RECENT 8K FILINGS November 13, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- AASTROM BIOSCIENCES INC MI 2.02,9.01 11/07/08 Abraxis BioScience, Inc. DE 5.02 11/05/08 Accelerated Building Concepts CORP DE 8.01,9.01 11/11/08 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 11/11/08 ACCURIDE CORP DE 3.01,9.01 11/06/08 ADAMS GOLF INC DE 2.02,9.01 11/12/08 ADEPT TECHNOLOGY INC CA 2.05 11/12/08 ADTRAN INC DE 5.02,9.01 11/06/08 ADVANCED MICRO DEVICES INC DE 5.02 11/06/08 ADVANCED PHOTONIX INC DE 2.02,9.01 11/10/08 AdvanSource Biomaterials Corp DE 2.02,7.01,9.01 11/12/08 AECOM TECHNOLOGY CORP DE 2.02,9.01 11/12/08 AEROCENTURY CORP DE 2.02 11/11/08 Affinia Group Intermediate Holdings I DE 2.02,9.01 11/12/08 AFLAC INC GA 5.02 11/12/08 AIR INDUSTRIES GROUP, INC. DE 4.02 11/07/08 Air Transport Services Group, Inc. DE 1.01,2.02,2.05 08/15/08 AMEND AK STEEL HOLDING CORP DE 8.01,9.01 11/11/08 ALASKA PACIFIC BANCSHARES INC AK 2.02,9.01 09/30/08 Aleris International, Inc. DE 7.01,9.01 11/10/08 Aleris International, Inc. DE 2.02,9.01 11/12/08 Aleris International, Inc. DE 7.01 11/12/08 ALEXANDER & BALDWIN INC HI 8.01 11/06/08 ALEXION PHARMACEUTICALS INC DE 5.02,9.01 11/11/08 ALION SCIENCE & TECHNOLOGY CORP DE 3.02,8.01 09/30/08 AMEND ALL Fuels & Energy Co DE 1.01,8.01 11/05/08 ALLETE INC MN 2.03 11/12/08 ALLIANCE IMAGING INC /DE/ DE 5.02,7.01,9.01 11/10/08 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 11/11/08 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 11/11/08 ALLIED DEFENSE GROUP INC DE 2.02,9.01 11/10/08 ALLIN CORP DE 2.02,9.01 11/11/08 ALPHA INNOTECH CORP DE 2.02,9.01 11/10/08 Alpha Natural Resources, Inc. DE 8.01,9.01 11/12/08 ALTIGEN COMMUNICATIONS INC 2.02,9.01 11/12/08 AMACORE GROUP, INC. DE 1.01,3.02 11/06/08 AMDL INC DE 2.02,7.01,9.01 11/12/08 AMEDISYS INC DE 7.01,9.01 11/03/08 AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02,9.01 11/12/08 AMERICAN DEFENSE SYSTEMS INC 2.02,9.01 11/10/08 AMERICAN EXPRESS CO NY 8.01,9.01 11/10/08 AMERICAN GENERAL FINANCE CORP IN 2.05 11/12/08 AMERICAN GENERAL FINANCE INC IN 2.05 11/12/08 AMERICAN LAND LEASE INC DE 2.02,7.01,9.01 11/12/08 AMERICAN MEDIA OPERATIONS INC DE 8.01,9.01 11/10/08 AMERICAN PUBLIC EDUCATION INC DE 2.02,9.01 11/12/08 AMERICAN SCIENCE & ENGINEERING INC MA 5.02,9.01 11/06/08 AMERIGAS PARTNERS LP DE 2.02,9.01 11/11/08 AMERIGROUP CORP 5.02,5.05 11/06/08 Amiworld, Inc. NV 1.01,7.01,9.01 11/12/08 ANADARKO PETROLEUM CORP DE 3.03,5.02 11/06/08 ANHEUSER-BUSCH COMPANIES, INC. DE 8.01,9.01 11/12/08 Apple REIT Nine, Inc. VA 2.01,9.01 11/07/08 APPLETON PAPERS INC/WI 2.02,9.01 11/10/08 APPLIED MATERIALS INC /DE DC 2.02,2.05,9.01 11/12/08 ARAMARK CORP DE 2.02,9.01 11/12/08 AROTECH CORP DE 2.02,9.01 11/11/08 ARYx Therapeutics, Inc. DE 1.01,2.02,3.02,9.01 11/11/08 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 11/06/08 ATHEROGENICS INC GA 2.02,9.01 11/10/08 ATLANTIS TECHNOLOGY GROUP NV 4.01,9.01 11/10/08 ATMOS ENERGY CORP TX 2.02,9.01 11/11/08 AUTOMATIC DATA PROCESSING INC DE 5.02,9.01 11/12/08 AVANIR PHARMACEUTICALS CA 1.01,3.03,5.02,8.01,9.01 11/05/08 Aviza Technology, Inc. DE 2.02,9.01 11/06/08 AVOCENT CORP DE 7.01,9.01 11/12/08 BAKBONE SOFTWARE INC 2.02,9.01 11/11/08 BAKER MICHAEL CORP PA 2.02,9.01 11/10/08 BALLY TECHNOLOGIES, INC. NV 2.02,9.01 11/06/08 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 11/12/08 BankFinancial CORP 7.01,9.01 11/12/08 BankFinancial CORP 8.01,9.01 11/12/08 Baoshinn Corp NV 4.02 11/11/08 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 11/07/08 Basin Water, Inc. DE 3.01,8.01,9.01 11/10/08 BASSET ENTERPRISES INC NV 5.01,5.02,9.01 11/07/08 BBM HOLDINGS, INC. UT 1.01,9.01 11/12/08 BEAZER HOMES USA INC DE 8.01 11/05/08 BELARUS CAPITAL CORP. CO 1.01,2.01,3.02,5.01,5.02,5.06, 11/12/08 9.01 BEST BUY CO INC MN 2.03,7.01,8.01,9.01 11/07/08 BEST ENERGY SERVICES, INC. NV 5.02 11/11/08 BIG CAT ENERGY CORP 7.01,9.01 11/10/08 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 5.02,9.01 11/11/08 BIOLARGO, INC. DE 1.01,9.01 11/06/08 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 11/11/08 BITSTREAM INC DE 2.02,9.01 11/12/08 BJs RESTAURANTS INC CA 8.01,9.01 11/11/08 BLUE COAT SYSTEMS INC DE 8.01 11/12/08 Blue Earth Solutions, Inc. 5.02 11/04/08 BLUEFLY INC DE 2.02,9.01 11/12/08 BLUEGREEN CORP MA 2.02,9.01 11/10/08 BOISE INC. DE 3.01,8.01 11/05/08 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 7.01,9.01 11/12/08 BPZ RESOURCES, INC. TX 2.02,9.01 11/10/08 BRAINTECH INC NV 1.01,5.02,9.01 11/04/08 BRIGHAM EXPLORATION CO DE 1.01,9.01 11/07/08 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01,2.02,9.01 11/07/08 BUTLER INTERNATIONAL INC /MD/ MD 1.01,2.03,9.01 11/07/08 CALIFORNIA COASTAL COMMUNITIES INC DE 2.02,9.01 11/07/08 CALLON PETROLEUM CO DE 2.02,7.01,9.01 11/10/08 CALLWAVE INC 2.02,9.01 11/12/08 CANO PETROLEUM, INC 2.02,7.01,9.01 11/10/08 CANO PETROLEUM, INC 5.02,9.01 10/23/08 AMEND CANTERBURY PARK HOLDING CORP MN 2.02,9.01 11/12/08 CAPITAL CITY BANK GROUP INC FL 8.01,9.01 11/12/08 Cardiac Science CORP 5.02,9.01 11/06/08 CardioVascular BioTherapeutics, Inc. DE 4.01,9.01 10/30/08 AMEND Castle Brands Inc 1.01,5.02,8.01,9.01 11/07/08 CB RICHARD ELLIS GROUP INC DE 8.01,9.01 11/12/08 CBRE Realty Finance Inc 3.01 11/05/08 CDEX INC NV 8.01,9.01 11/06/08 Centerplate, Inc. DE 2.02,9.01 11/10/08 CHANNELL COMMERCIAL CORP DE 1.01,5.02,9.01 11/06/08 CHARLES & COLVARD LTD NC 2.02 11/10/08 CHARLOTTE RUSSE HOLDING INC 2.02,9.01 11/12/08 CHASE PACKAGING CORP TX 7.01,9.01 11/07/08 CHEROKEE INTERNATIONAL CORP DE 2.02,9.01 11/12/08 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 11/10/08 China Architectural Engineering, Inc. DE 2.02,7.01,9.01 11/10/08 CHINA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 11/12/08 China Biologic Products, Inc. F4 2.02,9.01 11/12/08 CHINA BIOPHARMA, INC. DE 4.02 11/11/08 China Information Security Technology 2.02,9.01 11/12/08 China Precision Steel, Inc. CO 2.02,7.01,9.01 11/11/08 China Shenghuo Pharmaceutical Holding 3.01,9.01 11/05/08 China TransInfo Technology Corp. NV 2.02,7.01,9.01 11/12/08 CHINACAST EDUCATION CORP DE 2.02 11/10/08 CHINDEX INTERNATIONAL INC DE 5.02 11/11/08 CHROMCRAFT REVINGTON INC DE 2.02,9.01 11/10/08 CINTEL CORP NV 5.02 11/10/08 CIRCUIT CITY STORES INC VA 1.01,1.02,1.03,2.03,2.04,2.05, 11/05/08 3.01,5.02,9.01 Citi Trends Inc 1.01 11/06/08 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 11/11/08 CNA FINANCIAL CORP DE 3.02,3.03,5.02,5.03,9.01 11/07/08 CNB Financial Corp. MA 2.02,9.01 11/10/08 Cogo Group, Inc. MD 8.01,9.01 11/06/08 COLONIAL PROPERTIES TRUST AL 3.02 11/06/08 COMMERCE ENERGY GROUP, INC. DE 1.01,7.01,9.01 11/11/08 COMMERCE ENERGY GROUP, INC. DE 2.02,9.01 11/12/08 Commerce Planet UT 8.01,9.01 11/12/08 COMPUTER SCIENCES CORP NV 2.02 10/03/08 COMPUTER SOFTWARE INNOVATIONS INC 2.02,9.01 11/12/08 COMTEX NEWS NETWORK INC DE 2.02,9.01 11/12/08 Comverge, Inc. DE 2.02 11/12/08 Comverge, Inc. DE 1.01,2.03,8.01,9.01 11/06/08 CONCUR TECHNOLOGIES INC WA 2.02,9.01 11/11/08 CONSOLIDATED WATER CO LTD E6 2.02,8.01,9.01 11/07/08 CONSTELLATION ENERGY GROUP INC MD 5.02 11/10/08 Copano Energy, L.L.C. DE 5.02,9.01 11/05/08 CORTS TRUST FOR THE DOW CHEMICAL CO D DE 8.01,9.01 11/01/08 COST PLUS INC/CA/ CA 5.02,5.03,9.01 11/06/08 CPI CORP DE 3.01,9.01 11/10/08 CPS TECHNOLOGIES CORP/DE/ DE 2.02,9.01 09/27/08 CRAFTMADE INTERNATIONAL INC DE 2.02,7.01,9.01 11/12/08 CRESCENT BANKING CO GA 2.02,9.01 11/07/08 Crocs, Inc. 2.02,9.01 11/12/08 CROWN CRAFTS INC DE 2.02,9.01 11/12/08 Cryoport, Inc. 5.02,9.01 11/07/08 CTC Media, Inc. 1.01,5.03,9.01 11/05/08 CTC Media, Inc. 5.02,9.01 06/19/08 AMEND CTI INDUSTRIES CORP DE 2.02,9.01 11/11/08 CTS CORP IN 1.01,9.01 11/12/08 CYPLASIN BIOMEDICAL LTD. NV 5.02 10/01/08 CYTRX CORP DE 2.02,9.01 11/10/08 DATASCENSION INC NV 4.01 11/05/08 DATATRAK INTERNATIONAL INC OH 2.02,9.01 11/06/08 DEBT RESOLVE INC DE 8.01,9.01 11/11/08 Deerfield Capital Corp. MD 2.02,7.01,9.01 11/10/08 dELiAs, Inc. DE 2.01,8.01,9.01 11/05/08 DESIGN WITHIN REACH INC DE 2.02,9.01 11/06/08 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 8.01,9.01 11/12/08 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 11/10/08 DIATECT INTERNATIONAL CORP CA 8.01 11/10/08 DIGITAL ALLY INC 8.01,9.01 11/12/08 DIONEX CORP /DE CA 8.01 11/10/08 DOCUMENT SECURITY SYSTEMS INC NY 2.02,9.01 11/11/08 DOCUMENT SECURITY SYSTEMS INC NY 1.01,9.01 11/06/08 DOLLAR GENERAL CORP TN 7.01,9.01 11/11/08 Domark International Inc. NV 1.01,2.01,9.01 11/08/08 DOVER CORP DE 5.03,9.01 11/06/08 DRESS BARN INC CT 2.02,9.01 11/11/08 DRI CORP NC 7.01,9.01 11/11/08 DRIL-QUIP INC DE 2.02,9.01 11/10/08 Driver Passport, Inc. ND 1.01,2.01,5.01,5.02,5.06,9.01 10/30/08 DXP ENTERPRISES INC TX 2.01,9.01 11/12/08 AMEND Eagle Test Systems, Inc. IL 8.01,9.01 11/10/08 EASTON-BELL SPORTS, INC. DE 1.01,5.02,7.01,9.01 11/10/08 EATON VANCE CORP MD 1.01,9.01 11/11/08 EBIX INC DE 2.01,9.01 11/10/08 ECOLOCAP SOLUTIONS INC. NV 1.01,3.02,9.01 10/09/08 Education Management LLC DE 2.02,9.01 11/12/08 ELIZABETH ARDEN INC FL 5.02 11/05/08 ELOYALTY CORP DE 5.02,9.01 11/06/08 Emergency Medical Services CORP DE 8.01,9.01 11/11/08 ENDOCARE INC DE 1.01,3.02,7.01,9.01 11/10/08 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 11/10/08 ENERGY FOCUS, INC/DE DE 2.02,9.01 11/06/08 Energy Recovery, Inc. DE 2.02,9.01 11/11/08 Energy Transfer Equity, L.P. DE 2.02,9.01 11/10/08 Energy Transfer Partners, L.P. DE 2.02,9.01 11/10/08 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 11/11/08 EnergySolutions, Inc. DE 2.02,9.01 11/11/08 EPIX Pharmaceuticals, Inc. 3.01,9.01 11/11/08 EQUIFAX INC GA 5.03,9.01 11/05/08 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 11/11/08 EQUUS TOTAL RETURN, INC. DE 8.01,9.01 11/11/08 ESCO TECHNOLOGIES INC MO 2.02,7.01,9.01 11/12/08 Essex Rental Corp. DE 7.01,8.01,9.01 11/11/08 Euro Trend Inc. NV 1.01,9.01 11/10/08 EUROBANCSHARES INC PR 2.02,9.01 11/06/08 AMEND EVANS BOB FARMS INC DE 2.02,9.01 11/12/08 EVERGREENBANCORP INC WA 2.02,8.01,9.01 11/05/08 EVOLVING SYSTEMS INC DE 2.02 11/11/08 EXELON CORP PA 8.01,9.01 11/11/08 Exobox Technologies Corp. NV 5.02 11/06/08 EXPRESS SCRIPTS INC DE 7.01,9.01 11/11/08 EXPRESSJET HOLDINGS INC DE 8.01,9.01 11/12/08 EXPRESSJET HOLDINGS INC DE 2.02,9.01 11/05/08 AMEND FAIRPOINT COMMUNICATIONS INC DE 2.02,9.01 11/06/08 FAIRPOINT COMMUNICATIONS INC DE 8.01,9.01 11/12/08 FCStone Group, Inc. DE 5.02,9.01 11/07/08 FEDERAL AGRICULTURAL MORTGAGE CORP 2.02,9.01 11/10/08 Federal Home Loan Bank of Dallas 2.03 11/05/08 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 11/12/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/05/08 Federal Home Loan Bank of Pittsburgh PA 2.02,9.01 11/10/08 Federal Home Loan Bank of San Francis X1 2.03 11/05/08 FedFirst Financial CORP X1 2.02,9.01 11/12/08 FGX International Holdings LTD 2.02,9.01 11/12/08 FIFTH THIRD BANCORP OH 1.01,5.02,9.01 11/07/08 FIRST BANCSHARES INC /MS/ MS 2.02,9.01 10/29/08 FIRST CENTURY BANKSHARES INC WV 8.01 11/07/08 FIRST PACTRUST BANCORP INC MD 8.01,9.01 11/12/08 FIRST REGIONAL BANCORP CA 2.02,9.01 10/30/08 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 11/10/08 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 10/31/08 FLORIDA PUBLIC UTILITIES CO FL 1.01 11/06/08 FLORIDA PUBLIC UTILITIES CO FL 2.02,9.01 11/12/08 FLOW INTERNATIONAL CORP WA 1.01,9.01 11/10/08 FLOWSERVE CORP NY 8.01,9.01 11/12/08 FOREST OIL CORP NY 7.01,9.01 11/12/08 Fortress International Group, Inc. DE 2.02,9.01 11/12/08 Fortress International Group, Inc. DE 5.02,9.01 11/06/08 Fortuna Gaming Corp. 1.01,2.01,5.02,8.01 11/12/08 FORTUNE INDUSTRIES, INC. DE 5.02,9.01 11/10/08 Fortunet, Inc. NV 2.02 11/11/08 FOSSIL INC DE 2.02,9.01 11/11/08 FRANKLIN COVEY CO UT 8.01,9.01 11/11/08 FRANKLIN ELECTRIC CO INC IN 7.01,9.01 11/12/08 FRANKLIN ELECTRONIC PUBLISHERS INC PA 2.02,9.01 11/11/08 FRESH IDEAS MEDIA INC NV 8.01,9.01 11/12/08 FRISCHS RESTAURANTS INC OH 2.02,9.01 10/28/08 FRONTIER FINANCIAL CORP /WA/ WA 8.01,9.01 11/12/08 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,9.01 11/11/08 GAINSCO INC TX 1.01,9.01 11/06/08 GASTAR EXPLORATION LTD 2.02,7.01,9.01 11/10/08 Gen 2 Media CORP 5.02,9.01 11/06/08 GENERAL DATACOMM INDUSTRIES INC DE 1.01 11/10/08 GENERAL ELECTRIC CAPITAL CORP CT 1.01,2.03,8.01,9.01 11/12/08 GENERAL ELECTRIC CAPITAL SERVICES INC DE 8.01,9.01 11/12/08 GENERAL ELECTRIC CO NY 1.01,2.03,8.01,9.01 11/12/08 General Finance CORP DE 8.01,9.01 11/11/08 GENTEK INC DE 2.02,9.01 11/10/08 GeoEye, Inc. DE 2.02,9.01 11/10/08 GEOKINETICS INC DE 2.02,9.01 11/12/08 GLOWPOINT INC DE 2.02,8.01,9.01 11/12/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/07/08 Great Wall Builders Ltd., TX 4.02,8.01,9.01 11/10/08 Great Wolf Resorts, Inc. DE 7.01 11/04/08 Great Wolf Resorts, Inc. DE 5.02 11/05/08 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 11/12/08 GREEN PLAINS RENEWABLE ENERGY, INC. IA 7.01,9.01 11/10/08 GRUBB & ELLIS CO DE 2.02,9.01 11/06/08 GSE SYSTEMS INC DE 2.02,9.01 09/30/08 GSI COMMERCE INC DE 7.01,9.01 11/10/08 GSI COMMERCE INC DE 5.03,9.01 11/12/08 GT Solar International, Inc. DE 5.02,9.01 11/06/08 GTC BIOTHERAPEUTICS INC MA 3.01 11/06/08 GULFMARK OFFSHORE INC DE 7.01,9.01 11/10/08 GVI SECURITY SOLUTIONS INC DE 2.02,9.01 11/12/08 GYRODYNE CO OF AMERICA INC NY 8.01,9.01 11/10/08 Harbin Electric, Inc 2.02,9.01 11/10/08 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 11/12/08 HEALTHTRONICS, INC. GA 5.02 11/04/08 HEARUSA INC DE 2.05 11/06/08 HERBST GAMING INC NV 2.04,8.01,9.01 11/06/08 HERLEY INDUSTRIES INC /NEW DE 1.01,9.01 11/10/08 HEWLETT PACKARD CO DE 9.01 08/26/08 AMEND HIGHWATER ETHANOL LLC 5.02 11/06/08 Hiland Holdings GP, LP DE 1.01,9.01 11/06/08 Hiland Partners, LP 1.01,9.01 11/06/08 Hill International, Inc. DE 8.01,9.01 11/10/08 Hill-Rom Holdings, Inc. IN 2.02,9.01 11/10/08 HNI CORP IA 5.03,9.01 11/07/08 HOLOGIC INC DE 2.02,9.01 11/11/08 HOME FEDERAL BANCORP, INC. OF LOUISIA 5.02,9.01 11/12/08 HOOPER HOLMES INC NY 5.02 11/06/08 HOOPER HOLMES INC NY 2.02,9.01 11/07/08 Horizon Lines, Inc. 2.05,9.01 11/10/08 HOST HOTELS & RESORTS L.P. DE 1.01,9.01 11/06/08 HOST HOTELS & RESORTS, INC. MD 1.01,5.03,9.01 11/06/08 HUDSON CITY BANCORP INC DE 7.01,9.01 11/12/08 IdentiPHI, Inc. DE 1.01,1.02,2.03,7.01,9.01 11/10/08 IMAGENETIX INC /NV/ NV 2.02,9.01 11/12/08 IMPLANT SCIENCES CORP MA 3.01,7.01,9.01 11/12/08 INDEPENDENT BANK CORP MA 8.01,9.01 11/10/08 INDEPENDENT BANK CORP MA 8.01,9.01 11/10/08 INDEPENDENT BANK CORP /MI/ MI 7.01,9.01 11/11/08 INFINITY ENERGY RESOURCES, INC 2.02,9.01 11/11/08 INFINITY PHARMACEUTICALS, INC. DE 7.01,9.01 11/12/08 InfoLogix Inc 2.02,9.01 11/11/08 Inova Technology Inc. NV 8.01 11/11/08 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,2.03,9.01 12/11/07 AMEND INTEGRATED SILICON SOLUTION INC DE 5.02,9.01 11/06/08 INTEL CORP DE 7.01 11/12/08 InterAmerican Acquisition Group Inc 7.01,9.01 11/10/08 INTERLINK ELECTRONICS INC DE 2.02,9.01 11/12/08 INTERNATIONAL ISOTOPES INC TX 1.01,3.02,8.01,9.01 11/07/08 INTERSECTIONS INC DE 2.02,9.01 11/10/08 Intrepid Potash, Inc. DE 2.02,9.01 11/11/08 INTROGEN THERAPEUTICS INC 2.02,9.01 11/11/08 INTRUSION INC DE 2.02,9.01 11/12/08 Iowa Renewable Energy, LLC IA 8.01,9.01 11/06/08 IPC The Hospitalist Company, Inc. DE 2.02,9.01 11/11/08 ISECURETRAC CORP DE 1.01,2.03,9.01 11/10/08 J P MORGAN CHASE & CO DE 7.01,9.01 11/12/08 J P MORGAN CHASE & CO DE 9.01 11/07/08 JACK IN THE BOX INC /NEW/ DE 8.01,9.01 11/11/08 JACOBS ENTERTAINMENT INC DE 2.02,9.01 11/11/08 JANUS CAPITAL GROUP INC DE 5.02,9.01 11/07/08 JER Investors Trust Inc 2.02,9.01 11/06/08 JOE'S JEANS INC. DE 1.01,5.02,8.01,9.01 11/06/08 John Bean Technologies CORP DE 5.02 11/06/08 JUNIPER NETWORKS INC DE 5.02 11/06/08 JUPITERMEDIA CORP DE 2.02,7.01,9.01 11/06/08 AMEND K TRON INTERNATIONAL INC NJ 5.02,9.01 11/07/08 KENILWORTH SYSTEMS CORP NY 4.01,9.01 11/12/08 Kentucky USA Energy, Inc. KY 7.01,9.01 11/07/08 KKR Financial Holdings LLC DE 2.03,9.01 11/10/08 Kraton Polymers LLC DE 2.02,9.01 11/12/08 L & L INTERNATIONAL HOLDINGS, INC NV 4.01 11/10/08 LANGER INC NY 2.02,9.01 11/12/08 LAS VEGAS SANDS CORP NV 2.02,7.01,9.01 11/10/08 LASALLE HOTEL PROPERTIES MD 1.01,9.01 11/05/08 LEAR CORP DE 5.02,9.01 11/05/08 LEGACY TECHNOLOGY HOLDINGS, INC. CO 4.01 10/28/08 LENNAR CORP /NEW/ DE 7.01,9.01 11/11/08 LIBERTY BANCORP INC 2.01,9.01 11/10/08 Lightwave Logic, Inc. NV 5.02,9.01 11/06/08 Lincolnway Energy, LLC IA 8.01 11/06/08 Linens Holding Co. DE 8.01,9.01 10/27/08 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 11/10/08 LIQUIDITY SERVICES INC 1.01,9.01 11/06/08 LIVEDEAL INC NV 1.01 11/05/08 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 11/12/08 LOEWS CORP DE 8.01 11/07/08 LORAL SPACE & COMMUNICATIONS INC. DE 2.02,9.01 11/10/08 LORAL SPACE & COMMUNICATIONS INC. DE 8.01,9.01 11/10/08 LUBRIZOL CORP OH 5.02,9.01 11/11/08 Macy's, Inc. DE 2.02,9.01 11/12/08 Main Street Capital CORP MD 2.02,7.01 11/10/08 MANAS PETROLEUM CORP 7.01,9.01 11/12/08 MANNATECH INC TX 5.02,9.01 11/11/08 MAP Pharmaceuticals, Inc. DE 2.02,9.01 11/12/08 MARKWEST ENERGY PARTNERS L P 2.02,9.01 11/10/08 MARRIOTT INTERNATIONAL INC /MD/ DE 5.02,5.03,9.01 11/06/08 MAUI GENERAL STORE INC NY 1.01,2.01,3.02,5.02,5.06,9.01 11/12/08 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 11/07/08 MB FINANCIAL INC /MD MD 7.01 11/12/08 MCINTOSH BANCSHARES INC /GA/ GA 2.02 09/30/08 MEDICAL NUTRITION USA INC NJ 8.01,9.01 11/12/08 MEDICINOVA INC DE 2.02 11/10/08 MEDISCIENCE TECHNOLOGY CORP NJ 1.01,5.02 11/05/08 MEDISCIENCE TECHNOLOGY CORP NJ 1.01 11/05/08 AMEND MENTOR GRAPHICS CORP OR 2.02 11/10/08 MERCADOLIBRE INC 2.02,7.01 11/11/08 MERRILL LYNCH & CO INC DE 8.01,9.01 11/10/08 MERRILL LYNCH & CO INC DE 8.01,9.01 11/10/08 MERRILL LYNCH & CO INC DE 8.01,9.01 11/10/08 MERRILL LYNCH & CO INC DE 8.01,9.01 11/10/08 MERRILL LYNCH & CO INC DE 8.01,9.01 11/10/08 MERRILL LYNCH & CO INC DE 8.01,9.01 11/10/08 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 11/03/08 MESA LABORATORIES INC /CO CO 2.02,9.01 11/10/08 MGP INGREDIENTS INC KS 2.02,7.01 11/10/08 MGP INGREDIENTS INC KS 2.02,9.01 11/07/08 MICREL INC CA 5.02 11/10/08 MICROCHIP TECHNOLOGY INC DE 8.01 11/12/08 MID WISCONSIN FINANCIAL SERVICES INC WI 8.01,9.01 11/12/08 MIDWEST BANC HOLDINGS INC DE 2.02,7.01,9.01 11/03/08 AMEND MILLER HERMAN INC MI 7.01,9.01 11/11/08 MIVA, INC. DE 1.01 11/10/08 Moggle, Inc. DE 5.02 11/11/08 Momentive Performance Materials Inc. DE 2.02,9.01 11/12/08 MOMENTUM BIOFUELS, INC. CO 4.01 11/10/08 MONEYFLOW SYSTEMS INTERNATIONAL INC A0 2.01,9.01 11/10/08 Monotype Imaging Holdings Inc. DE 2.02,9.01 11/12/08 MONSTER WORLDWIDE INC DE 3.02,7.01,9.01 11/06/08 MONTPELIER RE HOLDINGS LTD 1.01,9.01 11/10/08 MORGANS FOODS INC OH 5.02 11/06/08 MORRIS PUBLISHING GROUP LLC GA 2.02 06/30/08 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 11/10/08 MRU HOLDINGS INC DE 1.01 11/10/08 MxEnergy Holdings Inc 1.01,9.01 11/07/08 NAPCO SECURITY SYSTEMS INC DE 9.01 08/18/08 AMEND NATIONAL BANKSHARES INC VA 7.01,9.01 11/12/08 National CineMedia, Inc. DE 8.01,9.01 03/21/08 AMEND NATIONAL CITY CORP DE 8.01,9.01 11/12/08 NATIONAL DENTEX CORP /MA/ MA 2.02,9.01 11/07/08 NATIONAL HEALTH INVESTORS INC MD 2.02,9.01 09/30/08 NATURAL HEALTH TRENDS CORP DE 2.02,9.01 11/10/08 Natural Nutrition Inc. NV 1.01,9.01 11/05/08 Navidec Financial Services, Inc. CO 8.01 11/12/08 NAVISITE INC DE 3.01 11/06/08 NAVISTAR INTERNATIONAL CORP DE 2.06 11/05/08 NEENAH ENTERPRISES, INC. 8.01,9.01 11/05/08 NetApp, Inc. CA 2.02,9.01 11/12/08 NETREIT 7.01,8.01,9.01 11/10/08 NEVADA GOLD & CASINOS INC NV 1.01,9.01 11/10/08 NEW FRONTIER ENERGY INC CO 7.01,9.01 11/12/08 NEW HORIZONS WORLDWIDE INC DE 2.02,9.01 11/07/08 NewPage CORP DE 2.02,9.01 11/12/08 Newport Gold, Inc. NV 8.01,9.01 11/12/08 NEWPOWER HOLDINGS INC DE 8.01,9.01 11/10/08 NexCen Brands, Inc. DE 5.02,9.01 11/12/08 NGP Capital Resources CO MD 2.02,9.01 11/11/08 NITCHES INC CA 3.03,5.03,9.01 11/05/08 NOCOPI TECHNOLOGIES INC/MD/ MD 5.02 11/07/08 Noranda Aluminum Holding CORP DE 2.02,9.01 11/12/08 NORTEK INC DE 2.02,9.01 09/27/08 NORTEK INC DE 7.01 11/12/08 NORTHERN TRUST CORP DE 5.02,9.01 11/11/08 NORTHERN TRUST CORP DE 7.01,9.01 11/12/08 NOVADEL PHARMA INC DE 2.02,9.01 11/12/08 Novelis Inc. A6 5.02 11/06/08 NRG ENERGY, INC. DE 8.01,9.01 11/11/08 NTK Holdings, Inc. DE 2.02,9.01 09/27/08 NTK Holdings, Inc. DE 7.01 11/12/08 NTS MORTGAGE INCOME FUND DE 1.02 11/06/08 NUVEEN INVESTMENTS INC DE 2.02 11/12/08 NVR INC VA 5.02,9.01 11/06/08 Oasis Online Technologies Corp MN 1.01,9.01 11/06/08 OCTILLION CORP 1.01,7.01,9.01 11/04/08 OMEGA PROTEIN CORP NV 2.02,9.01 11/10/08 OMNI ENERGY SERVICES CORP LA 7.01,9.01 11/04/08 Omniture, Inc. DE 2.01,9.01 11/05/08 ON SEMICONDUCTOR CORP DE 8.01,9.01 11/12/08 ONCOR ELECTRIC DELIVERY CO LLC DE 5.02 11/05/08 Options Media Group Holdings, Inc. NV 2.01,9.01 09/19/08 AMEND ORBITAL SCIENCES CORP /DE/ DE 1.01,9.01 11/05/08 ORIENTAL FINANCIAL GROUP INC PR 2.06,9.01 11/12/08 ORRSTOWN FINANCIAL SERVICES INC PA 7.01,9.01 11/11/08 OSI PHARMACEUTICALS INC DE 8.01,9.01 11/06/08 Otter Tail Ag Enterprises, LLC MN 1.02,5.02,9.01 10/28/08 OWENS MORTGAGE INVESTMENT FUND A CALI CA 8.01 11/12/08 OXYGEN BIOTHERAPEUTICS, INC. DE 2.02,8.01,9.01 11/12/08 P&F INDUSTRIES INC DE 2.02,9.01 11/12/08 PACIFIC SUNWEAR OF CALIFORNIA INC CA 2.06 11/06/08 Pantheon China Acquisition Corp. DE 8.01,9.01 11/11/08 PAPA JOHNS INTERNATIONAL INC DE 8.01,9.01 11/04/08 Paragon Semitech USA, Inc. DE 5.03,9.01 11/12/08 PDL BIOPHARMA, INC. DE 2.02,9.01 11/06/08 PENN TREATY AMERICAN CORP PA 1.01,2.01,9.01 11/05/08 PEPLIN INC DE 5.02,9.01 11/06/08 PERCEPTRON INC/MI MI 2.02,9.01 11/10/08 PETROLEUM DEVELOPMENT CORP NV 2.02 11/06/08 PetroNational Corp. NV 5.02 11/12/08 PHARMACOPEIA INC DE 8.01,9.01 11/11/08 PHC INC /MA/ MA 9.01 11/11/08 PHI INC LA 2.02,9.01 11/10/08 PHOENIX FOOTWEAR GROUP INC DE 2.02,7.01,9.01 11/11/08 PHOENIX TECHNOLOGIES LTD DE 9.01 08/31/08 AMEND PIEDMONT NATURAL GAS CO INC NC 7.01 11/03/08 PINNACLE DATA SYSTEMS INC OH 2.02,9.01 11/11/08 PIONEER NATURAL RESOURCES CO DE 7.01 11/12/08 PIPER JAFFRAY COMPANIES 5.04 11/11/08 PLANTRONICS INC /CA/ DE 8.01,9.01 11/10/08 Platinum Research Organization, Inc. DE 1.01,3.01 11/07/08 Platinum Research Organization, Inc. DE 1.01,3.02 11/09/08 PLIANT CORP DE 2.02,7.01,9.01 11/12/08 PLURISTEM THERAPEUTICS INC NV 1.02 11/12/08 Polaris Acquisition Corp. DE 1.01,3.02,5.01,7.01,9.01 11/10/08 Porter Bancorp, Inc. KY 8.01,9.01 11/12/08 Powergae, Inc. NV 4.01,9.01 11/06/08 PREMIER WEALTH MANAGEMENT, INC. DE 1.01,9.01 11/07/08 PRIME GROUP REALTY TRUST MD 1.01,9.01 11/05/08 PROCTER & GAMBLE CO OH 7.01 11/10/08 PROGRESSIVE CORP/OH/ OH 7.01,9.01 11/11/08 PROXIM WIRELESS CORP DE 2.02,9.01 11/12/08 PRUDENTIAL FINANCIAL INC NJ 8.01,9.01 11/12/08 pSivida Corp. DE 2.01,9.01 11/11/08 Pure Play Music, Ltd. 1.01 11/11/08 PureRay CORP WA 3.01,8.01,9.01 11/12/08 PVF CAPITAL CORP OH 5.02,9.01 11/06/08 QEP CO INC DE 1.01,2.03 11/05/08 QLOGIC CORP DE 5.03,8.01,9.01 11/06/08 Qnective, Inc. 1.01,1.02,2.01,3.02,5.01,9.01 10/01/08 QUADRAMED CORP DE 2.02,9.01 11/06/08 QUALSTAR CORP CA 2.02,9.01 11/11/08 QUANTUM GROUP INC /FL 8.01,9.01 11/06/08 QUANTUM GROUP INC /FL 8.01,9.01 11/12/08 RADIOSHACK CORP DE 5.02 11/12/08 RadNet, Inc. DE 8.01,9.01 11/10/08 RAINMAKER SYSTEMS INC CA 7.01,9.01 11/11/08 RAIT Financial Trust MD 7.01,9.01 11/05/08 RALCORP HOLDINGS INC /MO MO 2.02,9.01 11/12/08 RAPTOR PHARMACEUTICALS CORP. 8.01,9.01 11/11/08 RBC LIFE SCIENCES, INC. DE 2.02,9.01 11/10/08 RCM TECHNOLOGIES INC NV 2.02 09/27/08 Ready Mix, Inc. NV 2.02,9.01 11/12/08 RED ROCK PICTURES HOLDINGS, INC 8.01,9.01 10/27/08 REGENCY CENTERS CORP FL 2.02,9.01 11/11/08 AMEND REGIONS FINANCIAL CORP DE 7.01,9.01 11/11/08 REPROS THERAPEUTICS INC. DE 8.01,9.01 11/10/08 REPUBLIC BANCORP INC /KY/ KY 2.06 11/12/08 REPUBLIC FIRST BANCORP INC PA 1.01,9.01 11/07/08 REUNION INDUSTRIES INC DE 8.01 11/11/08 RINO International CORP NV 8.01,9.01 11/11/08 Rockville Financial Inc. 8.01 11/12/08 ROYAL EQUINE ALLIANCE CORP 4.01,9.01 11/06/08 ROYAL INVEST INTERNATIONAL CORP. DE 5.02,9.01 11/12/08 Rubicon Technology, Inc. DE 7.01,9.01 11/12/08 RxElite, Inc. 5.02 11/06/08 Saint James CO NC 4.01,9.01 11/05/08 SANDERS MORRIS HARRIS GROUP INC TX 2.02,7.01,9.01 11/10/08 SANDISK CORP DE 5.02,9.01 11/10/08 SANTANDER BANCORP 8.01,9.01 11/11/08 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 11/05/08 SBARRO INC NY 2.02,9.01 11/10/08 SCHAWK INC DE 2.02,9.01 11/10/08 SCHULMAN A INC DE 1.01,5.02,9.01 11/07/08 SCOTTS MIRACLE-GRO CO OH 5.02,9.01 11/05/08 SEAFARER EXPLORATION CORP NJ 7.01,9.01 11/06/08 SEAGATE TECHNOLOGY E9 5.02 11/10/08 SEITEL INC DE 2.02,9.01 11/10/08 SEMITOOL INC MT 2.02,9.01 11/11/08 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 11/12/08 SGS International, Inc. DE 2.02,9.01 11/12/08 Shire plc 1.01,8.01,9.01 11/07/08 Shire plc 8.01,9.01 11/12/08 Show Me Ethanol, LLC MO 2.04,8.01 11/12/08 SIMMONS CO DE 8.01,9.01 11/11/08 SKINS INC. NV 1.01,7.01,9.01 11/11/08 SM&A DE 2.02,9.01 11/06/08 SMITHTOWN BANCORP INC NY 8.01,9.01 11/10/08 SOCKET MOBILE, INC. DE 8.01,9.01 11/07/08 SOMERSET HILLS BANCORP NJ 5.02 11/05/08 SONIC SOLUTIONS/CA/ CA 2.02,9.01 11/05/08 SOTHEBYS DE 2.02,9.01 11/07/08 SOUTHERN STAR ENERGY INC. NV 7.01,9.01 11/12/08 SOUTHWALL TECHNOLOGIES INC /DE/ DE 2.02,9.01 11/12/08 Sovereign Exploration Associates Inte UT 4.02 11/12/08 AMEND SPARTON CORP OH 2.02,9.01 11/07/08 Spectra Energy Partners, LP DE 8.01 10/29/08 Spectrum Brands, Inc. WI 2.02,2.05,9.01 11/05/08 Spectrum Brands, Inc. WI 5.02 11/05/08 SPEEDEMISSIONS INC FL 2.02,9.01 11/11/08 Spheris Inc. DE 2.02,9.01 11/12/08 SPRINT NEXTEL CORP KS 5.02 10/22/08 AMEND ST. BERNARD SOFTWARE, INC. CA 2.02,9.01 11/11/08 STANDARD PARKING CORP DE 8.01 11/11/08 STARBUCKS CORP WA 5.02,9.01 11/05/08 STEAK & SHAKE CO IN 2.02,5.02,7.01,9.01 11/10/08 STEC, INC. CA 2.02,9.01 11/10/08 STEINER LEISURE LTD C5 9.01 11/06/08 STEMCELLS INC DE 8.01,9.01 11/12/08 STERLING CHEMICALS INC DE 2.02,7.01,9.01 11/11/08 STERLING CONSTRUCTION CO INC DE 2.02,9.01 11/11/08 Sterling Mining CO ID 4.01 11/05/08 STONE CONSULTING SERVICES INC DE 1.01,5.03,9.01 11/06/08 STONERIDGE INC OH 2.02,9.01 11/07/08 STRATEGIC GAMING INVESTMENTS, INC. DE 1.01,5.02,9.01 11/12/08 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 11/06/08 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 10/29/08 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 11/01/08 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 11/01/08 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 11/01/08 STRYKER CORP MI 5.02 11/10/08 Sucampo Pharmaceuticals, Inc. 2.02,9.01 11/12/08 SUNESIS PHARMACEUTICALS INC 1.02 11/07/08 SUNOCO INC PA 5.02,9.01 11/06/08 SunOpta Inc. 2.02,9.01 11/11/08 SunOpta Inc. 5.02,9.01 11/12/08 SUPERCONDUCTOR TECHNOLOGIES INC DE 2.02 11/12/08 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 11/07/08 SUPREME INDUSTRIES INC DE 7.01,9.01 11/10/08 Surfect Holdings, Inc NV 5.02 11/06/08 Surge Global Energy, Inc. 7.01,9.01 11/07/08 Sutura, Inc. 1.01,8.01 11/03/08 Symmetry Medical Inc. DE 2.02,9.01 11/12/08 SYNTHESIS ENERGY SYSTEMS INC DE 2.02,5.02,9.01 11/06/08 SYNTHETECH INC OR 9.01 11/10/08 SYSCO CORP DE 5.02 11/11/08 Targa Resources Partners LP DE 2.02,9.01 11/11/08 Targa Resources, Inc. DE 2.02,9.01 11/11/08 Targanta Therapeutics Corp. DE 2.02,9.01 11/12/08 TARGETED GENETICS CORP /WA/ WA 5.02,9.01 11/06/08 TARRAGON CORP NV 2.02,7.01,9.01 11/11/08 TAYLOR CAPITAL GROUP INC DE 5.02,9.01 11/10/08 Team Finance LLC DE 2.02,7.01,9.01 11/10/08 TECUMSEH PRODUCTS CO MI 2.02,9.01 11/05/08 Telanetix,Inc DE 2.02,9.01 11/12/08 TELULAR CORP DE 2.02,9.01 11/06/08 TENET HEALTHCARE CORP NV 5.03,9.01 11/05/08 TETRA TECHNOLOGIES INC DE 8.01,9.01 11/10/08 TETRA TECHNOLOGIES INC DE 1.01,9.01 11/06/08 THORNBURG MORTGAGE INC MD 2.02,9.01 11/10/08 TIANYIN PHARMACEUTICAL CO., INC. 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DE 1.01,9.01 11/06/08 ZOLL MEDICAL CORP MA 5.03,9.01 11/11/08