RECENT 8K FILINGS November 21, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 'mktg, inc.' DE 2.02,4.02,9.01 11/14/08 ABBOTT LABORATORIES IL 8.01 11/20/08 ACCURAY INC CA 3.01,9.01 11/14/08 ACRONGENOMICS INC NV 1.01,7.01,9.01 11/13/08 ACTIVIDENTITY CORP DE 1.01,2.02,5.02,9.01 11/14/08 ADVANCED ID CORP NV 1.01,2.03,3.02,9.01 11/10/08 ADVENT SOFTWARE INC /DE/ DE 2.03,8.01 11/17/08 Air Transport Services Group, Inc. DE 2.02,9.01 11/14/08 ALBANY INTERNATIONAL CORP /DE/ DE 2.05,9.01 11/20/08 ALKERMES INC PA 7.01 11/19/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/20/08 Alliance Holdings GP, L.P. DE 7.01,9.01 11/18/08 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 11/18/08 ALLIED WORLD ASSURANCE CO HOLDINGS LT 7.01,9.01 11/20/08 AMBAC FINANCIAL GROUP INC DE 8.01 11/14/08 AMEDISYS INC DE 7.01,9.01 11/20/08 AMERICAN BILTRITE INC DE 8.01,9.01 11/14/08 American Caresource Holdings, Inc. DE 8.01 11/14/08 AMERICAN EAGLE OUTFITTERS INC DE 2.06 11/17/08 AMERIGAS PARTNERS LP DE 1.01,2.03,9.01 11/14/08 AMERITRANS CAPITAL CORP DE 2.02,9.01 09/30/08 APAC CUSTOMER SERVICE INC IL 5.02,9.01 11/17/08 Apple REIT Eight, Inc. VA 2.02,9.01 11/20/08 Apple REIT Nine, Inc. VA 2.02,9.01 11/20/08 Apple REIT Seven, Inc. VA 2.02,9.01 11/20/08 APPLE REIT SIX INC 2.02,9.01 11/20/08 ARBITRON INC DE 2.02,7.01,9.01 11/18/08 Arkanova Energy Corp NV 1.01,5.02,8.01,9.01 11/14/08 ARTES MEDICAL INC 5.02 11/20/08 ARUBA NETWORKS, INC. DE 2.02,2.05,9.01 11/14/08 ASHLAND INC. KY 8.01 11/20/08 ASHLAND INC. KY 5.02 11/19/08 ASHLAND INC. KY 5.02 11/20/08 AMEND ATLAS PIPELINE PARTNERS LP DE 8.01,9.01 11/20/08 AUTODESK INC DE 2.02,9.01 11/20/08 Aviza Technology, Inc. DE 2.02,9.01 11/20/08 BANK OF KENTUCKY FINANCIAL CORP KY 8.01,9.01 11/20/08 BANK OF SOUTH CAROLINA CORP SC 8.01 11/19/08 BARNES & NOBLE INC DE 2.02,9.01 11/20/08 BENIHANA INC DE 2.02,9.01 11/20/08 BIO KEY INTERNATIONAL INC MN 5.02,9.01 11/17/08 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 1.01,3.02,5.01,9.01 11/20/08 BIOHEART, INC. FL 3.01,9.01 11/17/08 BIOTIME INC CA 7.01 11/19/08 BOEING CAPITAL CORP DE 1.01,2.03,9.01 11/14/08 BOEING CO DE 1.01,2.03,9.01 11/14/08 BON TON STORES INC PA 2.02,9.01 11/20/08 BRIGGS & STRATTON CORP WI 8.01,9.01 11/19/08 Brink's Home Security Holdings, Inc. VA 2.02,9.01 11/20/08 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 11/20/08 Brooklyn Federal Bancorp, Inc. X1 5.02,9.01 11/18/08 BSD MEDICAL CORP DE 7.01,9.01 11/20/08 BSQUARE CORP /WA WA 1.01,9.01 11/18/08 BUCKLE INC NE 2.02,9.01 11/20/08 BUFFETS HOLDINGS, INC. DE 8.01,9.01 11/14/08 Burlington Coat Factory Investments H 7.01,8.01,9.01 11/20/08 CALA CORP OK 8.01 11/19/08 CAMDEN NATIONAL CORP ME 8.01 11/19/08 CANO PETROLEUM, INC 8.01 11/14/08 CANO PETROLEUM, INC 1.01,9.01 11/19/08 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,9.01 11/14/08 Capmark Financial Group Inc. NV 5.02 11/14/08 CAREER EDUCATION CORP DE 7.01,9.01 11/20/08 Caribou Coffee Company, Inc. MN 5.02,9.01 11/19/08 Carlyle Gaming & Entertainment, Ltd. CO 8.01,9.01 11/11/08 CARRIAGE SERVICES INC DE 1.01,8.01,9.01 11/19/08 CASPIAN SERVICES INC NV 5.02 11/17/08 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 11/20/08 CATERPILLAR INC DE 7.01 11/20/08 CAVIUM NETWORKS, INC. 1.01,9.01 11/19/08 CELADON GROUP INC DE 5.02 11/14/08 CENTRA FINANCIAL HOLDINGS INC WV 8.01,9.01 11/19/08 CENTRAL HUDSON GAS & ELECTRIC CORP NY 8.01,9.01 11/18/08 CHARLES & COLVARD LTD NC 1.02 11/20/08 CHICOPEE BANCORP, INC. 8.01,9.01 11/14/08 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 11/20/08 China Biologic Products, Inc. F4 1.01,9.01 11/20/08 China Carbon Graphite Group, Inc. 5.02,7.01,9.01 11/16/08 CHINA CLEAN ENERGY INC DE 7.01,9.01 11/17/08 China Dasheng Biotechnology CO NV 5.02 11/17/08 China Direct, Inc. FL 7.01,9.01 11/20/08 China Holdings, Inc. NV 4.01,9.01 11/20/08 China Holdings, Inc. NV 1.01 11/20/08 China Ritar Power Corp. UT 7.01,9.01 11/20/08 China Shenghuo Pharmaceutical Holding 2.02,7.01,9.01 11/20/08 CHINA SKY ONE MEDICAL, INC. NV 2.01,3.02,7.01,9.01 09/05/08 AMEND CHINA VALVES TECHNOLOGY, INC NV 7.01,9.01 11/20/08 CHORDIANT SOFTWARE INC DE 2.02,9.01 11/20/08 CHURCHILL DOWNS INC KY 5.03,9.01 11/14/08 CIB MARINE BANCSHARES INC WI 8.01 11/20/08 CITIZENS SOUTH BANKING CORP DE 5.02,9.01 11/17/08 CLAIRES STORES INC DE 5.02 11/14/08 CLAYTON WILLIAMS ENERGY INC /DE DE 5.02,9.01 11/19/08 CLEARWIRE CORP 7.01,9.01 11/20/08 CME GROUP INC. DE 1.01,9.01 11/17/08 CNL LIFESTYLE PROPERTIES INC MD 7.01,9.01 11/20/08 COMBINATORX, INC DE 2.05,5.02,8.01,9.01 11/20/08 COMMUNITY CENTRAL BANK CORP MI 8.01,9.01 11/20/08 COMPUTER SOFTWARE INNOVATIONS INC 1.01,2.03,9.01 11/14/08 Comverge, Inc. DE 8.01 11/14/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 11/14/08 CONSOLIDATED TOMOKA LAND CO FL 8.01,9.01 11/20/08 CONTINENTAL AIRLINES INC /DE/ DE 3.03,5.03,9.01 11/20/08 CORTLAND BANCORP INC OH 2.02,9.01 11/18/08 COST PLUS INC/CA/ CA 2.02,9.01 11/20/08 COSTCO WHOLESALE CORP /NEW WA 1.01,9.01 11/18/08 Cougar Biotechnology, Inc. 8.01,9.01 11/20/08 CRAY INC WA 8.01 11/10/08 CYMER INC NV 2.05 11/14/08 DATAWATCH CORP DE 2.02,9.01 11/20/08 DEFENSE INDUSTRIES INTERNATIONAL INC NV 2.02,9.01 11/20/08 DELL INC DE 2.02,9.01 11/20/08 DELTA MUTUAL INC 4.02 11/03/08 DICKS SPORTING GOODS INC DE 2.02,9.01 11/20/08 Digimarc CORP DE 2.02,9.01 11/20/08 Digitiliti Inc DE 7.01,9.01 11/20/08 DITECH NETWORKS INC DE 2.02,9.01 11/20/08 Dot VN, Inc. DE 1.01,8.01,9.01 11/17/08 DRESS BARN INC CT 7.01,9.01 11/19/08 DREW INDUSTRIES INC DE 5.02 11/12/08 Duke Energy Carolinas, LLC NC 8.01,9.01 11/17/08 DUKE REALTY CORP IN 8.01 11/19/08 DUKE REALTY LIMITED PARTNERSHIP/ IN 8.01 11/19/08 DYADIC INTERNATIONAL INC DE 1.01,8.01,9.01 11/19/08 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 11/20/08 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 11/19/08 EBIX INC DE 8.01,9.01 11/19/08 Emrise CORP DE 5.03,9.01 11/19/08 Enable Holdings, Inc. DE 5.02,9.01 11/14/08 Energy Services of America CORP DE 8.01,9.01 11/19/08 ENGLOBAL CORP NV 8.01,9.01 11/20/08 ESSEX PORTFOLIO LP CA 1.01,2.03 11/17/08 ESSEX PROPERTY TRUST INC MD 1.01,2.03 11/17/08 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 8.01 11/19/08 F&M BANK CORP VA 8.01,9.01 11/20/08 FAMOUS DAVES OF AMERICA INC MN 8.01,9.01 11/17/08 FARMERS & MERCHANTS BANCORP DE 8.01,9.01 11/18/08 Federal Home Loan Bank of Atlanta X1 2.03 11/17/08 Federal Home Loan Bank of Dallas 2.03 11/18/08 Federal Home Loan Bank of New York X1 2.03,9.01 11/18/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/17/08 Federal Home Loan Bank of San Francis X1 2.03 11/17/08 Federal Home Loan Bank of Topeka 2.03 11/18/08 FEDERAL TRUST CORP FL 1.01,9.01 11/14/08 AMEND FiberTower CORP DE 5.02,7.01,9.01 11/19/08 FIRST BANCSHARES INC /MS/ MS 8.01 11/20/08 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01 11/18/08 FirstFlight, Inc. NV 2.02,9.01 11/19/08 FIVE STAR QUALITY CARE INC 1.01,2.03,9.01 11/14/08 FLEX RESOURCES CO. LTD NV 1.01,2.01,3.02,5.01,5.02,5.03, 11/14/08 5.06,9.01 FLOW INTERNATIONAL CORP WA 5.02,9.01 11/14/08 FOUNDRY NETWORKS INC DE 9.01 11/07/08 AMEND FreightCar America, Inc. DE 8.01,9.01 11/19/08 FROZEN FOOD EXPRESS INDUSTRIES INC TX 1.01,8.01,9.01 11/19/08 FUQI INTERNATIONAL, INC. DE 7.01,9.01 11/20/08 GameStop Corp. DE 2.02,9.01 11/20/08 GAP INC DE 2.02,9.01 11/20/08 GASTAR EXPLORATION LTD 7.01,9.01 11/19/08 GEOKINETICS INC DE 7.01,9.01 11/19/08 GLACIER BANCORP INC DE 7.01,9.01 11/19/08 GLOBAL ENERGY INC NV 3.02 11/04/08 GLOBAL ENERGY INC NV 1.01,9.01 11/20/08 Global Resource CORP CO 8.01,9.01 11/20/08 Globalstar, Inc. DE 5.02,9.01 11/14/08 GMAC LLC DE 7.01,8.01,9.01 11/20/08 Goldvale Resources Inc DE 1.01,9.01 11/20/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/31/08 GREENMAN TECHNOLOGIES INC DE 2.01,7.01,9.01 11/17/08 GRIFFON CORP DE 2.02,9.01 11/20/08 GRUBB & ELLIS CO DE 8.01,9.01 11/20/08 Guaranty Financial Group Inc. DE 5.02 11/18/08 HAGUE CORP. NV 1.01,2.01,3.02,5.01,5.02,5.03, 11/04/08 AMEND 9.01 HAIGHTS CROSS COMMUNICATIONS INC DE 2.02,9.01 11/20/08 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 2.02,9.01 11/17/08 HARLEYSVILLE SAVINGS FINANCIAL CORP 8.01,9.01 11/20/08 HARLEYSVILLE SAVINGS FINANCIAL CORP 8.01,9.01 11/20/08 HeartWare International, Inc. DE 7.01,9.01 11/20/08 HELIX ENERGY SOLUTIONS GROUP INC MN 7.01,9.01 11/19/08 HELMERICH & PAYNE INC DE 2.02,9.01 11/20/08 HERCULES OFFSHORE, INC. DE 7.01,9.01 11/20/08 HIBBETT SPORTS INC 1.01,2.02,5.02,7.01,9.01 11/19/08 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 11/19/08 Hometown Bancorp,Inc. X1 8.01,9.01 11/20/08 IA GLOBAL INC DE 2.02,9.01 11/20/08 IMAGEWARE SYSTEMS INC DE 1.01,9.01 11/14/08 IMEDIA INTERNATIONAL INC DE 1.01,3.02,9.01 11/15/08 INDIANA COMMUNITY BANCORP IN 8.01,9.01 11/19/08 INFINITY PHARMACEUTICALS, INC. DE 1.01,2.03,3.02,8.01,9.01 11/19/08 Inland American Real Estate Trust, In MD 8.01 11/20/08 INLAND WESTERN RETAIL REAL ESTATE TRU MD 1.01,9.01 11/14/08 INNERWORKINGS INC 7.01,9.01 11/20/08 INNOVATIVE SOLUTIONS & SUPPORT INC PA 2.02 11/19/08 INNOVEX INC MN 2.02,9.01 11/19/08 INSULET CORP DE 1.01,3.03,9.01 11/14/08 INTERNATIONAL BANCSHARES CORP TX 7.01,9.01 11/20/08 INTERNATIONAL RECTIFIER CORP /DE/ DE 4.01,7.01,9.01 11/14/08 INTERNATIONAL SHIPHOLDING CORP DE 8.01 11/20/08 ION GEOPHYSICAL CORP DE 5.02 11/17/08 ITC Holdings Corp. MI 5.03,8.01,9.01 11/19/08 Ivivi Technologies, Inc. NJ 2.02,9.01 11/19/08 J2 GLOBAL COMMUNICATIONS INC DE 7.01 11/20/08 JACOBS FINANCIAL GROUP, INC. DE 1.01,9.01 11/13/08 JAZZ PHARMACEUTICALS INC DE 8.01,9.01 11/20/08 KAR Holdings, Inc. DE 7.01,9.01 11/20/08 KELLY SERVICES INC DE 5.02,9.01 11/17/08 KEYCORP /NEW/ OH 1.01,3.02,3.03,5.02,5.03,9.01 11/14/08 KONA GRILL INC DE 5.02,9.01 11/19/08 Kraton Polymers LLC 7.01,9.01 11/20/08 LAM RESEARCH CORP DE 2.05 11/20/08 LBI MEDIA HOLDINGS INC 2.02,9.01 11/20/08 LEHMAN BROTHERS HOLDINGS INC DE 5.02,8.01 11/03/08 LENOX GROUP INC DE 1.01,5.02,9.01 11/15/08 LIFE PARTNERS HOLDINGS INC TX 2.02,9.01 11/20/08 LIFEPOINT HOSPITALS, INC. 7.01,9.01 11/20/08 LIMITED BRANDS INC DE 2.02,7.01 11/19/08 Live Current Media, Inc. NV 1.01,3.02,8.01,9.01 11/19/08 LNB BANCORP INC OH 7.01,9.01 11/20/08 LOUISIANA-PACIFIC CORP DE 8.01,9.01 11/19/08 LSI INDUSTRIES INC OH 5.03,9.01 11/20/08 LTV CORP DE 8.01,9.01 11/20/08 MALVERN FEDERAL BANCORP INC X1 8.01,9.01 11/20/08 MANNATECH INC TX 8.01,9.01 11/19/08 MARKWEST ENERGY PARTNERS L P 7.01,9.01 11/20/08 MBIA INC CT 7.01 11/17/08 MDwerks, Inc. DE 1.01,3.02,9.01 11/14/08 MEADE INSTRUMENTS CORP DE 5.02,9.01 11/15/08 MECHANICAL TECHNOLOGY INC NY 5.02 11/20/08 MEMORY PHARMACEUTICALS CORP 8.01,9.01 11/18/08 MERCURY COMPUTER SYSTEMS INC MA 5.02,8.01,9.01 11/17/08 MESA ROYALTY TRUST/TX TX 2.02,9.01 11/20/08 MGM MIRAGE DE 2.03,9.01 11/14/08 MGM MIRAGE DE 5.02 11/18/08 MICROFLUIDICS INTERNATIONAL CORP DE 1.01,1.02,2.03,3.02,9.01 11/14/08 MICROSOFT CORP WA 8.01,9.01 11/20/08 MIDWAY GAMES INC DE 3.01,9.01 11/14/08 MOBILEPRO CORP DE 8.01 11/20/08 MUNICIPAL MORTGAGE & EQUITY LLC DE 5.02 11/20/08 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 11/20/08 NANOVIRICIDES, INC. NV 7.01,9.01 11/19/08 NARA BANCORP INC DE 5.02 11/14/08 NAVISTAR INTERNATIONAL CORP DE 2.02,7.01,9.01 11/20/08 NEPHROS INC DE 1.01,8.01,9.01 11/14/08 New York & Company, Inc. 2.02,9.01 11/20/08 NEWTEK BUSINESS SERVICES INC NY 2.04 11/19/08 Next 1 Interactive, Inc. NV 5.02,9.01 11/17/08 NGP Capital Resources CO MD 7.01,9.01 11/20/08 NICOR INC IL 5.02,5.03,9.01 11/20/08 NORTHEAST UTILITIES MA 8.01 11/17/08 Northern Explorations Ltd. NV 5.02 11/17/08 NORTHERN GROWERS LLC SD 7.01,9.01 11/20/08 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 2.02,9.01 11/19/08 NOVATEL WIRELESS INC DE 2.02,9.01 11/20/08 NSTAR/MA 8.01,9.01 11/20/08 NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 11/20/08 Oasis Online Technologies Corp MN 1.01,3.02,9.01 11/14/08 OGE ENERGY CORP. OK 1.01,9.01 11/20/08 Omagine, Inc. DE 7.01,9.01 11/20/08 Oncologix Tech Inc. NV 8.01 11/14/08 ORBIT E COMMERCE INC NV 8.01,9.01 11/19/08 OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 11/20/08 Ottawa Savings Bancorp, Inc. X1 8.01,9.01 11/20/08 PANTRY INC DE 2.02,9.01 11/20/08 PAPA JOHNS INTERNATIONAL INC DE 7.01,9.01 11/19/08 PATTERSON COMPANIES, INC. MN 2.02,9.01 11/20/08 PDI INC 5.02,9.01 11/18/08 PDL BIOPHARMA, INC. DE 8.01,9.01 11/19/08 PENNANTPARK INVESTMENT CORP 2.02,7.01,9.01 11/20/08 PENSECO FINANCIAL SERVICES CORP PA 8.01 11/18/08 PEPSICO INC NC 7.01,9.01 11/20/08 PERKINS & MARIE CALLENDER'S INC DE 2.02,9.01 11/19/08 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 11/20/08 PetroHunter Energy Corp MD 1.01,9.01 08/25/08 AMEND PetroHunter Energy Corp MD 4.02 08/14/08 AMEND PETROLEUM DEVELOPMENT CORP NV 1.01,2.03 11/19/08 PetroNational Corp. NV 5.03,9.01 11/17/08 PharmaNet Development Group Inc DE 8.01,9.01 11/20/08 PHARMOS CORP NV 8.01,9.01 11/19/08 PINNACLE AIRLINES CORP DE 7.01 11/20/08 PIXELWORKS, INC OR 5.02,9.01 11/16/08 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 11/20/08 PLATO LEARNING INC DE 5.02 11/14/08 POINT BLANK SOLUTIONS, INC. DE 2.02,7.01,9.01 11/18/08 POMEROY IT SOLUTIONS INC DE 5.02 11/19/08 Porter Bancorp, Inc. KY 8.01,9.01 11/20/08 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,9.01 11/14/08 PRO PHARMACEUTICALS INC NV 8.01,9.01 11/14/08 PROGRESS ENERGY INC NC 7.01,9.01 09/30/08 Purple Beverage Company, Inc. NV 7.01,9.01 11/20/08 Quicksilver Gas Services LP DE 8.01,9.01 11/20/08 QUICKSILVER RESOURCES INC DE 8.01,9.01 11/20/08 RAVEN INDUSTRIES INC SD 2.02,9.01 11/20/08 REDDY ICE HOLDINGS INC DE 8.01 11/19/08 REGENERON PHARMACEUTICALS INC NY 5.02 11/14/08 REPUBLIC BANCORP INC /KY/ KY 7.01,9.01 11/20/08 RESIDENTIAL CAPITAL, LLC DE 7.01,8.01,9.01 11/20/08 RIDGEWOOD ELECTRIC POWER TRUST III DE 1.01,2.01,8.01,9.01 11/17/08 RIDGEWOOD ELECTRIC POWER TRUST IV DE 1.01,2.01,8.01,9.01 11/17/08 RINO International CORP NV 8.01,9.01 11/17/08 RMR DIVIDEND CAPTURE FUND MA 8.01 11/20/08 RMR F.I.R.E. Fund MA 8.01 11/20/08 RMR HOSPITALITY & REAL ESTATE FUND 8.01 11/20/08 RMR Preferred Dividend Fund MA 8.01 11/20/08 RMR REAL ESTATE FUND MA 8.01 11/20/08 SALARY. COM, INC. DE 1.01,3.03,9.01 11/14/08 SALESFORCE COM INC DE 2.02,5.02,9.01 11/18/08 Sally Beauty Holdings, Inc. 2.02,7.01,9.01 11/20/08 SALLY HOLDINGS LLC DE 2.02,7.01,9.01 11/20/08 SALON MEDIA GROUP INC DE 1.01,9.01 11/14/08 SANDY SPRING BANCORP INC MD 8.01,9.01 11/20/08 SCHOLASTIC CORP DE 8.01,9.01 11/20/08 SCHOOL SPECIALTY INC WI 2.02,9.01 11/20/08 SCHWAB CHARLES CORP DE 5.02 11/17/08 SCICLONE PHARMACEUTICALS INC DE 2.03,9.01 11/20/08 SECURECARE TECHNOLOGIES INC NV 5.02 11/16/08 SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 11/19/08 SemGroup Energy Partners, L.P. DE 3.01,9.01 11/17/08 SEMPRA ENERGY CA 8.01,9.01 11/17/08 SHOE CARNIVAL INC IN 2.02,9.01 11/20/08 SHUFFLE MASTER INC MN 5.02,8.01 11/16/08 SIERRA PACIFIC RESOURCES /NV/ NV 5.03,9.01 11/19/08 SLM Holdings, Inc. 5.02,9.01 11/19/08 SONOMAWEST HOLDINGS INC DE 8.01 11/20/08 SONTERRA RESOURCES, INC. DE 1.01,1.02,2.01,2.03,3.02,8.01, 11/13/08 9.01 SOUTHERN COMMUNITY BANCSHARES INC /GA GA 1.01 11/12/08 SPORT HALEY INC CO 2.02,3.01,9.01 11/14/08 State Auto Financial CORP OH 1.01,9.01 11/14/08 Storm Cat Energy CORP 3.01,8.01,9.01 11/17/08 STRATUS PROPERTIES INC DE 3.01,9.01 11/18/08 SUMMIT HOTEL PROPERTIES LLC 4.01,9.01 11/01/08 AMEND SUNOCO LOGISTICS PARTNERS LP DE 2.03,5.03,8.01,9.01 11/18/08 SUTRON CORP VA 1.01,2.03,9.01 11/17/08 SYCAMORE NETWORKS INC DE 2.02,9.01 11/20/08 Targanta Therapeutics Corp. DE 8.01,9.01 11/19/08 TARGET CORP MN 7.01,9.01 11/20/08 TARGETED GENETICS CORP /WA/ WA 5.02,9.01 11/14/08 TAYLOR CAPITAL GROUP INC DE 5.02,9.01 10/27/08 TEKNI PLEX INC DE 8.01,9.01 11/20/08 TERADYNE, INC MA 1.01,2.01,2.03,9.01 11/14/08 THERMOENERGY CORP AK 7.01,9.01 11/11/08 Thorium Power, Ltd NV 5.02,8.01,9.01 11/14/08 THORNBURG MORTGAGE INC MD 3.01,3.02,3.03,5.03,8.01,9.01 11/19/08 TIANYIN PHARMACEUTICAL CO., INC. DE 7.01,9.01 11/20/08 TOWER BANCORP INC PA 8.01,9.01 11/19/08 TransDigm Group INC DE 2.02,9.01 11/20/08 TRANSMETA CORP DE 1.01,3.03,9.01 11/17/08 TRILLIANT EXPLORATION CORP NV 5.03,9.01 10/16/08 AMEND U S GOLD CORP CO 7.01,9.01 11/19/08 UCBH HOLDINGS INC DE 1.01,3.02,3.03,9.01 11/14/08 UCBH HOLDINGS INC DE 5.02,9.01 11/14/08 UNISYS CORP DE 8.01 11/19/08 UNITED STATES STEEL CORP DE 5.02,9.01 11/17/08 UNIVERSAL ENERGY CORP. 1.01,2.03,3.02,9.01 11/19/08 VALENCE TECHNOLOGY INC DE 3.02 11/15/08 VALIDUS HOLDINGS LTD 5.02 11/14/08 VALLEY NATIONAL BANCORP NJ 5.02 11/17/08 Vantage Drilling CO E9 1.01,9.01 11/18/08 Venoco, Inc. DE 1.01,5.02,9.01 11/17/08 VENTURE FINANCIAL GROUP INC WA 2.02,9.01 11/20/08 VISTEON CORP DE 3.01,9.01 11/14/08 Volkswagen Auto Loan Enhanced Trust 2 8.01,9.01 11/20/08 VORTEX RESOURCES CORP. DE 8.01,9.01 11/20/08 WESCORP ENERGY INC 2.02,7.01,9.01 11/18/08 WESTMORELAND COAL CO DE 2.02,9.01 11/14/08 WET SEAL INC DE 2.02,9.01 11/20/08 Wonder Auto Technology, Inc NV 1.01,8.01,9.01 11/19/08 WOODWARD GOVERNOR CO DE 2.02,9.01 11/19/08 WORLD FUEL SERVICES CORP FL 5.03,9.01 11/14/08 Wright Express CORP 5.03,9.01 11/14/08 XENOMICS INC FL 2.04 11/14/08 YRC WORLDWIDE INC DE 7.01,9.01 11/20/08 YUKON GOLD CORP INC DE 8.01 11/19/08 ZONES INC WA 8.01,9.01 11/19/08 Zumiez Inc 2.02,9.01 11/20/08