RECENT 8K FILINGS February 2, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST CONSTITUTION BANCORP NJ 2.02,9.01 01/30/09 1st Pacific Bancorp CA 2.02,9.01 01/30/09 1st United Bancorp, Inc. FL 8.01 01/30/09 3COM CORP DE 8.01,9.01 01/30/09 3COM CORP DE 2.05 01/27/09 ACTIVE POWER INC DE 2.02,9.01 01/30/09 Advance America, Cash Advance Centers DE 5.02,9.01 01/29/09 ADVANCED PHOTONIX INC DE 1.01,9.01 01/28/09 ADVANCED TECHNOLOGIES GROUP LTD NV 1.01,9.01 01/26/09 AIR T INC DE 2.02 12/31/08 AIRTRAN HOLDINGS INC NV 2.02,7.01,9.01 01/28/09 ALLIANCE BANCORP INC OF PENNSYLVANIA X1 2.02,9.01 01/29/09 ALLIANCE FINANCIAL CORP /NY/ NY 5.02,9.01 01/27/09 ALTRIA GROUP, INC. VA 9.01 01/06/09 AMEND AMCOL INTERNATIONAL CORP DE 2.02,9.01 01/29/09 AMDL INC DE 3.02,7.01,9.01 01/30/09 AMERICA WEST RESOURCES, INC. NV 8.01 01/30/09 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,8.01,9.01 01/30/09 AMERICAN STATES WATER CO CA 5.02,9.01 01/27/09 AMERICANWEST BANCORPORATION WA 5.02 01/26/09 AMERON INTERNATIONAL CORP DE 2.02,5.02,9.01 01/28/09 AMETEK INC/ DE 2.02,9.01 01/30/09 ANADIGICS INC DE 5.02,8.01,9.01 01/30/09 ANALOGIC CORP MA 5.03,9.01 01/26/09 ANNTAYLOR STORES CORP DE 5.03,8.01,9.01 01/27/09 APCO ARGENTINA INC/NEW 1.01 01/26/09 APEX SILVER MINES LTD 3.01 01/26/09 ARBINET THEXCHANGE INC DE 5.02,9.01 01/28/09 ARCH COAL INC DE 2.02,9.01 01/30/09 Argo Group International Holdings, Lt 2.02,9.01 01/29/09 ASTRONICS CORP NY 1.01,2.01,2.03,3.02,9.01 01/30/09 ATLAS AMERICA INC DE 5.02 01/30/09 AVALONBAY COMMUNITIES INC MD 8.01 01/28/09 AVATECH SOLUTIONS INC DE 1.01,9.01 01/28/09 AVI BIOPHARMA INC OR 5.02,9.01 01/23/09 AVI BIOPHARMA INC OR 1.01,9.01 01/28/09 AXION INTERNATIONAL HOLDINGS, INC. CO 8.01,9.01 01/30/09 BANCORP RHODE ISLAND INC 7.01,9.01 01/30/09 Bancorp, Inc. 2.02,9.01 01/30/09 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 01/30/09 BANK OF GRANITE CORP DE 2.02,9.01 01/30/09 BEVERLY HILLS BANCORP INC DE 8.01,9.01 01/29/09 Birmingham Bloomfield Bancshares MI 5.02 01/26/09 Blugrass Energy, Inc. NV 5.02 01/28/09 BLYTH INC DE 5.03,8.01,9.01 01/30/09 Bonds.com Group, Inc. DE 5.02 01/26/09 BOTETOURT BANKSHARES INC VA 8.01 01/30/09 BOWNE & CO INC DE 8.01,9.01 01/30/09 BRANDYWINE REALTY TRUST MD 8.01,9.01 01/30/09 BRINKER INTERNATIONAL INC DE 5.02 01/26/09 BROOKFIELD HOMES CORP DE 5.02 01/26/09 BRYN MAWR BANK CORP PA 7.01,9.01 01/30/09 CAGLES INC GA 2.03 01/29/09 Cal Dive International, Inc. DE 2.01,2.03 01/26/09 CALIFORNIA MICRO DEVICES CORP CA 2.02,9.01 01/29/09 Calumet Specialty Products Partners, DE 1.01,9.01 01/26/09 CANARGO ENERGY CORP DE 3.01,7.01,9.01 01/26/09 Cape Fear Bank CORP NC 8.01,9.01 01/27/09 CAPITAL CORP OF THE WEST CA 2.02,2.06 01/30/09 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 01/29/09 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 01/30/09 CARAUSTAR INDUSTRIES INC NC 8.01 01/30/09 CASCADE BANCORP OR 2.02,9.01 01/29/09 CENTER FINANCIAL CORP CA 2.02,9.01 01/29/09 CENTRAL PACIFIC FINANCIAL CORP HI 5.02 01/28/09 CEPHALON INC DE 1.01,5.02,9.01 01/29/09 CERAGENIX PHARMACEUTICALS, INC. DE 8.01 01/30/09 CFS BANCORP INC IN 2.02,9.01 01/28/09 CH ENERGY GROUP INC NY 5.02,9.01 01/26/09 CHEVRON CORP DE 2.02 01/30/09 China Armco Metals, Inc. NV 2.02,7.01,9.01 01/29/09 China Holdings, Inc. NV 1.01 01/30/09 CITIZENS FINANCIAL CORP/DE/ DE 2.02,7.01,9.01 01/30/09 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 01/30/09 COLUMBIA BANCORP \OR\ OR 2.02,9.01 01/30/09 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 01/29/09 COMM BANCORP INC PA 5.02,9.01 01/30/09 Commerce Planet UT 5.03,9.01 01/30/09 COMMERCEFIRST BANCORP INC MD 5.02,9.01 01/26/09 Community Partners Bancorp NJ 1.01,3.02,5.02,9.01 01/30/09 COMMUNITY TRUST BANCORP INC /KY/ KY 1.01,9.01 01/27/09 COMMUNITY VALLEY BANCORP CA 2.02,9.01 01/30/09 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 01/29/09 COMVERSE TECHNOLOGY INC/NY/ NY 5.02 01/28/09 CONCORD CAMERA CORP NJ 3.01,9.01 01/30/09 CORE LABORATORIES N V P7 7.01,9.01 01/30/09 CRANE CO /DE/ DE 8.01 01/27/09 CROGHAN BANCSHARES INC OH 2.02,7.01,9.01 01/30/09 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 01/29/09 CSB BANCORP INC /OH OH 2.02,9.01 01/30/09 CV THERAPEUTICS INC DE 1.01,8.01,9.01 01/27/09 CYTEC INDUSTRIES INC/DE/ DE 2.02,9.01 01/29/09 DARA BioSciences, Inc. DE 1.01,2.03,5.02,9.01 01/26/09 DAWSON GEOPHYSICAL CO TX 5.02 03/25/08 AMEND DELTA APPAREL INC GA 2.02,7.01,9.01 01/30/09 DESTINATION TELEVISION, INC. DE 4.01,9.01 01/29/09 AMEND DEXCOM INC 1.01,8.01,9.01 01/30/09 DIEDRICH COFFEE INC CA 1.01,2.02,8.01,9.01 01/23/09 DIGITAL ANGEL CORP DE 2.02,9.01 01/29/09 Diligent Board Member Services, Inc. DE 8.01,9.01 01/26/09 DNB FINANCIAL CORP /PA/ PA 1.01,3.02,3.03,5.02,9.01 01/30/09 DOLE FOOD CO INC DE 8.01,9.01 01/29/09 DONALDSON CO INC DE 8.01,9.01 01/30/09 DOVER MOTORSPORTS INC DE 1.01,9.01 01/28/09 DRUGSTORE COM INC DE 5.02,5.03,9.01 12/31/08 DSP GROUP INC /DE/ DE 1.01 01/27/09 EAGLE BANCORP INC MD 5.02 01/08/09 AMEND EAU TECHNOLOGIES, INC. DE 1.02 01/20/09 ECOLOGY COATINGS, INC. NV 7.01 01/30/09 EDEN ENERGY CORP NV 7.01,9.01 01/30/09 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.05 01/26/09 ELEMENT 21 GOLF CO DE 5.02,9.01 01/27/09 ENBRIDGE ENERGY PARTNERS LP DE 2.02,9.01 01/30/09 Encore Bancshares Inc TX 2.02,9.01 01/30/09 ENTECH SOLAR, INC. DE 5.02,9.01 01/26/09 EnteroMedics Inc 2.02,9.01 01/29/09 ENTERPRISE BANCORP INC /MA/ MA 2.02,9.01 01/29/09 ENTERPRISE FINANCIAL SERVICES CORP DE 2.02,9.01 01/30/09 EPICEPT CORP 2.04,9.01 01/27/09 EVANS BANCORP INC NY 2.02,7.01 01/30/09 ExlService Holdings, Inc. DE 5.02 01/29/09 Exterra Energy Inc. NV 4.02 01/30/09 AMEND EXXON MOBIL CORP NJ 2.02,7.01 01/30/09 FAIRCHILD CORP DE 1.01 01/20/09 FASTENAL CO MN 5.02 01/30/09 FCStone Group, Inc. DE 7.01,9.01 01/30/09 Federal Home Loan Bank of Atlanta X1 7.01,9.01 01/30/09 Federal Home Loan Bank of Boston X1 7.01,9.01 01/30/09 Federal Home Loan Bank of Dallas 2.03 01/26/09 Federal Home Loan Bank of New York X1 2.02,8.01 01/30/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/26/09 FERRO CORP OH 2.02,7.01,9.01 01/30/09 FFD FINANCIAL CORP/OH OH 2.02,9.01 01/30/09 FIDELITY D & D BANCORP INC PA 8.01,9.01 01/29/09 FIRST BANKS, INC MO 2.02,9.01 01/30/09 First Business Financial Services, In 5.02,9.01 01/26/09 FIRST CASH FINANCIAL SERVICES INC DE 2.02,9.01 01/27/09 FIRST COMMUNITY BANCSHARES INC /NV/ NV 7.01 01/29/09 FIRST COMMUNITY BANK CORP OF AMERICA FL 2.02,9.01 01/30/09 FIRST NIAGARA FINANCIAL GROUP INC DE 5.02,5.03,9.01 01/27/09 FIRST POTOMAC REALTY TRUST MD 8.01 01/30/09 FIRSTBANK CORP MI 1.01,3.02,3.03,5.02,5.03,8.01, 01/30/09 9.01 FLAGSTAR BANCORP INC MI 2.02,9.01 01/30/09 FLANDERS CORP NC 1.01 01/28/09 FLOWSERVE CORP NY 2.02,9.01 01/30/09 FOAMEX INTERNATIONAL INC. DE 5.02,8.01,9.01 01/27/09 ForgeHouse, Inc. NV 5.02,8.01,9.01 01/30/09 Fortress Financial Group, Inc. / WY WY 8.01,9.01 01/30/09 FOSTER L B CO PA 2.02,9.01 12/31/08 Foundation Coal Holdings, Inc. DE 8.01,9.01 01/30/09 FOUNTAIN POWERBOAT INDUSTRIES INC 3.01,9.01 01/26/09 FRONTIER FINANCIAL CORP /WA/ WA 2.02,9.01 01/29/09 GANNETT CO INC /DE/ DE 2.02,9.01 01/30/09 GATX CORP NY 5.02,9.01 01/30/09 GEN PROBE INC DE 7.01,9.01 01/30/09 GIGA TRONICS INC CA 2.02,9.01 01/29/09 GLACIER BANCORP INC DE 2.02,9.01 01/29/09 Global Biotech Corp. 5.02,5.03,7.01,9.01 01/29/09 GLOBAL FOOD TECHNOLOGIES, INC. DE 5.02 01/08/09 GOLDEN QUEEN MINING CO LTD 5.02 01/13/09 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 5.02 01/30/09 GRAHAM CORP DE 2.02,9.01 01/30/09 GRAHAM CORP DE 5.02 01/28/09 GRANDSOUTH BANCORPORATION SC 2.02,9.01 01/29/09 GREEN BIKES RENTAL CORP NV 8.01,9.01 01/29/09 GREENHILL & CO INC 5.02,5.03,9.01 01/28/09 Grubb & Ellis Healthcare REIT, Inc. MD 5.02,8.01 01/28/09 GS FINANCIAL CORP LA 2.02,9.01 01/30/09 HARMAN INTERNATIONAL INDUSTRIES INC / DE 5.02 01/29/09 HARTE HANKS INC DE 2.02,9.01 01/30/09 HARTMARX CORP/DE DE 1.01,2.03,5.02,9.01 01/26/09 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 01/29/09 HAYES LEMMERZ INTERNATIONAL INC DE 1.01,7.01,9.01 01/29/09 HEALTH CARE REIT INC /DE/ DE 7.01,8.01,9.01 01/29/09 HEALTH SCIENCES GROUP INC DE 8.01 01/30/09 HeartWare International, Inc. DE 2.02,7.01,9.01 01/30/09 HeartWare International, Inc. DE 7.01,9.01 01/30/09 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 2.05,7.01,9.01 01/13/09 HELICOS BIOSCIENCES CORP 5.02,7.01,8.01,9.01 01/27/09 HMN FINANCIAL INC DE 5.02,9.01 01/28/09 HOME BANCORP, INC. LA 2.02,9.01 01/29/09 Home Federal Bancorp, Inc. MD 2.02,9.01 01/30/09 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 01/30/09 HUB GROUP INC DE 2.02,9.01 12/31/08 HUNT J B TRANSPORT SERVICES INC AR 2.02,9.01 01/29/09 Hydrogenetics, Inc FL 5.02,8.01 01/14/09 I2 TECHNOLOGIES INC DE 5.02 01/26/09 IDEXX LABORATORIES INC /DE DE 2.02,9.01 01/30/09 IDT CORP DE 2.05,8.01 01/26/09 IMATION CORP DE 8.01,9.01 01/28/09 IMMUCOR INC GA 1.01,3.03,9.01 01/27/09 IMPAX LABORATORIES INC DE 8.01 01/28/09 Imperali, Inc. FL 9.01 01/08/09 AMEND IMPERIAL OIL LTD 2.02,9.01 01/29/09 ING LIFE INSURANCE & ANNUITY CO CT 1.01 01/30/09 ING USA ANNUITY & LIFE INSURANCE CO IA 1.01 01/30/09 INN OF THE MOUNTAIN GODS RESORTS & CA 5.02 01/23/09 Inrob Tech Ltd. NV 5.02,9.01 01/26/09 INTERLINK ELECTRONICS INC DE 1.01,1.02 01/28/09 INTERNET CAPITAL GROUP INC DE 5.02,9.01 01/30/09 Invesco Ltd. D0 2.02,9.01 01/30/09 JACK IN THE BOX INC /NEW/ DE 8.01 01/29/09 JACKSONVILLE BANCORP INC IL 2.02,9.01 01/09/09 AMEND JOHNSON OUTDOORS INC WI 2.02,9.01 01/30/09 Juhl Wind, Inc 5.02 01/26/09 K-SEA TRANSPORTATION PARTNERS LP 2.02,9.01 01/30/09 Kesselring Holding Corporation. 4.01 12/30/08 KEY ENERGY SERVICES INC MD 5.02,9.01 01/26/09 KIRBY CORP NV 5.02 01/26/09 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 01/30/09 L & L INTERNATIONAL HOLDINGS, INC NV 5.02 01/29/09 LANDRYS RESTAURANTS INC 8.01,9.01 01/30/09 LCNB CORP OH 2.02,8.01,9.01 01/30/09 LECG CORP DE 2.02,2.05,2.06,9.01 01/26/09 Legacy Bancorp, Inc. DE 7.01,9.01 01/30/09 LEHMAN BROTHERS HOLDINGS INC DE 7.01,9.01 01/30/09 LIGHTING SCIENCE GROUP CORP DE 1.01,4.01,9.01 01/23/09 LINDSAY CORP DE 5.02,7.01,9.01 01/26/09 LITHIUM TECHNOLOGY CORP DE 8.01 01/29/09 LOCATEPLUS HOLDINGS CORP 5.02 12/12/08 LSB CORP MA 2.02,9.01 01/29/09 MACATAWA BANK CORP MI 1.01,9.01 01/30/09 MAGNITUDE INFORMATION SYSTEMS INC DE 7.01,9.01 01/29/09 MARINE PRODUCTS CORP DE 5.02 01/27/09 MARKEL CORP VA 5.02 01/26/09 Marvin's Place, Inc. 5.02,8.01 01/26/09 MB FINANCIAL INC /MD MD 2.02,9.01 12/31/08 MBT FINANCIAL CORP MI 5.02,9.01 01/29/09 McAfee, Inc. DE 5.02,9.01 01/26/09 McCormick & Schmicks Seafood Restaura 1.01,5.02,9.01 01/26/09 MCINTOSH BANCSHARES INC /GA/ GA 5.03 01/30/09 MEDCATH CORP DE 5.02 01/28/09 MEDCO HEALTH SOLUTIONS INC DE 5.02 01/28/09 MEDICINES CO /DE DE 5.02 01/26/09 Mellanox Technologies, Ltd. L3 5.02 01/27/09 MERIDIAN INTERSTATE BANCORP INC 5.02,9.01 01/27/09 MERIDIAN INTERSTATE BANCORP INC 2.02,9.01 01/30/09 METLIFE INC DE 5.02,8.01,9.01 01/27/09 METRO ONE DEVELOPMENT, INC 5.03 01/26/09 METROCORP BANCSHARES INC 2.02,9.01 01/29/09 MF Global Ltd. D0 5.02 01/26/09 MICHAELS STORES INC DE 2.05 01/16/09 MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 12/31/08 MONROE BANCORP IN 2.02,9.01 01/29/09 MPHASE TECHNOLOGIES INC NJ 1.01,9.01 01/27/09 MRU HOLDINGS INC DE 3.01,5.02 01/26/09 MULTI COLOR Corp OH 2.02,9.01 01/30/09 MxEnergy Holdings Inc 8.01,9.01 01/30/09 NARA BANCORP INC DE 2.02,9.01 01/30/09 NATIONAL COAL CORP FL 5.02,9.01 01/26/09 NB Telecom, Inc. NV 4.01 12/31/08 AMEND NB Telecom, Inc. NV 4.01 12/31/08 AMEND NETLIST INC DE 5.02 01/25/09 NEW MOTION, INC. DE 4.01 01/30/09 NEW MOTION, INC. DE 4.01,9.01 01/21/09 AMEND NEW WORLD BRANDS INC DE 1.01 01/23/09 New York & Company, Inc. 5.02 01/28/09 NEWCASTLE INVESTMENT CORP MD 3.01 01/26/09 NEWFIELD EXPLORATION CO /DE/ DE 2.02,9.01 01/29/09 NEXITY FINANCIAL CORP DE 3.01,9.01 01/29/09 NITRO PETROLEUM INC. 1.01,9.01 01/26/09 NORFOLK SOUTHERN CORP VA 5.03,8.01,9.01 01/27/09 NORTHLAND CABLE PROPERTIES SEVEN LIMI WA 8.01 01/30/09 NORTHRIM BANCORP INC AK 2.02,9.01 01/30/09 AMEND NORTHWEST BANCORP INC PA 5.02 01/30/09 NOVADEL PHARMA INC DE 8.01,9.01 01/30/09 Novori Inc. DE 5.03 01/29/09 NRG ENERGY, INC. DE 8.01,9.01 01/30/09 NTELOS HOLDINGS CORP 2.02,9.01 01/29/09 optionsXpress Holdings, Inc. DE 2.02,9.01 01/29/09 ORLEANS HOMEBUILDERS INC DE 1.01,2.04,9.01 01/26/09 ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 01/29/09 ORTHOFIX INTERNATIONAL N V 8.01 01/28/09 OSAGE BANCSHARES, INC. 2.02,8.01,9.01 01/30/09 OVERSTOCK.COM, INC UT 2.02,9.01 01/30/09 OVERSTOCK.COM, INC UT 2.02,8.01,9.01 01/30/09 PACCAR INC DE 2.02,9.01 01/30/09 PALM INC DE 5.02 01/26/09 PARKE BANCORP, INC. NJ 1.01,3.02,3.03,5.02,5.03,9.01 01/30/09 PEPSIAMERICAS INC/IL/ DE 5.02 01/30/09 Pharmasset Inc 1.01,9.01 01/29/09 PILGRIMS PRIDE CORP DE 5.02,9.01 01/27/09 PLANTRONICS INC /CA/ DE 5.02 01/30/09 PLUMAS BANCORP CA 1.01,3.02,3.03,5.02,5.03,8.01, 01/30/09 9.01 Polaris Acquisition Corp. DE 8.01,9.01 01/30/09 POWER 3 MEDICAL PRODUCTS INC NY 1.01 01/23/09 PPG INDUSTRIES INC PA 8.01,9.01 01/29/09 Premier Power Renewable Energy, Inc. DE 4.02 01/23/09 PRESIDENT CASINOS INC DE 1.03,9.01 12/08/08 PRINCIPAL CAPITAL GROUP, INC. 1.01,9.01 01/21/09 PRO PHARMACEUTICALS INC NV 8.01,9.01 01/29/09 PROASSURANCE CORP DE 7.01 01/28/09 PROCTER & GAMBLE CO OH 2.02 12/31/08 PROTECTIVE LIFE CORP DE 5.04,9.01 01/30/09 QLT INC/BC A1 8.01,9.01 01/30/09 Qnective, Inc. 1.01,3.01,9.01 01/26/09 QUIKSILVER INC DE 3.01 01/27/09 QUIXOTE CORP DE 2.02,9.01 01/29/09 RathGibson Inc DE 5.02,8.01,9.01 01/26/09 REDWOOD TRUST INC MD 5.02 01/29/09 REDWOOD TRUST INC MD 7.01,9.01 01/30/09 REIDCO ACQUISITION I INC DE 3.02 01/29/09 RESOURCING SOLUTIONS GROUP INC NV 5.02 01/29/09 RETAIL VENTURES INC OH 2.05,2.06 01/29/09 REUNION INDUSTRIES INC DE 8.01 01/30/09 RJO GLOBAL TRUST 1.01 01/30/09 RUDDICK CORP NC 2.02,9.01 01/29/09 RUSS BERRIE & CO INC NJ 5.02,8.01,9.01 01/27/09 S&T BANCORP INC PA 2.02 12/31/08 SAIA INC DE 2.02,9.01 01/30/09 SANDERS MORRIS HARRIS GROUP INC TX 1.01,5.02,7.01,9.01 01/29/09 SANMINA-SCI CORP DE 1.01,5.02,9.01 01/21/09 SANTARUS INC DE 8.01,9.01 01/30/09 SCHNITZER STEEL INDUSTRIES INC OR 5.02,9.01 01/28/09 SECURITY FEDERAL CORP SC 2.02,9.01 01/30/09 SENIOR HOUSING PROPERTIES TRUST MD 5.02 01/30/09 SENSUS METERING SYSTEMS BERMUDA 2 LTD 2.02,9.01 01/30/09 SERVICE BANCORP INC MA 2.02,8.01,9.01 01/30/09 SHORE BANCSHARES INC MD 2.02,9.01 01/28/09 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 01/30/09 SMARTHEAT INC. NV 8.01,9.01 01/29/09 SMUCKER J M CO OH 5.02,9.01 01/26/09 SMURFIT STONE CONTAINER CORP DE 1.01,1.02,1.03,2.03,2.04,9.01 01/26/09 SOLITRON DEVICES INC DE 4.01,9.01 01/19/09 AMEND SOMERSET HILLS BANCORP NJ 5.02 01/26/09 SOUTHSIDE BANCSHARES INC TX 2.02,9.01 01/29/09 SOUTHWEST GEORGIA FINANCIAL CORP GA 2.02,9.01 12/31/08 SOVEREIGN BANCORP INC PA 2.01,3.01,3.03,5.01,5.02,5.03, 01/30/09 9.01 STATE BANCORP INC NY 2.02,9.01 01/30/09 STRATTEC SECURITY CORP WI 2.02,9.01 01/29/09 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 01/29/09 SUN RIVER ENERGY, INC CO 5.02 01/08/09 Super Micro Computer, Inc. CA 5.02,9.01 01/26/09 Superior Offshore International Inc. DE 8.01,9.01 01/28/09 TAUBMAN CENTERS INC MI 8.01,9.01 01/30/09 TECHE HOLDING CO LA 2.02,9.01 01/29/09 TEMPUR PEDIC INTERNATIONAL INC DE 7.01,9.01 01/30/09 Tennessee Commerce Bancorp, Inc. TN 7.01,9.01 01/29/09 TERADYNE, INC MA 9.01 11/14/08 AMEND TESSCO TECHNOLOGIES INC DE 2.02,9.01 01/29/09 TEXAS PACIFIC LAND TRUST 2.02,9.01 01/30/09 TOMPKINS FINANCIAL CORP NY 5.02,9.01 01/27/09 TOMPKINS FINANCIAL CORP NY 2.02,8.01,9.01 01/28/09 TOREADOR RESOURCES CORP TX 1.02,3.03,7.01,9.01 01/28/09 TORVEC INC NY 7.01 01/29/09 TRANS-INDIA ACQUISITION CORP DE 8.01,9.01 01/30/09 TRANSCEND SERVICES INC DE 2.02,9.01 01/29/09 TRANSGENOMIC INC DE 5.02 01/30/09 TRI COUNTY FINANCIAL CORP /MD/ 8.01,9.01 01/30/09 TRI-ISTHMUS GROUP, INC. DE 5.02 01/30/09 TRIAD GUARANTY INC DE 8.01,9.01 01/30/09 TRUSTMARK CORP MS 5.02 01/27/09 TUESDAY MORNING CORP/DE DE 1.01,2.03,7.01,9.01 01/28/09 tw telecom inc. DE 8.01,9.01 01/30/09 Tyco Electronics Ltd. D0 2.06 01/26/09 U.S. Shipping Partners L.P. DE 1.01,9.01 01/30/09 ULTRATECH INC DE 1.01,5.02,9.01 01/26/09 UMH PROPERTIES, INC. MD 1.01,9.01 01/30/09 UNION BANKSHARES CORP VA 2.02,9.01 01/28/09 UNITED BANCORP INC /MI/ MI 2.02,8.01,9.01 01/30/09 UNITED BANCORP INC /MI/ MI 2.02,8.01,9.01 01/30/09 UNITED BANCORP INC /OH/ OH 2.02,9.01 01/28/09 UNITED BANCSHARES INC/OH OH 2.02,7.01,9.01 01/30/09 United States 12 Month Oil Fund, LP DE 7.01,9.01 01/30/09 United States Gasoline Fund, LP DE 7.01,9.01 01/30/09 United States Heating Oil Fund, LP DE 7.01,9.01 01/30/09 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 01/29/09 United States Natural Gas Fund, LP 7.01,9.01 01/30/09 United States Oil Fund, LP DE 7.01,9.01 01/30/09 Uranium Star Corp. NV 5.02 01/02/09 USA TRUCK INC DE 2.02,9.01 12/31/08 Valley Commerce Bancorp CA 2.02,9.01 01/28/09 VASO ACTIVE PHARMACEUTICALS INC DE 8.01 01/26/09 VERASUN ENERGY CORP 7.01,9.01 01/30/09 VERSA CARD, INC. DE 5.02,8.01 01/28/09 VOLT INFORMATION SCIENCES, INC. NY 2.02,9.01 01/30/09 Voyant International CORP NV 1.01,2.03,3.02,5.02 01/27/09 W HOLDING CO INC PR 4.01,9.01 01/22/09 Warner Chilcott Ltd D0 8.01,9.01 01/30/09 WASHINGTON POST CO DE 1.01,9.01 01/30/09 Wayside Technology Group, Inc. DE 2.02,9.01 01/29/09 We Sell For U Corp. FL 4.01,9.01 01/27/09 WEIS MARKETS INC PA 5.02 01/27/09 WELLS REAL ESTATE FUND II GA 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 01/30/09 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 01/30/09 WEST CANYON ENERGY CORP. 1.01,9.01 01/29/09 WESTERN ALLIANCE BANCORPORATION 2.02,9.01 01/29/09 WHITING PETROLEUM CORP DE 8.01,9.01 01/29/09 Wilber CORP 2.02,9.01 01/30/09 WILMINGTON TRUST CORP DE 1.02,2.02,2.06 01/29/09 YRC WORLDWIDE INC DE 2.02,2.06,7.01,9.01 01/26/09 Z TRIM HOLDINGS, INC IL 1.01,3.02,7.01 01/26/09 ZANETT INC DE 1.01,9.01 01/22/09 ZOLTEK COMPANIES INC DE 7.01,9.01 01/29/09 Zoo Entertainment, Inc DE 8.01,9.01 01/30/09 ZVUE CORP DE 5.02 01/23/09