RECENT 8K FILINGS December 16, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Century Bancshares, Inc. DE 8.01,9.01 12/15/08 ABM INDUSTRIES INC /DE/ DE 5.02,9.01 12/09/08 ACCEPTANCE INSURANCE COMPANIES INC DE 5.02,8.01,9.01 12/15/08 ACCO BRANDS CORP DE 1.01,9.01 12/15/08 ADUROMED INDUSTRIES, INC. DE 5.02 12/09/08 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 12/15/08 ADVENTRX PHARMACEUTICALS INC DE 5.02,5.03,9.01 12/11/08 ALLIED HEALTHCARE INTERNATIONAL INC NY 8.01,9.01 12/15/08 ALNYLAM PHARMACEUTICALS, INC. 5.02 12/09/08 AMERICAN ECOLOGY CORP DE 5.02 12/10/08 AMERICAN ECOLOGY CORP DE 7.01,9.01 12/11/08 AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 12/12/08 AMERICAN WAGERING INC NV 1.01,2.03,5.02 12/01/08 AMERICAS CARMART INC TX 1.01,2.03,9.01 12/12/08 AMERICREDIT CORP TX 1.01,3.02,5.02,9.01 12/12/08 AMTECH SYSTEMS INC AZ 1.01,3.03,9.01 12/15/08 Anpath Group, Inc. 7.01,9.01 12/11/08 ANTIGENICS INC /DE/ DE 5.02 12/15/08 APEX BIOVENTURES ACQUISITION CORP DE 8.01,9.01 12/15/08 ASPEN EXPLORATION CORP DE 5.02,8.01 12/09/08 AtriCure, Inc. DE 8.01 12/12/08 AUTOBYTEL INC DE 1.01,1.02,5.02,5.03,8.01,9.01 12/10/08 AVANIR PHARMACEUTICALS CA 2.02,9.01 12/15/08 Avantair, Inc DE 8.01,9.01 12/15/08 AVATAR HOLDINGS INC DE 7.01,9.01 12/15/08 BALDOR ELECTRIC CO MO 8.01,9.01 12/15/08 BANK OF AMERICA CORP /DE/ DE 5.03,9.01 12/09/08 BANK OF THE OZARKS INC AR 1.01,3.02,3.03,5.02,5.03,8.01, 12/10/08 9.01 BCB BANCORP INC 5.02,9.01 12/10/08 BEAR STEARNS DEPOSITOR INC TRUST CERT 8.01,9.01 12/01/08 BIG CAT ENERGY CORP 7.01,9.01 12/15/08 BIOGEN IDEC INC. DE 8.01 12/15/08 BJS WHOLESALE CLUB INC DE 5.02 12/11/08 BLOUNT INTERNATIONAL INC DE 5.02 12/09/08 BUTLER NATIONAL CORP DE 2.02,8.01,9.01 12/15/08 BWAY Holding CO DE 5.02 12/09/08 C & F FINANCIAL CORP VA 8.01,9.01 12/12/08 CABELAS INC DE 7.01,9.01 12/15/08 CAL MAINE FOODS INC DE 8.01,9.01 12/11/08 CANARGO ENERGY CORP DE 1.01,9.01 12/11/08 CAPITAL BANK CORP NC 1.01,3.02,3.03,5.02,5.03,8.01, 12/12/08 9.01 CAPITAL CROSSING PREFERRED CORP MA 5.02 12/09/08 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 12/12/08 CAPITAL ONE MASTER TRUST NY 8.01,9.01 12/12/08 CAPITOL BANCORP LTD MI 5.04,9.01 12/15/08 CARAUSTAR INDUSTRIES INC NC 1.01,2.05,2.06,5.02 12/09/08 CARDINAL BANKSHARES CORP VA 8.01,9.01 12/15/08 Cascade Wind Corp., Inc. NV 2.01,5.02,9.01 12/11/08 AMEND CASEYS GENERAL STORES INC IA 7.01 12/15/08 CB RICHARD ELLIS REALTY TRUST MD 2.01 12/10/08 CBIZ, Inc. DE 1.01,9.01 12/11/08 Celsion CORP MD 1.01,9.01 12/09/08 CERUS CORP DE 1.01,9.01 12/12/08 Charmed Homes Inc. NV 5.03,9.01 11/20/08 AMEND CHARTER COMMUNICATIONS HOLDINGS LLC DE 8.01,9.01 12/12/08 CHARTER COMMUNICATIONS INC /MO/ DE 8.01,9.01 12/12/08 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 12/15/08 CHECKPOINT SYSTEMS INC PA 5.02,9.01 12/15/08 CHESAPEAKE ENERGY CORP OK 8.01,9.01 12/15/08 China Architectural Engineering, Inc. DE 7.01,9.01 12/15/08 China Water Group, Inc. NV 5.02,9.01 12/11/08 China Wind Systems, Inc DE 5.02,9.01 12/11/08 Cistera Networks, Inc. 1.01,9.01 12/02/08 CITIBANK OMNI-S MASTER TRUST 8.01 12/12/08 CITIBANK SOUTH DAKOTA N A DE 8.01 11/24/08 CITIZENS REPUBLIC BANCORP, INC. MI 1.01,3.02,3.03,5.02,5.03,7.01, 12/10/08 9.01 CITY LANGUAGE EXCHANGE INC DE 8.01 12/10/08 CKE RESTAURANTS INC DE 2.02,7.01,9.01 12/09/08 CLEAN HARBORS INC MA 5.02,9.01 12/09/08 CLEARANT INC DE 1.01,5.02 12/15/08 Clearfield, Inc. MN 2.02,9.01 12/15/08 CODORUS VALLEY BANCORP INC PA 5.02,9.01 12/15/08 COLUMBUS ACQUISITION CORP 1.01,8.01,9.01 12/15/08 COMDISCO HOLDING CO INC DE 2.02,9.01 12/15/08 COMMERCE ENERGY GROUP, INC. DE 1.01,1.02,2.01,2.04,3.01,5.02, 12/11/08 AMEND 7.01,8.01,9.01 COMMUNITY BANCORP /VT VT 5.02,9.01 12/09/08 COMMUNITY TRUST BANCORP INC /KY/ KY 8.01,9.01 12/15/08 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 1.01,3.03 12/12/08 CONEXANT SYSTEMS INC DE 5.02,7.01,9.01 12/15/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 2.01,9.01 12/09/08 CONVERGYS CORP OH 5.02 12/09/08 COOPER TIRE & RUBBER CO DE 8.01,9.01 12/15/08 CORE MOLDING TECHNOLOGIES INC DE 1.01,2.03 12/09/08 CRAWFORD & CO GA 7.01,9.01 12/15/08 CROWN HOLDINGS INC PA 5.02,9.01 12/11/08 CSX CORP VA 8.01 12/10/08 CUMMINS INC IN 8.01,9.01 12/15/08 CV THERAPEUTICS INC DE 8.01 12/10/08 CYPRESS SEMICONDUCTOR CORP /DE/ DE 8.01,9.01 12/09/08 Data Call Technologies 4.01,9.01 12/15/08 DAVITA INC DE 8.01 12/12/08 DENTSPLY INTERNATIONAL INC /DE/ DE 5.02 12/15/08 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 12/15/08 DiamondRock Hospitality Co 1.01,9.01 12/15/08 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 5.02,9.01 12/09/08 DISCOVERY LABORATORIES INC /DE/ DE 1.01,3.02,9.01 12/12/08 Diversified Restaurant Holdings, Inc. NV 1.01,9.01 12/10/08 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 5.02,5.03,9.01 12/09/08 Domark International Inc. NV 1.01,2.01,3.02,9.01 12/11/08 DOW CHEMICAL CO /DE/ DE 1.01,2.03 12/15/08 DRESS BARN INC CT 5.02 12/10/08 DUPONT E I DE NEMOURS & CO DE 5.03,9.01 12/10/08 Ecoland International NV 1.01 12/15/08 EDISON INTERNATIONAL CA 5.03,9.01 12/11/08 El Paso Pipeline Partners, L.P. DE 9.01 09/30/08 AMEND EMCLAIRE FINANCIAL CORP PA 5.02,9.01 12/11/08 EMERGENT GROUP INC/NY NV 7.01,8.01,9.01 12/12/07 EMISPHERE TECHNOLOGIES INC DE 8.01 12/15/08 EMMIS COMMUNICATIONS CORP IN 5.02,5.03,5.05,8.01,9.01 12/11/08 EMPIRE GLOBAL CORP. DE 4.01,9.01 12/15/08 AMEND Energtek 8.01,9.01 12/15/08 Energy Recovery, Inc. DE 7.01,9.01 12/11/08 ENERGY XXI (BERMUDA) LTD D0 1.01,9.01 12/10/08 ENSCO INTERNATIONAL INC DE 2.02,9.01 12/15/08 ENTERPRISE FINANCIAL SERVICES CORP DE 2.03,3.02,7.01,8.01,9.01 12/12/08 EPICEPT CORP 8.01 12/09/08 EPICEPT CORP 8.01 12/09/08 AMEND EQUITY RESIDENTIAL MD 8.01,9.01 12/15/08 ERIE INDEMNITY CO PA 5.02 12/09/08 ERP OPERATING LTD PARTNERSHIP MD 8.01,9.01 12/15/08 EXACT SCIENCES CORP DE 1.01,2.05,5.02,9.01 12/09/08 EXPRESSJET HOLDINGS INC DE 8.01,9.01 12/11/08 FAIRCHILD CORP DE 5.02,9.01 12/12/08 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 2.05,7.01,9.01 12/12/08 First Bankshares, Inc. VA 8.01,9.01 12/12/08 First Clover Leaf Financial Corp. MD 8.01,9.01 12/12/08 First Financial Northwest, Inc. WA 8.01,9.01 12/12/08 FIRST M&F CORP/MS MS 5.02,7.01,9.01 12/12/08 FIRST TRANSACTION MANAGEMENT INC DE 8.01 12/10/08 FIRSTCITY FINANCIAL CORP DE 1.01,8.01,9.01 11/25/08 FOOTHILLS RESOURCES INC 1.01,5.02,9.01 12/10/08 FORTUNE INDUSTRIES, INC. DE 1.01,1.02,2.01,3.02,5.03,8.01, 12/11/08 9.01 FPL GROUP INC FL 8.01,9.01 12/12/08 Fuel Systems Solutions, Inc. 1.01,5.02,9.01 12/15/08 FULLCIRCLE REGISTRY INC NV 8.01 12/15/08 FULTON FINANCIAL CORP PA 5.04 12/15/08 FX ENERGY INC NV 8.01,9.01 12/15/08 GATEWAY INTERNATIONAL HOLDINGS INC NV 1.01,3.02,5.01,5.02,9.01 12/09/08 GENERAL DYNAMICS CORP DE 8.01,9.01 12/15/08 GENERAL MOTORS CORP DE 8.01 12/09/08 GeoEye, Inc. DE 5.02 12/11/08 GHL Acquisition Corp. DE 7.01,8.01,9.01 12/15/08 GLOBAL CROSSING LTD 5.02 12/10/08 GMAC LLC DE 8.01 12/12/08 GMAC LLC DE 8.01 12/09/08 GOLDEN OVAL EGGS LLC DE 1.01,8.01,9.01 12/15/08 GREENSHIFT CORP DE 5.02 12/15/08 GROUP 1 AUTOMOTIVE INC DE 1.01,2.03,9.01 12/11/08 GUIDED THERAPEUTICS INC DE 8.01 12/15/08 GYMBOREE CORP DE 5.02 12/09/08 Hanesbrands Inc. MD 5.03,9.01 12/09/08 HANMI FINANCIAL CORP DE 5.02,9.01 12/12/08 HARLEY DAVIDSON INC WI 5.02,9.01 12/09/08 HARRAHS ENTERTAINMENT INC DE 5.02,9.01 12/10/08 HARTE HANKS INC DE 5.02,7.01,9.01 12/15/08 Hatteras Financial Corp 1.01,9.01 12/09/08 HEXION SPECIALTY CHEMICALS, INC. NJ 1.01,1.02,9.01 12/15/08 HLTH CORP DE 2.05 12/10/08 HSBC RECEIVABLES FUNDING INC. I DE 6.03,9.01 12/15/08 HuntMountain Resources WA 5.02 12/11/08 Huntsman CORP DE 1.01,1.02,9.01 12/15/08 Hydrodynex, Inc. NV 1.01,9.01 12/15/08 iDcentrix, Inc. 2.02,9.01 12/15/08 IDM PHARMA, INC. DE 5.02 12/11/08 INFOCUS CORP OR 2.05,8.01,9.01 12/09/08 InfoSearch Media, Inc. DE 5.02 12/09/08 INLAND WESTERN RETAIL REAL ESTATE TRU MD 8.01 12/11/08 INTEGRAL SYSTEMS INC /MD/ MD 5.02 12/10/08 InterDigital, Inc. PA 8.01 11/26/08 INTERPHASE CORP TX 1.01,9.01 12/10/08 INTERVEST BANCSHARES CORP DE 5.02 12/11/08 INTEST CORP DE 2.05 12/09/08 Investors Bancorp Inc DE 1.01,9.01 12/14/08 IOWA TELECOMMUNICATIONS SERVICES INC IA 7.01,9.01 12/15/08 ISTAR FINANCIAL INC MD 5.02,9.01 12/10/08 JACKSONVILLE BANCORP INC /FL/ FL 5.03,9.01 10/28/08 KILLBUCK BANCSHARES INC OH 2.02,8.01,9.01 12/15/08 KRISPY KREME DOUGHNUTS INC NC 5.03,9.01 12/10/08 La Cortez Energy, Inc. NV 4.01,9.01 12/15/08 LANDAMERICA FINANCIAL GROUP INC VA 1.01,9.01 12/12/08 LIBERTY MEDIA CORP 8.01,9.01 12/12/08 LIFE PARTNERS HOLDINGS INC TX 2.02,8.01,9.01 12/12/08 LIHUA INTERNATIONAL INC. DE 5.01,9.01 10/31/08 AMEND LODGIAN INC DE 5.02 12/09/08 LOJACK CORP MA 5.02,9.01 12/15/08 MAGELLAN PETROLEUM CORP /DE/ DE 5.02,8.01,9.01 12/11/08 MARINER ENERGY INC DE 1.01,2.03,9.01 12/12/08 MERRILL LYNCH & CO INC DE 8.01,9.01 12/15/08 MERRILL LYNCH & CO INC DE 8.01,9.01 12/15/08 METABASIS THERAPEUTICS INC 5.02 12/09/08 METROCORP BANCSHARES INC 8.01 12/15/08 MGM MIRAGE DE 1.01,7.01,9.01 12/13/08 MICROCHIP TECHNOLOGY INC DE 8.01,9.01 12/15/08 MICRONETICS INC DE 1.01,9.01 12/12/08 MICROSTRATEGY INC DE 5.02,9.01 12/09/08 MidWestOne Financial Group, Inc. IA 8.01,9.01 12/15/08 MOHEGAN TRIBAL GAMING AUTHORITY 1.01,2.03,9.01 12/10/08 MONOLITHIC POWER SYSTEMS INC CA 8.01,9.01 12/15/08 MULTIMEDIA GAMES INC TX 1.01 09/08/08 AMEND MUSKOKA FLOORING CORP DE 5.01,5.02,9.01 11/26/08 MVB FINANCIAL CORP WV 8.01,9.01 12/15/08 NATIONAL HEALTH INVESTORS INC MD 5.02 12/12/08 NATIONAL PENN BANCSHARES INC PA 5.02,9.01 12/10/08 Neonode, Inc DE 1.03,9.01 12/09/08 Neonode, Inc DE 3.01,9.01 12/11/08 NETWORK ENGINES INC DE 5.02 12/15/08 New England Bancshares, Inc. 5.02,9.01 12/09/08 NEW WORLD BRANDS INC DE 1.01 12/09/08 NEWBRIDGE BANCORP NC 1.01,3.02,3.03,5.02,5.03,8.01, 12/12/08 9.01 NEXGEN BIOFUELS LTD L3 8.01 12/15/08 NOBLE ENERGY INC DE 5.03,9.01 12/09/08 NOBLE INTERNATIONAL, LTD. DE 2.06 12/09/08 NORTHEAST UTILITIES MA 5.02 12/09/08 NORTHERN TRUST CORP DE 8.01,9.01 12/15/08 NSTAR/MA 8.01 12/15/08 NUCRYST Pharmaceuticals Corp. A0 5.02 12/15/08 NUVASIVE INC DE 5.03,9.01 12/10/08 NYER MEDICAL GROUP INC FL 1.01,9.01 12/15/08 NYFIX INC DE 5.02 12/15/08 NYSE Euronext DE 5.02,9.01 12/09/08 OGE ENERGY CORP. OK 8.01 12/15/08 OLIN CORP VA 5.02,5.03,9.01 12/15/08 Oncothyreon Inc. DE 5.02 12/11/08 ONLINE RESOURCES CORP DE 5.03,9.01 12/09/08 ORIGEN FINANCIAL INC DE 5.02,9.01 12/15/08 PACIFIC SUNWEAR OF CALIFORNIA INC CA 5.02,8.01,9.01 12/09/08 PANOLAM INDUSTRIES INTERNATIONAL INC DE 5.02 12/11/08 PANTERA PETROLEUM INC. NV 8.01,9.01 12/11/08 Pantheon China Acquisition Corp. DE 9.01 12/08/08 AMEND PAPA JOHNS INTERNATIONAL INC DE 7.01,9.01 12/15/08 PARAGON TECHNOLOGIES INC PA 8.01,9.01 12/15/08 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 2.02,9.01 12/15/08 PATAPSCO BANCORP INC MD 8.01,9.01 12/11/08 PATRICK INDUSTRIES INC IN 1.01,2.03,3.02,9.01 12/11/08 PEERLESS SYSTEMS CORP DE 5.02 12/10/08 PetroHunter Energy Corp MD 8.01 12/10/08 PETROQUEST ENERGY INC DE 7.01,9.01 12/15/08 PHOENIX COMPANIES INC/DE DE 7.01 12/15/08 PHOENIX FOOTWEAR GROUP INC DE 1.01,1.02,9.01 12/09/08 PHOTOMATICA, INC. NV 8.01 12/15/08 PINNACLE ENTERTAINMENT INC DE 5.02,5.03,9.01 12/09/08 Pioneer Consulting group, Inc. NV 4.01 12/10/08 PIONEER DRILLING CO TX 5.03,8.01,9.01 12/11/08 PLAYERS NETWORK 5.02 12/08/08 PMA CAPITAL CORP PA 1.01 12/12/08 POLYMER GROUP INC DE 5.02 12/09/08 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 12/10/08 PORTEC RAIL PRODUCTS INC WV 8.01,9.01 12/11/08 PRIDE INTERNATIONAL INC DE 1.01,1.02,9.01 12/09/08 PROASSURANCE CORP DE 7.01,9.01 12/15/08 PROCERA NETWORKS INC NV 5.02 12/09/08 PROSPERO MINERALS CORP. NV 8.01 12/12/08 PROVIDENT NEW YORK BANCORP DE 1.01,9.01 12/15/08 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 12/12/08 PRUDENTIAL FINANCIAL INC NJ 8.01 12/15/08 Qnective, Inc. 1.01,1.02,3.02,9.01 12/08/08 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02,9.01 12/10/08 R H DONNELLEY CORP DE 5.04,9.01 12/14/08 RADISYS CORP OR 1.01,2.03 12/12/08 RASER TECHNOLOGIES INC UT 3.01 12/15/08 REAL ESTATE ASSOCIATES LTD III CA 8.01 12/10/08 RENT A CENTER INC DE 5.03,7.01,9.01 12/11/08 RENTECH INC /CO/ CO 2.02,9.01 12/15/08 RESMED INC DE 5.02 11/20/08 RETAIL VENTURES INC OH 5.02,9.01 12/09/08 ROCKWELL COLLINS INC DE 5.02,9.01 12/12/08 ROFIN SINAR TECHNOLOGIES INC DE 7.01 09/30/08 SALIX PHARMACEUTICALS LTD 1.01,1.02,8.01,9.01 12/09/08 SANTARUS INC DE 1.01,3.02,3.03,9.01 12/10/08 SCIENTIFIC GAMES CORP DE 8.01 12/11/08 SEALED AIR CORP/DE DE 1.01,9.01 12/12/08 SERVICEMASTER CO DE 1.01,8.01 12/11/08 SIRONA DENTAL SYSTEMS, INC. DE 8.01,9.01 12/12/08 SKINS INC. NV 5.03,9.01 12/12/08 SMITH & WESSON HOLDING CORP NV 2.02,9.01 12/15/08 SMURFIT STONE CONTAINER CORP DE 5.02,9.01 12/11/08 SONUS NETWORKS INC DE 5.02,9.01 12/11/08 SOUTHERN CALIFORNIA EDISON CO CA 5.03,9.01 12/11/08 SPACEDEV, INC. DE 8.01 12/15/08 SS&C TECHNOLOGIES INC DE 9.01 09/30/08 AMEND STANLEY WORKS CT 2.02,5.02,9.01 12/10/08 STANLEY WORKS CT 5.02 12/10/08 AMEND Star Resorts Development Inc. NV 1.01,2.03,3.02,9.01 12/10/08 STATION CASINOS INC NV 8.01,9.01 12/15/08 STEEL DYNAMICS INC IN 8.01,9.01 12/15/08 Stereotaxis, Inc. DE 5.02 12/10/08 STERLING BANCSHARES INC TX 1.01,3.02,3.03,5.02,5.03,9.01 12/12/08 STREAMLINE HEALTH SOLUTIONS INC. DE 2.02,9.01 12/15/08 SUMMIT FINANCIAL GROUP INC WV 5.02 12/09/08 SUNOCO INC PA 7.01,9.01 12/15/08 SUNRISE SENIOR LIVING INC DE 5.02,9.01 12/09/08 Superior Well Services, INC DE 8.01,9.01 12/15/08 SVB FINANCIAL GROUP 1.01,3.02,3.03,5.02,5.03,9.01 12/11/08 SYNOPSYS INC DE 5.02,8.01,9.01 12/09/08 Telanetix,Inc DE 1.01,2.03,3.02,9.01 12/11/08 Teleconnect Inc. OK 5.02 12/11/08 TELEMETRIX INC DE 5.02 12/15/08 TFS Financial CORP DE 8.01 12/15/08 THOR INDUSTRIES INC DE 5.02,9.01 12/09/08 TIANYIN PHARMACEUTICAL CO., INC. DE 8.01 12/15/08 TIME WARNER INC. DE 5.02,9.01 12/11/08 Titan Machinery Inc. DE 2.02,9.01 12/15/08 TM Entertainment & Media, Inc. DE 8.01,9.01 12/12/08 TORVEC INC NY 3.02 12/12/08 TORVEC INC NY 8.01 12/15/08 TRI-CONTINENTAL CORP MD 7.01,9.01 12/12/08 TRIAD GUARANTY INC DE 8.01,9.01 12/15/08 TRICO MARINE SERVICES INC DE 5.02,5.03,9.01 12/09/08 TRINITY INDUSTRIES INC DE 5.02 12/10/08 U S PRECIOUS METALS INC DE 5.02,7.01,9.01 12/11/08 UNIONBANCAL CORP DE 5.02 12/10/08 UNISOURCE ENERGY CORP AZ 5.02,9.01 12/09/08 UNITED AMERICA INDEMNITY, LTD E9 3.01,9.01 12/10/08 UNITED BANKSHARES INC/WV WV 8.01 12/15/08 United Refining Energy Corp DE 5.02 12/11/08 UNITED STATES CELLULAR CORP DE 5.02,9.01 12/09/08 UNIVERSAL TECHNICAL INSTITUTE INC DE 5.03,9.01 12/09/08 UpSnap, Inc. 5.03 12/15/08 URSTADT BIDDLE PROPERTIES INC MD 5.02,9.01 12/10/08 VALLEY FINANCIAL CORP /VA/ VA 8.01,9.01 12/15/08 VALLEY FINANCIAL CORP /VA/ VA 1.01,3.02,3.03,5.02,5.03,9.01 12/08/08 Vemics, Inc. NV 1.01,9.01 12/09/08 VIRGINIA COMMERCE BANCORP INC 1.01,3.02,3.03,5.02,5.03,9.01 12/12/08 VISUAL MANAGEMENT SYSTEMS INC NV 5.02 12/12/08 Vu1 CORP CA 1.01,9.01 12/09/08 WABASH NATIONAL CORP /DE DE 8.01,9.01 12/15/08 WebMD Health Corp. DE 2.05 12/10/08 WOODWARD GOVERNOR CO DE 2.01,9.01 10/01/08 AMEND WPCS INTERNATIONAL INC DE 2.02,7.01,9.01 12/15/08 YORK WATER CO PA 8.01,9.01 12/15/08 YUKON GOLD CORP INC DE 5.02,9.01 12/15/08 ZEALOUS, INC. NV 5.03 12/11/08 ZHAOHENG HYDROPOWER Co 1.01,9.01 11/25/08 AMEND