RECENT 8K FILINGS October 23, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ADC TELECOMMUNICATIONS INC MN 5.02 10/16/08 Advanced BioEnergy, LLC DE 1.01,9.01 10/16/08 Advanced BioEnergy, LLC DE 2.04,8.01,9.01 10/16/08 ADVANCED ENERGY INDUSTRIES INC DE 2.02,9.01 10/22/08 ADVANCED MICRO DEVICES INC DE 1.01,9.01 10/22/08 AMEND AE Biofuels, Inc. CO 8.01 10/15/08 AE Biofuels, Inc. CO 5.02 10/06/08 AES CORP DE 5.03,9.01 10/21/08 AFFILIATED MANAGERS GROUP INC DE 2.02,9.01 10/22/08 AGY Holding Corp. DE 5.02,9.01 10/16/08 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 10/22/08 AK STEEL HOLDING CORP DE 1.01,5.02,9.01 10/16/08 AKESIS PHARMACEUTICALS, INC. NV 5.02,9.01 10/02/08 AMEND ALDAR GROUP, INC. NV 5.02 10/17/08 Aleritas Capital Corp. DE 5.02 10/21/08 AMEND ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 10/22/08 ALLEGHENY TECHNOLOGIES INC DE 2.02,7.01,9.01 10/22/08 Allegiant Travel CO NV 2.02,9.01 10/21/08 ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 10/22/08 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,9.01 09/30/08 AMAZON COM INC DE 2.02,9.01 08/22/08 AMBAC FINANCIAL GROUP INC DE 5.02 10/21/08 AMERICAN BANCORP OF NEW JERSEY INC NJ 8.01,9.01 10/21/08 AMERICAN OIL & GAS INC NV 7.01,9.01 10/22/08 AMERICAN TECHNOLOGIES GROUP INC NV 2.01,8.01 10/21/08 AMERICHIP INTERNATIONAL INC 5.02 10/21/08 AMERIGROUP CORP 2.02,9.01 10/22/08 AMGEN INC DE 2.02,9.01 10/22/08 ANADIGICS INC DE 2.02,9.01 10/21/08 ANIKA THERAPEUTICS INC MA 5.02 10/17/08 ANTIGENICS INC /DE/ DE 8.01,9.01 10/22/08 Apple REIT Nine, Inc. VA 1.01,2.01,9.01 10/16/08 APPLIED BIOSYSTEMS INC. DE 2.02,8.01,9.01 10/22/08 ARGYLE SECURITY, INC. 2.02,9.01 10/21/08 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 10/21/08 ARKANSAS BEST CORP /DE/ DE 2.02,9.01 10/22/08 ARROW ELECTRONICS INC NY 2.02,9.01 10/22/08 ARTCRAFT V INC 1.01,9.01 10/21/08 ARTES MEDICAL INC 8.01,9.01 10/22/08 AT&T INC. DE 2.02,9.01 10/22/08 ATLAS MINING CO ID 3.02,5.02 10/17/08 ATMI INC DE 2.02,9.01 10/22/08 AURORA GOLD CORP DE 8.01,9.01 10/17/08 AXSYS TECHNOLOGIES INC DE 2.02,9.01 10/22/08 B&G Foods, Inc. DE 1.02,2.05,5.02,9.01 10/16/08 BAKER HUGHES INC DE 2.02,7.01,9.01 10/22/08 Bank of New York Mellon CORP 2.02,9.01 10/16/08 BANKATLANTIC BANCORP INC FL 2.02,9.01 10/17/08 BAR HARBOR BANKSHARES ME 8.01 10/22/08 BARD C R INC /NJ/ NJ 2.02,9.01 10/22/08 BAYWOOD INTERNATIONAL INC NV 4.01,9.01 10/22/08 BLACKSTONE LAKE MINERALS INC. NV 1.01,5.02,9.01 10/16/08 BOEING CAPITAL CORP DE 2.02,9.01 10/22/08 BOEING CO DE 2.02,9.01 10/22/08 BREEZE-EASTERN CORP DE 2.02,9.01 10/22/07 Brekford International Corp. DE 5.02 10/16/08 BRINKER INTERNATIONAL INC DE 7.01,9.01 10/21/08 BRITTON & KOONTZ CAPITAL CORP MS 8.01,9.01 10/21/08 BRITTON & KOONTZ CAPITAL CORP MS 2.02,9.01 10/22/08 BRITTON & KOONTZ CAPITAL CORP MS 5.03,9.01 10/21/08 BROADVISION INC DE 2.02,9.01 10/22/08 BUFFETS HOLDINGS, INC. DE 8.01,9.01 10/20/08 CARDINAL FINANCIAL CORP VA 2.02,9.01 10/22/08 Care Investment Trust Inc. MD 5.02,8.01,9.01 10/20/08 CATERPILLAR INC DE 7.01,9.01 10/21/08 CELADON GROUP INC DE 2.02,9.01 10/21/08 CELL GENESYS INC DE 3.01,9.01 10/22/08 CHEMED CORP DE 2.02,9.01 10/21/08 CHEMOKINE THERAPEUTICS CORP DE 8.01,9.01 10/22/08 Cheniere Energy Partners, L.P. DE 8.01,9.01 10/21/08 CHICAGO BRIDGE & IRON CO N V 7.01,9.01 10/21/08 China Culture Resort Holdings, Inc. DE 5.03,9.01 10/15/08 China Water & Drinks Inc.. NV 1.01,2.01,8.01,9.01 10/22/08 China Water & Drinks Inc.. NV 2.01,8.01,9.01 10/22/08 Chindia, Inc NV 8.01 10/22/08 CHIPOTLE MEXICAN GRILL INC 2.02,8.01,9.01 10/22/08 CIRRUS LOGIC INC DE 2.02,9.01 10/22/08 CITRIX SYSTEMS INC DE 2.02 10/22/08 CITY CAPITAL CORP NV 1.01,9.01 07/19/08 CNX Gas CORP DE 2.02,9.01 10/22/08 COEUR D ALENE MINES CORP ID 1.01,2.03,9.01 10/20/08 COHEN & STEERS INC 2.02,9.01 10/22/08 COLONIAL BANCGROUP INC DE 2.02,7.01,9.01 10/22/08 COLUMBUS MCKINNON CORP NY 5.02,9.01 10/22/08 COMBINATORX, INC DE 1.01,9.01 10/22/08 COMMERCIAL METALS CO DE 8.01,9.01 10/21/08 COMMUNITY CAPITAL CORP /SC/ SC 2.02 10/22/08 COMPX INTERNATIONAL INC DE 7.01,9.01 10/21/08 Con-way Inc. DE 2.02 10/22/08 CONOCOPHILLIPS DE 2.02,9.01 10/22/08 COREL CORP A6 8.01,9.01 10/22/08 CORNING NATURAL GAS CORP NY 1.01,2.03,9.01 10/16/08 COVANCE INC DE 2.02,9.01 10/22/08 COVANTA HOLDING CORP DE 2.02,9.01 10/22/08 CULLEN FROST BANKERS INC TX 2.02,9.01 10/22/08 CYBEROPTICS CORP MN 2.02,9.01 10/22/08 DARA BioSciences, Inc. DE 1.01,8.01,9.01 10/21/08 DAYTON SUPERIOR CORP DE 7.01,9.01 10/22/08 DDI CORP CA 2.02,9.01 10/22/08 DELPHI FINANCIAL GROUP INC/DE DE 2.02,9.01 10/22/08 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 10/17/08 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 10/22/08 Domark International Inc. NV 1.01,2.01,3.02,9.01 10/20/08 DONEGAL GROUP INC DE 2.02 10/22/08 Doral Energy Corp. NV 1.01,9.01 10/17/08 Douglas Lake Minerals Inc. 3.02,9.01 10/15/08 DOVER CORP DE 2.02,9.01 10/22/08 DOWNEY FINANCIAL CORP DE 2.02,9.01 09/30/08 DreamWorks Animation SKG, Inc. 1.01,9.01 10/16/08 DYAX CORP DE 2.02,9.01 10/22/08 DYNAVAX TECHNOLOGIES CORP DE 8.01 10/17/08 E-SMART TECHNOLOGIES INC NV 1.01,9.01 09/02/08 EastBridge Investment Group Corp AZ 1.01,2.01,3.02,9.01 10/21/08 EASTERN CO CT 7.01,9.01 10/22/08 EASTERN CO CT 2.02,7.01,9.01 09/27/08 EASTERN CO CT 1.01,5.02,9.01 10/22/08 EASTGROUP PROPERTIES INC MD 2.02,9.01 09/30/08 ECOLOGY COATINGS, INC. NV 5.02 10/22/08 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 10/22/08 EMC CORP MA 2.02,9.01 10/22/08 Employers Holdings, Inc. NV 1.01,2.03,9.01 10/17/08 Enable Holdings, Inc. DE 1.01,2.03,3.02,5.01,9.01 10/16/08 Energy Infrastructure Acquisition Cor DE 8.01,9.01 10/21/08 ENNIS, INC. TX 8.01,9.01 10/21/08 ENVIRONMENTAL CONTROL CORP. 1.01,9.01 09/05/08 EQUINIX INC DE 1.01,2.02,9.01 10/21/08 Equity Media Holdings CORP DE 5.02,9.01 10/16/08 ESB FINANCIAL CORP PA 2.02,9.01 10/21/08 ESCO TECHNOLOGIES INC MO 2.02,9.01 10/21/08 F5 NETWORKS INC WA 2.02,8.01,9.01 10/22/08 FARMERS CAPITAL BANK CORP KY 2.02,9.01 10/21/08 FBR CAPITAL MARKETS CORP VA 2.02,9.01 10/22/08 Federal Home Loan Bank of Topeka 5.03,9.01 10/22/08 FEDERAL MOGUL CORP DE 2.02,7.01,9.01 10/22/08 FEDEX CORP DE 8.01 10/22/08 FIRST MERCHANTS CORP IN 2.02,9.01 09/30/08 FIRST MIDWEST BANCORP INC DE 2.02,7.01,9.01 10/22/08 FIRST NIAGARA FINANCIAL GROUP INC DE 2.02,9.01 10/22/08 FIRST SOUTH BANCORP INC /VA/ VA 2.02,9.01 10/14/08 Foundation Coal Holdings, Inc. DE 2.02,9.01 10/22/08 GARDNER DENVER INC DE 2.02,9.01 10/22/08 GateHouse Media, Inc. DE 3.01,9.01 10/20/08 GENERAL DYNAMICS CORP DE 2.02,9.01 10/22/08 GENZYME CORP MA 2.02,9.01 10/22/08 GLIMCHER REALTY TRUST MD 1.01,2.03 10/22/08 GLOBAL GOLD CORP DE 1.01,8.01,9.01 10/22/08 GLOBAL GREEN SOLUTIONS INC. 1.01 10/22/08 GLOBAL INDUSTRIES LTD LA 2.02,5.02,9.01 10/16/08 GLOBAL PARTNERS LP 7.01,9.01 10/22/08 GOTTSCHALKS INC DE 3.01,9.01 10/21/08 GPS INDUSTRIES, INC. NV 8.01,9.01 10/20/08 GRILL CONCEPTS INC DE 8.01 10/22/08 GS FINANCIAL CORP LA 7.01,9.01 10/21/08 GSI COMMERCE INC DE 2.02,9.01 10/22/08 GUARANTY FEDERAL BANCSHARES INC DE 2.02,9.01 10/21/08 H&R BLOCK INC MO 1.01,5.03,9.01 10/22/08 HAIGHTS CROSS COMMUNICATIONS INC DE 5.02,9.01 10/17/08 HALF ROBERT INTERNATIONAL INC /DE/ DE 2.02,8.01,9.01 10/22/08 HARRIS INTERACTIVE INC DE 5.02,7.01,9.01 10/21/08 HARTCOURT COMPANIES INC UT 1.01,7.01,9.01 10/18/08 Health Fitness Corp /MN/ MN 8.01,9.01 10/21/08 HEALTHCARE REALTY TRUST INC MD 1.01 10/20/08 HEARST ARGYLE TELEVISION INC DE 1.01 10/17/08 HeartWare LTD C3 7.01,9.01 10/22/08 Heckmann CORP 8.01,9.01 10/22/08 HEMISPHERX BIOPHARMA INC DE 5.03,8.01,9.01 10/22/08 HEMISPHERX BIOPHARMA INC DE 5.03,8.01,9.01 10/22/08 AMEND HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 10/21/08 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 10/22/08 Heritage Financial Group DC 2.02,8.01,9.01 10/21/08 Heritage-Crystal Clean, Inc. DE 7.01 10/20/08 HLTH CORP DE 8.01,9.01 10/22/08 HOMEBANC CORP 8.01,9.01 10/20/08 HOMELAND ENERGY SOLUTIONS LLC 7.01,9.01 10/22/08 Hyde Park Acquisition CORP DE 8.01,9.01 10/22/08 IBERIABANK CORP LA 2.02,9.01 10/21/08 IBERIABANK CORP LA 7.01 10/22/08 ICAHN ENTERPRISES L.P. DE 8.01,9.01 10/22/08 ICO Global Communications (Holdings) DE 8.01,9.01 10/21/08 IDEX CORP /DE/ DE 7.01,9.01 10/20/08 iGo, Inc. DE 2.02,9.01 10/22/08 IMMUCOR INC GA 9.01 08/04/08 AMEND INFINITY ENERGY RESOURCES, INC 1.01,9.01 10/16/08 INHIBITEX, INC. 8.01 10/22/08 INTEGRAL SYSTEMS INC /MD/ MD 5.02,7.01,9.01 10/17/08 INTERNATIONAL ENERGY, INC. NV 5.02,9.01 10/10/08 INTERNATIONAL RECTIFIER CORP /DE/ DE 5.02,9.01 10/16/08 INTERSIL CORP/DE DE 2.02,7.01,9.01 10/22/08 INVENTURE GROUP, INC. DE 2.02,9.01 10/22/08 IPARTY CORP DE 2.02,9.01 10/22/08 IROBOT CORP DE 2.02,9.01 10/22/08 IROBOT CORP DE 5.02,7.01,9.01 10/22/08 ITERIS, INC. DE 1.01,2.03 10/16/08 J P MORGAN CHASE & CO DE 9.01 10/20/08 J P MORGAN CHASE & CO DE 9.01 10/21/08 JAZZ PHARMACEUTICALS INC DE 1.01 10/17/08 JUNIATA VALLEY FINANCIAL CORP PA 2.02,8.01 10/21/08 K12 INC DE 1.01 10/21/08 KANSAS CITY SOUTHERN DE 5.02,9.01 10/16/08 KBW, INC. 2.02,5.03,9.01 10/17/08 KH FUNDING CO MD 8.01 10/21/08 KIMBERLY CLARK CORP DE 2.02,9.01 09/30/08 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 10/21/08 KINETIC CONCEPTS INC /TX/ TX 8.01 10/15/08 KINETIC CONCEPTS INC /TX/ TX 9.01 09/30/08 KINETIC CONCEPTS INC /TX/ TX 8.01 10/22/08 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 10/22/08 LAM RESEARCH CORP DE 2.02,9.01 10/22/08 LAMPERD LESS LETHAL INC NV 4.01,9.01 08/01/08 AMEND LENNOX INTERNATIONAL INC DE 2.02,9.01 10/22/08 LEXMARK INTERNATIONAL INC /KY/ DE 1.01,9.01 10/22/08 LINCOLN ELECTRIC HOLDINGS INC OH 2.02,9.01 10/22/08 Linens Holding Co. DE 1.01,1.03,9.01 10/16/08 LL&E ROYALTY TRUST TX 8.01,9.01 10/22/08 Location Based Technologies, Inc. NV 5.03,9.01 10/20/08 LORAL SPACE & COMMUNICATIONS INC. DE 1.01,2.03,9.01 10/16/08 LSB INDUSTRIES INC DE 5.02 08/07/08 LSI CORP DE 2.02,9.01 10/22/08 LTV CORP DE 8.01,9.01 10/22/08 MAINSOURCE FINANCIAL GROUP IN 1.01,2.02,9.01 10/20/08 MARTEN TRANSPORT LTD DE 2.02,9.01 10/20/08 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01 10/21/08 MATRIXX INITIATIVES INC DE 2.02,5.02,9.01 10/21/08 MATTSON TECHNOLOGY INC DE 2.02,9.01 10/22/08 MAXYGEN INC DE 2.05,8.01,9.01 10/20/08 MBT FINANCIAL CORP MI 2.02,9.01 10/21/08 MCDONALDS CORP DE 2.02,9.01 10/22/08 MEDIANET GROUP TECHNOLOGIES INC NV 3.02,4.01,9.01 10/10/08 AMEND MEDICAL STAFFING NETWORK HOLDINGS INC DE 7.01,9.01 10/22/08 MEDICINES CO /DE DE 2.02,9.01 10/22/08 MEDIVATION, INC. DE 8.01,9.01 10/22/08 MEDTOX SCIENTIFIC INC DE 2.02,9.01 10/16/08 MERCK & CO INC NJ 2.02,2.05,9.01 10/16/08 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 10/22/08 MESA AIR GROUP INC NV 5.02,9.01 10/20/08 MESA ROYALTY TRUST/TX TX 2.02,9.01 10/22/08 MIDDLEFIELD BANC CORP OH 2.02,9.01 10/21/08 MIDWAY GAMES INC DE 1.01 10/17/08 MKS INSTRUMENTS INC MA 2.02,9.01 10/22/08 MOLINA HEALTHCARE INC DE 2.02,9.01 10/22/08 MONARCH CASINO & RESORT INC NV 2.02,9.01 10/22/08 MONROE BANCORP IN 2.02,9.01 10/22/08 AMEND MORLEX INC /CO CO 5.02,8.01 10/08/08 AMEND MS STRUCTURED SATURNS SERIES 2002-15 DE 8.01,9.01 10/15/08 MSTI Holdings, Inc. DE 1.01,2.03,3.02,9.01 10/16/08 MYRIAD GENETICS INC DE 8.01,9.01 10/20/08 MyStarU.com,Inc. 4.02 10/16/08 NATIONAL QUALITY CARE INC DE 1.01,3.02,9.01 10/16/08 NATIONAL RURAL UTILITIES COOPERATIVE DC 1.01 10/21/08 NAVIGANT CONSULTING INC DE 1.01,5.02,9.01 10/21/08 NCI BUILDING SYSTEMS INC DE 1.01,9.01 10/20/08 NeurogesX Inc CA 8.01,9.01 10/22/08 NEWFIELD EXPLORATION CO /DE/ DE 2.02,7.01,9.01 10/21/08 NEWMONT MINING CORP /DE/ DE 5.02,9.01 10/21/08 NEWTEK BUSINESS SERVICES INC NY 1.01,9.01 10/20/08 NORFOLK SOUTHERN CORP VA 2.02,7.01,9.01 10/20/08 NORTH AMERICAN SCIENTIFIC INC 3.01 10/22/08 NORTH STATE BANCORP NC 2.02,9.01 10/22/08 NORTHERN TRUST CORP DE 2.02,9.01 10/22/08 NORTHROP GRUMMAN CORP /DE/ DE 2.02,7.01,9.01 10/22/08 NORTHWEST AIRLINES CORP DE 2.02,9.01 10/22/08 NORTHWEST PIPE CO OR 2.02,9.01 10/22/08 NUTRACEA CA 1.02,8.01 10/21/08 NUTRI SYSTEM INC /DE/ DE 2.02,7.01,9.01 10/22/08 NUVASIVE INC DE 2.02,9.01 10/22/08 NVE CORP /NEW/ MN 2.02 10/22/08 OCONEE FINANCIAL CORP GA 5.02 10/20/08 OCTILLION CORP 5.02,7.01,9.01 10/15/08 OCTILLION CORP 7.01,9.01 09/09/08 AMEND OHIO EDISON CO OH 2.03,9.01 10/20/08 OLIN CORP VA 7.01,9.01 10/21/08 OMNICOM GROUP INC NY 5.02 10/22/08 Omniture, Inc. DE 1.01,2.02,9.01 10/21/08 ON2 TECHNOLOGIES, INC. DE 1.01,5.02,9.01 10/17/08 Orsus Xelent Technologies Inc DE 4.01,9.01 10/17/08 PACIFIC GAS & ELECTRIC CO CA 8.01,9.01 10/21/08 PANERA BREAD CO DE 2.02,7.01,9.01 10/21/08 PARK ELECTROCHEMICAL CORP NY 5.02 10/16/08 PARKER DRILLING CO /DE/ DE 2.03 10/16/08 PENN VIRGINIA CORP VA 5.02,9.01 10/17/08 Penn Virginia GP Holdings, L.P. 5.02,9.01 10/17/08 PENN VIRGINIA RESOURCE PARTNERS L P DE 5.02,9.01 10/17/08 PENSON WORLDWIDE INC DE 2.02,9.01 10/22/08 PEPSIAMERICAS INC/IL/ DE 2.02,9.01 10/22/08 PETMED EXPRESS INC FL 8.01,9.01 10/22/08 PG&E CORP CA 8.01,9.01 10/21/08 PHAR MOR INC PA 7.01,9.01 10/22/08 PHAZAR CORP DE 8.01,9.01 10/22/08 Philip Morris International Inc. VA 2.02,8.01,9.01 10/22/08 PHYTOMEDICAL TECHNOLOGIES INC NV 1.01,7.01,9.01 08/06/08 AMEND PINNACLE FINANCIAL PARTNERS INC TN 2.02,9.01 10/21/08 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 10/22/08 PLATINUM UNDERWRITERS HOLDINGS LTD D0 2.02,9.01 09/30/08 POST PROPERTIES INC GA 1.01,5.02,9.01 10/16/08 PREMIER ENERGY CORP. FL 5.02,9.01 10/16/08 PREMIERWEST BANCORP OR 2.02,9.01 10/22/08 PROCERA NETWORKS INC NV 5.02 10/16/08 PROGENICS PHARMACEUTICALS INC DE 8.01 10/22/08 PROVIDENT COMMUNITY BANCSHARES, INC. 5.02 10/22/08 PROXIM WIRELESS CORP DE 8.01 10/17/08 PSB HOLDINGS INC /WI/ WI 2.02,9.01 10/22/08 PSS WORLD MEDICAL INC FL 2.02,9.01 10/22/08 QNB CORP PA 2.02,9.01 10/22/08 QUANTUM CORP /DE/ DE 2.02,9.01 10/22/08 QUIDEL CORP /DE/ DE 2.02,9.01 10/22/08 RACKSPACE HOSTING, INC. 8.01,9.01 10/22/08 RAINIER PACIFIC FINANCIAL GROUP INC WA 2.02,9.01 10/22/08 RAMCO GERSHENSON PROPERTIES TRUST MD 2.02,9.01 10/22/08 RAYMOND JAMES FINANCIAL INC FL 2.02,7.01,9.01 10/21/08 RAYONIER INC NC 2.02,9.01 10/22/08 Renaissance Acquisition Corp. DE 8.01,9.01 10/21/08 RENAISSANCE LEARNING INC WI 2.02,9.01 10/16/08 RENASANT CORP MS 2.02,5.03,9.01 10/21/08 Revett Minerals Inc. A6 1.01,2.03,9.01 10/21/08 REWARDS NETWORK INC DE 2.02,9.01 10/22/08 REYNOLDS AMERICAN INC 2.02,9.01 10/22/08 ROHM & HAAS CO DE 2.02,9.01 10/22/08 RUBIOS RESTAURANTS INC DE 8.01,9.01 10/22/08 RUSH ENTERPRISES INC \TX\ TX 2.02 10/22/08 RYDER SYSTEM INC FL 2.02,9.01 10/22/08 RYLAND GROUP INC MD 2.02,9.01 10/22/08 S Y BANCORP INC KY 2.02,9.01 10/22/08 SALIX PHARMACEUTICALS LTD 8.01,9.01 10/22/08 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 10/21/08 SCHULMAN A INC DE 2.02,5.02,9.01 10/17/08 SEAGATE TECHNOLOGY E9 2.02,9.01 10/22/08 SEI INVESTMENTS CO PA 2.02,9.01 10/22/08 SELECT COMFORT CORP 2.02,9.01 10/22/08 SERVICE BANCORP INC MA 5.03,8.01,9.01 10/16/08 SIERRA BANCORP CA 2.02,9.01 10/20/08 SIMMONS CO DE 2.02,8.01 10/20/08 SITESTAR CORP NV 8.01,9.01 10/22/08 SKECHERS USA INC DE 2.02,9.01 10/22/08 SLM CORP DE 2.02 10/22/08 SMALL BUSINESS CO DE 4.02 10/17/08 SMARTIRE SYSTEMS INC 8.01,9.01 10/15/08 SMURFIT STONE CONTAINER CORP DE 2.02,9.01 10/22/08 SONIC AUTOMOTIVE INC DE 5.02 10/16/08 SONOMA VALLEY BANCORP CA 2.02,9.01 10/21/08 SOUTHWEST AIRLINES CO TX 8.01 09/30/08 Spirit AeroSystems Holdings, Inc. DE 5.02 10/20/08 SportsQuest, Inc. NJ 1.02,9.01 10/17/08 SportsQuest, Inc. NJ 3.02,5.01,9.01 10/20/08 STANCORP FINANCIAL GROUP INC OR 2.02,9.01 10/22/08 STAR ENERGY CORP NV 2.04,9.01 09/30/08 STAR SCIENTIFIC INC DE 8.01 10/22/08 STEAK & SHAKE CO IN 7.01,9.01 10/21/08 SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 10/22/08 SYNERGX SYSTEMS INC DE 3.01,9.01 10/20/08 T-3 ENERGY SERVICES INC TX 2.02,9.01 10/22/08 Targanta Therapeutics Corp. DE 8.01,9.01 10/22/08 TARGET CORP MN 7.01,9.01 10/22/08 TARRANT APPAREL GROUP CA 3.01,9.01 10/21/08 TCF FINANCIAL CORP DE 2.02,9.01 10/22/08 TECHNE CORP /MN/ MN 2.02,9.01 10/22/08 TERCICA INC DE 3.01,5.02,5.03,9.01 10/16/08 TEREX CORP DE 2.02,9.01 10/22/08 TGC INDUSTRIES INC TX 1.01,1.02,9.01 10/20/08 TOLLGRADE COMMUNICATIONS INC \PA\ PA 2.02,5.02,7.01,9.01 10/17/08 TORCH ENERGY ROYALTY TRUST DE 3.01,9.01 10/17/08 TORCHMARK CORP DE 2.02,9.01 10/22/08 TRACTOR SUPPLY CO /DE/ DE 2.02,9.01 10/22/08 TRAVELERS COMPANIES, INC. MN 2.02,9.01 10/22/08 TRI VALLEY CORP DE 5.02 10/15/08 TRIAD GUARANTY INC DE 5.02,9.01 10/22/08 TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 10/22/08 TSIC, Inc. DE 7.01,9.01 10/20/08 TUPPERWARE BRANDS CORP DE 2.02,9.01 10/21/08 TVI CORP MD 1.01,2.02,2.06,3.01,9.01 10/16/08 VALERO ENERGY CORP/TX DE 5.02,9.01 10/16/08 VASOMEDICAL INC DE 5.02 10/20/08 ViewPoint Financial Group X1 8.01,9.01 10/22/08 VITRAN CORP INC 8.01 10/22/08 WACHOVIA CORP NEW NC 2.02,8.01,9.01 10/22/08 WASTE CONNECTIONS INC/DE DE 7.01 10/22/08 WELLPOINT INC IN 2.02,9.01 10/22/08 WEST COAST BANCORP /NEW/OR/ OR 2.02,9.01 10/20/08 WEST CORP DE 2.02,9.01 10/21/08 WESTERN RESERVE BANCORP INC 5.02,9.01 10/16/08 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 2.02,8.01,9.01 10/22/08 WESTMORELAND COAL CO DE 1.01,9.01 10/16/08 WGL HOLDINGS INC VA 8.01 10/15/08 WILLIAMS CONTROLS INC DE 8.01,9.01 10/22/08 WILSHIRE BANCORP INC CA 2.02,9.01 10/21/08 WINCROFT INC CO 4.01,5.03 10/22/08 WPT ENTERPRISES INC 3.01 10/22/08 WSB Holdings Inc DE 2.02,9.01 10/22/08 WYETH DE 2.02,9.01 10/22/08 XOMA LTD /DE/ DE 1.01,9.01 10/21/08 YOUNG INNOVATIONS INC MO 2.02,5.02,5.03,9.01 10/20/08