RECENT 8K FILINGS November 7, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3D SYSTEMS CORP DE 2.02,7.01,9.01 09/30/08 99 CENTS ONLY STORES CA 2.02,9.01 11/06/08 ABERCROMBIE & FITCH CO /DE/ DE 7.01,9.01 11/06/08 AbitibiBowater Inc. DE 2.02,9.01 11/06/08 ACCESS INTEGRATED TECHNOLOGIES INC DE 2.02,9.01 11/06/08 ACCURAY INC CA 2.02,9.01 11/06/08 ACCURIDE CORP DE 2.02,7.01,9.01 11/06/08 ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 11/06/08 ACME PACKET INC DE 2.02,9.01 11/06/08 ADA-ES INC CO 2.02,9.01 11/06/08 ADAM INC GA 2.02,9.01 11/06/08 Advance America, Cash Advance Centers DE 8.01,9.01 11/04/08 Advance Nanotech, Inc. DE 7.01,9.01 11/06/08 Advanced Life Sciences Holdings, Inc. 2.02,3.01,9.01 11/06/08 ADVENT SOFTWARE INC /DE/ DE 2.01,8.01,9.01 10/01/08 AMEND ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 11/06/08 ADVOCAT INC DE 2.02,9.01 11/06/08 AeroGrow International, Inc. NV 2.02,7.01,9.01 11/06/08 AEROPOSTALE INC 7.01,9.01 11/06/08 AIR METHODS CORP DE 2.02,9.01 11/06/08 Air Transport Group Holdings, Inc. NV 5.02,5.03,9.01 07/28/08 Akeena Solar, Inc. DE 2.02,9.01 11/06/08 ALAMO GROUP INC DE 2.02,9.01 11/05/08 ALDILA INC DE 2.02,7.01,9.01 11/06/08 Alexza Pharmaceuticals Inc. DE 2.02,9.01 11/06/08 ALKERMES INC PA 2.02,9.01 11/06/08 Allegiant Travel CO NV 1.01 10/31/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/06/08 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 09/30/08 ALLION HEALTHCARE INC DE 2.02,9.01 11/06/08 Alon USA Energy, Inc. DE 2.02,9.01 11/05/08 ALPHA PRO TECH LTD DE 2.02,9.01 11/06/08 Alsius Corp DE 2.02,9.01 11/06/08 ALTAIR NANOTECHNOLOGIES INC A6 2.02,9.01 11/06/08 AMBASE CORP DE 5.02 11/05/08 AMCOMP INC /FL DE 2.01,3.01,3.03,5.01,5.02,5.03 10/31/08 AMDL INC DE 5.01,9.01 11/05/08 AMERICA WEST RESOURCES, INC. NV 1.01,9.01 11/04/08 AMERICAN APPAREL, INC DE 7.01,9.01 11/06/08 AMERICAN COMMERCIAL LINES INC. DE 2.02,7.01,9.01 11/05/08 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01 11/05/08 American Exploration Corp NV 1.01,9.01 11/03/08 AMERICAN EXPRESS RECEIVABLES FINANCIN DE 8.01,9.01 10/24/08 AMERICAN MEDIA OPERATIONS INC DE 9.01 11/05/08 American Railcar Industries, Inc./DE DE 2.02,9.01 11/05/08 American Reprographics CO DE 2.02,9.01 11/06/08 AMERICAN SCIENCE & ENGINEERING INC MA 5.02 11/03/08 AMERICAN STATES WATER CO CA 2.02,9.01 11/06/08 AMERICAN TONERSERV CORP. DE 1.01,2.01,3.02,9.01 11/06/08 AMERICAN VANGUARD CORP DE 2.02,9.01 11/06/08 AMERISAFE INC TX 2.02,7.01,9.01 11/06/08 AMPAL-AMERICAN ISRAEL CORP NY 5.02 11/06/08 ANGIOTECH PHARMACEUTICALS INC 2.02,9.01 11/06/08 ANHEUSER-BUSCH COMPANIES, INC. DE 2.02,9.01 11/06/08 Answers CORP 2.02,7.01,9.01 11/06/08 ANSYS INC DE 2.02,9.01 11/06/08 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 11/06/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 7.01,9.01 11/06/08 APEX SILVER MINES LTD 1.01,2.03,9.01 10/31/08 Approach Resources Inc DE 2.02,9.01 11/05/08 ARBINET THEXCHANGE INC DE 2.02,8.01,9.01 11/06/08 ARC WIRELESS SOLUTIONS INC UT 8.01 11/06/08 ARCADIA RESOURCES, INC NV 2.02,9.01 11/06/08 ARES CAPITAL CORP MD 2.02,7.01,9.01 11/06/08 ARIAD PHARMACEUTICALS INC DE 2.02,7.01,8.01,9.01 11/06/08 ASHFORD HOSPITALITY TRUST INC MD 5.02,9.01 11/04/08 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 11/05/08 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 11/06/08 ASIA TIME CORP 5.02,9.01 11/04/08 ASIANADA, INC. DE 4.01,9.01 11/06/08 Aspen Racing Stables. Inc. NV 7.01,9.01 11/06/08 ASSOCIATED BANC-CORP WI 8.01 11/06/08 ASSURANT INC 8.01,9.01 11/06/08 ASSURED GUARANTY LTD 2.02,9.01 11/06/08 ATHENAHEALTH INC DE 2.02,9.01 11/06/08 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 11/05/08 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 11/06/08 ATS CORP DE 2.02,2.06,9.01 11/03/08 AUDIOVOX CORP DE 8.01 11/03/08 AUTONATION INC /FL DE 2.02,9.01 11/06/08 AVALONBAY COMMUNITIES INC MD 2.02,9.01 11/05/08 AVANEX CORP DE 2.02,9.01 11/06/08 AVIS BUDGET GROUP, INC. DE 2.02,9.01 11/06/08 AXESSTEL INC NV 2.02,9.01 11/06/08 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 11/06/08 BARR PHARMACEUTICALS INC DE 2.02,9.01 11/06/08 BEESTON ENTERPRISES LTD NV 8.01 10/03/08 BGC Partners, Inc. DE 2.02,9.01 11/05/08 BIG LOTS INC OH 2.02,9.01 11/06/08 BIO RAD LABORATORIES INC DE 2.02,9.01 09/30/08 BIO SOLUTIONS MANUFACTURING, INC. NY 5.03,8.01,9.01 10/31/08 BIOFORM MEDICAL INC DE 2.02,2.05,5.02 11/06/08 BJS WHOLESALE CLUB INC DE 2.02,9.01 11/06/08 BLACK HILLS CORP /SD/ SD 2.02,9.01 11/05/08 BlackRock Kelso Capital CORP DE 2.02,7.01,8.01,9.01 11/04/08 Blackstone Group L.P. DE 2.02,9.01 11/06/08 Blackwater Midstream Corp. NV 7.01 11/05/08 BLOCKBUSTER INC DE 2.02,9.01 11/06/08 BofI Holding, Inc. DE 2.02,9.01 11/06/08 BOISE CASCADE HOLDINGS, L.L.C. DE 2.02,9.01 11/06/08 BOOTS & COOTS INTERNATIONAL WELL CONT DE 2.02,9.01 11/06/08 BORLAND SOFTWARE CORP DE 2.02,9.01 11/06/08 BRANDYWINE REALTY TRUST MD 2.02,9.01 11/05/08 BreitBurn Energy Partners L.P. DE 2.02,9.01 11/06/08 BRIDGE BANCORP INC NY 7.01 11/03/08 BRIGHAM EXPLORATION CO DE 2.02,9.01 11/05/08 Bristow Group Inc DE 2.02,9.01 11/06/08 BROADCAST INTERNATIONAL INC UT 3.02 10/30/08 BROADPOINT SECURITIES GROUP, INC. NY 1.01,9.01 10/31/08 BROADPOINT SECURITIES GROUP, INC. NY 2.02,9.01 11/06/08 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,9.01 11/06/08 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 11/06/08 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 11/06/08 BSML INC UT 5.02 11/06/08 BSQUARE CORP /WA WA 2.02,9.01 11/06/08 BUILDING MATERIALS HOLDING CORP DE 2.02,9.01 11/06/08 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 11/06/08 CADENCE PHARMACEUTICALS INC 2.02,9.01 11/06/08 CADISCOR RESOURCES INC. 1.01 11/05/08 CALIFORNIA PIZZA KITCHEN INC DE 2.02,9.01 11/06/08 CAMBRIDGE HEART INC DE 2.02,9.01 11/06/08 CAMCO FINANCIAL CORP DE 7.01,9.01 11/06/08 CAPELLA EDUCATION CO 2.02,9.01 11/06/08 CapitalSouth Bancorp DE 1.01 11/04/08 CapLease, Inc. 2.02,9.01 11/06/08 Capmark Financial Group Inc. NV 2.02,9.01 11/05/08 CARAUSTAR INDUSTRIES INC NC 1.01,2.02,7.01,9.01 10/31/08 CARDTRONICS INC DE 2.02 11/06/08 CAREER EDUCATION CORP DE 8.01,9.01 11/06/08 CAREY W P & CO LLC DE 2.02,9.01 11/06/08 Caribou Coffee Company, Inc. MN 2.02,9.01 11/06/08 CARRIZO OIL & GAS INC TX 2.02,9.01 11/06/08 CAS MEDICAL SYSTEMS INC DE 2.02 11/06/08 CastlePoint Holdings, Ltd. D0 2.02,9.01 11/06/08 CATAPULT COMMUNICATIONS CORP CA 2.02,9.01 11/06/08 CBL & ASSOCIATES PROPERTIES INC DE 5.02 11/03/08 CECO ENVIRONMENTAL CORP DE 2.02,9.01 11/06/08 CEDAR FAIR L P DE 2.02,9.01 11/06/08 CEDAR SHOPPING CENTERS INC MD 8.01,9.01 10/31/08 CELL GENESYS INC DE 2.02,9.01 11/06/08 Celldex Therapeutics, Inc. DE 2.02,9.01 11/05/08 AMEND CENVEO, INC CO 2.02,9.01 11/05/08 CERADYNE INC DE 7.01,9.01 11/05/08 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 11/05/08 CHARTER COMMUNICATIONS INC /MO/ DE 9.01 09/30/08 CHEROKEE INTERNATIONAL CORP DE 2.04 11/01/08 CHESAPEAKE UTILITIES CORP DE 1.01,9.01 10/31/08 CHILDRENS PLACE RETAIL STORES INC 7.01,9.01 11/06/08 CHIMERA INVESTMENT CORP DE 2.02,9.01 11/06/08 China Bio-Immunity CORP NV 5.03,9.01 10/26/08 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 1.01,8.01,9.01 11/02/08 China New Energy Group CO 5.02 10/28/08 CHINA ORGANIC AGRICULTURE, INC. 2.01,9.01 10/31/08 China Premium Lifestyle Enterprise, I NV 5.02,9.01 11/06/07 CHINA RECYCLING ENERGY CORP 2.02,9.01 11/06/08 China Solar & Clean Energy Solutions, NV 4.02 10/27/08 China Tel Group Inc NV 1.01,9.01 11/03/08 China Tractor Holdings, Inc. DE 5.03 11/03/08 China Wind Energy Inc. NV 4.01,9.01 08/21/08 AMEND CHINDEX INTERNATIONAL INC DE 7.01,9.01 11/03/08 CIT GROUP INC DE 2.01,8.01,9.01 11/05/08 CITADEL BROADCASTING CORP DE 2.02,9.01 11/06/08 Clark Holdings Inc. DE 2.02,9.01 11/04/08 COGENT COMMUNICATIONS GROUP INC 2.02,9.01 11/06/08 COLORADO INTERSTATE GAS CO DE 2.02,9.01 11/06/08 COLUMBIA LABORATORIES INC DE 2.02,9.01 11/06/08 CombiMatrix Corp DE 2.02,9.01 11/06/08 COMMONWEALTH BANKSHARES INC VA 8.01 11/06/08 COMMONWEALTH BIOTECHNOLOGIES INC VA 4.01,9.01 10/30/08 Conmed Healthcare Management, Inc. DE 8.01,9.01 11/04/08 CONNS INC DE 2.02,9.01 11/06/08 CONSECO INC DE 2.02,9.01 09/30/08 Consolidated Communications Holdings, DE 2.02,9.01 11/06/08 Constant Contact, Inc. DE 2.02,9.01 11/06/08 CONSTELLATION ENERGY GROUP INC MD 2.02,9.01 11/05/08 CONSTELLATION ENERGY GROUP INC MD 8.01,9.01 11/06/08 CONTINENTAL RESOURCES INC OK 2.02,7.01,9.01 11/06/08 Copano Energy, L.L.C. DE 2.02,9.01 11/05/08 CORNELL COMPANIES INC DE 2.02,9.01 11/06/08 CORRECTIONS CORP OF AMERICA MD 2.02,9.01 11/06/08 COSI INC DE 2.02,9.01 11/06/08 COTT CORP /CN/ 2.02,3.01,9.01 11/05/08 COURIER CORP MA 2.02,8.01,9.01 11/06/08 COVER ALL TECHNOLOGIES INC DE 2.02,9.01 11/06/08 CPEX Pharmaceuticals, Inc. DE 2.02,9.01 11/06/08 CRAWFORD & CO GA 7.01,9.01 11/06/08 CrowdGather, Inc. NV 1.01,2.03,3.02,9.01 10/31/08 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 11/06/08 Crusader Energy Group Inc. NV 2.02,9.01 11/06/08 CULP INC NC 1.01,9.01 11/03/08 CUMULUS MEDIA INC DE 2.02,9.01 11/06/08 CV THERAPEUTICS INC DE 2.02,9.01 11/06/08 CVR ENERGY INC DE 2.02,9.01 11/06/08 CVR ENERGY INC DE 1.01,1.02,9.01 10/31/08 Cyclacel Pharmaceuticals, Inc. DE 2.02,9.01 11/06/08 D&E COMMUNICATIONS INC PA 2.02,9.01 09/30/08 DAKTRONICS INC /SD/ SD 2.02,9.01 11/06/08 DANA HOLDING CORP DE 2.02,7.01,9.01 11/06/08 DARLING INTERNATIONAL INC DE 2.02,9.01 11/03/08 DEL MONTE FOODS CO DE 1.01,9.01 11/04/08 Delek US Holdings, Inc. 2.02,9.01 11/06/08 DELTA PETROLEUM CORP/CO CO 2.02,9.01 11/06/08 DELTEK, INC DE 2.02,9.01 11/06/08 DEVELOCAP INC 4.01,9.01 11/06/08 AMEND DG FastChannel, Inc DE 2.02,9.01 11/06/08 DIALYSIS CORP OF AMERICA FL 1.01,2.03,9.01 11/05/08 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 2.02,9.01 11/06/08 DIGITAL ANGEL CORP DE 2.02,9.01 11/06/08 DILLARDS INC DE 7.01,9.01 11/06/08 DIRECTV GROUP INC DE 2.02 11/06/08 DIRECTV HOLDINGS LLC DE 2.02 11/06/08 DJO Finance LLC DE 2.02,9.01 11/06/08 Dolan Media CO DE 2.02,9.01 11/06/08 Dolby Laboratories, Inc. DE 2.02,9.01 11/06/08 DOLLAR TREE INC VA 2.02,7.01,9.01 11/06/08 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 09/30/08 DOT HILL SYSTEMS CORP DE 2.02,9.01 11/06/08 DPL INC OH 7.01,9.01 11/06/08 DreamWorks Animation SKG, Inc. 5.02,9.01 10/31/08 DRESS BARN INC CT 1.01,9.01 11/05/08 DRI CORP NC 7.01,9.01 11/06/08 DSW Inc. OH 8.01,9.01 11/05/08 Duff & Phelps Corp DE 2.02,9.01 11/06/08 DUPONT FABROS TECHNOLOGY, INC. MD 2.02,7.01,9.01 11/05/08 DYNACQ HEALTHCARE INC DE 1.01 06/01/08 AMEND DYNAVAX TECHNOLOGIES CORP DE 1.01,3.03,9.01 11/05/08 DYNCORP INTERNATIONAL INC. DE 2.02,9.01 11/05/08 DYNEGY INC. DE 2.02,9.01 11/06/08 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,9.01 11/05/08 AMEND ECHELON CORP DE 2.02,9.01 11/06/08 ECOSPHERE TECHNOLOGIES INC FL 1.01,1.02 10/31/08 Eddie Bauer Holdings, Inc. DE 2.02,9.01 11/06/08 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 11/06/08 EINSTEIN NOAH RESTAURANT GROUP INC DE 2.02,9.01 11/06/08 EL PASO CORP/DE DE 2.02,7.01,9.01 11/06/08 El Paso Pipeline Partners, L.P. DE 2.02,9.01 11/06/08 ELECTRONIC ARTS INC. DE 5.02,9.01 11/06/08 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,1.02,5.02,8.01,9.01 11/06/08 ELIZABETH ARDEN INC FL 2.02,8.01,9.01 11/05/08 EMC INSURANCE GROUP INC IA 5.02,8.01,9.01 10/31/08 EMERSON ELECTRIC CO MO 5.03,9.01 11/04/08 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 11/06/08 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 11/06/08 AMEND Employers Holdings, Inc. NV 2.02,9.01 11/06/08 Emrise CORP DE 2.02,9.01 11/06/08 ENCISION INC CO 4.01,9.01 11/01/08 ENDURANCE SPECIALTY HOLDINGS LTD 2.02,9.01 11/06/08 Energy Future Holdings Corp /TX/ TX 2.02,9.01 11/06/08 ENERGY PARTNERS LTD DE 2.02 11/06/08 ENERGY PARTNERS LTD DE 5.02 11/06/08 Energy Recovery, Inc. DE 7.01,9.01 11/06/08 ENGLOBAL CORP NV 2.02,9.01 11/06/08 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 11/06/08 EQUISTAR CHEMICALS LP DE 5.02 10/31/08 EQUITABLE RESOURCES INC /PA/ PA 5.02,9.01 10/31/08 EXACT SCIENCES CORP DE 2.02,9.01 11/06/08 EXCO RESOURCES INC TX 2.02,9.01 11/05/08 EXIDE TECHNOLOGIES DE 2.02,5.02,8.01,9.01 09/30/08 ExlService Holdings, Inc. DE 2.02,9.01 11/06/08 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 11/05/08 EXPRESS SCRIPTS INC DE 7.01,9.01 11/06/08 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 11/06/08 EXPRESSJET HOLDINGS INC DE 2.02,8.01,9.01 09/30/08 EXTERRAN HOLDINGS INC. DE 2.02,9.01 11/06/08 EXTERRAN PARTNERS, L.P. DE 2.02,9.01 11/06/08 EXTREME NETWORKS INC DE 2.02,9.01 11/03/08 EZCORP INC DE 2.02,9.01 11/06/08 FASTENAL CO MN 5.02 10/10/08 FBL FINANCIAL GROUP INC IA 2.02 11/06/08 Federal Home Loan Bank of Atlanta X1 2.03 11/03/08 Federal Home Loan Bank of Boston X1 2.02,9.01 11/06/08 Federal Home Loan Bank of Boston X1 2.03 11/04/08 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/04/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/04/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/03/08 Federal Home Loan Bank of San Francis X1 2.03 11/03/08 FEMALE HEALTH CO WI 2.02,9.01 11/06/08 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 11/06/08 FINLAY FINE JEWELRY CORP DE 2.02,9.01 11/06/08 FIRST BANCORP /PR/ PR 8.01,9.01 11/05/08 FirstEnergy Solutions Corp. OH 1.01 10/31/08 FLEETWOOD ENTERPRISES INC/DE/ DE 8.01,9.01 11/06/08 FLOWERS FOODS INC GA 2.02,9.01 11/06/08 FLUOR CORP DE 1.01,2.02,9.01 10/31/08 FOOT LOCKER INC NY 8.01,9.01 11/05/08 FORCE PROTECTION INC NV 7.01,9.01 09/30/08 FORSTER DRILLING CORP NV 5.02,9.01 10/27/08 FORSTER DRILLING CORP NV 5.02,9.01 10/29/08 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 2.03,9.01 11/04/08 FRIEDMAN INDUSTRIES INC TX 1.01,9.01 10/31/08 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 11/06/08 FRONTIER OIL CORP /NEW/ WY 2.02,9.01 11/06/08 FTI CONSULTING INC MD 2.02,7.01,8.01,9.01 11/05/08 Fuel Systems Solutions, Inc. 2.02,9.01 11/06/08 FULTON FINANCIAL CORP PA 8.01 11/06/08 FUND.COM INC. DE 1.01,2.03,9.01 11/06/08 G REIT Liquidating Trust 1.01,7.01,9.01 10/31/08 GAIAM, INC CO 2.02,9.01 11/06/08 GAP INC DE 2.02,9.01 11/06/08 GCI INC AK 2.02,4.02,9.01 11/05/08 GENAERA CORP DE 8.01,9.01 11/06/08 GENERAL COMMUNICATION INC AK 2.02,4.02,9.01 11/05/08 GENESEE & WYOMING INC DE 8.01 11/05/08 GENESIS ENERGY LP DE 2.02,9.01 11/06/08 GENOPTIX INC 2.02,9.01 11/06/08 GENTA INC DE/ DE 2.02,9.01 11/06/08 GENVEC INC DE 2.02,9.01 11/06/08 GENWORTH FINANCIAL INC DE 2.02,9.01 11/06/08 GEOSPATIAL HOLDINGS, INC. NV 5.02,9.01 11/03/08 Global Cash Access Holdings, Inc. DE 2.02,9.01 11/05/08 Global Clean Energy Holdings, Inc. UT 1.01,2.01,3.02,7.01,9.01 10/29/08 GLOBAL PARTNERS LP 2.02,7.01,9.01 11/06/08 GLOBAL PAYMENTS INC GA 5.02,9.01 11/01/08 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 11/06/08 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 2.02,9.01 11/06/08 GOODRICH PETROLEUM CORP DE 2.02,9.01 11/05/08 GP STRATEGIES CORP DE 2.02,9.01 11/06/08 GRAHAM PACKAGING HOLDINGS CO DE 8.01,9.01 11/06/08 GRAN TIERRA ENERGY, INC. NV 2.02,8.01,9.01 11/06/08 GRAY TELEVISION INC GA 2.02,9.01 11/05/08 GREAT PLAINS ENERGY INC MO 2.02,9.01 09/30/08 Great Wolf Resorts, Inc. DE 2.02,9.01 11/05/08 GREENBRIER COMPANIES INC DE 2.02,9.01 11/06/08 Greenville Federal Financial CORP 2.02,9.01 11/06/08 GRILL CONCEPTS INC DE 1.01 11/05/08 Grubb & Ellis Apartment REIT, Inc. MD 7.01 11/06/08 Grubb & Ellis Healthcare REIT, Inc. MD 7.01 11/06/08 GT Solar International, Inc. DE 2.02,7.01,9.01 11/06/08 GTC BIOTHERAPEUTICS INC MA 1.01,2.03,3.02,5.01,9.01 10/31/08 GTSI CORP DE 2.02,9.01 11/06/08 GTX INC /DE/ DE 2.02,9.01 11/06/08 Guidance Software, Inc. DE 2.02,7.01,9.01 11/06/08 GULFPORT ENERGY CORP DE 2.02,9.01 11/06/08 GYMBOREE CORP DE 2.02,9.01 11/06/08 H&E Equipment Services, Inc. DE 2.02,8.01,9.01 11/06/08 H&R BLOCK INC MO 2.01,9.01 11/01/08 HABERSHAM BANCORP GA 2.02,9.01 09/30/08 HALOZYME THERAPEUTICS INC DE 2.02,9.01 11/06/08 HANSEN NATURAL CORP DE 2.02,9.01 09/30/08 HARTCOURT COMPANIES INC UT 2.01,3.02,7.01,9.01 10/31/08 HAWK CORP DE 7.01,9.01 11/06/08 HCA INC/TN DE 2.02,7.01,8.01,9.01 11/05/08 Heelys, Inc. DE 8.01,9.01 11/05/08 Heelys, Inc. DE 2.02,9.01 11/06/08 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 11/06/08 HERSHA HOSPITALITY TRUST MD 2.02,9.01 11/06/08 HERTZ CORP DE 2.02,7.01,9.01 11/05/08 HERTZ GLOBAL HOLDINGS INC 2.02,7.01,9.01 11/05/08 HEXION SPECIALTY CHEMICALS, INC. NJ 8.01,9.01 11/05/08 hhgregg, Inc. DE 2.02,9.01 11/06/08 HIGHBURY FINANCIAL INC DE 2.02,7.01,9.01 11/05/08 Highland Distressed Opportunities, In 2.02,9.01 11/06/08 HILB ROGAL & HOBBS CO VA 5.04 10/13/08 Hill International, Inc. DE 1.01,9.01 10/31/08 HINES REAL ESTATE INVESTMENT TRUST IN 8.01 11/06/08 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 2.02,9.01 11/06/08 HOME DIAGNOSTICS INC DE 5.02,9.01 11/04/08 HOME PROPERTIES INC MD 7.01,9.01 11/05/08 HOME PROPERTIES INC MD 7.01,9.01 11/05/08 AMEND Hong Kong Highpower Technology, Inc. DE 2.02,7.01,9.01 11/06/08 HORNBECK OFFSHORE SERVICES INC /LA DE 2.02,9.01 11/06/08 HouseValues, Inc. WA 8.01,9.01 11/06/08 HSN, Inc. DE 2.02,2.03,7.01 11/06/08 HUB GROUP INC DE 8.01 11/05/08 Hughes Communications, Inc. DE 2.02,9.01 11/06/08 Hughes Network Systems, LLC DE 2.02,9.01 11/06/08 HUMAN GENOME SCIENCES INC DE 2.02,9.01 11/06/08 Huntsman CORP DE 2.02,9.01 11/06/08 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 09/28/08 HUTCHINSON TECHNOLOGY INC MN 1.01 11/05/08 Hyde Park Acquisition CORP DE 1.01,2.01,2.03,3.03,5.02,5.03, 10/31/08 5.06,9.01 HYTHIAM INC DE 9.01 11/06/08 I2 TECHNOLOGIES INC DE 8.01,9.01 11/06/08 ICAGEN INC DE 2.02,9.01 11/06/08 ICAHN ENTERPRISES L.P. DE 2.02,9.01 11/05/08 ICT GROUP INC PA 2.02,9.01 11/06/08 IDT CORP DE 5.02,9.01 10/31/08 AMEND IMAX CORP A6 2.02,9.01 11/06/08 IMERGENT INC DE 5.02,9.01 11/05/08 IMMUCELL CORP /DE/ DE 2.02,9.01 11/04/08 Imperali, Inc. FL 1.01,1.02,5.01,5.02,7.01,8.01, 03/21/08 AMEND 9.01 IMPLANT SCIENCES CORP MA 1.01,3.02,7.01,9.01 11/06/08 INCYTE CORP DE 2.02,9.01 11/06/08 INDUSTRIAL SERVICES OF AMERICA INC /F FL 8.01,9.01 11/06/08 INNODATA ISOGEN INC DE 2.02,9.01 11/06/08 INNOVATIVE FOOD HOLDINGS INC FL 8.01,9.01 11/04/08 INSIGHT ENTERPRISES INC DE 2.02,9.01 11/06/08 INSITE VISION INC DE 2.02,9.01 11/06/08 INSULET CORP DE 2.02,9.01 11/06/08 INTEGRYS ENERGY GROUP, INC. WI 2.02,9.01 11/05/08 InterMetro Communications, Inc. 4.01,9.01 11/03/08 INTERMUNE INC DE 2.02,9.01 11/06/08 INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 11/06/08 INTERNATIONAL RECTIFIER CORP /DE/ DE 2.02,9.01 11/06/08 INTRAOP MEDICAL CORP 5.02 11/06/08 INVENTIV HEALTH INC DE 2.02,7.01,9.01 09/30/08 INVESTMENT TECHNOLOGY GROUP INC DE 5.05,9.01 11/06/08 INVESTORS TITLE CO NC 2.02,9.01 09/30/08 INX Inc DE 2.02,7.01,9.01 11/06/08 IPARTY CORP DE 2.01,7.01,9.01 11/06/08 IPG PHOTONICS CORP DE 2.02,9.01 11/06/08 ISLE OF CAPRI CASINOS INC DE 5.02,9.01 11/06/08 ISONICS CORP CA 1.01,1.02,5.02,9.01 10/31/08 ITC Holdings Corp. MI 2.02,9.01 11/05/08 J&J SNACK FOODS CORP NJ 2.02,9.01 11/05/08 James River Coal CO VA 2.02,7.01,9.01 11/06/08 JDA SOFTWARE GROUP INC DE 8.01,9.01 11/04/08 Jeantex Group, Inc. FL 4.01 11/05/08 JMAR TECHNOLOGIES INC DE 4.01,9.01 11/06/08 AMEND JO-ANN STORES INC OH 2.02,9.01 11/06/08 JONES SODA CO WA 2.02,9.01 11/06/08 KANSAS CITY LIFE INSURANCE CO MO 2.02 09/30/08 KEY ENERGY SERVICES INC MD 2.02,9.01 11/05/08 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 2.02,7.01,9.01 11/06/08 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 11/05/08 KINDER MORGAN MANAGEMENT LLC DE 7.01 11/05/08 KING PHARMACEUTICALS INC TN 2.02,9.01 11/06/08 KINGS ROAD ENTERTAINMENT INC DE 5.03,9.01 11/03/08 KNOT INC DE 2.02,9.01 11/06/08 Kodiak Oil & Gas Corp 2.02,7.01,9.01 11/05/08 KOHLS CORPORATION WI 2.02,9.01 11/06/08 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 2.02,9.01 11/06/08 LAKES ENTERTAINMENT INC MN 2.02,9.01 11/06/08 LAKES ENTERTAINMENT INC MN 8.01,9.01 10/31/08 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 11/06/08 LAS VEGAS SANDS CORP NV 8.01,9.01 11/06/08 LAWSON PRODUCTS INC/NEW/DE/ DE 2.02,9.01 11/05/08 LEGACY RESERVES LP DE 2.02 11/05/08 LENOX GROUP INC DE 2.05 10/31/08 LEUCADIA NATIONAL CORP NY 8.01,9.01 11/06/08 LEXINGTON REALTY TRUST MD 1.01,8.01,9.01 10/22/08 LIFETIME BRANDS, INC DE 2.02,9.01 11/06/08 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 11/06/08 LIHUA INTERNATIONAL INC. DE 1.01,2.01,3.02,5.01,5.02,5.06, 10/31/08 8.01,9.01 Limelight Networks, Inc. DE 5.02,9.01 11/06/08 Limelight Networks, Inc. DE 2.02,9.01 11/06/08 LINEAR TECHNOLOGY CORP /CA/ DE 5.02,9.01 11/04/08 LINN ENERGY, LLC DE 2.02,9.01 09/30/08 LINN ENERGY, LLC DE 9.01 09/30/08 LITHIA MOTORS INC OR 7.01,9.01 11/05/08 Live Nation, Inc. DE 2.02,9.01 11/06/08 LMI AEROSPACE INC MO 2.02,9.01 11/06/08 LOCAL.COM DE 2.02,9.01 11/06/08 LOUD TECHNOLOGIES INC WA 8.01,9.01 11/06/08 LOUD TECHNOLOGIES INC WA 8.01 11/06/08 LOUD TECHNOLOGIES INC WA 2.05,9.01 11/05/08 LOUD TECHNOLOGIES INC WA 1.01,2.03 11/06/08 Lumber Liquidators, Inc. DE 2.02,9.01 11/06/08 LUMINEX CORP DE 2.02,9.01 11/06/08 LYONDELL CHEMICAL CO DE 5.02 10/31/08 M&F BANCORP INC /NC/ NC 2.02,9.01 11/06/08 MACK CALI REALTY CORP MD 8.01,9.01 11/06/08 Macquarie Infrastructure CO LLC DE 2.02,9.01 11/06/08 Macrovision Solutions CORP DE 9.01 09/30/08 Macy's, Inc. DE 2.02,9.01 11/06/08 MAGNA ENTERTAINMENT CORP DE 2.02,7.01,8.01,9.01 09/30/08 MAKO Surgical Corp. DE 2.02,9.01 11/06/08 MANNATECH INC TX 2.02,9.01 11/06/08 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 11/06/08 MASTEC INC FL 2.02,7.01,9.01 11/05/08 Mastech Holdings, Inc. PA 2.02,9.01 11/06/08 MBIA INC CT 5.02 11/06/08 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 11/05/08 MCGRATH RENTCORP CA 2.02,9.01 11/06/08 MEADOWBROOK INSURANCE GROUP INC MI 2.02,5.02,7.01,9.01 10/31/08 Measurement Specialties Inc NJ 2.02 11/05/08 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 11/06/08 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 11/06/08 MEDICAL PROPERTIES TRUST INC 2.02,9.01 11/06/08 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.02,9.01 11/06/08 MERIDIAN RESOURCE CORP TX 2.02 11/06/08 MERIDIAN RESOURCE CORP TX 8.01 11/05/08 METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 11/06/08 MGM MIRAGE DE 1.01,2.03,9.01 10/31/08 MGP INGREDIENTS INC KS 2.05,2.06,7.01,9.01 11/05/08 MGP INGREDIENTS INC KS 7.01 11/06/08 MICROMET, INC. DE 2.02,9.01 11/06/08 MICRONETICS INC DE 8.01,9.01 11/06/08 MICROVISION INC DE 2.02,9.01 11/06/08 MICRUS ENDOVASCULAR CORP 2.02,9.01 11/06/08 MID AMERICA APARTMENT COMMUNITIES INC TN 2.02,9.01 09/30/08 MIDDLESEX WATER CO NJ 2.02,9.01 11/06/08 MIRANT CORP DE 5.03,9.01 11/06/08 MONEYGRAM INTERNATIONAL INC 2.02 11/06/08 MORGAN STANLEY CORNERSTONE FUND II L. NY 1.02 10/31/08 MORGAN STANLEY DIVERSIFIED FUTURES FU DE 1.02 10/31/08 MORGAN STANLEY PRINCIPAL PLUS FUND L. DE 1.02 10/31/08 MRU HOLDINGS INC DE 1.01 11/05/08 MULTIBAND CORP MN 1.01 11/03/08 MVP Network, Inc. NV 2.01,9.01 10/31/08 MWI Veterinary Supply, Inc. DE 2.02,8.01,9.01 11/06/08 NANOPHASE TECHNOLOGIES CORPORATION IL 2.02,9.01 11/06/08 NASDAQ OMX GROUP, INC. DE 2.02,9.01 11/06/08 NASH FINCH CO DE 2.02,9.01 11/06/08 NATCO GROUP INC DE 2.02,7.01,9.01 11/06/08 National CineMedia, Inc. DE 2.02,9.01 11/06/08 National CineMedia, Inc. DE 1.01,9.01 11/05/08 NATIONAL CITY CORP DE 2.02,9.01 11/06/08 NATIONAL HEALTHCARE CORP DE 2.02 11/06/08 NATURAL RESOURCE PARTNERS LP DE 2.02,7.01,9.01 11/06/08 NaturalNano , Inc. NV 1.01,2.03,9.01 10/31/08 Neenah Paper Inc DE 2.02,9.01 11/05/08 Neiman Marcus, Inc. DE 2.02,7.01 11/06/08 NEKTAR THERAPEUTICS DE 2.02,9.01 11/06/08 NeoStem, Inc. DE 1.01,9.01 11/02/08 NeoStem, Inc. DE 1.01,9.01 11/02/08 NET 1 UEPS TECHNOLOGIES INC 2.02,7.01,8.01,9.01 11/06/08 NET 1 UEPS TECHNOLOGIES INC 9.01 08/27/08 AMEND NETWORK ENGINES INC DE 2.02,9.01 11/06/08 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 2.02,9.01 11/06/08 Nevada Gold Holdings, Inc. DE 8.01 11/03/08 New York & Company, Inc. 7.01,9.01 11/06/08 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 11/06/08 NEXMED INC NV 8.01,9.01 11/06/08 NextMart Inc. DE 5.02,9.01 10/31/08 NIC INC CO 2.02,7.01,9.01 11/06/08 NMT MEDICAL INC DE 2.02,9.01 11/06/08 NNN 2002 VALUE FUND LLC 1.01 10/31/08 NOBEL LEARNING COMMUNITIES INC DE 2.02,9.01 11/05/08 NORDSTROM INC WA 7.01 11/06/08 NORTHSTAR REALTY 2.02,9.01 11/06/08 NORTHWEST BIOTHERAPEUTICS INC DE 1.01,2.03,3.02,9.01 11/06/08 NORTHWEST PIPELINE GP 2.02,9.01 11/06/08 NOVA BIOSOURCE FUELS, INC. NV 1.01 10/31/08 NOVEN PHARMACEUTICALS INC DE 2.02 11/06/08 NPC INTERNATIONAL INC KS 1.01,2.05,2.06,7.01,9.01 11/03/08 NSTAR/MA 2.02,9.01 11/06/08 NTELOS HOLDINGS CORP 8.01 11/06/08 NTN BUZZTIME INC DE 2.02,9.01 11/06/08 NUMEREX CORP /PA/ PA 2.02,9.01 11/06/08 NVIDIA CORP DE 2.02,9.01 11/06/08 NYMAGIC INC NY 2.02,9.01 11/04/08 Obagi Medical Products, Inc. DE 2.02,9.01 09/30/08 OCCAM NETWORKS INC/DE DE 2.02,9.01 11/06/08 Oculus Innovative Sciences, Inc. CA 2.02,9.01 11/06/08 OFFICEMAX INC DE 2.02,9.01 11/06/08 OM GROUP INC DE 2.02,9.01 11/06/08 Omrix Biopharmaceuticals, Inc. DE 2.02,9.01 11/06/08 ON2 TECHNOLOGIES, INC. DE 2.02,9.01 11/06/08 ONCOR ELECTRIC DELIVERY CO LLC DE 2.02,9.01 11/06/08 Oncothyreon Inc. DE 2.02,9.01 11/06/08 ONE LIBERTY PROPERTIES INC MD 8.01,9.01 11/06/08 ONEOK INC /NEW/ OK 2.02,9.01 11/05/08 ONEOK Partners LP DE 2.02,9.01 11/05/08 ONYX PHARMACEUTICALS INC DE 1.01,2.02,9.01 11/06/08 OPENWAVE SYSTEMS INC DE 5.02,9.01 11/06/08 OPTIMAL GROUP INC 5.02,7.01 11/05/08 ORAMED PHARMACEUTICALS INC. NV 1.01,9.01 11/02/08 ORBIT INTERNATIONAL CORP DE 2.02 11/06/08 ORBITAL SCIENCES CORP /DE/ DE 3.03 10/31/08 Orexigen Therapeutics, Inc. DE 2.02,9.01 11/06/08 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 11/06/08 ORTHOFIX INTERNATIONAL N V 2.02,9.01 11/06/08 ORTHOLOGIC CORP DE 2.02,9.01 11/06/08 PACER HEALTH CORP FL 1.01,2.01,9.01 10/31/08 PACIFIC CAPITAL BANCORP /CA/ CA 2.02,9.01 11/06/08 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 11/06/08 PACIFIC MERCANTILE BANCORP CA 5.02,7.01,9.01 10/31/08 PACIFICNET INC DE 5.02 10/30/08 PALMETTO BANCSHARES INC SC 2.02,9.01 10/31/08 PAR PHARMACEUTICAL COMPANIES, INC. DE 1.01,2.02,9.01 11/06/08 PARENT CO CO 1.01,9.01 10/31/08 PAREXEL INTERNATIONAL CORP MA 5.02,9.01 10/31/08 PARLUX FRAGRANCES INC DE 2.02,9.01 11/05/08 PDI INC 2.02,9.01 11/06/08 PEGASYSTEMS INC MA 2.02,9.01 11/06/08 PENN VIRGINIA CORP VA 2.02,7.01,9.01 11/05/08 Penn Virginia GP Holdings, L.P. 2.02,7.01,9.01 11/05/08 PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,9.01 11/05/08 PENNSYLVANIA COMMERCE BANCORP INC 5.02 11/06/08 PEPCO HOLDINGS INC DE 8.01,9.01 11/05/08 PERFICIENT INC DE 2.02,9.01 11/06/08 PERINI CORP MA 2.02,9.01 09/30/08 PERRIGO CO MI 2.02,9.01 11/06/08 PETROHAWK ENERGY CORP DE 2.02,9.01 11/06/08 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01,9.01 11/06/08 PG&E CORP CA 2.02,7.01,9.01 11/06/08 PHARMACOPEIA INC DE 2.02,8.01,9.01 11/04/08 Photovoltaic Solar Cells, Inc. NV 1.01 11/05/08 PINNACLE AIRLINES CORP DE 2.02,9.01 11/06/08 PINNACLE ENTERTAINMENT INC DE 2.02,9.01 11/06/08 PIONEER DRILLING CO TX 2.02,9.01 11/06/08 PLAYBOY ENTERPRISES INC DE 2.02,9.01 11/06/08 POINT BLANK SOLUTIONS, INC. DE 2.03,9.01 10/31/08 POLYCOM INC DE 5.05,9.01 11/03/08 POOL CORP DE 7.01,9.01 11/06/08 Porter Bancorp, Inc. KY 7.01,9.01 11/06/08 POWERSECURE INTERNATIONAL, INC. DE 2.02,9.01 11/06/08 Premier Power Renewable Energy, Inc. DE 1.01,9.01 10/31/08 PREMIER WEALTH MANAGEMENT, INC. DE 1.01,2.03,9.01 11/04/08 Prestige Brands Holdings, Inc. 2.02,7.01,9.01 11/06/08 PRIMEDIA INC DE 2.02,7.01,9.01 11/06/08 PRINCETON REVIEW INC DE 2.02,9.01 11/06/08 PROCTER & GAMBLE CO OH 8.01,9.01 11/06/08 PROELITE, INC. NJ 2.04 10/31/08 PROGINET CORP DE 1.01,9.01 10/31/08 PROGRESS ENERGY INC NC 8.01 11/06/08 PROS Holdings, Inc. DE 2.02,9.01 11/06/08 PSB GROUP INC MI 2.02,9.01 11/04/08 QC Holdings, Inc. KS 2.02,8.01,9.01 11/06/08 QUALCOMM INC/DE DE 2.02,9.01 11/06/08 QUALITY DISTRIBUTION INC FL 2.02,9.01 11/06/08 QUALITY SYSTEMS INC CA 2.02,9.01 10/31/08 QUEST SOFTWARE INC CA 8.01,9.01 11/06/08 RAE SYSTEMS INC DE 2.02,9.01 11/05/08 RAPID LINK INC DE 1.01,3.02,9.01 10/31/08 RAPTOR PHARMACEUTICALS CORP. 8.01,9.01 11/04/08 RBC Bearings INC 2.02,9.01 11/06/08 Real Goods Solar, Inc. CO 2.02,9.01 11/06/08 Red Lion Hotels CORP WA 2.02,9.01 11/05/08 REDDY ICE HOLDINGS INC DE 2.02,9.01 11/06/08 REEDS INC DE 1.01,8.01,9.01 11/06/08 REGENT COMMUNICATIONS INC DE 2.02,9.01 11/06/08 Reliance Bancshares, Inc. MO 8.01 11/06/08 AMEND RELM WIRELESS CORP NV 2.02,9.01 11/05/08 REMINGTON ARMS CO INC/ DE 5.02 10/31/08 REPLIGEN CORP DE 2.02,9.01 11/06/08 RESMED INC DE 2.02,9.01 11/06/08 Resource Capital Corp. MD 2.02,9.01 11/05/08 RHI Entertainment, Inc. DE 2.02,9.01 11/06/08 RIVIERA HOLDINGS CORP NV 2.02,9.01 11/06/08 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 11/06/08 Rock-Tenn CO GA 5.03,9.01 10/31/08 Rockwood Holdings, Inc. DE 5.02 11/05/08 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 09/30/08 ROGERS CORP MA 1.01,7.01,9.01 10/31/08 ROSS STORES INC DE 2.02,9.01 11/06/08 ROYAL GOLD INC DE 8.01,9.01 11/05/08 RPM INTERNATIONAL INC/DE/ DE 5.02 10/31/08 RUBIOS RESTAURANTS INC DE 2.02,9.01 11/05/08 S1 CORP /DE/ DE 2.02,8.01,9.01 11/04/08 SABINE ROYALTY TRUST TX 2.02,9.01 11/05/08 SAKS INC TN 8.01,9.01 11/06/08 SALIX PHARMACEUTICALS LTD 8.01,9.01 11/06/08 SANDRIDGE ENERGY INC DE 2.02,9.01 11/06/08 SANDRIDGE ENERGY INC DE 8.01,9.01 11/06/08 Santa Lucia Bancorp CA 8.01,9.01 11/05/08 SANTARUS INC DE 8.01,9.01 11/05/08 SAPIENT CORP DE 2.02,9.01 11/06/08 SATCON TECHNOLOGY CORP DE 2.02,9.01 11/06/08 SAVE THE WORLD AIR INC NV 1.01,9.01 10/31/08 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,9.01 11/06/08 SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 11/06/08 SCIENTIFIC LEARNING CORP DE 2.02 11/06/08 SELECTICA INC DE 2.02,4.02,9.01 11/05/08 SENIOR HOUSING PROPERTIES TRUST MD 2.02,9.01 11/06/08 SENOMYX INC DE 2.02,9.01 11/06/08 SENOMYX INC DE 8.01,9.01 11/06/08 ShengdaTech, Inc. 7.01,9.01 11/06/08 SHUFFLE MASTER INC MN 5.02 11/01/08 Skilled Healthcare Group, Inc. DE 2.02,9.01 11/06/08 SKYWORKS SOLUTIONS INC DE 2.02,9.01 11/06/08 SM&A DE 2.02,9.01 11/06/08 SMART BALANCE, INC. DE 2.02,5.02,9.01 11/06/08 SMUCKER J M CO OH 1.01,2.01,2.03,8.01,9.01 11/06/08 Solar Thin Films, Inc. DE 1.01,2.03,9.01 11/03/08 Somaxon Pharmaceuticals, Inc. DE 2.02,9.01 11/06/08 SONUS NETWORKS INC DE 2.02,9.01 11/06/08 SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 09/30/08 SOUTHERN NATURAL GAS CO DE 2.02,9.01 11/06/08 SOUTHWALL TECHNOLOGIES INC /DE/ DE 1.01,9.01 11/03/08 Sovereign Exploration Associates Inte UT 4.02 11/06/08 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 11/06/08 SPARK NETWORKS INC X0 2.02,9.01 11/06/08 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 11/04/08 STAGE STORES INC NV 5.02 11/03/08 STAGE STORES INC NV 2.06,8.01,9.01 11/06/08 STANDARD PARKING CORP DE 2.02,7.01 11/05/08 STAR SCIENTIFIC INC DE 8.01,9.01 11/05/08 STEINWAY MUSICAL INSTRUMENTS INC DE 2.02,9.01 11/06/08 Stereotaxis, Inc. DE 2.02,7.01,9.01 11/06/08 STEVEN MADDEN, LTD. DE 2.02,9.01 11/06/08 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 11/05/08 STREAMLINE HEALTH SOLUTIONS INC. DE 1.02,5.02,7.01,9.01 10/31/08 Striker Energy Corp 1.01,3.02,9.01 10/30/08 Summer Infant, Inc. DE 2.02,9.01 11/06/08 SUMMIT FINANCIAL SERVICES GROUP INC FL 8.01,9.01 11/06/08 SUNESIS PHARMACEUTICALS INC 2.02,9.01 11/04/08 SUNGARD DATA SYSTEMS INC DE 2.02,9.01 11/06/08 SUNOCO INC PA 2.02,7.01,9.01 11/05/08 SUNTRUST BANKS INC GA 7.01,9.01 11/06/08 SUREWEST COMMUNICATIONS CA 2.02,9.01 11/06/08 Susser Holdings CORP DE 2.02,9.01 11/05/08 SWIFT ENERGY CO 2.02,9.01 11/06/08 SXC Health Solutions Corp. A6 2.02,9.01 11/06/08 SXC Health Solutions Corp. A6 2.02,9.01 11/06/08 AMEND Synutra International, Inc. DE 2.02,9.01 11/06/08 SYSTEMAX INC DE 2.02,9.01 11/05/08 T REIT LIQUIDATING TRUST VA 1.01,7.01,9.01 10/31/08 TAL International Group, Inc. DE 2.02,9.01 11/05/08 TALBOTS INC DE 2.02,2.05,7.01,9.01 11/06/08 TARGACEPT INC 2.02,9.01 11/06/08 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 11/05/08 TBS INTERNATIONAL LTD 2.02,9.01 11/06/08 TECHPRECISION CORP 2.02,8.01,9.01 11/05/08 TechTarget Inc 2.02,9.01 11/06/08 TEKELEC CA 1.01,9.01 10/31/08 TEL INSTRUMENT ELECTRONICS CORP NJ 2.02 11/04/08 TESCO CORP 2.02,9.01 11/04/08 AMEND TETRA TECHNOLOGIES INC DE 1.01,3.03,8.01,9.01 11/06/08 THERMOGENESIS CORP DE 2.02,9.01 11/06/08 TIAA-CREF U.S. Real Estate Fund I, L. DE 8.01 11/06/08 TICC Capital Corp. MD 2.02,9.01 11/06/08 Timberline Resources Corp DE 1.01,2.03,3.02 10/31/08 TODD SHIPYARDS CORP WA 8.01 11/06/08 Tower Group, Inc. DE 2.02,9.01 11/06/08 TOWERSTREAM CORP DE 2.02,9.01 11/05/08 TRAILER BRIDGE INC 2.02,9.01 11/05/08 TRANS WORLD CORP NV 2.02,9.01 11/06/08 TRC COMPANIES INC /DE/ DE 2.02,9.01 11/05/08 TRI-S SECURITY CORP GA 1.01,2.06,4.01,5.02,9.01 11/01/08 TRICO MARINE SERVICES INC DE 2.02,9.01 11/05/08 TRIMERIS INC DE 2.02,9.01 11/06/08 TRM CORP OR 1.01,1.02,2.03 10/31/08 TRUE RELIGION APPAREL INC DE 2.02,9.01 11/06/08 TRUSTMARK CORP MS 8.01,9.01 11/06/08 TUCOWS INC /PA/ PA 1.01,9.01 11/04/08 tw telecom inc. DE 2.02,9.01 11/05/08 Tyco Electronics Ltd. D0 2.02,9.01 11/06/08 U S PHYSICAL THERAPY INC /NV NV 2.02 11/06/08 U-Store-It Trust MD 2.02,9.01 11/06/08 U.S. Shipping Partners L.P. DE 8.01 11/06/08 UBS Managed Futures LLC (Aspect Serie 1.01,1.02,3.02,5.01,5.02,5.03, 11/01/08 9.01 UCN INC DE 2.02,9.01 11/06/08 UFP TECHNOLOGIES INC DE 2.02,9.01 11/03/08 UNITED COMMUNITY BANKS INC GA 8.01 10/31/08 UNITED ONLINE INC DE 2.01,9.01 08/26/08 AMEND UNITED PAN AM FINANCIAL CORP CA 2.02,9.01 11/04/08 UNIVERSAL CORP /VA/ VA 2.02,8.01,9.01 11/05/08 UNIVERSAL ELECTRONICS INC DE 2.02,9.01 11/06/08 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 11/06/08 URS CORP /NEW/ DE 2.02,9.01 11/05/08 US CONCRETE INC DE 2.02,9.01 11/06/08 US ENERGY CORP WY 8.01,9.01 11/06/08 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 11/06/08 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.02,9.01 11/06/08 VALHI INC /DE/ DE 2.02,7.01,9.01 11/05/08 Vaughan Foods, Inc. OK 2.02,9.01 11/06/08 Vector Intersect Security Acquisition DE 8.01,9.01 11/05/08 Venoco, Inc. DE 2.02,9.01 11/06/08 VERASUN ENERGY CORP 1.03,2.04,3.01,5.02,9.01 10/31/08 VERISIGN INC/CA DE 2.02,9.01 11/06/08 Verso Paper Corp. DE 5.02,9.01 11/05/08 VIASAT INC CA 2.02,9.01 11/06/08 VICOR CORP DE 2.02,9.01 11/06/08 VIEW SYSTEMS INC NV 3.02,5.01 10/15/08 VIRGIN MEDIA INC. DE 2.02,9.01 11/06/08 VIVUS INC CA 2.02,9.01 11/04/08 VONAGE HOLDINGS CORP DE 2.02,9.01 11/06/08 Vulcan Materials CO NJ 2.02,9.01 11/05/08 VWR Funding, Inc. DE 7.01,9.01 11/06/08 WALT DISNEY CO/ DE 2.02,9.01 11/06/08 WARNACO GROUP INC /DE/ DE 2.02,9.01 11/06/08 WASHINGTON MUTUAL, INC WA 5.02 10/31/08 WCI COMMUNITIES INC 8.01 11/06/08 WEB.COM GROUP, INC. 2.02,9.01 11/06/08 WELLS FARGO & CO/MN DE 5.02,8.01,9.01 11/03/08 WENDY'S/ARBY'S GROUP, INC. DE 8.01,9.01 11/06/08 WENDY'S/ARBY'S GROUP, INC. DE 2.02,9.01 11/06/08 Western Refining, Inc. DE 2.02,9.01 11/05/08 WESTLAKE CHEMICAL CORP 2.02,9.01 11/06/08 WHOLE FOODS MARKET INC TX 1.01,3.02,3.03,8.01,9.01 11/05/08 WILLIAMS COMPANIES INC DE 2.02,7.01,9.01 11/06/08 Williams Partners L.P. 2.02,9.01 11/06/08 WILLIAMS PIPELINE PARTNERS L.P. DE 2.02,9.01 11/06/08 WILLIS GROUP HOLDINGS LTD D0 5.04 10/13/08 WIRELESS RONIN TECHNOLOGIES INC MN 2.02,9.01 11/06/08 WORLD FUEL SERVICES CORP FL 2.02,7.01,9.01 11/06/08 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,9.01 11/06/08 XATA CORP /MN/ MN 2.02 11/06/08 XSUNX INC CO 4.01,9.01 10/31/08 Yankee Holding Corp. DE 2.02,9.01 11/06/08 YOUBET COM INC DE 2.02,9.01 11/05/08 ZHONGPIN INC. DE 7.01,9.01 11/05/08