INC /FA/ 5.02 01/27/09 TESORO CORP /NEW/ DE 5.02 01/28/09 TESSERA TECHNOLOGIES INC DE 2.02,9.01 02/02/09 THORNBURG MORTGAGE INC MD 3.02 01/29/09 TIDEWATER INC DE 7.01,9.01 01/28/09 TIER TECHNOLOGIES INC DE 2.01,7.01,9.01 01/27/09 TIFFANY & CO DE 8.01,9.01 02/02/09 TITAN INTERNATIONAL INC IL 1.01,9.01 01/30/09 TRACEGUARD TECHNOLOGIES, INC. 5.02,8.01 02/02/09 TRAILER BRIDGE INC 2.02,9.01 01/30/09 Transcept Pharmaceuticals Inc DE 2.01,2.02,8.01,9.01 01/30/09 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 02/02/09 TRUSTMARK CORP MS 5.02 01/27/09 UFood Restaurant Group, Inc. NV 8.01 01/30/09 ULTRALIFE CORP DE 1.01,9.01 01/27/09 Uni-Pixel DE 8.01,9.01 02/02/09 UNICA CORP 2.02,9.01 02/02/09 UNITED STATES STEEL CORP DE 8.01,9.01 02/01/09 uWink, Inc. UT 7.01,9.01 02/02/09 VALUEVISION MEDIA INC MN 5.02 02/01/09 VENTAS INC DE 7.01,9.01 02/02/09 VICOR CORP DE 2.05 01/14/09 AMEND VINEYARD NATIONAL BANCORP CA 5.02 02/02/09 VIRGIN MEDIA INC. DE 7.01,9.01 02/02/09 VITRAN CORP INC 8.01 02/02/09 Vu1 CORP CA 5.02 01/27/09 We Sell For U Corp. FL 8.01,9.01 01/29/09 WESTAFF INC DE 1.01,8.01,9.01 01/28/09 WESTSTAR FINANCIAL SERVICES CORP NC 2.02,9.01 01/30/09 WSFS FINANCIAL CORP DE 5.02,9.01 01/27/09 XATA CORP /MN/ MN 1.01 01/27/09 XENOPORT INC DE 5.02,9.01 01/28/09 ZVUE CORP DE 5.02 01/27/09