RECENT 8K FILINGS January 22, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST CENTENNIAL BANCORP CA 8.01,9.01 01/20/09 ABBOTT LABORATORIES IL 2.02,9.01 01/21/09 ACTIGA CORP 1.01,2.03,5.02,9.01 01/20/09 ADTRAN INC DE 2.02,9.01 01/20/09 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 4.01,9.01 01/21/09 AMEND ADVANCED MICRO DEVICES INC DE 5.02,9.01 01/16/09 AeroGrow International, Inc. NV 1.01,9.01 01/16/09 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 01/21/09 AIRSPAN NETWORKS INC WA 2.02,9.01 01/20/09 ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 01/21/09 ALLEGHENY TECHNOLOGIES INC DE 2.02,7.01,9.01 01/21/09 ALTIGEN COMMUNICATIONS INC 2.02,9.01 01/21/09 AMEDISYS INC DE 7.01,9.01 01/21/09 AMERICAN AIRLINES INC DE 2.02,9.01 01/21/09 AMERICAN NATIONAL BANKSHARES INC VA 5.02 01/21/09 AMR CORP DE 2.02,9.01 01/21/09 ANTIGENICS INC /DE/ DE 5.02 01/14/09 APPLE INC CA 2.02,9.01 01/21/09 ARROW FINANCIAL CORP NY 2.02,9.01 01/21/09 ASPEON INC DE 3.02,5.02 01/06/09 ASSURED GUARANTY LTD 7.01 01/21/09 ATHEROGENICS INC GA 8.01,9.01 01/20/09 Audio Stocks, Inc. 1.01,3.03,8.01 01/21/09 AUXILIUM PHARMACEUTICALS INC 5.02 01/16/09 BANK MUTUAL CORP WI 2.02 01/15/09 Bank of New York Mellon CORP 2.02,9.01 01/20/09 BAR HARBOR BANKSHARES ME 1.01,3.02,3.03,5.02,5.03,8.01, 01/14/09 9.01 BBC GRAPHICS OF PALM BEACH INC FL 5.01,5.02,5.03,9.01 01/12/09 BECKMAN COULTER INC DE 5.02 01/15/09 BEST BUY CO INC MN 5.02,9.01 01/14/09 BIOTIME INC CA 7.01,9.01 01/21/09 BlackRock Inc. DE 2.02,9.01 01/21/09 BORDERS GROUP INC MI 1.01,9.01 01/20/09 BURLINGTON NORTHERN SANTA FE CORP DE 2.02,9.01 12/31/08 C C Media Holdings Inc DE 1.01,5.02,8.01,9.01 01/15/09 CALIFORNIA FIRST NATIONAL BANCORP CA 2.02,7.01,9.01 01/21/09 CAMCO FINANCIAL CORP DE 5.02,9.01 01/14/09 CAMCO FINANCIAL CORP DE 8.01,9.01 01/20/09 CANCER DETECTION CORP. 3.02,5.02,8.01,9.01 06/30/08 CAPTERRA FINANCIAL GROUP, INC. CO 5.02,8.01,9.01 01/20/09 Castle Brands Inc 5.02,7.01 01/21/09 CASTSM STEP-UP TRUST III DE 8.01,9.01 01/15/09 CCA INDUSTRIES INC DE 7.01 01/21/09 Celanese CORP DE 2.06,8.01,9.01 01/19/09 Cellu Tissue Holdings, Inc. DE 2.02,4.02,9.01 01/20/09 CENTRAL VIRGINIA BANKSHARES INC VA 8.01 01/20/09 CENTURY BANCORP INC MA 2.02,9.01 01/20/09 CENTURY BANCORP INC MA 1.01,5.02 01/21/09 CHARLOTTE RUSSE HOLDING INC 2.02,9.01 01/21/09 Cheniere Energy Partners, L.P. DE 8.01,9.01 01/20/09 CHILDRENS PLACE RETAIL STORES INC 8.01,9.01 01/21/09 China Bio-Immunity CORP NV 8.01,9.01 01/21/09 China Energy CORP 5.02 01/15/09 CHINA HEALTH CARE CORP WY 2.01 01/20/08 AMEND Chrysler Financial Services Americas 8.01,9.01 01/15/09 CITIGROUP INC DE 5.02,9.01 01/14/09 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 01/20/09 Clear Channel Outdoor Holdings, Inc. DE 1.01,5.02,8.01,9.01 01/20/09 Clearwire Corp /DE DE 5.02 01/14/09 CNB CORP /MI/ MI 2.06 01/15/09 CODORUS VALLEY BANCORP INC PA 2.02,9.01 01/21/09 CombiMatrix Corp DE 5.02,9.01 01/15/09 COMMERCE BANCSHARES INC /MO/ MO 2.02,9.01 01/20/09 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.02,4.01,9.01 12/23/08 AMEND COMMSCOPE INC DE 5.02,5.03,9.01 01/21/09 COMMUNITY TRUST BANCORP INC /KY/ KY 2.02,7.01,9.01 12/31/08 COMPX INTERNATIONAL INC DE 1.01,9.01 01/15/09 CONNECTICUT WATER SERVICE INC / CT CT 8.01 01/21/09 CONSUMER PORTFOLIO SERVICES INC CA 4.01,9.01 01/14/09 CONTINENTAL AIRLINES INC /DE/ DE 2.02,9.01 01/21/09 CORTS TRUST II FOR FORD NOTES DE 8.01,9.01 01/15/09 CORTS TRUST II FOR FORD NOTES DE 8.01,9.01 01/16/09 CTS CORP IN 2.02,9.01 01/21/09 DARDEN RESTAURANTS INC FL 7.01,9.01 01/21/09 DARLING INTERNATIONAL INC DE 5.02,9.01 01/15/09 DEARBORN BANCORP INC /MI/ MI 2.02,9.01 01/20/09 DELTA FINANCIAL CORP DE 8.01 01/05/09 AMEND DIGITAL ANGEL CORP DE 3.02 01/19/09 DOR BIOPHARMA INC DE 1.01,3.02,9.01 01/12/09 DPL INC OH 7.01,9.01 01/21/09 DRI CORP NC 7.01,9.01 01/21/09 E DIGITAL CORP DE 5.02,9.01 01/21/09 EATON VANCE CORP MD 7.01,9.01 01/15/09 EBAY INC DE 2.02,9.01 01/21/09 ECB BANCORP INC NC 1.01,3.02,3.03,5.02,5.03,8.01, 01/15/09 9.01 ECLIPSYS CORP DE 2.02,5.02,9.01 01/14/09 Eddie Bauer Holdings, Inc. DE 2.02,9.01 01/21/09 ELECTRO RENT CORP CA 5.02,9.01 01/15/09 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 01/20/09 Embarq CORP DE 5.02 01/16/09 ENDEAVOUR INTERNATIONAL CORP NV 7.01,9.01 01/21/09 Energy Transfer Partners, L.P. DE 8.01 01/21/09 ENZON PHARMACEUTICALS INC DE 5.03,9.01 01/18/09 EPIC ENERGY RESOURCES, INC. CO 7.01,9.01 01/20/09 EVANS BOB FARMS INC DE 5.02,9.01 01/21/09 F5 NETWORKS INC WA 2.02,9.01 01/21/09 FAIRCHILD CORP DE 8.01 01/15/09 FARMERS CAPITAL BANK CORP KY 2.02,9.01 01/20/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/14/09 Federal Home Loan Bank of Topeka 2.03 01/14/09 FEI CO OR 5.02 01/14/09 FIDELITY BANCORP INC PA 2.02,8.01,9.01 01/21/09 FIFTH THIRD BANCORP OH 8.01,9.01 01/20/09 FINANCIAL FEDERAL CORP NV 8.01 01/20/09 FINANCIAL INSTITUTIONS INC NY 2.06,8.01 01/16/09 First Advantage Bancorp 8.01 01/21/09 FIRST CASH FINANCIAL SERVICES INC DE 8.01 01/21/09 FIRST DEFIANCE FINANCIAL CORP OH 2.02,9.01 01/19/09 FIRST NATIONAL LINCOLN CORP /ME/ ME 2.02 12/31/08 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 01/20/09 FIRST REAL ESTATE INVESTMENT TRUST OF NJ 8.01 01/20/09 FIRSTBANK CORP MI 7.01,9.01 01/20/09 Fox Chase Bancorp Inc X1 2.02,9.01 01/20/09 Future Canada China Environment Inc. NV 1.01,3.02 01/15/09 GALAXY NUTRITIONAL FOODS INC DE 1.01 01/14/09 GATX CORP NY 5.02 01/16/09 GENENTECH INC DE 8.01 01/21/09 GENERAL MOTORS CORP DE 7.01,9.01 01/21/09 GLOBAL ENERGY INC NV 5.03,9.01 01/21/09 GLOBAL HEALTH VENTURES INC. NV 3.02,9.01 01/20/09 GLOBAL PARTNERS LP 7.01,9.01 01/21/09 GMAC LLC DE 1.01,3.02,5.01,9.01 01/16/09 GoFish Corp. 5.02,5.03,7.01,9.01 01/16/09 GOODRICH PETROLEUM CORP DE 7.01,9.01 01/19/09 Graymark Healthcare, Inc. 5.02 12/30/08 GREEN PLAINS RENEWABLE ENERGY, INC. IA 7.01,9.01 01/20/08 GREEN PLAINS RENEWABLE ENERGY, INC. IA 7.01,9.01 01/21/09 AMEND Greenlight Capital Re, Ltd. 7.01 01/20/09 GRUBB & ELLIS CO DE 1.01,9.01 01/14/09 GS FINANCIAL CORP LA 7.01,9.01 01/21/09 HARLEYSVILLE SAVINGS FINANCIAL CORP 2.02,8.01,9.01 01/21/09 HEALTH BENEFITS DIRECT CORP DE 1.01,3.02,5.03,8.01,9.01 01/14/09 HEALTH NET INC DE 5.02,9.01 01/14/09 HEALTHCARE SERVICES GROUP INC PA 8.01,9.01 01/20/09 HEINZ H J CO PA 5.03,9.01 01/21/09 Henry County Plywood Corp NV 1.01,2.01,3.02,4.01,5.01,5.02, 01/21/09 5.03,5.06,9.01 HEXCEL CORP /DE/ DE 2.02,7.01,8.01,9.01 01/21/09 HIGHBURY FINANCIAL INC DE 8.01,9.01 01/15/09 HOME BANCSHARES INC 1.01,3.02,3.03,5.02,5.03,7.01, 01/14/09 9.01 Horizon Lines, Inc. 5.02,9.01 01/20/09 HUDSON CITY BANCORP INC DE 2.02,9.01 01/21/09 HYDROGEN ENGINE CENTER, INC. NV 5.02,9.01 01/15/09 HYDROMER INC NJ 1.02 01/20/09 I2 TECHNOLOGIES INC DE 5.02,9.01 01/19/09 IBERIABANK CORP LA 2.02,9.01 01/20/09 IBIS TECHNOLOGY CORP MA 8.01,9.01 01/21/09 IGATE CORP PA 2.02,9.01 01/21/09 IGENE BIOTECHNOLOGY INC MD 1.01,9.01 01/08/09 II-VI INC PA 2.02,9.01 01/21/09 IMERGENT INC DE 5.02,9.01 01/19/09 INLAND REAL ESTATE CORP MD 8.01,9.01 01/20/09 INLAND REAL ESTATE CORP MD 5.02,9.01 01/21/09 Intcomex, Inc. DE 5.02,9.01 01/21/09 INTEL CORP DE 7.01,9.01 01/21/09 INTELSAT LTD 7.01,9.01 01/14/09 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 01/20/09 INTERNATIONAL LOTTERY & TOTALIZATOR S CA 5.02 01/19/09 IRIS INTERNATIONAL INC DE 2.02,9.01 01/20/09 JUNIATA VALLEY FINANCIAL CORP PA 2.02,5.02,8.01 01/20/09 Kentucky First Federal Bancorp 2.02,9.01 01/20/09 KINDER MORGAN ENERGY PARTNERS L P DE 2.02,9.01 01/21/09 KLEVER MARKETING INC DE 5.01,5.02,6.04 01/14/09 LABRANCHE & CO INC DE 2.02,9.01 01/21/09 LANTRONIX INC DE 8.01 01/21/09 LEE ENTERPRISES, INC DE 2.02,8.01,9.01 01/16/09 LIBERTY BANCORP INC 8.01,9.01 01/21/09 LIME ENERGY CO. DE 1.01,9.01 01/15/09 LINCOLN EDUCATIONAL SERVICES CORP NJ 5.02 01/14/09 LMI AEROSPACE INC MO 8.01,9.01 01/21/09 LSB INDUSTRIES INC DE 1.01,9.01 01/13/09 LTV CORP DE 8.01,9.01 01/21/09 LTX-CREDENCE CORP MA 2.05 01/20/09 Maiden Holdings, Ltd. D0 5.02 01/15/09 MCMORAN EXPLORATION CO /DE/ DE 2.02,9.01 01/21/09 MEDICINOVA INC DE 2.03,9.01 01/14/09 Meltdown Massage & Body Works, Inc. 5.02,5.03,8.01,9.01 01/21/09 MESA ROYALTY TRUST/TX TX 2.02,9.01 01/21/09 MET PRO CORP PA 5.02 01/21/09 MetLife Insurance CO of Connecticut DE 8.01,9.01 01/21/09 METROCORP BANCSHARES INC 1.01,3.02,3.03,5.02,5.03,9.01 01/16/09 METROPCS COMMUNICATIONS INC DE 1.01,2.03,8.01,9.01 01/14/09 METROPOLITAN EDISON CO PA 2.03,9.01 01/20/09 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 01/20/08 MOLINA HEALTHCARE INC DE 7.01,9.01 01/21/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 1.01,9.01 01/21/09 MOTOROLA INC DE 2.02,2.05,5.02,9.01 01/21/09 MOVE INC DE 7.01,9.01 01/21/09 MPHASE TECHNOLOGIES INC NJ 8.01,9.01 01/20/09 MTS SYSTEMS CORP MN 2.02,9.01 01/21/09 MxEnergy Holdings Inc 8.01,9.01 01/21/09 NANOGEN INC DE 1.01,7.01,9.01 01/16/09 NATIONAL BANCSHARES CORP /OH/ OH 7.01 01/21/09 NATURAL RESOURCE PARTNERS LP DE 7.01,9.01 01/21/09 NATUS MEDICAL INC DE 2.02,9.01 01/20/09 NATUS MEDICAL INC DE 5.02 01/16/09 NEW YORK TIMES CO NY 1.01,2.03,3.02,8.01,9.01 01/19/09 NEWARK GROUP, INC NJ 5.02 01/16/09 Nexxnow, Inc. 3.02 01/15/09 Nielsen CO B.V. P7 2.06 01/21/09 Nielsen CO B.V. P7 7.01,9.01 01/21/09 NITROMED INC DE 8.01,9.01 01/20/09 NOBLE CORP 1.01,9.01 01/16/09 NORTHERN TRUST CORP DE 2.02,9.01 01/21/09 NUCRYST Pharmaceuticals Corp. A0 7.01,9.01 01/21/09 NVE CORP /NEW/ MN 2.02,8.01 01/21/09 Oak Valley Bancorp CA 8.01,9.01 01/15/09 OCEAN SHORE HOLDING CO X1 8.01,9.01 01/21/09 OHIO VALLEY BANC CORP OH 8.01,9.01 01/20/09 OMEGA PROTEIN CORP NV 5.02,9.01 01/20/09 OMNICELL, Inc CA 2.02,8.01,9.01 01/20/09 Omniture, Inc. DE 9.01 11/05/08 AMEND P&F INDUSTRIES INC DE 1.01,9.01 01/15/09 Pacific Coast National Bancorp CA 1.01,3.02,3.03,5.02,5.03,8.01, 01/15/09 9.01 PACKAGING CORP OF AMERICA 2.02,9.01 01/20/09 PATRICK INDUSTRIES INC IN 5.03,8.01,9.01 01/15/09 Patriot Coal CORP DE 7.01,9.01 01/21/09 PCMT CORP DE 2.01,5.01,9.01 01/20/09 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 01/20/09 PFGI CAPITAL CORP MD 2.02,8.01,9.01 01/21/09 PHAR MOR INC PA 7.01,9.01 01/21/09 Pharmasset Inc 5.03,9.01 01/15/09 PHILLIPS VAN HEUSEN CORP /DE/ DE 2.05,2.06,7.01,9.01 01/21/09 PINNACLE FINANCIAL PARTNERS INC TN 2.02,5.02,5.03,9.01 01/20/09 Pinpoint Advance CORP 2.02,9.01 01/21/09 PLANGRAPHICS INC CO 1.01,2.03,3.02,9.01 01/14/09 PLURIS ENERGY GROUP INC NV 1.02,7.01,9.01 01/21/09 POLYCOM INC DE 2.02,9.01 01/21/09 Porter Bancorp, Inc. KY 2.02,9.01 01/21/09 PRB Energy, Inc. NV 1.03,9.01 01/16/09 PRECISION PETROLEUM Corp NV 5.02 01/20/09 PROGRESSIVE CORP/OH/ OH 2.02,2.06,9.01 01/21/09 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 01/20/09 PROXIM WIRELESS CORP DE 1.01,5.02,9.01 01/15/09 PUBLIC MEDIA WORKS INC 1.02 01/16/09 PUGET SOUND ENERGY INC WA 8.01,9.01 01/20/09 QUANTUM GROUP INC /FL 8.01,9.01 01/20/09 RANGE RESOURCES CORP DE 7.01,9.01 01/21/09 Real Estate Referral Center Inc. NV 5.02 01/19/09 RED HAT INC DE 2.04,5.02,5.03,9.01 01/14/09 REGAL ENTERTAINMENT GROUP DE 1.01,8.01,9.01 01/20/09 REGAL ENTERTAINMENT GROUP DE 5.02 01/14/09 REGENERX BIOPHARMACEUTICALS INC DE 8.01 01/21/09 Renegy Holdings, Inc. DE 1.01,2.03,8.01,9.01 01/14/09 Renegy Holdings, Inc. DE 8.01,9.01 01/21/09 REPUBLIC BANCORP INC /KY/ KY 2.02,9.01 01/21/09 RESOURCING SOLUTIONS GROUP INC NV 1.01,9.01 01/14/09 RF MICRO DEVICES INC NC 2.06 01/19/09 RIVER VALLEY BANCORP IN 2.02,9.01 01/20/09 ROYALITE PETROLEUM CO INC. NV 3.02 01/14/09 SANDRIDGE ENERGY INC DE 3.02,5.03,8.01,9.01 01/14/09 SANMINA-SCI CORP DE 2.01,9.01 01/21/09 SAUER DANFOSS INC DE 5.02,9.01 01/14/09 SEAGATE TECHNOLOGY E9 2.02,5.02,9.01 01/16/09 SEALED AIR CORP/DE DE 2.05 12/30/08 AMEND SEATTLE GENETICS INC /WA DE 8.01,9.01 01/21/09 ServisFirst Bancshares, Inc. DE 2.02,9.01 01/21/09 SHUFFLE MASTER INC MN 2.02,8.01 01/14/09 SIELOX INC DE 5.02,9.01 01/20/09 SINOHUB, INC. DE 5.02 01/19/09 SLM CORP DE 2.02 01/21/09 SLM FUNDING LLC DE 8.01 01/21/09 SLM Student Loan Trust 2005-8 DE 8.01 01/21/09 SOMANETICS CORP MI 2.02,9.01 01/21/09 SOUTH SHORE RESOURCES INC. 7.01,9.01 01/21/09 SOUTHERN STAR ENERGY INC. NV 3.02 01/20/09 SOUTHWEST BANCORP INC OK 2.02,7.01,9.01 01/21/09 STAPLES INC DE 1.01,8.01,9.01 01/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/15/09 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/15/09 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 01/15/09 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 01/15/09 STRUCTURED PRODUCTS CORP TIERS PRI PR DE 8.01,9.01 01/15/09 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 01/21/09 SUNRISE SENIOR LIVING INC DE 1.01,5.02,9.01 01/14/09 SUPERTEX INC CA 2.02,9.01 01/20/09 TARGET CORP MN 7.01,9.01 01/21/09 TIER TECHNOLOGIES INC DE 7.01,8.01,9.01 01/18/09 TORTOISE CAPITAL RESOURCES CORP 5.03,9.01 01/20/09 TRADESTATION GROUP INC FL 5.02 01/14/09 TRANS-INDIA ACQUISITION CORP DE 1.02,9.01 01/20/09 TREX CO INC DE 8.01,9.01 01/15/09 tw telecom inc. DE 1.01,3.03,9.01 01/21/09 tw telecom inc. DE 1.01,1.02 01/14/09 UAL CORP /DE/ DE 2.02,9.01 01/21/09 ULTRALIFE CORP DE 5.02 01/14/09 UNION BANKSHARES INC VT 2.02,8.01,9.01 01/21/09 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 01/21/09 URON INC MN 1.01,2.01,8.01,9.01 01/14/09 US BANCORP \DE\ DE 2.02,9.01 01/21/09 USEC INC DE 8.01 01/20/09 Venture Lending & Leasing V, Inc. MD 5.02 01/21/08 ViewPoint Financial Group X1 8.01,9.01 01/21/09 VMWARE, INC. DE 5.02 01/15/09 VOLT INFORMATION SCIENCES, INC. NY 2.02,2.06,9.01 01/16/09 VSE CORP DE 5.03,9.01 01/15/09 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 01/19/09 Wavelit, Inc. NV 5.02 01/20/09 WELLMAN INC DE 1.01,9.01 01/14/09 WESTELL TECHNOLOGIES INC DE 2.02,9.01 01/20/09 Whitestone REIT TX 5.02,9.01 01/21/09 Whitestone REIT TX 1.01,3.02,9.01 01/21/09 WILLIAMS SONOMA INC CA 8.01,9.01 01/21/09 WOODWARD GOVERNOR CO DE 2.02,9.01 01/20/09 WORLD MONITOR TRUST II SERIES D DE 5.03,9.01 12/01/08 WORLD MONITOR TRUST II SERIES E DE 5.03,9.01 01/21/09 WORLD MONITOR TRUST II SERIES F DE 5.03,9.01 01/21/09 WORLD TROPHY OUTFITTERS INC NV 4.01,9.01 01/14/09 WSFS FINANCIAL CORP DE 8.01,9.01 01/13/09 WSFS FINANCIAL CORP DE 2.02,9.01 01/21/09 XERIUM TECHNOLOGIES INC DE 5.02 01/15/09 XOMA LTD /DE/ DE 8.01,9.01 01/21/09 Yankee Holding Corp. DE 2.05 01/16/09 ZION OIL & GAS INC DE 1.01,9.01 01/16/09 ZST Digital Networks, Inc. DE 1.01,3.02,5.01,9.01 01/14/09 ZYGO CORP DE 8.01,9.01 01/20/09