RECENT 8K FILINGS November 28, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 'mktg, inc.' DE 3.01 11/20/08 3DICON CORP 1.01,5.02,9.01 07/28/08 AMEND AB&T Financial CORP NC 5.02 11/20/08 ABINGTON BANCORP, INC./PA 8.01,9.01 11/26/08 ACCO BRANDS CORP DE 5.02,9.01 11/25/08 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 11/26/08 Advanced BioEnergy, LLC DE 5.02 11/21/08 AFS SenSub Corp. 8.01,9.01 11/26/08 ALBANY INTERNATIONAL CORP /DE/ DE 8.01 11/25/08 ALLEGHENY BANCSHARES INC WV 8.01 11/20/08 ALLIED WASTE INDUSTRIES INC DE 5.02 11/26/08 Altus Pharmaceuticals Inc. DE 1.01 11/25/08 AMERICAN APPAREL, INC DE 5.02,9.01 11/20/08 AMERICAN CLAIMS EVALUATION INC NY 1.01,2.01,9.01 09/12/08 AMEND AMERICAN HOMEPATIENT INC DE 5.02,9.01 11/26/08 AMERICAN INTERNATIONAL GROUP INC DE 5.02 11/24/08 AMERICAN INTERNATIONAL GROUP INC DE 1.01,3.02,3.03,5.03,9.01 11/25/08 AMERICAN MORTGAGE ACCEPTANCE CO MA 5.02 11/19/08 AMERICREDIT CORP TX 1.01,3.02,8.01,9.01 11/24/08 Anchor Funding Services, Inc. DE 1.01,2.03,9.01 11/21/08 AngioGenex, Inc. NV 9.01 11/25/08 ANTIGENICS INC /DE/ DE 3.01,9.01 11/20/08 ARC WIRELESS SOLUTIONS INC UT 7.01,9.01 11/25/08 ARENA PHARMACEUTICALS INC DE 8.01 11/21/08 ASPECT MEDICAL SYSTEMS INC DE 5.02,9.01 11/25/08 ASSOCIATED ESTATES REALTY CORP OH 8.01 03/19/08 ATLAS AMERICA INC DE 8.01 11/26/08 ATWOOD OCEANICS INC TX 1.01,2.03,9.01 11/26/08 Bank of Commerce Holdings CA 5.02,9.01 11/25/08 BANK OF KENTUCKY FINANCIAL CORP KY 5.02 11/21/08 BAR HARBOR BANKSHARES ME 9.01 11/24/08 AMEND BCAP LLC Trust 2008-IND2 8.01,9.01 11/25/08 BJs RESTAURANTS INC CA 8.01,9.01 11/25/08 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,9.01 11/25/08 BLASTGARD INTERNATIONAL INC CO 5.02,7.01,9.01 11/26/08 BORDERS GROUP INC MI 1.01,2.02,9.01 11/25/08 BUCKEYE TECHNOLOGIES INC DE 7.01,8.01,9.01 11/25/08 CADIZ INC DE 8.01,9.01 11/26/08 CANARGO ENERGY CORP DE 7.01,9.01 11/25/08 CapLease, Inc. 8.01,9.01 11/26/08 Capmark Financial Group Inc. NV 5.02 11/25/08 CAPSTONE TURBINE CORP DE 5.02 11/21/08 CASCADE FINANCIAL CORP DE 9.01 11/21/08 AMEND CBRL GROUP INC TN 7.01,9.01 11/26/08 Celsion CORP MD 5.02,9.01 11/21/08 Celsius Holdings, Inc. NV 1.01,9.01 11/19/08 CENTER BANCORP INC NJ 5.02 11/20/08 CENTER FINANCIAL CORP CA 8.01,9.01 11/24/08 CenterStaging Corp. DE 1.01,9.01 11/25/08 CENTRAL GARDEN & PET CO DE 2.02,9.01 11/26/08 CEPHALON INC DE 8.01,9.01 11/25/08 China Industrial Waste Management Inc NV 1.01,9.01 11/26/08 CITIGROUP INC DE 1.01,3.02,9.01 11/23/08 CITIZENS REPUBLIC BANCORP, INC. MI 5.02,7.01 11/20/08 CNB FINANCIAL CORP/PA PA 5.02 11/12/08 COMMAND SECURITY CORP NY 1.01,9.01 11/24/08 COMMERCE HOLDINGS, INC. NV 4.01,9.01 10/28/08 AMEND CONNECTICUT WATER SERVICE INC / CT CT 8.01,9.01 11/26/08 CONNS INC DE 2.02,9.01 11/26/08 CONNS INC DE 5.02,9.01 11/25/08 CONSPIRACY ENTERTAINMENT HOLDINGS INC UT 4.02 11/18/07 AMEND CONSTAR INTERNATIONAL INC DE 8.01,9.01 11/26/08 Corporate Outfitters, Inc. DE 5.02 11/03/08 CROSS COUNTRY HEALTHCARE INC DE 5.02 11/26/08 CSS INDUSTRIES INC DE 1.01,1.02,2.03,9.01 11/21/08 CUMULUS MEDIA INC DE 5.03,9.01 11/21/08 DATASCENSION INC NV 4.01,9.01 11/05/08 AMEND DATASCOPE CORP DE 2.02,8.01,9.01 11/06/08 DATAWATCH CORP DE 5.02 11/24/08 Deep Down, Inc. NV 1.01,9.01 11/26/08 DEERE & CO DE 2.02,7.01,8.01,9.01 11/26/08 DEERE JOHN CAPITAL CORP DE 2.02,7.01,8.01,9.01 11/26/08 DEL GLOBAL TECHNOLOGIES CORP NY 2.02,9.01 11/26/08 DEL GLOBAL TECHNOLOGIES CORP NY 1.01,3.03,9.01 11/26/08 Delek US Holdings, Inc. 8.01,9.01 11/20/08 DELPHI CORP DE 7.01,9.01 11/26/08 DILLARDS INC DE 7.01,9.01 11/26/08 Discovery Communications, Inc. DE 2.01,9.01 09/17/08 AMEND Diversified Opportunities, Inc. DE 1.01,1.02 11/25/08 DOMINION RESOURCES INC /VA/ VA 8.01,9.01 11/26/08 DOV PHARMACEUTICAL INC DE 8.01 11/26/08 DOVER CORP DE 5.02,9.01 11/25/08 DOVER CORP DE 5.02,9.01 11/25/08 DOWNEY FINANCIAL CORP DE 1.03 11/25/08 Dresser-Rand Group Inc. DE 8.01,9.01 11/25/08 DSP GROUP INC /DE/ DE 5.02,9.01 11/22/08 DUKE REALTY CORP IN 8.01,9.01 11/26/08 DYCOM INDUSTRIES INC FL 2.02,7.01,9.01 11/24/08 E-SMART TECHNOLOGIES INC NV 8.01,9.01 10/30/08 EASTERN RESOURCES INC DE 7.01,9.01 11/26/08 EchoStar CORP NV 1.01 11/24/08 ECO2 PLASTICS INC DE 1.01 11/21/08 Edgeline Holdings, Inc. NV 5.02,9.01 11/20/08 EMISPHERE TECHNOLOGIES INC DE 3.01 11/26/08 EMPIRE ENERGY CORP UT 8.01,9.01 11/25/08 ENCORIUM GROUP INC NV 2.02,2.06,9.01 11/25/08 ENDEAVOUR INTERNATIONAL CORP NV 5.02,9.01 11/25/08 ENERGY FOCUS, INC/DE DE 5.02 11/24/08 Energy Future Holdings Corp /TX/ TX 8.01 11/26/08 Energy Infrastructure Acquisition Cor DE 3.01,9.01 11/24/08 ENTRUST INC MD 1.01,8.01,9.01 11/25/08 EXPRESSJET HOLDINGS INC DE 4.01,5.02,9.01 11/26/08 FAIR ISAAC CORP DE 5.02,9.01 11/26/08 FAIRPOINT COMMUNICATIONS INC DE 8.01,9.01 11/26/08 Federal Home Loan Bank of Dallas 5.02 11/25/08 FEDERAL HOME LOAN MORTGAGE CORP 8.01 11/24/08 FEDERAL NATIONAL MORTGAGE ASSOCIATION 3.01,7.01 11/26/08 FERRELLGAS PARTNERS L P DE 7.01 11/25/08 FGX International Holdings LTD 1.01,2.01,3.02,7.01,9.01 11/26/08 Fidelity National Financial, Inc. 1.01,1.02,9.01 11/21/08 FIRST KEYSTONE CORP PA 8.01 11/26/08 FIRST NIAGARA FINANCIAL GROUP INC DE 5.04,9.01 11/26/08 FIRSTFED FINANCIAL CORP DE 7.01,9.01 10/31/08 FLATBUSH FEDERAL BANCORP INC 8.01,9.01 11/26/08 FLOW INTERNATIONAL CORP WA 1.01,9.01 11/20/08 FORCE PROTECTION INC NV 5.02,5.03,9.01 11/21/08 FOREST OIL CORP NY 7.01,9.01 11/26/08 FREDS INC TN 2.02,9.01 11/26/08 FREMONT MICHIGAN INSURACORP INC MI 8.01,9.01 11/26/08 FRESH IDEAS MEDIA INC NV 4.01,9.01 11/26/08 AMEND Friendly Auto Dealers, Inc. NV 8.01 11/26/08 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 11/26/08 FRONTIER FINANCIAL CORP /WA/ WA 8.01,9.01 11/26/08 FROZEN FOOD EXPRESS INDUSTRIES INC TX 7.01,9.01 11/26/08 FX Real Estate & Entertainment Inc. DE 1.01 11/25/08 GATEWAY FINANCIAL HOLDINGS INC NC 8.01 11/20/08 GENERAL CABLE CORP /DE/ DE 8.01 11/26/08 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,5.02,9.01 11/24/08 GENERAL MARITIME CORP/ 8.01,9.01 11/25/08 GLIMCHER REALTY TRUST MD 8.01 11/26/08 GLOWPOINT INC DE 1.01,2.03,3.02,3.03,5.02,9.01 11/25/08 Golden Aria Corp. 7.01,9.01 11/21/08 GORMAN RUPP CO OH 2.03 11/26/08 GREEN BANKSHARES, INC. TN 8.01,9.01 11/25/08 GREEN BUILDERS, INC TX 8.01 11/07/08 Grubb & Ellis Apartment REIT, Inc. MD 9.01 09/15/08 AMEND GVI SECURITY SOLUTIONS INC DE 1.01,9.01 11/20/08 HAMPSHIRE GROUP LTD DE 5.02,9.01 11/25/08 HCP, INC. MD 8.01,9.01 11/26/08 HERITAGE COMMERCE CORP CA 1.01,3.02,3.03,5.02,5.03,9.01 11/21/08 Highland Distressed Opportunities, In 1.01,2.03 11/25/08 HLTH CORP DE 8.01,9.01 11/26/08 HONG KONG WINALITE GROUP, INC. 5.02,9.01 11/26/08 HORTON D R INC /DE/ DE 5.02,9.01 11/20/08 HUDSON CITY BANCORP INC DE 8.01,9.01 11/25/08 Huntsman CORP DE 5.03,9.01 11/26/08 HydroGen CORP NV 4.01,9.01 11/20/08 HYDROGEN ENGINE CENTER, INC. NV 5.02,9.01 11/21/08 I MANY INC DE 3.01,9.01 11/24/08 IA GLOBAL INC DE 8.01 11/25/08 IEC ELECTRONICS CORP DE 5.02 11/19/08 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL 1.01,2.03,3.02,9.01 11/20/08 IMCLONE SYSTEMS INC DE 1.01,3.03,5.01,5.02,5.03,8.01, 11/21/08 9.01 INDALEX HOLDINGS FINANCE INC 1.01,2.03,9.01 11/25/08 Integrated Media Holdings, Inc. DE 9.01 11/25/08 AMEND Intellect Neurosciences, Inc. 8.01,9.01 11/21/08 INTERFACE INC GA 8.01,9.01 11/26/08 INTROGEN THERAPEUTICS INC 5.02,9.01 11/26/08 iVoice Technology, Inc. NJ 1.02,9.01 11/21/08 JACK IN THE BOX INC /NEW/ DE 7.01,9.01 11/26/08 K12 INC DE 7.01 11/25/08 Kandi Technologies Corp 7.01 11/20/08 KFORCE INC FL 8.01,9.01 11/24/08 KING PHARMACEUTICALS INC TN 7.01 11/26/08 KL Energy Corp NV 2.02,9.01 11/26/08 KVH INDUSTRIES INC \DE\ DE 8.01 11/26/08 LAKES ENTERTAINMENT INC MN 2.01,9.01 11/21/08 LAMPERD LESS LETHAL INC NV 7.01,9.01 11/25/08 LANDAUER INC DE 8.01,9.01 11/26/08 LaPorte Bancorp, Inc. X1 8.01,9.01 11/26/08 LEAF Equipment Leasing Income Fund II DE 2.03,8.01 11/21/08 LEAR CORP DE 5.02 11/24/08 LEGACY TECHNOLOGY HOLDINGS, INC. CO 4.01 11/13/08 AMEND LEGGETT & PLATT INC MO 8.01 11/25/08 LEXINGTON REALTY TRUST MD 1.01,8.01,9.01 11/21/08 LIBERTY CAPITAL ASSET MANAGEMENT, INC DE 4.01 11/26/08 LIBERTY CAPITAL ASSET MANAGEMENT, INC DE 5.03 11/03/08 LIFE SCIENCES INC DE 5.02,8.01 11/20/08 LILLY ELI & CO IN 2.01,8.01,9.01 11/21/08 Limelight Networks, Inc. DE 5.02,9.01 11/25/08 LL&E ROYALTY TRUST TX 2.02,9.01 11/26/08 LML PAYMENT SYSTEMS INC A1 7.01,9.01 11/24/08 MACERICH CO MD 9.01 11/26/08 MADISON GAS & ELECTRIC CO WI 5.02 11/21/08 MAKEMUSIC, INC. MN 5.02,9.01 11/24/08 MARINEMAX INC DE 5.03,9.01 11/20/08 MATHSTAR INC MN 7.01,9.01 11/26/08 MAXIM TEP, INC TX 4.01,5.02,9.01 11/24/08 AMEND MERCARI COMMUNICATIONS GROUP LTD CO 8.01 11/26/08 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 11/17/08 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 11/17/08 Merriman Curhan Ford Group, Inc. DE 8.01 11/20/08 MESA OFFSHORE TRUST TX 2.02,9.01 11/26/08 Metals USA Holdings Corp. DE 5.02 11/21/08 MGE ENERGY INC WI 5.02 11/21/08 MGM MIRAGE DE 5.02 11/13/08 AMEND MICRON TECHNOLOGY INC DE 1.01,1.02,2.03,8.01 11/26/08 MidWestOne Financial Group, Inc. IA 7.01 11/25/08 MIPSolutions, Inc. NV 5.02 11/21/08 MIPSolutions, Inc. NV 4.02 11/21/08 MONACO COACH CORP /DE/ DE 5.02 11/24/08 Morgans Hotel Group Co. DE 8.01,9.01 11/25/08 MOVIE GALLERY INC DE 4.01,9.01 11/25/08 MRU HOLDINGS INC DE 1.01 11/25/08 MxEnergy Holdings Inc 2.02,9.01 10/15/08 Nalco Holding CO 1.01,5.02,9.01 11/21/08 NATCO INTERNATIONAL INC. DE 1.01,1.02,3.02,9.01 11/21/08 NATIONAL BANK OF INDIANAPOLIS CORP IN 5.02,8.01,9.01 11/20/08 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 11/26/08 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01,9.01 11/25/08 NATIONAL SEMICONDUCTOR CORP DE 5.02 11/25/08 NAVIGANT CONSULTING INC DE 8.01 11/26/08 NCO Group, Inc. 5.02 11/21/08 NEFF CORP DE 8.01 11/26/08 NeuroMetrix, Inc. 2.01,9.01 11/21/08 NEWBRIDGE BANCORP NC 8.01,9.01 11/25/08 NEWS CORP 5.02 11/20/08 NewStar Financial, Inc. 5.02 11/20/08 NightHawk Radiology Holdings Inc 1.01,5.02,9.01 11/24/08 NITROMED INC DE 1.01,9.01 11/21/08 NN INC DE 3.03 11/26/08 NN INC DE 2.05 11/26/08 NOBLE INTERNATIONAL, LTD. DE 3.01,5.02 11/21/08 NORFOLK SOUTHERN CORP VA 1.01,9.01 11/25/08 NovaRay Medical, Inc. DE 5.02,9.01 11/20/08 NTS MORTGAGE INCOME FUND DE 1.01,9.01 11/21/08 Nuance Communications, Inc. DE 8.01,9.01 11/26/08 NUCRYST Pharmaceuticals Corp. A0 1.02 11/26/08 NYSE Euronext DE 8.01,9.01 11/26/08 Obagi Medical Products, Inc. DE 2.03 11/21/08 Oculus Innovative Sciences, Inc. CA 3.01 11/19/08 Oritani Financial Corp. 5.02,7.01,9.01 11/21/08 PACIFIC CAPITAL BANCORP /CA/ CA 1.01,3.02,3.03,5.02,5.03,9.01 11/20/08 PACIFIC SUNWEAR OF CALIFORNIA INC CA 5.02,5.03,8.01,9.01 11/21/08 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 11/25/08 PAMRAPO BANCORP INC DE 8.01,9.01 11/26/08 PARK BANCORP INC DE 5.02,9.01 11/24/08 PEOPLES BANCORP INC OH 8.01 11/26/08 PEPLIN INC DE 2.02,9.01 10/31/08 PERCIPIO BIOTHERAPEUTICS, INC. CO 1.01,9.01 10/21/08 PHARMACYCLICS INC DE 8.01,9.01 11/25/08 PHH CORP MD 1.01,2.03,7.01,8.01,9.01 11/25/08 Pioneer Exploration Inc. NV 1.01,7.01,9.01 11/25/08 PIONEER NATURAL RESOURCES CO DE 7.01 11/25/08 PLAYBOX (US) INC. NV 1.01,9.01 11/25/08 PNG VENTURES INC NV 5.02,9.01 11/26/08 POMEROY IT SOLUTIONS INC DE 8.01,9.01 11/26/08 PONIARD PHARMACEUTICALS, INC. WA 1.01,5.02,8.01,9.01 11/21/08 Power Medical Interventions, Inc. DE 3.01,9.01 11/21/08 PPLUS Trust Series GSC-2 DE 8.01,9.01 11/17/08 Premier Power Renewable Energy, Inc. DE 5.03,9.01 11/24/08 PRIVATEBANCORP, INC DE 7.01 11/26/08 PROCERA NETWORKS INC NV 9.01 08/18/06 AMEND PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 11/26/08 Public Storage MD 5.02,9.01 11/25/08 PURE BIOSCIENCE CA 5.02 11/26/08 PureRay CORP WA 3.01,8.01,9.01 11/26/08 QUANTUM GROUP INC /FL 8.01,9.01 11/24/08 QUEST SOFTWARE INC CA 5.02 11/20/08 RAYMOND JAMES FINANCIAL INC FL 1.01,9.01 11/25/08 Red Oak Concepts, Inc. DE 1.01,2.01,3.02,5.01,5.02,5.03, 11/20/08 5.06,9.01 REINSURANCE GROUP OF AMERICA INC MO 1.01,3.02,3.03,5.03,8.01,9.01 11/25/08 AMEND REPUBLIC SERVICES INC DE 5.02,9.01 11/26/08 RESIDENTIAL CAPITAL, LLC DE 1.01 11/20/08 RESMED INC DE 5.02 11/20/08 RGC RESOURCES INC VA 1.01,2.02,8.01,9.01 11/24/08 RMR DIVIDEND CAPTURE FUND MA 8.01 11/25/08 RMR F.I.R.E. Fund MA 8.01 11/25/08 RMR HOSPITALITY & REAL ESTATE FUND 8.01 11/25/08 RMR Preferred Dividend Fund MA 8.01 11/25/08 RMR REAL ESTATE FUND MA 8.01 11/25/08 RONSON CORP NJ 1.01,2.03,9.01 11/21/08 ROWAN COMPANIES INC DE 7.01,9.01 11/25/08 SAKS INC TN 1.01,3.03,9.01 11/25/08 SALISBURY BANCORP INC CT 8.01,9.01 11/24/08 Secured Digital Storage CORP NM 4.01,9.01 11/18/08 AMEND SILVER BUTTE CO., INC. 4.01,9.01 09/21/08 AMEND SIMMONS CO DE 1.01 11/25/08 SMF ENERGY CORP DE 8.01 11/20/08 SMITHTOWN BANCORP INC NY 9.01 11/25/08 Somaxon Pharmaceuticals, Inc. DE 7.01,9.01 11/24/08 SPACEHAB INC \WA\ WA 5.02 11/25/08 SPARTON CORP OH 5.02,9.01 11/22/08 SPORT SUPPLY GROUP, INC. DE 1.01,9.01 11/26/08 SRI SURGICAL EXPRESS INC FL 5.02 11/20/08 ST JUDE MEDICAL INC MN 5.02 11/21/08 STATION CASINOS INC NV 8.01,9.01 11/25/08 AMEND STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 11/17/08 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 11/17/08 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 11/17/08 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 11/17/08 STREAMLINE HEALTH SOLUTIONS INC. DE 5.02,7.01,9.01 11/25/08 SUN RIVER ENERGY, INC CO 4.01 11/13/08 SUNPOWER CORP 1.01 11/26/08 Sunstone Hotel Investors, Inc. MD 1.01 11/25/08 SUNWIN INTERNATIONAL NEUTRACEUTICALS, 1.01,2.01,3.02,8.01,9.01 09/08/08 AMEND SURMODICS INC MN 2.05,9.01 11/20/08 SWS GROUP INC DE 5.02 11/20/08 SYNCORA HOLDINGS LTD D0 8.01,9.01 11/25/08 SYNERGY RESOURCES CORP CO 9.01 09/10/08 AMEND TALBOTS INC DE 8.01,9.01 11/25/08 TARGETED GENETICS CORP /WA/ WA 1.01,9.01 11/22/08 TEAM FINANCIAL INC /KS KS 1.01,3.01,5.02,9.01 11/20/08 TECUMSEH PRODUCTS CO MI 5.02,9.01 11/20/08 TEKNI PLEX INC DE 8.01 11/26/08 TERRESTAR CORP DE 5.02,7.01,9.01 11/24/08 THINKENGINE NETWORKS, INC. 5.02 11/23/08 THOMAS & BETTS CORP TN 8.01,9.01 11/25/08 TIB FINANCIAL CORP. FL 8.01,9.01 11/26/08 TOLLGRADE COMMUNICATIONS INC \PA\ PA 5.02,9.01 11/21/08 AMEND TorreyPines Therapeutics, Inc. DE 1.01,3.02,9.01 11/21/08 Touchmark Bancshares, Inc. GA 2.02,9.01 11/26/08 TRANSOCEAN INC E9 1.01,1.02,2.03,9.01 11/25/08 TRAVELCENTERS OF AMERICA LLC 5.02,8.01,9.01 11/24/08 TRI-CONTINENTAL CORP MD 7.01,9.01 11/26/08 TRONOX INC DE 1.01,9.01 11/20/08 Trubion Pharmaceuticals, Inc 5.03,9.01 11/20/08 U-Store-It Trust MD 5.02 11/26/08 UNISOURCE ENERGY CORP AZ 8.01 11/25/08 UNITED BANKSHARES INC/WV WV 5.02,9.01 11/24/08 UNITED NATURAL FOODS INC DE 2.02,9.01 11/25/08 UNITED REFINING CO PA 1.01,2.03,9.01 11/21/08 United States 12 Month Oil Fund, LP DE 7.01,9.01 11/26/08 United States Gasoline Fund, LP DE 7.01,9.01 11/26/08 United States Heating Oil Fund, LP DE 7.01,9.01 11/26/08 United States Natural Gas Fund, LP 7.01,9.01 11/26/08 United States Oil Fund, LP DE 7.01,9.01 11/26/08 UNITED STATES STEEL CORP DE 5.03,9.01 11/25/08 UNITED THERAPEUTICS CORP DE 5.02,7.01,8.01 11/24/08 UNITED WESTERN BANCORP INC CO 7.01,9.01 11/26/08 UNITEDHEALTH GROUP INC MN 8.01,9.01 02/21/08 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 11/26/08 US BANCORP \DE\ DE 8.01 11/21/08 USG CORP DE 1.01,2.03,3.02,9.01 11/21/08 VIRGIN MEDIA INC. DE 8.01 11/25/08 Voyager Learning CO DE 4.01,9.01 11/14/07 AMEND Vyteris Holdings (Nevada), Inc. NV 1.01,5.02 11/21/08 WASHINGTON BANKING CO WA 8.01,9.01 11/25/08 WASTE MANAGEMENT INC DE 7.01,9.01 11/25/08 WEGENER CORP DE 2.02,9.01 11/26/08 WEST COAST BANCORP /NEW/OR/ OR 7.01 11/26/08 WESTAFF INC DE 1.01,9.01 11/20/08 WESTERN PLAINS ENERGY LLC KS 8.01 11/24/08 WESTMONT RESOURCES INC. NV 1.01,2.01,3.02,5.01,5.02,9.01 11/21/08 WEYERHAEUSER CO WA 7.01 11/24/08 WHITNEY HOLDING CORP LA 8.01,9.01 11/26/08 Whos Your Daddy Inc NV 1.01,3.02 11/26/08 WINDSWEPT ENVIRONMENTAL GROUP INC DE 5.02,8.01,9.01 11/21/08 WINTRUST FINANCIAL CORP IL 8.01,9.01 11/26/08 Winwheel Bullion Inc. DE 4.01,9.01 11/26/08 WYETH DE 5.02 11/20/08 XEDAR CORP CO 5.02 11/25/08 Xenacare Holdings, Inc. 3.02 11/20/08 XENOMICS INC FL 5.02 11/19/08 XETA TECHNOLOGIES INC OK 8.01,9.01 11/25/08 XTRA-GOLD RESOURCES CORP 8.01,9.01 11/26/08 YTB International, Inc. DE 1.01,9.01 11/21/08 ZEBRA TECHNOLOGIES CORP/DE DE 5.03,9.01 11/23/08