RECENT 8K FILINGS November 17, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3M CO DE 5.03,9.01 11/10/08 3M CO DE 5.02,9.01 11/10/08 a21, Inc. DE 2.04 11/10/08 ABINGTON BANCORP, INC./PA 8.01,9.01 11/13/08 Abraxis BioScience, Inc. DE 2.02,9.01 11/14/08 ACCELRYS, INC. DE 1.01,9.01 11/11/08 ACCENTIA BIOPHARMACEUTICALS INC 2.05 11/10/08 Access Plans USA, Inc. OK 1.01,9.01 11/13/08 ADEONA PHARMACEUTICALS, INC. DE 2.02,9.01 11/14/08 ADUROMED INDUSTRIES, INC. DE 5.02 11/11/08 ADVANT E CORP DE 2.02,9.01 11/14/08 AE Biofuels, Inc. CO 5.02 11/11/08 AES CORP DE 8.01,9.01 11/14/08 AES CORP DE 8.01,9.01 11/14/08 AGILENT TECHNOLOGIES INC DE 2.02,9.01 11/14/08 AIRGAS INC DE 5.02,9.01 11/11/08 ALCOA INC PA 5.02,9.01 11/13/08 ALION SCIENCE & TECHNOLOGY CORP DE 2.02,7.01 11/13/08 Allegiant Travel CO NV 8.01 10/31/08 ALPINE AIR EXPRESS INC/DE DE 8.01 11/12/08 Alyst Acquisition Corp. DE 8.01,9.01 11/12/08 Alyst Acquisition Corp. DE 8.01,9.01 11/12/08 AMBASSADORS GROUP INC DE 8.01,9.01 11/12/08 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 11/14/08 AMERICAN DEFENSE SYSTEMS INC 2.02,7.01,9.01 11/10/08 AMEND AMERICAN LAND LEASE INC DE 2.02,7.01,9.01 11/12/08 AMERICAN METAL & TECHNOLOGY, INC. 8.01,9.01 10/31/08 AMERICAN ORIENTAL BIOENGINEERING INC CO 2.02,9.01 11/10/08 AMERISOURCEBERGEN CORP DE 8.01,9.01 11/13/08 ANESIVA, INC. DE 5.02,9.01 11/10/08 ANESIVA, INC. DE 2.04,2.05,8.01,9.01 11/08/08 AMEND ANHEUSER-BUSCH COMPANIES, INC. DE 8.01,9.01 11/14/08 ANTIGENICS INC /DE/ DE 1.01 11/11/08 APOLLO GOLD CORP 2.02,9.01 11/13/08 APOLLO GOLD CORP 2.02,9.01 11/13/08 AMEND Apple REIT Nine, Inc. VA 1.01 11/12/08 ARC WIRELESS SOLUTIONS INC UT 2.02,9.01 11/14/08 ARISTOTLE CORP DE 2.02,9.01 09/30/08 ASHLAND INC. KY 2.01,8.01,9.01 11/13/08 ASIAN FINANCIAL INC WY 2.02,9.01 11/14/08 ASTEA INTERNATIONAL INC DE 2.02,9.01 11/13/08 ATLANTIC AMERICAN CORP GA 2.02,9.01 09/30/08 ATWOOD OCEANICS INC TX 7.01 11/14/08 Aurora Oil & Gas CORP UT 5.02 11/13/08 Avantair, Inc DE 2.02,9.01 11/12/08 Avantair, Inc DE 8.01,9.01 11/14/08 Aviza Technology, Inc. DE 5.05,9.01 11/10/08 Bank of Marin Bancorp CA 5.02,9.01 11/08/08 BANKATLANTIC BANCORP INC FL 8.01 11/13/08 BEARINGPOINT INC DE 3.01 11/13/08 Behringer Harvard Opportunity REIT I, MD 7.01 11/12/08 BERKELEY TECHNOLOGY LTD 2.02,7.01 11/14/08 BIO KEY INTERNATIONAL INC MN 2.02,9.01 11/14/08 BIOANALYTICAL SYSTEMS INC IN 5.02,9.01 11/07/08 BIOVEST INTERNATIONAL INC DE 5.03 11/10/08 BLOUNT INTERNATIONAL INC DE 5.02,9.01 11/10/08 BLUE DOLPHIN ENERGY CO DE 2.02,9.01 11/14/08 Bonds.com Group, Inc. DE 5.02,8.01,9.01 11/07/08 BOWNE & CO INC DE 8.01 11/13/08 BRE PROPERTIES INC /MD/ MD 5.02 11/13/08 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 5.02,8.01,9.01 11/13/08 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,7.01,9.01 11/14/08 BROADWIND ENERGY, INC. DE 9.01 06/04/08 AMEND BROOKS AUTOMATION INC DE 2.02,9.01 11/11/08 BRYN MAWR BANK CORP PA 7.01,9.01 11/14/08 BSD MEDICAL CORP DE 7.01,9.01 11/14/08 BSD MEDICAL CORP DE 7.01,9.01 11/14/08 BULLION MONARCH MINING, INC. 5.02 11/07/08 CALIPER LIFE SCIENCES INC DE 2.01,7.01,9.01 11/10/08 CAPITOL BANCORP LTD MI 7.01,9.01 11/14/08 CAPSTONE TURBINE CORP DE 5.02 11/07/08 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 11/14/08 CardioVascular BioTherapeutics, Inc. DE 1.01,9.01 11/11/08 Care Investment Trust Inc. MD 2.02,7.01,9.01 11/14/08 Castle Brands Inc 2.02,9.01 11/14/08 CASTLE GROUP INC 2.02,7.01,9.01 11/14/08 Cavit Sciences, Inc. 5.02,8.01 11/10/08 Cavitation Technologies, Inc. NV 5.06,9.01 11/13/08 CBRL GROUP INC TN 7.01,9.01 11/13/08 CDI CORP PA 1.01 11/10/08 CENTERLINE HOLDING CO DE 2.02,9.01 11/14/08 Chaparral Energy, Inc. DE 2.02 11/13/08 CHEM RX CORP DE 2.02,9.01 11/14/08 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 11/14/08 CHINA FIRE & SECURITY GROUP, INC. 2.02,7.01,9.01 11/14/08 China Opportunity Acquisition Corp. DE 1.01,8.01,9.01 11/12/08 CHINA SHEN ZHOU MINING & RESOURCES, I NV 2.02,9.01 11/14/08 China Shenghuo Pharmaceutical Holding 4.02,5.02,9.01 08/20/08 AMEND China Wind Systems, Inc DE 2.02,9.01 11/11/08 CHRISTOPHER & BANKS CORP DE 7.01,9.01 11/14/08 CLEARANT INC DE 2.02,9.01 11/14/08 CLIFFS NATURAL RESOURCES INC. OH 5.02,9.01 11/11/08 CMS Bancorp, Inc. DE 2.02 11/14/08 COBIZ FINANCIAL INC CO 8.01 11/12/08 COEUR D ALENE MINES CORP ID 3.01,8.01,9.01 11/10/08 COLONIAL PROPERTIES TRUST AL 5.02 11/11/08 COLORADO GOLDFIELDS INC. NV 5.02,9.01 11/13/08 COMMUNICATIONS SYSTEMS INC MN 2.02,7.01,9.01 11/11/08 COMMVAULT SYSTEMS INC DE 1.01,3.03,5.03,8.01,9.01 11/14/08 COMPREHENSIVE CARE CORP DE 1.01,9.01 11/12/08 CONCHO RESOURCES INC DE 2.02,9.01 11/11/08 CONSPIRACY ENTERTAINMENT HOLDINGS INC UT 4.02 11/18/07 CONSTAR INTERNATIONAL INC DE 2.02,9.01 11/14/08 CONSTELLATION ENERGY GROUP INC MD 8.01,9.01 11/14/08 CONTANGO OIL & GAS CO DE 2.02,9.01 11/10/08 CORNERSTONE THERAPEUTICS INC DE 4.01,9.01 10/30/08 AMEND COUSINS PROPERTIES INC GA 5.02 11/10/08 CRC Health CORP DE 2.02 09/30/08 CRIMSON EXPLORATION INC. 2.02,9.01 09/30/08 DATASCENSION INC NV 1.01 11/07/08 DESIGN WITHIN REACH INC DE 5.02 11/14/08 DEVRY INC DE 7.01,9.01 11/13/08 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 2.02,9.01 11/14/08 Dividend Capital Total Realty Trust I MD 2.02,9.01 11/14/08 DOR BIOPHARMA INC DE 2.02,9.01 11/14/08 DORAL FINANCIAL CORP PR 8.01 11/14/08 Dorman Products, Inc. PA 7.01,9.01 11/14/08 DOT HILL SYSTEMS CORP DE 5.02,9.01 11/11/08 DOWNEY FINANCIAL CORP DE 5.02 11/07/08 DPAC TECHNOLOGIES CORP CA 2.02,9.01 11/14/08 DREAMS INC UT 2.02,9.01 11/14/08 DRI CORP NC 2.02,7.01,9.01 11/14/08 DRYCLEAN USA INC DE 2.02,9.01 11/14/08 DTE ENERGY CO MI 2.02,9.01 11/14/08 DVL INC /DE/ DE 1.01,2.04,9.01 09/08/08 DYNATRONICS CORP UT 2.02,9.01 11/14/08 DYNAVAX TECHNOLOGIES CORP DE 3.01 11/10/08 EDIETS COM INC DE 2.02,9.01 11/13/08 EDWARDS LIFESCIENCES CORP DE 8.01 11/13/08 ELANDIA INTERNATIONAL INC. DE 7.01,9.01 11/13/08 ELANDIA INTERNATIONAL INC. DE 1.01,2.02,9.01 11/14/08 Elixir Gaming Technologies, Inc. NV 1.01,1.02,5.02,9.01 11/06/08 EMAGIN CORP DE 2.02,9.01 11/13/08 EMERSON RADIO CORP DE 7.01,9.01 11/14/08 EMERSON RADIO CORP DE 2.02,9.01 11/14/08 EMY'S SALSA AJI DISTRIBUTION COMPANY, NV 8.01 11/12/08 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01 11/10/08 ENERGY PARTNERS LTD DE 5.02,9.01 11/12/08 ENHERENT CORP DE 2.02,9.01 11/14/08 Enterprise GP Holdings L.P. DE 8.01,9.01 09/30/08 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 8.01,9.01 11/12/08 EQUUS TOTAL RETURN, INC. DE 2.02,9.01 11/14/08 EROOMSYSTEM TECHNOLOGIES INC NV 2.01,9.01 11/11/08 ETRIALS WORLDWIDE INC. 1.01,5.02,9.01 11/12/08 EZCORP INC DE 8.01,9.01 11/13/08 FARO TECHNOLOGIES INC FL 1.01,5.02,9.01 11/07/08 Federal Home Loan Bank of Boston X1 7.01,9.01 11/14/08 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 11/14/08 FEDERAL SIGNAL CORP /DE/ DE 7.01 11/14/08 FEDERAL TRUST CORP FL 1.01,8.01,9.01 11/14/08 Feldman Mall Properties, Inc. MD 8.01 11/12/08 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 2.02,5.02,8.01,9.01 11/14/08 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01,9.01 11/14/08 FIRST FINANCIAL BANKSHARES INC TX 8.01,9.01 11/14/08 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 11/13/08 FIRST POTOMAC REALTY TRUST MD 8.01,9.01 11/11/08 FONAR CORP DE 2.02 09/30/08 Forestar Real Estate Group Inc. DE 5.03,9.01 11/11/08 Fortified Holdings Corp. NV 5.02,8.01 11/10/08 FRONTIER OIL CORP /NEW/ WY 1.02,5.02,5.03,8.01,9.01 11/11/08 FUEGO ENTERTAINMENT, INC. NV 8.01 03/25/08 FULTON FINANCIAL CORP PA 5.02,9.01 11/14/08 FUQI INTERNATIONAL, INC. DE 2.02,7.01,9.01 11/14/08 GAYLORD ENTERTAINMENT CO /DE DE 5.03,9.01 11/13/08 GelTech Solutions, Inc. DE 2.03 11/10/08 GENAERA CORP DE 2.02,9.01 11/14/08 GENCO SHIPPING & TRADING LTD 1.02 11/12/08 GENETHERA INC FL 8.01 09/30/08 GENWORTH FINANCIAL INC DE 2.03 11/12/08 GeoPharma, Inc. FL 2.02,9.01 11/13/08 GEOVIC MINING CORP. DE 4.01,7.01,9.01 11/14/08 GERMAN AMERICAN BANCORP, INC. IN 8.01 11/10/08 GLACIER BANCORP INC DE 1.01,7.01,9.01 11/13/08 GLOBAL CASINOS INC UT 2.02,7.01,9.01 11/13/08 GOAMERICA INC DE 2.02,9.01 11/14/08 GOLDFIELD CORP DE 2.02,9.01 11/14/08 GSI GROUP INC A3 3.01,9.01 11/13/08 HANCOCK HOLDING CO MS 8.01,9.01 11/13/08 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 8.01,9.01 11/10/08 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 2.02,8.01,9.01 11/14/08 HARMAN INTERNATIONAL INDUSTRIES INC / DE 8.01,9.01 11/13/08 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 11/14/08 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01,9.01 11/14/08 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02,9.01 11/14/08 Hawaiian Telcom Communications, Inc. DE 2.02,9.01 11/14/08 HEALTH SYSTEMS SOLUTIONS INC NV 2.02,9.01 11/14/08 HEALTHAXIS INC PA 2.02,8.01,9.01 11/14/08 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,4.02,9.01 11/13/08 Home Federal Bancorp, Inc. MD 8.01,9.01 11/13/08 Home System Group 4.01,5.02,9.01 11/14/08 HUNTINGTON BANCSHARES INC/MD MD 1.01,3.02,3.03,5.02,5.03,9.01 11/12/08 HuntMountain Resources WA 7.01,8.01,9.01 10/20/08 HYTHIAM INC DE 5.02,9.01 11/12/08 ICONIX BRAND GROUP, INC. DE 5.02,9.01 11/11/08 ICOP DIGITAL, INC CO 2.02,9.01 11/13/08 IDEARC INC. DE 7.01 11/14/08 IGI INC DE 2.02,9.01 11/14/08 ILX RESORTS INC AZ 2.02,9.01 11/14/08 IMMUNOGEN INC MA 5.02,9.01 11/12/08 IMPERIAL INDUSTRIES INC DE 2.02 11/14/08 INDALEX HOLDINGS FINANCE INC 2.02,9.01 11/13/08 INSITUFORM TECHNOLOGIES INC DE 8.01,9.01 10/23/08 INTELLIGENT SYSTEMS CORP GA 2.02 11/14/08 INTERNATIONAL BUSINESS MACHINES CORP NY 5.03 11/14/08 International Fight League, Inc. DE 1.01,5.02,9.01 11/10/08 INTERPHASE CORP TX 1.01,5.02,9.01 11/14/08 ION GEOPHYSICAL CORP DE 7.01,9.01 11/14/08 IRELAND INC. NV 7.01,9.01 11/13/08 ISCO INTERNATIONAL INC DE 1.01,3.01,9.01 11/12/08 IVAX DIAGNOSTICS INC DE 2.02,9.01 11/14/08 J C PENNEY CO INC DE 2.02,9.01 11/14/08 JAVA DETOUR INC. DE 4.01,9.01 11/10/08 JEFFERSON BANCSHARES INC TN 8.01,9.01 11/13/08 John Bean Technologies CORP DE 2.02,9.01 11/10/08 AMEND K SWISS INC DE 8.01,9.01 11/12/08 K12 INC DE 2.02,9.01 11/13/08 Kearny Financial Corp. X1 8.01,9.01 11/14/08 KIMBALL INTERNATIONAL INC IN 1.01,8.01,9.01 11/14/08 KIMBERLY CLARK CORP DE 5.02,5.03,9.01 11/12/08 KNIGHT TRANSPORTATION INC AZ 7.01,9.01 11/14/08 KNOT INC DE 8.01 11/10/08 KREISLER MANUFACTURING CORP DE 2.02,9.01 11/14/08 LANNETT CO INC DE 2.02,9.01 11/14/08 LAS VEGAS SANDS CORP NV 1.01,3.02,3.03,5.03,9.01 11/10/08 LAS VEGAS SANDS, LLC NV 1.01,3.02,3.03,5.03,9.01 11/10/08 LBI MEDIA HOLDINGS INC 2.02,9.01 11/14/08 LEFT BEHIND GAMES INC. WA 4.01,9.01 11/14/08 LEUCADIA NATIONAL CORP NY 3.02 11/10/08 Liberty Global, Inc. 7.01 11/14/08 LIQUIDITY SERVICES INC 5.02 11/10/08 LPATH, INC NV 5.02 11/10/08 LSB INDUSTRIES INC DE 8.01 11/12/08 Maiden Holdings, Ltd. D0 2.02,5.02,8.01,9.01 11/13/08 MAJESTIC STAR CASINO LLC IN 2.04 11/14/08 MARSHALL & ILSLEY CORP WI 1.01,3.02,3.03,5.02,5.03,8.01, 11/11/08 9.01 MARSHALL HOLDINGS INTERNATIONAL, INC. NV 1.01,2.03,2.04,3.02,5.02,5.03, 09/01/08 5.05,8.01,9.01 MASSEY ENERGY CO DE 1.01,5.02,5.03,8.01,9.01 11/10/08 MATTHEWS INTERNATIONAL CORP PA 2.02,9.01 11/13/08 MATTHEWS INTERNATIONAL CORP PA 5.03 11/13/08 MAXXAM INC DE 2.02,9.01 11/14/08 MCMORAN EXPLORATION CO /DE/ DE 3.03,5.03,9.01 11/14/08 MEADOW VALLEY CORP NV 2.02,8.01,9.01 11/12/08 AMEND MEDCATH CORP DE 1.01,2.02,9.01 11/10/08 Medefile International, Inc. NV 4.01,9.01 11/04/08 AMEND MEDIA SCIENCES INTERNATIONAL INC 2.02,9.01 11/13/08 MEDIACOM COMMUNICATIONS CORP DE 5.02 11/12/08 MEDIS TECHNOLOGIES LTD DE 5.02 11/10/08 MEDQUIST INC NJ 5.02,9.01 11/10/08 MERCADOLIBRE INC 8.01 11/14/08 METLIFE INC DE 8.01,9.01 11/13/08 MEXICAN RESTAURANTS INC TX 2.02,9.01 11/11/08 MGM MIRAGE DE 5.02,7.01,9.01 11/13/08 MICROISLET INC NV 1.03,8.01,9.01 11/10/08 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 8.01,9.01 11/14/08 MIDAS INC DE 5.02,9.01 11/11/08 Millennium India Acquisition CO Inc. DE 2.02,8.01,9.01 11/14/08 MISONIX INC NY 2.02,9.01 11/14/08 MISSISSIPPI POWER CO MS 8.01 10/08/08 MMC ENERGY, INC. DE 2.02,9.01 11/13/08 MOOG INC NY 8.01,9.01 11/14/08 MRU HOLDINGS INC DE 1.01 11/13/08 MSB FINANCIAL CORP. X1 8.01,9.01 11/14/08 MZT Holdings, Inc. DE 8.01,9.01 11/14/08 Nalco Holding CO 5.02 11/11/08 NANOSENSORS INC 1.01,1.02,5.02,8.01,9.01 11/10/08 NATIONAL PATENT DEVELOPMENT CORP DE 2.02,9.01 11/14/08 NationsHealth, Inc. DE 2.02,9.01 11/14/08 NB&T FINANCIAL GROUP INC OH 8.01 11/14/08 NBTY INC DE 2.02,9.01 11/11/08 NELNET INC NE 2.02,9.01 11/12/08 NEOPHARM INC DE 2.02,9.01 11/12/08 NEPHROS INC DE 8.01,9.01 11/14/08 Neuralstem, Inc. DE 2.02,9.01 11/14/08 NEUROLOGIX INC/DE DE 2.02,9.01 11/14/08 NEW FRONTIER MEDIA INC CO 1.01,9.01 11/13/08 NEWARK GROUP, INC NJ 2.05 11/10/08 NEWELL RUBBERMAID INC DE 5.03,9.01 11/12/08 NEWS CORP 8.01,9.01 11/14/08 Nexxus Lighting, Inc. DE 2.02,9.01 11/14/08 Nielsen CO B.V. P7 2.02,9.01 11/14/08 Noranda Aluminum Holding CORP DE 8.01,9.01 11/14/08 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 10/31/08 NORTHWESTERN CORP DE 8.01,9.01 11/14/08 NowAuto Group, Inc. NV 2.02,7.01,9.01 11/14/08 NUVEEN INVESTMENTS INC DE 2.02,9.01 11/14/08 OAK RIDGE MICRO-ENERGY INC CO 4.02 11/11/08 OCCIDENTAL PETROLEUM CORP /DE/ DE 5.02,9.01 11/12/08 OHIO VALLEY BANC CORP OH 8.01,9.01 11/14/08 OLD DOMINION ELECTRIC COOPERATIVE VA 5.03,9.01 11/11/08 ONEOK INC /NEW/ OK 7.01,9.01 11/14/08 ONEOK Partners LP DE 7.01,9.01 11/14/08 OPENWAVE SYSTEMS INC DE 8.01,9.01 11/14/08 OPTIMAL GROUP INC 7.01 11/14/08 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 11/14/08 Orange 21 Inc. DE 2.02,9.01 11/14/08 ORIENT EXPRESS HOTELS LTD D0 1.01,9.01 11/14/08 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 11/13/08 ORLEANS HOMEBUILDERS INC DE 2.02,9.01 11/13/08 OSI RESTAURANT PARTNERS, LLC DE 7.01 11/14/08 OSIRIS THERAPEUTICS, INC. DE 3.02 11/14/08 OXIGENE INC DE 3.01,9.01 11/11/08 PACIFIC BIOMETRICS INC DE 7.01 11/13/08 PATRIOT NATIONAL BANCORP INC CT 5.02,9.01 11/10/08 PATRIOT SCIENTIFIC CORP DE 2.01,9.01 09/01/08 AMEND PAULSON CAPITAL CORP OR 2.02,9.01 11/14/08 PAYPHONE WIND DOWN CORP 8.01,9.01 11/14/08 PEABODY ENERGY CORP DE 7.01,9.01 11/14/08 PEOPLES BANCORP INC OH 8.01 11/13/08 PEOPLES BANCORP INC OH 8.01 11/13/08 PEOPLES BANCORP INC OH 8.01 11/14/08 PEOPLES LIBERATION INC DE 2.02,9.01 11/14/08 PERFORMANCE TECHNOLOGIES INC \DE\ DE 8.01 11/11/08 PERINI CORP MA 8.01,9.01 11/13/08 PETROLEUM DEVELOPMENT CORP NV 5.02,9.01 11/13/08 PHOENIX ENERGY RESOURCE CORP CA 1.01,3.02,9.01 11/01/08 PLAINS ALL AMERICAN PIPELINE LP DE 9.01 09/30/08 PLAINS ALL AMERICAN PIPELINE LP DE 5.02,7.01,9.01 11/14/08 PLAYLOGIC ENTERTAINMENT INC DE 2.02,9.01 11/14/08 PMA CAPITAL CORP PA 7.01,9.01 11/14/08 POMEROY IT SOLUTIONS INC DE 8.01,9.01 11/11/08 PORTA SYSTEMS CORP DE 2.02,9.01 11/14/08 POWERSECURE INTERNATIONAL, INC. DE 7.01,9.01 11/14/08 POWERWAVE TECHNOLOGIES INC DE 8.01 11/12/08 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 11/14/08 PRIMEENERGY CORP DE 4.02 11/12/08 PRINCIPAL FINANCIAL GROUP INC DE 7.01,9.01 11/14/08 PRIVATEBANCORP, INC DE 7.01 11/14/08 PROLOGIS MD 5.02,8.01 11/10/08 R H DONNELLEY CORP DE 5.02,9.01 11/10/08 RASER TECHNOLOGIES INC UT 1.01,3.02,8.01,9.01 11/14/08 READERS DIGEST ASSOCIATION INC DE 2.02,9.01 11/14/08 READERS DIGEST ASSOCIATION INC DE 1.01,9.01 11/11/08 REALOGY CORP DE 7.01,8.01,9.01 11/13/08 Regency Energy Partners LP DE 5.02,9.01 11/14/08 Reis, Inc. MD 2.02,9.01 11/13/08 REUNION INDUSTRIES INC DE 8.01 11/14/08 REVLON CONSUMER PRODUCTS CORP DE 1.01,7.01,9.01 11/14/08 REVLON CONSUMER PRODUCTS CORP DE 2.02,9.01 11/14/08 REVLON INC /DE/ DE 1.01,7.01,9.01 11/14/08 REVLON INC /DE/ DE 2.02,9.01 11/13/08 RF MICRO DEVICES INC NC 5.02 11/10/08 RIDGEWOOD ELECTRIC POWER TRUST IV DE 1.01,9.01 11/13/08 RIDGEWOOD ELECTRIC POWER TRUST V DE 1.01,9.01 11/13/08 RLI CORP IL 8.01,9.01 11/13/08 Rock Energy Resources, Inc. DE 1.01,3.02,3.03,5.03,9.01 11/14/08 Rockville Financial Inc. 8.01,9.01 11/13/08 ROCKWELL AUTOMATION INC DE 8.01,9.01 11/11/08 ROK ENTERTAINMENT GROUP INC. OK 5.02 11/10/08 RXI PHARMACEUTICALS CORP 2.02,9.01 11/14/08 SANTANDER BANCORP 5.02,9.01 11/13/08 SARATOGA RESOURCES INC /TX TX 7.01,9.01 11/14/08 SCHERING PLOUGH CORP NJ 7.01,9.01 11/14/08 SERVICEMASTER CO DE 2.02,7.01,9.01 11/14/08 SERVOTRONICS INC /DE/ DE 2.02,9.01 11/11/08 SHANDONG ZHOUYUAN SEED & NURSERY CO., DE 1.01,3.02,9.01 11/10/08 Siberian Energy Group Inc. NV 2.01,9.01 09/30/08 SILVERSTAR HOLDINGS LTD B0 1.01,2.03,9.01 11/07/08 AMEND SIMMONS CO DE 1.01,9.01 11/12/08 SOLERA HOLDINGS, INC DE 1.01,8.01,9.01 11/14/08 SOTHEBYS DE 2.04,8.01 11/11/08 SourceForge, Inc DE 1.01 11/14/08 SOUTH FINANCIAL GROUP INC SC 7.01,9.01 11/14/08 SOUTHSIDE BANCSHARES INC TX 8.01,9.01 11/13/08 Sovereign Exploration Associates Inte UT 4.02 11/14/08 AMEND SPORT CHALET INC DE 2.02,9.01 11/12/08 Star Resorts Development Inc. NV 1.01,3.02,9.01 11/06/08 STELLAR PHARMACEUTICALS INC 2.02,9.01 11/13/08 Stereotaxis, Inc. DE 5.02 11/14/08 SUBURBAN PROPANE PARTNERS LP DE 2.02,9.01 11/14/08 SUMMIT FINANCIAL SERVICES GROUP INC FL 8.01,9.01 11/14/08 SUN MICROSYSTEMS, INC. DE 2.05,9.01 11/12/08 SunOpta Inc. 4.01,9.01 11/10/08 Super Micro Computer, Inc. CA 8.01,9.01 11/14/08 Sutor Technology Group LTD 2.02,7.01,9.01 11/14/08 Swank, Inc. 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TX 2.02,9.01 11/11/08 Universal Truckload Services, Inc. MI 7.01 11/14/08 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 11/13/08 URBAN OUTFITTERS INC PA 2.02,9.01 11/13/08 UROLOGIX INC MN 5.02 11/10/08 US BANCORP \DE\ DE 1.01,3.02,3.03,5.02,5.03,9.01 11/13/08 US DATAWORKS INC NV 2.02,9.01 11/14/08 Vanguard Natural Resources, LLC DE 2.02,4.02,7.01,9.01 11/14/08 VARIAN MEDICAL SYSTEMS INC DE 1.01 11/10/08 VERASUN ENERGY CORP 2.02,5.02,9.01 11/11/08 VERIDIEN CORP DE 7.01,9.01 11/14/08 VIASPACE Inc. NV 2.02,9.01 11/14/08 VIEWCAST COM INC DE 2.02,9.01 11/14/08 Virgin Mobile USA, Inc. DE 5.02 11/12/08 Virgin Mobile USA, Inc. DE 5.02,9.01 11/14/08 VIROPHARMA INC DE 5.03,8.01,9.01 11/07/08 VISION SCIENCES INC /DE/ NY 2.02 11/13/08 VISTA GOLD CORP 7.01,9.01 11/12/08 Vita Spirits Corp. NV 8.01 11/14/08 VITRAN CORP INC 8.01 11/13/08 Warner Music Group Corp. 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