RECENT 8K FILINGS January 14, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 2020 ChinaCap Acquirco, Inc. 4.01,9.01 01/07/09 3DICON CORP 4.01,9.01 01/07/09 ABRAXAS PETROLEUM CORP NV 7.01,9.01 01/13/09 ACCELR8 TECHNOLOGY CORP CO 5.02 01/09/09 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 01/13/09 ACE MARKETING & PROMOTIONS INC NY 8.01 01/02/09 ACUITY BRANDS INC DE 5.02,8.01,9.01 10/24/08 ADA-ES INC CO 7.01,9.01 01/13/09 ADAMS GOLF INC DE 1.01,9.01 01/12/09 ADHEREX TECHNOLOGIES INC 3.01,9.01 01/09/09 ADOBE SYSTEMS INC DE 5.02,5.03,9.01 01/09/09 ADVANCED MEDICAL OPTICS INC DE 1.01,3.03,5.02,8.01,9.01 01/11/09 AEP INDUSTRIES INC DE 2.01,9.01 10/30/08 AMEND AK STEEL HOLDING CORP DE 7.01,9.01 01/12/09 ALASKA PACIFIC BANCSHARES INC AK 8.01 01/12/09 ALCOA INC PA 2.02,9.01 01/12/09 ALIGN TECHNOLOGY INC DE 1.01,5.02,9.01 01/07/09 Alphatec Holdings, Inc. DE 2.02,9.01 01/13/09 ALSERES PHARMACEUTICALS INC /DE DE 1.01,3.02,8.01,9.01 01/08/09 Alternative Construction Technologies FL 1.02,5.02,9.01 01/12/09 AMACORE GROUP, INC. DE 1.01,3.02 01/07/09 AMEDISYS INC DE 7.01,9.01 01/13/09 AMERICAN GREETINGS CORP OH 7.01,9.01 01/13/09 AMERICAN RIVER BANKSHARES CA 7.01,9.01 01/12/09 AMERICAN URANIUM CORP NV 1.01,3.02,5.01,9.01 12/17/08 AMEND AMERON INTERNATIONAL CORP DE 8.01,9.01 01/12/09 AMN HEALTHCARE SERVICES INC DE 7.01,9.01 01/13/09 ANADYS PHARMACEUTICALS INC 5.02 01/09/09 ANDERSONS INC OH 5.02 01/09/09 APEX SILVER MINES LTD 1.01,1.03,2.04,3.01,8.01,9.01 01/12/09 ARRAY BIOPHARMA INC DE 2.05,8.01,9.01 01/08/09 ASYST TECHNOLOGIES INC CA 2.02,2.05,9.01 01/07/09 AUDIOVOX CORP DE 2.02,8.01 01/09/09 Avantair, Inc DE 1.01,2.03,9.01 01/09/08 BANCORP RHODE ISLAND INC 5.02,9.01 01/07/09 BANK OF AMERICA CORP /DE/ DE 1.01,3.02,3.03,5.03,9.01 01/08/09 BARNES GROUP INC DE 5.02,9.01 01/07/09 BAY NATIONAL CORP 5.02 01/07/09 BEAZER HOMES USA INC DE 2.02,9.01 01/13/09 BELK INC 5.02 01/07/09 BENIHANA INC DE 2.02,9.01 01/13/09 BEVERLY NATIONAL CORP MA 8.01,9.01 01/06/09 BILL BARRETT CORP 7.01,9.01 01/12/09 BIOGEN IDEC INC. DE 7.01,9.01 01/13/09 BIOHEART, INC. FL 3.01,5.02 01/07/09 BIOMET INC IN 2.02,7.01,9.01 01/13/09 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,2.01,5.06 01/12/09 BRINX RESOURCES LTD 5.03,9.01 12/03/08 BSD MEDICAL CORP DE 7.01,9.01 01/13/09 BUCKLE INC NE 7.01,9.01 01/13/09 BUFFETS HOLDINGS, INC. DE 8.01,9.01 01/12/09 CalAmp Corp. DE 2.02,9.01 01/13/09 CALAVO GROWERS INC CA 2.02,9.01 01/07/09 Cape Fear Bank CORP NC 5.02,9.01 01/09/09 Capmark Financial Group Inc. NV 8.01,9.01 01/13/09 CARDIONET INC CA 5.02,7.01,9.01 01/07/09 CAROLINA BANK HOLDINGS INC NC 1.01,3.02,3.03,5.02,5.03,9.01 01/05/09 CB RICHARD ELLIS REALTY TRUST MD 5.02 01/12/09 CENTER BANCORP INC NJ 1.01,3.02,3.03,5.02,5.03,9.01 01/09/09 CEPHEID CA 2.02,9.01 01/13/09 CHASE CORP MA 2.02,9.01 01/08/09 CHENIERE ENERGY INC DE 5.02 01/07/09 CHESAPEAKE ENERGY CORP OK 8.01,9.01 01/13/09 China Armco Metals, Inc. NV 1.01,9.01 01/12/09 China Biologic Products, Inc. F4 1.01,2.03,9.01 01/13/09 CHINA SUN GROUP HIGH-TECH CO NC 9.01 01/13/09 COLONY BANKCORP INC GA 1.01,3.02,3.03,5.02,5.03,9.01 01/06/09 Commerce Planet UT 1.01,2.03,3.02,9.01 01/07/09 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.02,4.01,9.01 12/23/08 AMEND CONNECTICUT WATER SERVICE INC / CT CT 8.01,9.01 01/12/09 Cordex Pharma, Inc. NV 4.01,9.01 12/19/08 AMEND CSX CORP VA 2.02,2.06,9.01 01/12/09 CULP INC NC 5.02 01/07/09 CYBEX INTERNATIONAL INC NY 2.06 01/12/09 CYBRA CORP NY 4.01,9.01 01/07/09 Cyclacel Pharmaceuticals, Inc. DE 8.01,9.01 01/13/09 DARA BioSciences, Inc. DE 5.02,8.01 01/09/09 DEXCOM INC 1.01 01/12/09 DigitalFX International Inc FL 3.01,9.01 01/08/09 DRI CORP NC 7.01,9.01 01/13/09 DUANE READE HOLDINGS INC 7.01 01/09/09 DUANE READE HOLDINGS INC 1.01,9.01 01/07/09 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 01/13/09 EASTERN VIRGINIA BANKSHARES INC VA 1.01,3.02,3.03,5.02,5.03,9.01 01/07/09 EDGE PETROLEUM CORP DE 5.02 01/07/09 EDUCATIONAL DEVELOPMENT CORP DE 4.01,9.01 01/07/09 ELOYALTY CORP DE 5.02 01/08/09 Emergent BioSolutions Inc. DE 2.02,9.01 01/09/09 EMERGENT GROUP INC/NY NV 7.01,9.01 01/13/09 EMPIRE PETROLEUM CORP DE 4.01,9.01 01/09/09 EMPYREAN HOLDINGS, INC NV 1.02 01/13/09 ENCORE ACQUISITION CO DE 7.01,9.01 01/12/09 ENSCO INTERNATIONAL INC DE 8.01,9.01 01/13/09 EP GLOBAL COMMUNICATIONS INC 1.01,2.04,9.01 01/13/09 EXPRESSJET HOLDINGS INC DE 8.01,9.01 01/13/09 FARMER BROTHERS CO CA 5.02 01/07/09 FARMERS CAPITAL BANK CORP KY 1.01,3.02,3.03,5.02,5.03,9.01 01/09/09 Federal Home Loan Bank of Atlanta X1 2.03 01/07/09 Federal Home Loan Bank of Boston X1 2.03 01/07/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/07/09 Federal Home Loan Bank of Dallas 2.03 01/07/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/08/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/07/09 Federal Home Loan Bank of New York X1 2.03,9.01 01/08/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/07/09 Federal Home Loan Bank of San Francis X1 2.03 01/07/09 Federal Home Loan Bank of Seattle 7.01,9.01 01/12/09 Federal Home Loan Bank of Seattle 2.03 01/13/09 Federal Home Loan Bank of Topeka 2.03 01/07/09 Firepond, Inc. 2.02,9.01 01/08/09 FIRST BANCORP /NC/ NC 1.01,3.02,3.03,5.02,5.03,9.01 01/07/09 FIRST UNITED CORP/MD/ MD 7.01 01/12/09 FLAGSTAR BANCORP INC MI 8.01,9.01 01/07/09 FRANKLIN COVEY CO UT 8.01 01/12/09 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,9.01 01/13/09 GANDER MOUNTAIN CO MN 5.02,9.01 01/09/09 GENESCO INC TN 7.01,9.01 01/13/09 GENEVA ACQUISITION CORP DE 8.01,9.01 01/12/09 GENZYME CORP MA 2.02,9.01 01/13/09 GEOKINETICS INC DE 7.01,9.01 01/13/09 GLOBAL PAYMENT TECHNOLOGIES INC DE 8.01 01/13/09 GLU MOBILE INC 2.03,9.01 01/08/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/09/09 GREYSTONE LOGISTICS, INC. 4.01,9.01 01/07/09 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 01/13/09 HECLA MINING CO/DE/ 1.02,5.02 01/08/09 HERLEY INDUSTRIES INC /NEW DE 5.02 01/12/09 HMS HOLDINGS CORP 7.01,9.01 01/13/09 HMS HOLDINGS CORP 7.01,9.01 12/22/08 IDACORP INC ID 8.01 01/13/09 IMARX THERAPEUTICS INC DE 1.02,9.01 01/08/09 INFINITY CAPITAL GROUP, INC. MD 5.02,7.01,9.01 01/07/09 INNERWORKINGS INC 5.02 01/13/09 INNOVATIVE CARD TECHNOLOGIES INC DE 7.01 01/13/09 INSTEEL INDUSTRIES INC NC 2.02,9.01 01/13/09 INTROGEN THERAPEUTICS INC 5.02,9.01 01/09/09 INVISA INC NV 3.02,9.01 01/07/09 ISCO INTERNATIONAL INC DE 1.01,9.01 01/08/09 ITRONICS INC TX 2.02,9.01 01/06/09 JACO ELECTRONICS INC NY 2.01,8.01,9.01 01/07/09 JARDEN CORP DE 1.01,5.02,8.01,9.01 01/09/09 JobsInSite, Inc. 5.01,5.02 01/13/09 AMEND KANA SOFTWARE INC DE 1.01,3.03,5.03,9.01 01/09/09 KBS Real Estate Investment Trust, Inc MD 1.01 01/07/09 LAKES ENTERTAINMENT INC MN 8.01,9.01 01/07/09 LAZARE KAPLAN INTERNATIONAL INC DE 2.02,9.01 01/13/09 Legacy Bancorp, Inc. DE 7.01,9.01 01/13/09 LEXMARK INTERNATIONAL INC /KY/ DE 2.05,7.01,9.01 01/13/09 LINCOLN NATIONAL CORP IN 5.02,8.01 12/26/08 LSB INDUSTRIES INC DE 5.03,9.01 01/13/09 MAJESCO ENTERTAINMENT CO DE 2.02,5.02,9.01 01/08/09 MARINE PRODUCTS CORP DE 8.01,9.01 01/13/09 McCormick & Schmicks Seafood Restaura 5.02 01/12/09 MEDASSETS INC DE 2.02,7.01,9.01 01/13/09 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 01/13/09 MEDICAL PROPERTIES TRUST INC 1.01,5.03,7.01,9.01 01/13/09 MEREDITH CORP IA 2.05,9.01 01/08/09 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 11/19/08 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 01/06/08 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 8.01 01/13/09 MONOLITHIC POWER SYSTEMS INC CA 8.01,9.01 01/09/09 MSC INDUSTRIAL DIRECT CO INC NY 5.02,9.01 01/07/09 MULTIMEDIA GAMES INC TX 8.01 01/06/09 MxEnergy Holdings Inc 8.01,9.01 01/13/09 NANOVIRICIDES, INC. NV 4.01,9.01 01/12/09 NATIONAL FUEL GAS CO NJ 7.01,9.01 01/13/09 NATIONAL LAMPOON INC CA 3.01,9.01 01/09/09 NaturalNano , Inc. NV 5.02,9.01 01/07/09 NDS GROUP PLC X0 8.01,9.01 01/13/09 Neiman Marcus, Inc. DE 8.01 01/09/09 NEOGEN CORP MI 7.01,9.01 01/12/09 NESTOR INC DE 1.02,2.04,8.01,9.01 01/13/09 NETWORK CN INC DE 5.02 01/07/09 Neuro-Hitech, Inc. DE 5.02 01/07/09 New Century Energy Corp. CO 8.01 12/19/08 NEW YORK COMMUNITY BANCORP INC DE 8.01,9.01 01/13/09 NEXMED INC NV 8.01 01/12/09 NITROMED INC DE 8.01,9.01 01/12/09 NORFOLK SOUTHERN CORP VA 1.01,2.03 01/13/09 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 2.02,9.01 01/12/09 NOVA BIOSOURCE FUELS, INC. NV 7.01,9.01 01/13/09 NOVAVAX INC DE 1.01,9.01 01/12/09 NUVELO INC DE 2.05,8.01 01/07/09 Oasis Online Technologies Corp MN 1.01,3.02,9.01 12/31/08 OCEAN SHORE HOLDING CO X1 2.02,9.01 01/13/09 OLD NATIONAL BANCORP /IN/ IN 7.01,9.01 01/13/09 OPTIMER PHARMACEUTICALS INC 5.02,9.01 01/08/09 PACIFIC STATE BANCORP 5.02,9.01 12/18/08 PALM INC DE 1.01,3.02,3.03,5.03,9.01 01/09/09 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 01/12/09 PARLUX FRAGRANCES INC DE 2.02,9.01 01/12/09 PC TEL INC DE 2.02,9.01 01/12/09 PENN TREATY AMERICAN CORP PA 8.01,9.01 01/06/09 PEPLIN INC DE 8.01,9.01 01/07/09 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.05 01/12/09 PERVASIVE SOFTWARE INC DE 5.02,9.01 01/13/09 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01 01/13/09 PGT, Inc. DE 8.01,9.01 01/13/09 PINNACLE AIRLINES CORP DE 5.02,9.01 01/08/09 PIONEER DRILLING CO TX 7.01,9.01 01/13/09 PIONEER NATURAL RESOURCES CO DE 2.02,7.01,9.01 01/13/09 PITNEY BOWES INC /DE/ DE 8.01,9.01 12/31/07 Precision Aerospace Components, Inc. 4.02 01/13/09 PREMIER EXHIBITIONS, INC. 5.02,9.01 01/10/09 PREMIERWEST BANCORP OR 7.01,9.01 01/12/09 Prestige Brands Holdings, Inc. 2.02,7.01,9.01 01/12/09 PRO DEX INC CO 2.03,9.01 12/17/08 PROCTER & GAMBLE CO OH 7.01 01/13/09 PROLOGIS MD 8.01 01/13/09 PS BUSINESS PARKS INC/CA CA 7.01,9.01 12/31/08 QEP CO INC DE 2.04 01/07/09 QLT INC/BC A1 2.02,8.01,9.01 01/12/09 RAMCO GERSHENSON PROPERTIES TRUST MD 1.01,9.01 01/12/09 RCN CORP /DE/ DE 5.02 01/08/09 Reef Global Energy IV, L.P. NV 8.01 01/07/09 Reef Global Energy VI, L.P. 8.01 01/07/09 Reef Global Energy VII, L.P. 8.01 01/07/09 Reef Global Energy VIII, L.P. NV 8.01 01/07/09 Reis, Inc. MD 1.01,5.02,9.01 01/12/09 REPROS THERAPEUTICS INC. DE 8.01,9.01 01/12/09 ROBERTS REALTY INVESTORS INC GA 8.01,9.01 01/12/09 Rock City Energy Corp. NV 8.01 01/13/09 ROHM & HAAS CO DE 5.02 01/08/09 RPC INC DE 8.01,9.01 01/13/09 RR Donnelley & Sons Co DE 5.03,9.01 01/08/09 SANTARUS INC DE 8.01,9.01 01/13/09 SAVE THE WORLD AIR INC NV 1.01,9.01 01/09/09 SCANNER TECHNOLOGIES CORP NM 5.02,8.01 12/24/08 SCHMITT INDUSTRIES INC OR 2.02,9.01 01/13/09 SCHULMAN A INC DE 2.02,5.02,9.01 01/09/09 SEQUENOM INC DE 8.01,9.01 01/12/09 SHANDONG ZHOUYUAN SEED & NURSERY CO., DE 1.01,3.02,9.01 01/12/09 ShengdaTech, Inc. 7.01,9.01 01/13/09 SHORE BANCSHARES INC MD 1.01,3.02,3.03,5.02,5.03,8.01, 01/07/09 9.01 SINO SHIPPING HOLDINGS INC. 1.02 01/09/09 Sinoenergy CORP NV 7.01,9.01 01/07/09 SLM Student Loan Trust 2003-14 DE 8.01,9.01 01/13/09 SLM Student Loan Trust 2004-1 DE 8.01,9.01 01/13/09 SOHU COM INC DE 5.02 01/13/09 SONUS NETWORKS INC DE 2.05,9.01 01/09/09 SOUTH SHORE RESOURCES INC. 7.01,9.01 01/13/09 SPACEHAB INC \WA\ WA 5.02,9.01 01/08/09 Sports Supplement Acquisition Group I NV 1.01,2.01,3.02,5.06,9.01 01/07/09 STERLING FINANCIAL CORP /WA/ WA 2.02,9.01 01/13/09 SUN MICROSYSTEMS, INC. DE 5.02 01/07/09 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.05,9.01 01/13/09 SUPERTEL HOSPITALITY INC VA 2.02,8.01,9.01 01/12/09 SYNCORA HOLDINGS LTD D0 3.01,8.01 01/07/09 SYNCORA HOLDINGS LTD D0 5.02 01/07/09 SYNTROLEUM CORP DE 4.01,8.01,9.01 01/07/09 TENNECO INC DE 2.02,2.05,9.01 01/13/09 TESCO CORP 7.01,9.01 01/09/09 THERMOENERGY CORP AK 1.01,3.02,9.01 09/15/08 AMEND THORNBURG MORTGAGE INC MD 8.01,9.01 01/09/09 TRANS WORLD ENTERTAINMENT CORP NY 5.02,9.01 01/12/09 TRANSMERIDIAN EXPLORATION INC DE 1.01,2.03,5.02,9.01 01/12/09 TRI-CONTINENTAL CORP MD 7.01,9.01 01/13/09 TRI-ISTHMUS GROUP, INC. DE 7.01,9.01 01/13/09 TRIO TECH INTERNATIONAL CA 1.01 01/08/09 TRW AUTOMOTIVE HOLDINGS CORP DE 5.02,9.01 01/12/09 TXP CORP NV 8.01,9.01 01/08/09 UNITED COMMUNITY FINANCIAL CORP OH 1.01,9.01 01/07/09 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 2.02,7.01,9.01 01/13/09 US DRY CLEANING CORP DE 8.01 01/10/09 USEC INC DE 1.01,9.01 01/13/09 VALEANT PHARMACEUTICALS INTERNATIONAL DE 5.02 01/07/09 Venoco, Inc. DE 7.01 01/12/09 VISION INDUSTRIES CORP FL 5.02 12/15/08 AMEND VISTA GOLD CORP 7.01,9.01 01/12/09 VISTEON CORP DE 2.02,7.01,9.01 01/13/09 VIVUS INC CA 8.01,9.01 01/12/09 VOLT INFORMATION SCIENCES, INC. NY 1.01,2.03,9.01 01/07/09 Voyager Learning CO DE 8.01,9.01 01/13/09 W&T OFFSHORE INC TX 2.02,9.01 01/13/09 WAL MART STORES INC DE 8.01 01/13/09 WALGREEN CO IL 8.01,9.01 01/08/09 WATERS CORP /DE/ DE 2.02 01/12/09 WEGENER CORP DE 2.02,9.01 01/12/09 WELLPOINT INC IN 8.01,9.01 01/12/09 WELLS FARGO & CO/MN DE 5.03,9.01 01/12/09 WENDY'S/ARBY'S GROUP, INC. DE 7.01,9.01 01/13/09 Western Goldfields Inc. A6 7.01,9.01 01/13/09 WORLD AM, INC. 3.02 01/09/09 XENOPORT INC DE 8.01 01/09/09 XETA TECHNOLOGIES INC OK 4.01,9.01 01/07/09 XL CAPITAL LTD 5.02,9.01 01/13/09 Yayi International Inc DE 1.01,2.03,8.01 12/29/08