RECENT 8K FILINGS January 21, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 2020 ChinaCap Acquirco, Inc. 1.01,2.03 01/16/09 A. H. Belo CORP DE 5.02,9.01 01/16/09 ABRAXAS PETROLEUM CORP NV 1.01,9.01 01/16/09 ADC TELECOMMUNICATIONS INC MN 8.01,9.01 01/19/09 ADEONA PHARMACEUTICALS, INC. DE 1.01,1.02,9.01 01/14/09 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 8.01 01/20/09 Advanced Voice Recognition Systems, I NV 9.01 01/13/09 AERO PERFORMANCE PRODUCTS, INC. NV 1.01,2.03 12/17/08 AETHLON MEDICAL INC NV 1.01,3.02,9.01 01/20/09 AFFYMAX INC 5.02 01/15/09 Alexza Pharmaceuticals Inc. DE 7.01,9.01 01/20/09 ALLEGHENY BANCSHARES INC WV 1.01,8.01,9.01 01/13/09 ALSERES PHARMACEUTICALS INC /DE DE 3.01 01/15/09 AMEND ALTERA CORP DE 1.02 01/13/09 AMCON DISTRIBUTING CO DE 2.02,9.01 12/31/08 AMERINST INSURANCE GROUP LTD 7.01,9.01 01/20/09 AMERIPRISE FINANCIAL INC DE 8.01 01/20/09 AMERISERV FINANCIAL INC /PA/ PA 2.02 01/20/09 AMETEK INC/ DE 8.01 01/20/09 ANALOG DEVICES INC MA 8.01,9.01 01/20/09 ARTHROCARE CORP DE 1.01,3.01,9.01 01/15/09 ASHFORD HOSPITALITY TRUST INC MD 8.01 01/15/09 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 01/20/09 Aussie Soles Group Inc. 5.02,8.01 01/20/09 AVNET INC NY 8.01,9.01 01/19/09 AVNET INC NY 8.01,9.01 01/20/09 AZZ INC TX 3.03 01/07/09 BANCFIRST CORP /OK/ OK 2.02,9.01 01/16/09 Bank of Marin Bancorp CA 2.02,9.01 01/16/09 BAR HARBOR BANKSHARES ME 8.01 01/20/09 BARNES GROUP INC DE 5.02,9.01 12/11/08 AMEND BARNES GROUP INC DE 5.02 01/07/09 AMEND BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 01/16/08 BEARINGPOINT INC DE 8.01 01/06/09 bebe stores, inc. CA 5.02,9.01 01/16/09 BEESTON ENTERPRISES LTD NV 1.01,9.01 01/16/09 AMEND BioFuel Energy Corp. 1.01,9.01 01/14/09 BIOHEART, INC. FL 4.01,9.01 01/13/09 BIOHEART, INC. FL 3.01,9.01 01/14/09 BIOHEART, INC. FL 5.02 01/15/09 BIOMARIN PHARMACEUTICAL INC DE 7.01 01/16/09 BioScrip, Inc. DE 5.02,9.01 01/16/09 BLACK GAMING, LLC 1.01,9.01 01/15/09 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,3.02 01/15/09 Blue Earth Solutions, Inc. 1.01,9.01 01/20/09 BOK FINANCIAL CORP ET AL OK 5.02 01/20/09 BOSTON SCIENTIFIC CORP DE 8.01,9.01 01/15/09 BOTTLING GROUP LLC DE 1.01,9.01 01/14/09 BPO Management Services, Inc. PA 2.01,9.01 12/30/08 AMEND BRYN MAWR BANK CORP PA 5.02 01/14/09 CABOT CORP DE 5.02 01/13/09 CalAmp Corp. DE 1.01,9.01 01/15/09 CALGON CARBON CORPORATION DE 8.01,9.01 01/20/09 CAMPBELL SOUP CO NJ 8.01,9.01 01/14/09 CANDELA CORP /DE/ DE 2.02,9.01 01/20/09 CANYON COPPER CORP. 1.01,9.01 01/13/09 CAPITAL BANK CORP NC 2.02,9.01 01/20/09 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 01/14/09 CATAPULT COMMUNICATIONS CORP CA 2.02,9.01 01/19/09 CENTRA FINANCIAL HOLDINGS INC WV 5.02,9.01 01/13/09 CHAMPIONS BIOTECHNOLOGY, INC. DE 5.02 01/20/09 CHARMING SHOPPES INC PA 7.01,9.01 01/15/09 CHEM RX CORP DE 8.01 01/12/09 CHEM RX CORP DE 3.02 01/12/09 Chemtura CORP DE 5.02,8.01,9.01 01/19/09 China Advanced Construction Materials F4 4.02,9.01 01/14/09 China Logistics Group Inc FL 9.01 12/31/07 AMEND Chino Commercial Bancorp CA 2.02 12/31/08 CHURCHILL DOWNS INC KY 5.02,7.01,9.01 01/19/09 Clearpoint Business Resources, Inc DE 1.01,5.02 01/13/09 Clearwater Paper Corp DE 5.02 01/13/09 Clifford China Estates Inc NV 5.02 01/13/09 CMP Susquehanna Radio Holdings Corp. DE 5.02 01/13/09 CNX Gas CORP DE 5.02,5.03,8.01,9.01 01/16/09 COBIZ FINANCIAL INC CO 1.01,9.01 01/16/09 COCA COLA ENTERPRISES INC DE 8.01,9.01 01/14/09 Cole Credit Property Trust III, Inc. MD 1.01,2.01,2.03,9.01 01/15/09 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 8.01,9.01 01/20/09 CONSECO INC DE 1.01,3.03,9.01 01/20/09 CONSOL ENERGY INC 5.02,8.01,9.01 01/14/09 CONTINAN COMMUNICATIONS, INC. NV 5.02 10/24/08 CREE INC NC 2.02,9.01 01/20/09 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 01/20/09 CS Financing CORP DE 5.02 01/16/09 CSX CORP VA 2.02,9.01 12/26/08 CSX CORP VA 1.01,2.03,9.01 01/14/09 CTC Media, Inc. 5.02,9.01 01/15/09 CUISINE SOLUTIONS INC DE 1.02 12/15/08 CYPRESS BIOSCIENCE INC DE 5.02,9.01 01/16/09 Cyprium Resources Inc. NV 5.01,5.02 01/15/09 DELTA FINANCIAL CORP DE 8.01 01/05/09 DEVRY INC DE 8.01,9.01 01/15/09 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 01/20/09 Dot VN, Inc. DE 8.01,9.01 01/20/09 ECOLAB INC DE 2.02,2.05,9.01 01/14/09 ECONOMETRICS INC DE 1.01,2.01,3.02,5.01,5.02,5.06, 01/12/09 9.01 EF Johnson Technologies, Inc. DE 1.01,2.02,2.06,9.01 01/13/09 EMERSON ELECTRIC CO MO 8.01,9.01 01/15/09 Enable Holdings, Inc. DE 1.01,9.01 01/16/09 ENNIS, INC. TX 1.01,9.01 12/19/08 ENVIRONMENTAL ENERGY SERVICES INC MD 1.01,2.03,3.02,5.02,5.05,9.01 12/01/08 EP GLOBAL COMMUNICATIONS INC 1.01 01/19/09 EQUINIX INC DE 1.01 01/15/09 EQUITY RESIDENTIAL MD 5.02,7.01,9.01 01/19/09 ERF Wireless, Inc. NV 1.01,9.01 11/18/08 EROOMSYSTEM TECHNOLOGIES INC NV 1.02,9.01 01/14/09 ESCALADE INC IN 2.04,9.01 01/15/09 ESP Resources, Inc. NV 4.01,9.01 12/22/08 AMEND EXELON CORP PA 8.01 01/19/09 EZENIA INC DE 1.01 01/14/09 FASTENAL CO MN 2.02,9.01 01/20/09 FASTENAL CO MN 5.03,8.01,9.01 01/19/09 Federal Home Loan Bank of Atlanta X1 2.03 01/14/09 Federal Home Loan Bank of Boston X1 2.03 01/14/09 Federal Home Loan Bank of Dallas 2.03 01/13/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/14/09 Federal Home Loan Bank of Indianapoli X1 7.01,9.01 01/20/09 Federal Home Loan Bank of New York X1 2.03,9.01 01/15/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/14/09 Federal Home Loan Bank of San Francis X1 2.03 01/15/09 Federal Home Loan Bank of Seattle 2.03 01/20/09 FIDELITY SOUTHERN CORP GA 1.01,3.02,3.03,5.02,5.03,9.01 12/17/08 AMEND FIELDPOINT PETROLEUM CORP CO 2.02,7.01,9.01 01/14/09 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 5.02 01/15/09 FIRST BANCORP /PR/ PR 1.01,3.02,3.03,5.02,5.03,9.01 01/13/09 FIRST MERCURY FINANCIAL CORP DE 7.01 01/20/09 FIRST RELIANCE BANCSHARES INC SC 8.01 01/19/09 FIRST UNITED ETHANOL LLC GA 7.01,9.01 01/20/09 FLEETWOOD ENTERPRISES INC/DE/ DE 5.02 01/16/09 Flex Fuels Energy, Inc. NV 4.01,9.01 01/13/09 FOREST LABORATORIES INC DE 2.02,9.01 12/31/08 FRANKLIN ELECTRONIC PUBLISHERS INC PA 5.02,9.01 08/08/08 FRANKLIN STREET PROPERTIES CORP /MA/ 1.02 01/13/09 FRISCHS RESTAURANTS INC OH 2.02,9.01 01/20/09 FRONTIER FINANCIAL CORP /WA/ WA 5.02 01/20/09 FROZEN FOOD EXPRESS INDUSTRIES INC TX 5.02 01/19/09 FULLER H B CO MN 2.02,9.01 01/19/09 FULTON FINANCIAL CORP PA 2.02,9.01 01/20/09 GAMETECH INTERNATIONAL INC DE 2.02,2.06,9.01 01/20/09 General Finance CORP DE 4.01,9.01 01/19/09 GENERAL NUTRITION CENTERS, INC. 5.02 01/13/09 GeoPharma, Inc. FL 1.01 01/20/09 GEORGIA CAROLINA BANCSHARES INC GA 5.02 01/15/09 GLOBAL CASINOS INC UT 2.02,7.01,9.01 01/15/09 GLOBAL TRAFFIC NETWORK, INC. DE 4.01,9.01 01/15/09 Globalstar, Inc. DE 5.02 01/12/09 Goldpoint Resources, Inc. NV 8.01 01/16/09 GOTTSCHALKS INC DE 1.01,1.02,2.03,3.01,9.01 01/15/09 Granite Falls Energy, LLC MN 5.02 01/13/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/16/09 Gulf United Energy, Inc. NV 1.01,9.01 01/15/09 HEALTHCARE REALTY TRUST INC MD 8.01,9.01 01/20/09 HEALTHCARE REALTY TRUST INC MD 2.01,8.01,9.01 01/20/09 AMEND HealthMarkets, Inc. DE 5.02 01/13/09 HEALTHSOUTH CORP DE 1.01,9.01 01/13/09 HEARTLAND PAYMENT SYSTEMS INC DE 8.01,9.01 01/20/09 HERCULES OFFSHORE, INC. DE 7.01,9.01 01/20/09 HERTZ CORP DE 2.02,2.05,7.01,9.01 01/16/09 HERTZ GLOBAL HOLDINGS INC 2.02,2.05,7.01,9.01 01/16/09 HEWLETT PACKARD CO DE 5.02,5.03,9.01 01/14/09 Highland Distressed Opportunities, In 7.01,9.01 01/20/09 HOMEFED CORP DE 5.02,9.01 01/16/09 Hong Kong Highpower Technology, Inc. DE 7.01,9.01 01/20/09 HOST HOTELS & RESORTS L.P. DE 5.02 01/13/09 HOST HOTELS & RESORTS, INC. MD 5.02 01/13/09 HUGOTON ROYALTY TRUST TX 2.02,9.01 01/20/09 IEC ELECTRONICS CORP DE 2.02,9.01 01/19/09 IMMTECH PHARMACEUTICALS, INC. DE 4.01,9.01 01/15/09 Imperali, Inc. FL 4.02 01/19/08 inContact, Inc. DE 5.02 01/13/09 INDUSTRIAL SERVICES OF AMERICA INC /F FL 8.01,9.01 01/20/09 INLAND REAL ESTATE CORP MD 8.01,9.01 01/20/09 INSPIRE PHARMACEUTICALS INC DE 8.01 01/20/09 INTERNATIONAL BARRIER TECHNOLOGY INC/ 7.01,9.01 01/16/09 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 01/20/09 INTERVEST BANCSHARES CORP DE 2.02,9.01 01/20/09 ITC DELTACOM INC DE 7.01,9.01 01/20/09 JDA SOFTWARE GROUP INC DE 5.02 01/20/09 JDS UNIPHASE CORP /CA/ DE 2.06 01/16/09 JEFFERIES GROUP INC /DE/ DE 2.02,9.01 01/20/09 JOHNSON & JOHNSON NJ 2.02,9.01 01/20/09 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 01/16/09 Juhl Wind, Inc 5.02,9.01 01/14/09 KRAFT FOODS INC VA 8.01,9.01 01/16/09 LAKE AREA CORN PROCESSORS LLC 1.01,9.01 01/16/09 LANDRYS RESTAURANTS INC 8.01,9.01 01/15/09 LEUCADIA NATIONAL CORP NY 5.02,9.01 01/16/09 LIBERATOR MEDICAL HOLDINGS, INC. NV 2.02,9.01 01/16/09 LIVEDEAL INC NV 5.02,9.01 01/20/09 LOGITECH INTERNATIONAL SA 2.02,9.01 01/19/09 LOGITECH INTERNATIONAL SA 2.05 01/05/09 AMEND LUMINEX CORP DE 5.02,9.01 01/16/09 M I HOMES INC OH 1.01,7.01,8.01,9.01 01/15/09 M WAVE INC DE 1.01,3.02,9.01 01/14/09 MACE SECURITY INTERNATIONAL INC DE 8.01,9.01 01/15/09 MACROSOLVE INC 4.01,9.01 01/14/09 MAGNITUDE INFORMATION SYSTEMS INC DE 7.01,9.01 01/20/09 Maiden Holdings, Ltd. D0 2.01,9.01 11/03/08 AMEND MAINSOURCE FINANCIAL GROUP IN 1.01,3.02,3.03,5.02,5.03,9.01 01/13/09 MANHATTAN PHARMACEUTICALS INC DE 8.01 01/20/09 Marine Exploration Inc CO 8.01 12/19/08 MARLIN BUSINESS SERVICES CORP 8.01 01/20/09 MATTSON TECHNOLOGY INC DE 2.06,9.01 01/20/09 MEDIA GENERAL INC VA 5.02,9.01 01/14/09 MEDIVATION, INC. DE 5.02 01/13/09 MERCADOLIBRE INC 2.02,7.01 01/20/09 MERRILL LYNCH & CO., INC. DE 2.02,9.01 01/16/09 MESABI TRUST NY 2.02,9.01 01/16/09 METABASIS THERAPEUTICS INC 2.05,9.01 01/15/09 MGIC INVESTMENT CORP WI 2.02,9.01 01/20/09 MICHAELS STORES INC DE 5.02 09/30/08 Middle Kingdom Alliance Corp. DE 1.01,3.02,8.01,9.01 09/05/08 AMEND MKS INSTRUMENTS INC MA 5.02,9.01 01/15/09 MOBILEPRO CORP DE 8.01,9.01 01/19/09 MODINE MANUFACTURING CO WI 8.01,9.01 01/19/09 Moggle, Inc. DE 8.01 01/19/09 MONACO COACH CORP /DE/ DE 1.01,9.01 01/13/09 Monogram Biosciences, Inc. DE 2.02,8.01 01/15/09 NATIONAL BEVERAGE CORP DE 5.02,9.01 01/14/09 NATIONAL FUEL GAS CO NJ 2.02,8.01,9.01 01/20/09 NATIONAL SECURITY GROUP INC DE 8.01,9.01 01/16/09 NB&T FINANCIAL GROUP INC OH 2.02,7.01,9.01 01/20/09 NeurogesX Inc CA 5.02 01/15/09 NORFOLK SOUTHERN CORP VA 1.01,2.03 01/20/09 NovaBay Pharmaceuticals, Inc. CA 2.02 01/16/09 NovaBay Pharmaceuticals, Inc. CA 5.02,9.01 01/20/09 NPC INTERNATIONAL INC KS 2.01,7.01,9.01 01/19/09 NUCRYST Pharmaceuticals Corp. A0 5.02,9.01 01/16/09 OCCAM NETWORKS INC/DE DE 5.03,9.01 01/13/09 OCEANFIRST FINANCIAL CORP DE 1.01,3.02,3.03,5.02,5.03,9.01 01/16/09 ODYSSEY PICTURES CORP NV 3.02,5.02,8.01 01/20/09 OFFICEMAX INC DE 8.01 01/16/09 OMNICARE INC DE 8.01,9.01 01/16/09 OMNOVA SOLUTIONS INC OH 2.02,9.01 01/20/09 ONEOK INC /NEW/ OK 5.03,9.01 01/20/09 Opexa Therapeutics, Inc. TX 5.02 01/13/09 OptimumBank Holdings, Inc. FL 2.02 01/20/09 Options Media Group Holdings, Inc. NV 1.01,1.02,2.03,3.02 01/13/09 ORCA INTERNATIONAL LANGUAGE SCHOOLS I A1 7.01 01/14/09 Organic Alliance, Inc. NV 5.02 01/02/09 PACIFIC CONTINENTAL CORP OR 2.02,9.01 01/20/09 PARK CITY GROUP INC 1.01,2.01,8.01,9.01 01/13/09 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 01/20/09 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 5.02 01/20/09 PEOPLES FINANCIAL CORP /MS/ MS 2.02,9.01 01/20/09 PERVASIVE SOFTWARE INC DE 2.02,9.01 01/20/09 PETMED EXPRESS INC FL 8.01,9.01 01/20/09 PLANTRONICS INC /CA/ DE 5.03 01/20/09 POWER-SAVE ENERGY CO UT 1.01,5.02 01/20/09 PRECISION CASTPARTS CORP OR 2.02,9.01 01/20/09 PRIMAL SOLUTIONS INC DE 8.01,9.01 01/20/09 PROLIANCE INTERNATIONAL, INC. DE 1.01,2.03,9.01 01/16/09 Promodoeswork.com, Inc. NV 1.01,3.02,5.01,5.02,8.01,9.01 01/15/09 QPC Lasers NV 2.04,8.01 01/19/09 QUALSTAR CORP CA 5.02 01/16/09 QUANTUM GROUP INC /FL 8.01,9.01 01/15/09 QUIDEL CORP /DE/ DE 1.01,5.02,9.01 01/16/09 QUIKSILVER INC DE 5.02 01/16/09 RathGibson Inc DE 5.02,8.01,9.01 01/13/09 RC2 CORP DE 2.02,9.01 01/15/09 READING INTERNATIONAL INC NV 1.01 01/14/09 REGENCY CENTERS CORP FL 8.01,9.01 01/20/09 REGENCY CENTERS LP FL 8.01,9.01 01/20/09 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 01/20/09 RENASANT CORP MS 2.02,9.01 01/20/09 RENTECH INC /CO/ CO 1.01,5.02,9.01 01/13/09 REUNION INDUSTRIES INC DE 5.02 01/20/09 Riverbed Technology, Inc. DE 1.01,2.02,9.01 01/20/09 Rockies Region Private LP 4.02 01/20/09 ROLLINS INC DE 8.01,9.01 01/14/09 RR Donnelley & Sons Co DE 8.01,9.01 01/14/09 S Y BANCORP INC KY 8.01,9.01 01/20/09 S&T BANCORP INC PA 1.01,3.02,3.03,5.02,9.01 01/16/09 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 01/20/09 SANDY SPRING BANCORP INC MD 2.02,9.01 01/15/09 SAVVIS, Inc. DE 5.02 01/18/09 SCHERING PLOUGH CORP NJ 7.01,9.01 01/20/09 SCM MICROSYSTEMS INC DE 5.02 12/15/08 AMEND SCOTTS MIRACLE-GRO CO OH 5.02,9.01 01/14/09 SEALED AIR CORP/DE DE 2.02,2.06,9.01 01/15/09 Shade Down Under Inc NV 4.02 01/16/09 Shermen WSC Acquisition Corp DE 7.01,8.01,9.01 01/20/09 SIFCO INDUSTRIES INC OH 8.01,9.01 01/20/09 SILVERSTAR MINING CORP. NV 3.02 01/15/09 Sino Charter Inc. NV 5.03,8.01 01/16/09 SINO SHIPPING HOLDINGS INC. 5.02 01/16/09 SKILLSOFT PUBLIC LIMITED CO 2.05 01/19/09 SMITH MIDLAND CORP DE 8.01 01/19/09 SONO TEK CORP NY 7.01,9.01 01/15/09 SONUS NETWORKS INC DE 5.02,9.01 01/20/09 SOUTHERN FIRST BANCSHARES INC SC 2.02,9.01 01/20/09 Star Resorts Development Inc. NV 1.01,2.03,3.02,9.01 01/14/09 STARRETT L S CO MA 5.02 01/20/09 STATE STREET CORP MA 2.02,8.01,9.01 01/20/09 STERIS CORP OH 8.01,9.01 01/20/09 SUNESIS PHARMACEUTICALS INC 1.01,1.02 01/15/09 SUPERCLICK INC WA 2.02,9.01 01/20/09 Surge Global Energy, Inc. 8.01,9.01 01/12/09 SYSCO CORP DE 5.02 01/17/09 T3 Motion, Inc. DE 5.02,5.03,9.01 01/16/09 TALEO CORP DE 5.02,9.01 01/16/09 AMEND TD AMERITRADE HOLDING CORP DE 2.02,8.01,9.01 01/20/09 TECO ENERGY INC FL 8.01 01/13/09 Tennessee Valley Authority 8.01 01/13/09 TEXADA VENTURES INC NV 8.01 12/18/08 THERMADYNE HOLDINGS CORP /DE DE 5.02 01/15/09 TIER TECHNOLOGIES INC DE 1.01,7.01,9.01 01/13/09 TOREADOR RESOURCES CORP TX 5.02 01/14/09 TOUSA INC DE 7.01,9.01 01/16/09 TRIDENT MICROSYSTEMS INC DE 8.01,9.01 01/16/09 TRONOX INC DE 1.03,2.04,7.01,9.01 01/12/09 TRUSTCO BANK CORP N Y NY 2.02,9.01 01/20/09 TSIC, Inc. DE 7.01,9.01 01/20/09 TVIA INC DE 7.01 01/14/09 ULTRALIFE CORP DE 2.02,9.01 01/20/09 UMPQUA HOLDINGS CORP OR 8.01,9.01 01/20/09 UNITED REFINING CO PA 8.01,9.01 01/20/09 UNITED RENTALS INC /DE DE 2.02,5.03,9.01 01/16/09 UpSnap, Inc. 1.01,3.02,9.01 01/08/09 US AIRWAYS GROUP INC DE 1.01,2.03 01/20/09 US ENERGY CORP WY 8.01 01/16/09 USA REAL ESTATE INVESTMENT TRUST /CA CA 1.01 01/14/09 VALIDUS HOLDINGS LTD 2.02,9.01 01/20/09 Vemics, Inc. NV 1.01,2.03,3.02,9.01 12/22/08 Volkswagen Auto Loan Enhanced Trust 2 8.01,9.01 01/20/09 WASHINGTON BANKING CO WA 1.01,3.02,3.03,5.02,5.03 01/16/09 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 01/13/09 WEST CANYON ENERGY CORP. 7.01,9.01 01/19/09 WEST COAST BANCORP /NEW/OR/ OR 2.02,9.01 01/19/09 Western Goldfields Inc. A6 7.01,9.01 01/19/09 Western Goldfields Inc. A6 7.01,9.01 01/19/09 WHITING PETROLEUM CORP DE 2.02,9.01 01/20/09 Winland Online Shipping Holdings Corp TX 5.05,8.01,9.01 01/15/09 Woozyfly Inc. 1.01,5.02,9.01 01/14/09 WORLD RACING GROUP, INC. DE 1.01,3.02,7.01,9.01 12/31/08 WOUND MANAGEMENT TECHNOLOGIES, INC. TX 3.02 01/19/09 WPT ENTERPRISES INC 1.01,2.03,9.01 01/15/09 WWA GROUP INC NV 3.02,9.01 12/01/08 XO HOLDINGS INC DE 1.01,5.02,8.01,9.01 01/13/09 XOMA LTD /DE/ DE 8.01,9.01 01/15/09 YADKIN VALLEY FINANCIAL CORP NC 1.01,3.02,3.03,5.02,5.03,9.01 01/16/09 YARRAMAN WINERY, INC. NV 1.01 12/20/08 AMEND