RECENT 8K FILINGS October 15, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 4C Controls Inc 1.01 10/03/08 ABIOMED INC DE 5.02 10/10/08 ABIOMED INC DE 7.01,9.01 10/13/08 Acropolis Precious Metals, Inc. NV 8.01 10/14/08 Across America Real Estate Exchange I CO 5.02,9.01 06/30/08 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 10/13/08 ADTRAN INC DE 2.02,9.01 10/14/08 ADVANT E CORP DE 2.02,8.01,9.01 10/10/08 Affinity Media International Corp., DE 8.01,9.01 10/10/08 AFFYMETRIX INC DE 2.02,9.01 10/13/08 ALABAMA AIRCRAFT INDUSTRIES, INC DE 5.02,9.01 10/08/08 Alderox, Inc. CO 1.01,2.03,3.02,5.01,8.01 09/09/08 Aleris International, Inc. DE 7.01,9.01 10/13/08 ALTERA CORP DE 2.02,9.01 10/14/08 AMEN PROPERTIES INC DE 9.01 12/17/07 AMEND AMEREN CORP MO 5.03,8.01,9.01 10/09/08 AMERICAN CAMPUS COMMUNITIES INC MD 5.02,7.01,9.01 10/13/08 AMERICAN ENERGY GROUP LTD NV 4.01,9.01 09/26/08 AMEND AMERICAN MOLD GUARD INC 4.01 10/13/08 AMEND AMERICAN PACIFIC CORP DE 8.01,9.01 10/13/08 AMERICAN PHYSICIANS SERVICE GROUP INC TX 8.01,9.01 10/14/08 AMERISERV FINANCIAL INC /PA/ PA 2.02 10/13/08 ANALOGIC CORP MA 8.01,9.01 10/13/08 ANTARES PHARMA, INC. DE 5.02,9.01 10/10/08 APEX BIOVENTURES ACQUISITION CORP DE 8.01,9.01 10/14/08 APOLO GOLD & ENERGY INC. NV 4.01,5.02,9.01 09/22/08 Apple REIT Nine, Inc. VA 1.01 10/10/08 ARBITRON INC DE 7.01 10/09/08 ARROW FINANCIAL CORP NY 8.01,9.01 10/14/08 ASHWORTH INC DE 1.01,9.01 10/13/08 AUDIOVOX CORP DE 2.01,8.01 10/10/08 AURA SYSTEMS INC DE 1.01 10/14/08 AVATAR HOLDINGS INC DE 7.01,9.01 10/13/08 Avensys CORP NV 8.01,9.01 10/14/08 Bank of New York Mellon CORP 8.01,9.01 10/14/08 BANK OF SOUTH CAROLINA CORP SC 2.02,9.01 10/14/08 Baron Energy Inc. 1.01,2.01,9.01 10/08/08 BARRETT BUSINESS SERVICES INC MD 2.02,2.06,9.01 10/10/08 BASIC ENERGY SERVICES INC 8.01,9.01 10/13/08 Basin Water, Inc. DE 5.02,9.01 10/08/08 BE AEROSPACE INC DE 2.02,9.01 10/13/08 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 3.02 10/08/08 BEAR RIVER RESOURCES, INC. NV 8.01,9.01 10/07/08 BEST BUY CO INC MN 7.01,9.01 10/14/08 BEVERLY HILLS BANCORP INC DE 2.06 10/08/08 BIO RAD LABORATORIES INC DE 3.01 10/07/08 Bioenergy Inc. NV 4.01,5.03,8.01 10/10/08 BIOLASE TECHNOLOGY INC DE 1.01 10/09/08 BJ SERVICES CO DE 2.02,9.01 10/14/08 BJs RESTAURANTS INC CA 8.01,9.01 10/14/08 BKF CAPITAL GROUP INC DE 4.01,8.01,9.01 10/06/08 BONANZA OIL & GAS, INC. NV 1.01,2.03,3.02,9.01 10/09/08 BOSTON SCIENTIFIC CORP DE 2.02,9.01 10/14/08 BOTETOURT BANKSHARES INC VA 5.03,8.01 10/14/08 BRANDYWINE REALTY TRUST MD 2.01,9.01 10/08/08 BRIDGE BANCORP INC NY 2.02,9.01 10/14/08 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01,2.03,9.01 10/07/08 BSD MEDICAL CORP DE 7.01,9.01 10/14/08 Burlington Coat Factory Investments H 7.01,9.01 10/14/08 CALTON INC NJ 4.01,5.02 09/18/08 CAMCO FINANCIAL CORP DE 8.01 10/14/08 CANARGO ENERGY CORP DE 8.01,9.01 10/14/08 Cardiac Science CORP 8.01,9.01 10/13/08 Castle Brands Inc 1.01,1.02,2.03,3.02,3.03,5.01, 10/11/08 5.02,5.03,9.01 CEC ENTERTAINMENT INC KS 5.03,9.01 10/14/08 CENTEX CORP NV 5.02,5.03,8.01,9.01 10/08/08 CERADYNE INC DE 7.01,9.01 10/09/08 CHESAPEAKE ENERGY CORP OK 2.02,7.01 10/12/08 CHIMERA INVESTMENT CORP DE 2.02,9.01 10/14/08 China Discovery Acquisition Corp. E9 5.02,8.01 10/08/08 China Housing & Land Development, Inc NV 8.01,9.01 10/13/08 CIBER INC DE 2.02,8.01,9.01 10/10/08 CIBER INC DE 2.02,9.01 10/13/08 CINTAS CORP WA 5.03,9.01 10/14/08 CLEARWIRE CORP 8.01,9.01 10/14/08 CLEVELAND CLIFFS INC OH 3.03,8.01,9.01 10/13/08 CMR Mortgage Fund II, LLC CA 7.01,9.01 10/13/08 CNB FINANCIAL SERVICES INC WV 2.02,9.01 10/14/08 COHERENT INC DE 2.02,9.01 10/13/08 COMBINATORX, INC DE 1.01 10/14/08 COMFORT SYSTEMS USA INC 5.02 10/13/08 COMMERCE GROUP CORP /WI/ WI 8.01 10/14/08 COMMUNITY BANCORP /VT VT 5.03,8.01,9.01 10/07/08 Compass Diversified Holdings DE 8.01,9.01 10/14/08 COMPUTER TASK GROUP INC NY 7.01,9.01 10/14/08 COMPUWARE CORP MI 2.02,9.01 10/10/08 COMVERSE TECHNOLOGY INC/NY/ NY 8.01 10/07/08 CONNS INC DE 2.02,9.01 10/13/08 CONSOLIDATED WATER CO LTD E6 8.01,9.01 10/10/08 CONSTELLATION ENERGY GROUP INC MD 8.01,9.01 10/14/08 Converted Organics Inc. DE 8.01 10/13/08 COUNTRYWIDE FINANCIAL CORP DE 1.01,9.01 10/10/08 CREDO PETROLEUM CORP CO 8.01,9.01 10/13/08 CS China Acquisition Corp. E9 8.01 10/14/08 CSX CORP VA 2.02,9.01 09/26/08 CTC Media, Inc. 5.02,9.01 06/19/08 AMEND CURRENT TECHNOLOGY CORP 1.01,2.03,3.02,8.01,9.01 10/02/08 CYBER DIGITAL INC NY 8.01 10/13/08 CYCLE COUNTRY ACCESSORIES CORP NV 5.02,8.01,9.01 10/13/08 DAYTON POWER & LIGHT CO OH 8.01,9.01 10/10/08 DCP Holding CO OH 8.01,9.01 10/14/08 DENNYS CORP DE 2.02,9.01 10/14/08 DIEDRICH COFFEE INC CA 2.02 10/08/08 Dinewise, Inc. NV 5.02 10/13/08 Disaboom, Inc. CO 2.02,9.01 10/08/08 DISTRIBUTED ENERGY SYSTEMS CORP DE 5.02 10/09/08 DOLPHIN DIGITAL MEDIA INC 5.02,9.01 10/07/08 DOMINOS PIZZA INC 2.02,9.01 10/14/08 DOW CHEMICAL CO /DE/ DE 5.03 10/08/08 DPL INC OH 8.01,9.01 10/10/08 DRI CORP NC 7.01,9.01 10/14/08 EASYLINK SERVICES INTERNATIONAL CORP DE 2.02,9.01 10/14/08 EATON VANCE CORP MD 7.01,9.01 10/13/08 EBIX INC DE 3.03 10/09/08 EGPI FIRECREEK, INC. NV 5.03,9.01 10/14/08 ELEPHANT TALK COMMUNICATIONS INC CA 7.01,9.01 10/14/08 EMAGEON INC 1.01,7.01,9.01 10/13/08 Empire Water CORP NV 7.01,9.01 10/10/08 Enable Holdings, Inc. DE 1.01,2.03,3.02,9.01 10/08/08 ENDOCARE INC DE 5.02 10/08/08 EnterConnect Inc NV 5.02,9.01 10/13/08 EPIX Pharmaceuticals, Inc. 3.01,9.01 10/10/08 EPL Intermediate, Inc. DE 5.02 10/07/08 EXACTECH INC FL 2.02,7.01,9.01 10/14/08 ExlService Holdings, Inc. DE 5.02 10/10/08 EXPRESSJET HOLDINGS INC DE 8.01,9.01 09/30/08 EXPRESSJET HOLDINGS INC DE 8.01,9.01 10/14/08 EXTERRAN PARTNERS, L.P. DE 9.01 07/30/08 AMEND FAMILY DOLLAR STORES INC DE 5.02,9.01 10/07/08 FASTENAL CO MN 2.02,9.01 10/13/08 Federal Home Loan Bank of Atlanta X1 2.03 10/08/08 Federal Home Loan Bank of Dallas 2.03 10/08/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/09/08 Federal Home Loan Bank of New York X1 2.03,9.01 10/08/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/08/08 Federal Home Loan Bank of Seattle 2.03 10/13/08 Fifth Street Finance Corp DE 8.01,9.01 10/14/08 FIRST AMERICAN CORP CA 7.01,9.01 10/10/08 FIRST BANCTRUST CORP DE 3.01,9.01 10/10/08 FIRST MERCURY FINANCIAL CORP DE 2.02,9.01 10/14/08 FIRSTCITY FINANCIAL CORP DE 7.01,9.01 10/13/08 Flex Fuels Energy, Inc. NV 5.02,8.01,9.01 10/07/08 FLOORING ZONE INC 1.01,2.01,3.02,4.01,5.01,5.02, 10/09/08 5.03,5.06,9.01 FLOW INTERNATIONAL CORP WA 8.01,9.01 10/08/08 FOAMEX INTERNATIONAL INC DE 2.02,5.02,9.01 10/07/08 Forterus, Inc. NV 1.02,2.02,8.01 09/11/08 Fortress Financial Group, Inc. / WY WY 8.01,9.01 10/13/08 Fortress Financial Group, Inc. / WY WY 8.01,9.01 10/13/08 FORTUNE BRANDS INC DE 1.01,2.03,9.01 10/08/08 FOSTER WHEELER LTD D0 5.02,9.01 10/08/08 FOSTER WHEELER LTD D0 1.01,9.01 09/29/08 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 10/14/08 Fresenius Kabi Pharmaceuticals Holdin 2.03 10/06/08 AMEND FUTURA PICTURES, INC. DE 5.02 08/25/08 GENENTECH INC DE 2.02,8.01,9.01 10/14/08 Generic Marketing Services, Inc. NV 3.02,5.03,9.01 10/08/08 GENEVA ACQUISITION CORP DE 8.01,9.01 10/10/08 GENIUS PRODUCTS INC DE 2.02,4.02 10/08/08 GLOBAL CASINOS INC UT 2.02,7.01,9.01 10/13/08 GLOBAL ENERGY INC NV 1.01,9.01 10/14/08 Globalstar, Inc. DE 1.01 10/08/08 GOLDSPRING INC FL 7.01,9.01 10/13/08 GRAINGER W W INC IL 2.02,9.01 10/14/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/10/08 GREAT ATLANTIC & PACIFIC TEA CO INC MD 2.02,9.01 10/14/08 GROUP 1 AUTOMOTIVE INC DE 2.02,5.02,7.01,9.01 10/10/08 GTX INC /DE/ DE 8.01,9.01 10/13/08 HAGUE CORP. NV 1.01,9.01 10/10/08 HANMI FINANCIAL CORP DE 8.01 10/08/08 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 1.01 10/08/08 HANOVER INSURANCE GROUP, INC. DE 8.01 10/10/08 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 5.02,9.01 10/13/08 HEALTH GRADES INC DE 1.01,2.01,9.01 10/13/08 HEALTH NET INC DE 8.01 10/10/08 AMEND HEALTH SYSTEMS SOLUTIONS INC NV 1.01,8.01,9.01 10/13/08 HEALTHCARE SERVICES GROUP INC PA 2.02,9.01 10/14/08 HELEN OF TROY LTD 2.02,9.01 10/08/08 HERCULES OFFSHORE, INC. DE 2.02,7.01,9.01 10/14/08 HERSHA HOSPITALITY TRUST MD 1.01,9.01 10/14/08 HIGHLANDS BANKSHARES INC /WV/ WV 8.01 10/14/08 HuntMountain Resources WA 5.02,7.01,9.01 09/09/08 I2 TELECOM INTERNATIONAL INC WA 8.01,9.01 10/13/08 ICAHN ENTERPRISES L.P. DE 8.01 10/06/08 IHS Inc. DE 8.01,9.01 10/10/08 IKON OFFICE SOLUTIONS INC OH 8.01 10/09/08 IMPERIAL SUGAR CO /NEW/ TX 3.03,9.01 10/10/08 INDIANA COMMUNITY BANCORP IN 2.02,9.01 10/14/08 INGERSOLL RAND CO LTD 8.01,9.01 10/14/08 Inland American Real Estate Trust, In MD 7.01,9.01 10/12/08 Inova Technology Inc. NV 2.01,9.01 10/10/08 INTEL CORP DE 2.02 10/14/08 Intellect Neurosciences, Inc. 1.01,8.01,9.01 10/07/08 INTERMOST CORP UT 4.02,8.01 10/10/08 INTERMOUNTAIN REFINING CO INC NM 1.01,3.01,9.01 10/02/08 INTERNATIONAL BUSINESS MACHINES CORP NY 9.01 10/09/08 International Consolidated Companies, 5.02 10/14/08 International Consolidated Companies, 4.01,9.01 10/14/08 AMEND INTERNATIONAL RECTIFIER CORP /DE/ DE 1.01,3.03,7.01,8.01,9.01 10/12/08 INTERNATIONAL SHIPHOLDING CORP DE 2.02,8.01,9.01 10/14/08 INTERVEST BANCSHARES CORP DE 2.02,9.01 10/14/08 INVESTMENT TECHNOLOGY GROUP INC DE 5.02,9.01 10/07/08 IRWIN FINANCIAL CORP IN 1.01,5.02,7.01,9.01 10/10/08 ISRAEL GROWTH PARTNERS ACQUISITION CO DE 8.01 10/07/08 ITRONICS INC TX 2.04 10/10/08 IVANHOE ENERGY INC 1.01,8.01,9.01 10/08/08 JACKSONVILLE BANCORP INC IL 2.02,9.01 10/10/08 JAMBA, INC. DE 5.02,9.01 10/10/08 JOHNSON & JOHNSON NJ 2.02,9.01 10/14/08 JONES APPAREL GROUP INC PA 2.02,7.01,9.01 10/14/08 JUPITERMEDIA CORP DE 1.01,9.01 10/10/08 KMG CHEMICALS INC TX 2.02,7.01,9.01 10/13/08 KMG CHEMICALS INC TX 5.02,9.01 10/10/08 KRONOS WORLDWIDE INC 7.01,9.01 10/14/08 LANGER INC NY 5.02 10/08/08 LASALLE HOTEL PROPERTIES MD 7.01 10/14/08 Lattice INC DE 5.02 07/31/08 LAYNE CHRISTENSEN CO DE 1.01,3.03,5.03,9.01 10/09/08 LAZARE KAPLAN INTERNATIONAL INC DE 2.02,9.01 10/14/08 LEAR CORP DE 7.01,9.01 10/10/08 LEARNING TREE INTERNATIONAL INC DE 8.01,9.01 10/14/08 Lev Pharmaceuticals Inc DE 8.01,9.01 10/10/08 Liberty Global, Inc. 7.01 10/13/08 LIGAND PHARMACEUTICALS INC DE 8.01 10/10/08 LIGHTSCAPE TECHNOLOGIES INC. NV 5.03,9.01 10/07/08 LIMITED BRANDS INC DE 7.01,9.01 10/10/08 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,5.02,9.01 10/08/08 Location Based Technologies, Inc. NV 7.01,9.01 10/13/08 LUCAS ENERGY, INC. NV 1.01,9.01 10/08/08 MACATAWA BANK CORP MI 8.01 10/13/08 MACC PRIVATE EQUITIES INC DE 5.03,5.05,9.01 10/14/08 MACERICH CO MD 7.01 10/09/08 Macrovision Solutions CORP DE 1.01,9.01 10/10/08 Maidenform Brands, Inc. DE 5.02,9.01 10/08/08 MAJESTIC STAR CASINO LLC IN 8.01,9.01 10/13/08 MARINER ENERGY INC DE 1.01,3.03,5.03,9.01 10/12/08 MARSHALL EDWARDS INC DE 4.01,9.01 10/10/08 McCormick & Schmicks Seafood Restaura 2.02,9.01 10/13/08 MEADWESTVACO CORP DE 7.01,9.01 10/14/08 MEGA MEDIA GROUP INC NV 8.01 10/07/08 MEGOLA INC 1.01,8.01,9.01 10/05/08 MERCANTILE BANK CORP MI 2.02,9.01 10/14/08 MERCANTILE BANK CORP MI 5.02 10/10/08 Merilus, Inc. NV 3.02,8.01 10/13/08 Merisant Worldwide, Inc. DE 8.01 10/08/08 MET PRO CORP PA 8.01 10/13/08 METALICO INC 8.01,9.01 10/14/08 METLIFE INC DE 8.01,9.01 10/08/08 MGP INGREDIENTS INC KS 7.01,9.01 10/10/08 MGP INGREDIENTS INC KS 7.01 10/14/08 MICRON TECHNOLOGY INC DE 1.01,8.01,9.01 10/11/08 MID PENN BANCORP INC PA 8.01,9.01 10/10/08 MOBICLEAR INC. PA 1.01,2.01,3.02,5.02,9.01 08/08/08 ModusLink Global Solutions Inc DE 8.01,9.01 10/14/08 MONRO MUFFLER BRAKE INC NY 4.01,9.01 08/12/08 Montavo, Inc. DE 5.03 10/08/08 MORGAN STANLEY DE 8.01,9.01 10/13/08 MORLEX INC /CO CO 1.01,3.02,5.02,9.01 04/21/08 MOSAIC CO DE 5.02,9.01 10/08/08 MSC SOFTWARE CORP DE 1.01,3.03,9.01 10/10/08 Nalco Holding CO 5.02,9.01 10/08/08 Nalco Holding CO 5.02,9.01 10/13/08 NATIONAL MENTOR HOLDINGS, INC. DE 2.03 10/14/08 NB&T FINANCIAL GROUP INC OH 2.02,7.01,9.01 10/14/08 NBTY INC DE 2.02,9.01 10/13/08 NEOSE TECHNOLOGIES INC DE 3.01,8.01,9.01 10/07/08 NET 1 UEPS TECHNOLOGIES INC 7.01,8.01,9.01 10/08/08 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 8.01,9.01 10/13/08 NEUROGEN CORP DE 8.01 10/14/08 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 10/10/08 NEXMED INC NV 3.01,9.01 10/09/08 NextWave Wireless Inc. DE 1.01,3.01,3.02,5.02,9.01 10/07/08 NIVS IntelliMedia Technology Group, I DE 4.02,9.01 10/07/08 NNN 2003 VALUE FUND LLC 7.01,9.01 10/14/08 NORTHLAND CABLE PROPERTIES EIGHT LIMI WA 8.01 10/14/08 NORTHLAND CABLE PROPERTIES SEVEN LIMI WA 8.01 10/14/08 Northstar Neuroscience, Inc. WA 8.01,9.01 10/14/08 NowAuto Group, Inc. NV 2.02,9.01 10/14/08 NUTRACEUTICAL INTERNATIONAL CORP DE 8.01,9.01 10/13/08 O2DIESEL CORP DE 1.01,2.03 10/09/08 OCCIDENTAL PETROLEUM CORP /DE/ DE 5.02,9.01 10/09/08 ONCOGENEX PHARMACEUTICALS, INC. DE 8.01,9.01 10/13/08 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 10/13/08 OPLINK COMMUNICATIONS INC DE 8.01 10/14/08 ORTHOFIX INTERNATIONAL N V 7.01,9.01 10/13/08 OSI PHARMACEUTICALS INC DE 8.01 10/14/08 OVERSEAS SHIPHOLDING GROUP INC DE 8.01,9.01 10/13/08 PANTRY INC DE 2.02,9.01 10/14/08 PANTRY INC DE 2.02,7.01,9.01 10/14/08 PARK NATIONAL CORP /OH/ OH 1.01,8.01,9.01 10/10/08 PARK NATIONAL CORP /OH/ OH 2.02,2.06,8.01,9.01 10/14/08 PARK OHIO HOLDINGS CORP OH 5.02 10/09/08 PC TEL INC DE 1.01,9.01 08/14/08 AMEND PDF SOLUTIONS INC DE 2.01,9.01 10/07/08 PEERLESS SYSTEMS CORP DE 5.02,9.01 10/07/08 Pegasi Energy Resources Corporation. NV 1.01,2.01,3.02,9.01 10/07/08 PENN TRAFFIC CO DE 1.01 10/10/08 PEOPLES EDUCATIONAL HOLDINGS MN 2.02,9.01 10/14/08 PEOPLES FINANCIAL CORP /MS/ MS 2.02,9.01 10/14/08 PEOPLES FINANCIAL SERVICES CORP/ PA 2.06 09/30/08 PEPSICO INC NC 2.02,2.05,2.06,9.01 10/14/08 PHARMACOPEIA INC DE 8.01 10/10/08 PHH CORP MD 5.02,9.01 10/13/08 PHOTRONICS INC CT 8.01,9.01 10/13/08 Pinnacle Foods Finance LLC DE 7.01,9.01 10/14/08 PLUG POWER INC DE 5.02 10/08/08 POLARIS INDUSTRIES INC/MN MN 2.02 10/14/08 Pop Starz Records, Inc. FL 4.01,9.01 10/01/08 AMEND POTOMAC BANCSHARES INC WV 8.01 10/14/08 Power of The Dream Ventures Inc DE 1.01,3.02,9.01 10/08/08 PRESIDENTIAL REALTY CORP/DE/ DE 1.01,9.01 10/14/08 PRINCIPAL FINANCIAL GROUP INC DE 2.02,8.01,9.01 10/13/08 PRINCIPAL LIFE INCOME FUNDINGS TRUST 8.01,9.01 10/01/08 PROCTER & GAMBLE CO OH 7.01 10/14/08 PROCTER & GAMBLE CO OH 7.01 10/14/08 PROGINET CORP DE 5.02,9.01 10/07/08 PROGRESSIVE TRAINING, INC. DE 5.02 08/25/08 PROXIM WIRELESS CORP DE 1.01,5.02,9.01 10/09/08 QCR HOLDINGS INC DE 8.01 10/13/08 QPC Lasers NV 5.02,8.01 10/13/08 QUICKLOGIC CORPORATION CA 5.02,9.01 10/13/08 Quicksilver Gas Services LP DE 1.01,2.03,9.01 10/10/08 RAINMAKER SYSTEMS INC CA 5.02 10/07/08 RALCORP HOLDINGS INC /MO MO 5.02,9.01 10/08/08 RANGE RESOURCES CORP DE 7.01,9.01 10/10/08 READERS DIGEST ASSOCIATION INC DE 2.02,9.01 10/14/08 Red Mile Entertainment Inc 1.01,9.01 10/07/08 RELIANCE STEEL & ALUMINUM CO CA 2.01,2.03,8.01,9.01 07/31/08 AMEND RENHUANG PHARMACEUTICALS INC NV 5.02 09/28/08 RENTRAK CORP OR 5.02,9.01 10/06/08 AMEND RF MONOLITHICS INC /DE/ DE 5.02,9.01 10/13/08 RIVER HAWK AVIATION INC NV 1.02,5.02 10/08/08 River Rock Entertainment Authority XX 5.02,9.01 10/07/08 AMEND SBA COMMUNICATIONS CORP FL 8.01 10/10/08 SCIENTIFIC LEARNING CORP DE 2.02,5.02,9.01 10/08/08 SCIVANTA MEDICAL CORP DE 8.01,9.01 10/14/08 SEARS HOLDINGS CORP DE 5.02,9.01 10/13/08 Securus Technologies, Inc. DE 9.01 09/30/08 AMEND SELECTIVE INSURANCE GROUP INC NJ 2.02,9.01 10/14/08 SEYCHELLE ENVIRONMENTAL TECHNOLOGIES NV 7.01,9.01 10/14/08 SHOE CARNIVAL INC IN 5.02,9.01 10/14/08 SHUMATE INDUSTRIES INC DE 2.01,3.02,5.02,9.01 10/08/08 SILVERSTAR MINING CORP. NV 3.02 10/01/08 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 10/13/08 SOTHEBYS DE 2.03 10/10/08 SOUTH TEXAS OIL CO NV 7.01,9.01 10/13/08 SOVEREIGN BANCORP INC PA 2.02,9.01 10/13/08 SPACEHAB INC \WA\ WA 3.01,9.01 10/07/08 ST JOE CO FL 8.01,9.01 10/09/08 STANLEY FURNITURE CO INC. DE 2.02,9.01 10/13/08 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 10/01/08 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 09/29/08 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 08/29/08 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 10/01/08 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 10/01/08 SUPERVALU INC DE 2.02,9.01 10/14/08 SUREWEST COMMUNICATIONS CA 1.01,9.01 10/06/08 Susser Holdings CORP DE 2.02,9.01 10/14/08 SYNERGETICS USA INC 2.02,8.01,9.01 10/14/08 TANDY LEATHER FACTORY INC DE 8.01 09/09/08 TERADATA CORP /DE/ 5.02,9.01 10/07/08 TESORO CORP /NEW/ DE 2.02,9.01 10/13/08 TETON ENERGY CORP DE 1.01,9.01 10/07/08 THERAVANCE INC DE 7.01,8.01,9.01 10/14/08 THORNBURG MORTGAGE INC MD 8.01,9.01 10/10/08 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 10/13/08 TIDEWATER INC DE 2.02,9.01 10/13/08 TOR MINERALS INTERNATIONAL INC DE 3.02 10/13/08 TORTOISE CAPITAL RESOURCES CORP 2.02,9.01 10/09/08 TORTOISE CAPITAL RESOURCES CORP 7.01,9.01 10/13/08 TORVEC INC NY 5.02 10/10/08 TOUSA INC DE 7.01 10/13/08 TRAVELERS COMPANIES, INC. MN 2.02,8.01,9.01 10/13/08 TRI-S SECURITY CORP GA 3.02 10/07/08 TRUE PRODUCT ID, INC. DE 5.02 10/14/08 U. S. Premium Beef, LLC 7.01,9.01 10/14/08 United eSystems, Inc. NV 5.02,5.03,9.01 10/14/08 UNITED FUEL & ENERGY CORP NV 8.01 10/10/08 United States Oil Fund, LP DE 1.01,9.01 10/13/08 UOMO Media Inc. NV 9.01 07/25/08 US ENERGY CORP WY 8.01,9.01 10/13/08 Vanguard Natural Resources, LLC DE 4.01 10/14/08 VARIAN INC DE 2.02,9.01 10/14/08 VIDEO DISPLAY CORP GA 2.02,9.01 10/14/08 VIRGIN MEDIA INC. DE 7.01,9.01 10/13/08 VIROPHARMA INC DE 8.01,9.01 10/10/08 VirtualScopics, Inc. DE 3.01,9.01 10/14/08 Vulcan Materials CO NJ 5.02,5.03,9.01 10/10/08 WASTE MANAGEMENT INC DE 2.02,7.01,9.01 10/13/08 WATERS CORP /DE/ DE 1.02 10/09/08 WELLCARE HEALTH PLANS, INC. DE 1.01,1.02,8.01,9.01 10/08/08 Welwind Energy International CORP DE 5.02,8.01 10/06/08 Western Iowa Energy, L.L.C. IA 7.01,9.01 10/03/08 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 10/13/08 WILLIAMS COMPANIES INC DE 7.01,9.01 10/10/08 WILLIAMS CONTROLS INC DE 8.01,9.01 10/13/08 WILLIS LEASE FINANCE CORP DE 7.01,8.01,9.01 09/24/08 WORLD FUEL SERVICES CORP FL 8.01,9.01 10/13/08 WORTHINGTON INDUSTRIES INC OH 5.02,9.01 10/13/08 WSB Financial Group, Inc. WA 8.01,9.01 10/14/08 WUHAN GENERAL GROUP (CHINA), INC NV 3.02 10/14/08 WYNN RESORTS LTD 2.02,7.01,9.01 10/13/08 XA, INC. NV 5.02 08/21/08 XEDAR CORP CO 1.01,2.03,9.01 10/09/08 XENOMICS INC FL 2.04,9.01 10/08/08 XETHANOL CORP CO 5.02,8.01,9.01 10/07/08 XL CAPITAL LTD 2.02,9.01 10/14/08 XTRA-GOLD RESOURCES CORP 8.01,9.01 10/14/08 Zep Inc. DE 2.02,9.01 10/14/08 ZHONGPIN INC. DE 2.02,7.01,9.01 10/10/08 ZIX CORP TX 8.01 10/13/08 Znomics, Inc. NV 3.02,8.01,9.01 10/10/08 ZOLTEK COMPANIES INC DE 7.01,9.01 10/08/08 ZVUE CORP DE 3.01,8.01,9.01 10/07/08