RECENT 8K FILINGS August 14, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- AAON INC NV 8.01,9.01 07/30/08 ABM INDUSTRIES INC /DE/ DE 5.02,9.01 08/08/08 Abraxis Biosciences, Inc. DE 2.02,9.01 08/13/08 ACE COMM CORP MD 8.01 08/08/08 ACI WORLDWIDE, INC. DE 7.01,9.01 08/13/08 AMEND ACME UNITED CORP CT 5.02 08/13/08 ACUSPHERE INC DE 3.01,9.01 08/12/08 ADAMS RESOURCES & ENERGY, INC. DE 2.02 08/13/08 ADC TELECOMMUNICATIONS INC MN 8.01 08/12/08 AEROCENTURY CORP DE 2.02 08/12/08 AeroGrow International, Inc. NV 3.01,9.01 08/11/08 Affinia Group Intermediate Holdings I DE 2.02,9.01 08/12/08 AFLAC INC GA 5.02 08/12/08 AIDA PHARMACEUTICALS INC NV 2.01,9.01 08/13/08 AMEND AIR METHODS CORP DE 5.02 08/07/08 Air Transport Services Group, Inc. DE 1.01,2.02,9.01 08/11/08 ALLTEL CORP DE 2.02,9.01 08/13/08 ALPHA INNOTECH CORP DE 2.02 08/12/08 Alpha Natural Resources, Inc. DE 8.01,9.01 08/12/08 ALSERES PHARMACEUTICALS INC /DE DE 2.02,9.01 08/13/08 AMERICAN AIRLINES INC DE 1.01 08/13/08 AMERICAN ELECTRIC POWER CO INC NY 7.01 08/13/08 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 08/11/08 AMERICAN SPECTRUM REALTY INC MD 2.02,9.01 08/13/08 AMERINST INSURANCE GROUP LTD 7.01,9.01 08/12/08 AMERIPRISE FINANCIAL INC DE 7.01,8.01,9.01 08/12/08 Amiworld, Inc. NV 3.02 08/11/08 AMR CORP DE 1.01 08/13/08 ANTS SOFTWARE INC DE 2.01,9.01 05/30/08 AMEND APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 08/12/08 ARADIGM CORP CA 2.02,9.01 08/08/08 ARCADIA RESOURCES, INC NV 2.02,9.01 08/11/08 ARTES MEDICAL INC 8.01 08/13/08 ARVINMERITOR INC IN 7.01,9.01 08/13/08 ARYx Therapeutics, Inc. DE 2.02,9.01 08/13/08 ASTORIA FINANCIAL CORP DE 2.02,9.01 08/13/08 ASYST TECHNOLOGIES INC CA 5.02 08/07/08 ATHENAHEALTH INC DE 5.02 08/08/08 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 08/12/08 Ausam Energy Corp A0 4.01,9.01 08/11/08 AUTHENTIDATE HOLDING CORP DE 1.01,8.01,9.01 08/06/08 AUTOMATIC DATA PROCESSING INC DE 5.02,9.01 08/13/08 AVALON PHARMACEUTICALS INC 2.02,2.05,5.02,8.01,9.01 08/13/08 AXS ONE INC DE 2.02,9.01 08/13/08 BBV Vietnam S.E.A. Acquisition Corp. 1T 8.01,9.01 08/12/08 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 3.02 08/12/08 BECTON DICKINSON & CO NJ 8.01 08/08/08 BEHRINGER HARVARD REIT I INC MD 1.01,9.01 08/13/08 BERKELEY TECHNOLOGY LTD 2.02,7.01 06/30/08 BERKSHIRE INCOME REALTY INC 1.01 08/13/08 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 1.01,5.02,9.01 08/13/08 BIOMIMETIC THERAPEUTICS, INC. DE 2.02,9.01 08/11/08 Blue Earth Solutions, Inc. 2.03,9.01 08/06/08 BLUEFLY INC DE 2.02,9.01 08/13/08 BOSTON PROPERTIES INC DE 8.01,9.01 08/13/08 BOSTON PROPERTIES LTD PARTNERSHIP DE 8.01,9.01 08/13/08 BRE PROPERTIES INC /MD/ MD 5.02,9.01 08/12/08 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 08/13/08 BROOKE CAPITAL CORP KS 5.02 08/11/08 BRT REALTY TRUST MA 2.02,9.01 08/08/08 BUCKEYE TECHNOLOGIES INC DE 7.01,8.01 08/12/08 BUILD A BEAR WORKSHOP INC DE 1.01,9.01 08/11/08 CAI International, Inc. 8.01 08/12/08 CALAIS RESOURCES INC 1.01,3.02 08/01/08 Calamos Asset Management, Inc. /DE/ 5.02,8.01,9.01 08/08/08 CALIFORNIA COASTAL COMMUNITIES INC DE 2.02,9.01 08/08/08 CAPRIUS INC DE 8.01,9.01 08/11/08 CARDINAL HEALTH INC OH 2.02,9.01 08/13/08 CARDIOTECH INTERNATIONAL INC MA 2.02,7.01,9.01 08/13/08 CASUAL MALE RETAIL GROUP INC DE 5.02 08/12/08 CB RICHARD ELLIS GROUP INC DE 7.01,9.01 08/13/08 CERADYNE INC DE 7.01,9.01 08/11/08 CHARLES & COLVARD LTD NC 1.02 08/11/08 CHARLES & COLVARD LTD NC 1.02 08/11/08 CHARLES & COLVARD LTD NC 1.02 08/11/08 CHASE ISSUANCE TRUST 8.01,9.01 08/12/08 CHEMOKINE THERAPEUTICS CORP DE 8.01,9.01 08/12/08 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 08/11/08 China 3C Group NV 2.02,9.01 08/11/08 CHINA AGRITECH INC 8.01,9.01 08/13/08 China Armco Metals, Inc. NV 9.01 06/27/08 AMEND China Biologic Products, Inc. F4 8.01,9.01 08/13/08 CHINA FIRE & SECURITY GROUP, INC. 2.02,5.02,7.01,9.01 08/13/08 China Ritar Power Corp. UT 2.02,7.01,9.01 08/13/08 CIB MARINE BANCSHARES INC WI 2.02 08/12/08 CINCINNATI BELL INC OH 1.01,9.01 08/12/08 CITADEL BROADCASTING CORP DE 5.02,9.01 08/11/08 CLAIBORNE LIZ INC DE 2.02,9.01 08/13/08 Clean Energy Fuels Corp. DE 2.02,9.01 08/13/08 CLEARANT INC DE 2.02,9.01 08/13/08 CLYVIA INC NV 5.02 08/07/08 CME GROUP INC. DE 1.01,9.01 08/07/08 CombiMatrix Corp DE 2.02,9.01 08/13/08 COMPUTER SOFTWARE INNOVATIONS INC 2.02,9.01 08/13/08 CONSOLIDATED EDISON INC NY 2.02,9.01 08/07/08 CONSOLIDATED GRAPHICS INC /TX/ TX 5.02,8.01 08/07/08 CRAFTMADE INTERNATIONAL INC DE 5.02,9.01 08/08/08 CRC Health CORP DE 2.02 06/30/08 CROWN CRAFTS INC DE 2.02,9.01 08/13/08 CTI INDUSTRIES CORP DE 2.02,9.01 08/12/08 CVS CAREMARK CORP DE 1.01,8.01,9.01 08/12/08 CYCLE COUNTRY ACCESSORIES CORP NV 2.02,9.01 08/12/08 Dairy Fresh Farms Inc. 5.02 08/07/08 DEERE & CO DE 2.02,7.01,8.01,9.01 08/13/08 DEERE JOHN CAPITAL CORP DE 2.02,7.01,8.01,9.01 08/13/08 DESIGN WITHIN REACH INC DE 2.02,9.01 08/07/08 DEVRY INC DE 5.02,8.01,9.01 08/12/08 Diamond Foods Inc DE 1.01,7.01,9.01 08/13/08 DiamondRock Hospitality Co 5.02,9.01 08/13/08 Domtar CORP DE 1.01 08/13/08 Dr Pepper Snapple Group, Inc. DE 2.02,9.01 08/13/08 DreamWorks Animation SKG, Inc. 1.01,9.01 08/11/08 DTE ENERGY CO MI 2.02,9.01 08/13/08 Duke Energy CORP DE 1.01 08/08/08 EASTON-BELL SPORTS, INC. DE 2.02,9.01 08/11/08 Elixir Gaming Technologies, Inc. NV 5.02 08/13/08 EMCORE CORP NJ 5.03,9.01 08/07/08 ENSCO INTERNATIONAL INC DE 8.01,9.01 08/13/08 ENTORIAN TECHNOLOGIES INC DE 2.02,9.01 08/13/08 ENVIROSAFE CORP/CA 1.01,2.01,5.02,5.06,9.01 07/31/08 AMEND ENZON PHARMACEUTICALS INC DE 8.01,9.01 08/11/08 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 08/12/08 EQUITY ONE, INC. 2.02,7.01 08/13/08 EQUUS TOTAL RETURN, INC. DE 2.02,9.01 08/13/08 ETRIALS WORLDWIDE INC. 2.02,9.01 08/12/08 FEDERAL SIGNAL CORP /DE/ DE 5.02,7.01,9.01 08/13/08 FEMALE HEALTH CO WI 2.02,9.01 08/12/08 First Advantage Bancorp 8.01,9.01 08/12/08 FIRST BANCSHARES INC /MS/ MS 2.02,9.01 08/13/08 FIRST FEDERAL BANKSHARES INC DE 2.02,9.01 08/12/08 First Guaranty Bancshares, Inc. LA 2.02 08/13/08 FIRST INTERSTATE BANCSYSTEM INC MT 8.01 08/13/08 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 08/11/08 FLEETWOOD ENTERPRISES INC/DE/ DE 5.02,9.01 08/13/08 Fortress International Group, Inc. DE 2.02,9.01 08/12/08 FURNITURE BRANDS INTERNATIONAL INC DE 5.03,8.01,9.01 08/07/08 FUSION TELECOMMUNICATIONS INTERNATION 2.02 08/13/08 GAYLORD ENTERTAINMENT CO /DE DE 1.01,3.03,5.03,7.01,9.01 08/12/08 General Moly, Inc DE 1.01,8.01,9.01 08/08/08 GENETHERA INC FL 8.01 08/12/08 GENETHERA INC FL 8.01 08/12/08 GENETHERA INC FL 8.01 08/12/08 GEO GROUP INC FL 2.02,9.01 08/07/08 GeoEye, Inc. DE 2.02 08/12/08 GEORESOURCES INC CO 2.02,9.01 08/12/08 GOLDFIELD CORP DE 2.02,9.01 08/13/08 GRIFFON CORP DE 1.01,9.01 08/07/08 GVI SECURITY SOLUTIONS INC DE 2.02,9.01 08/13/08 H&R BLOCK INC MO 1.01,9.01 08/12/08 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 08/13/08 HARRIS & HARRIS GROUP INC /NY/ NY 1.01,9.01 08/13/08 Hawaiian Telcom Communications, Inc. DE 2.02,4.02,9.01 08/07/08 HeartWare LTD C3 2.02,7.01,9.01 08/13/08 HECLA MINING CO/DE/ DE 1.01,9.01 08/12/08 HEINZ H J CO PA 7.01,9.01 08/13/08 HEMACARE CORP /CA/ CA 2.02,9.01 08/13/08 HERITAGE COMMERCE CORP CA 5.02,9.01 08/12/08 HERTZ CORP DE 2.02,9.01 08/08/08 HERTZ GLOBAL HOLDINGS INC 2.02,9.01 08/08/08 Hicks Acquisition CO I Inc. DE 8.01 08/13/08 High Velocity Alternative Energy Corp 5.02,7.01,9.01 07/29/08 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 08/13/08 HORTON D R INC /DE/ DE 5.02 08/07/08 HuntMountain Resources WA 4.02 08/11/08 IAC/INTERACTIVECORP DE 1.01,3.03,5.02,8.01,9.01 08/07/08 ICONIX BRAND GROUP, INC. DE 5.02,9.01 08/13/08 ICOP DIGITAL, INC CO 5.02 08/07/08 ICOP DIGITAL, INC CO 2.02,9.01 08/12/08 ICU MEDICAL INC/DE DE 8.01 08/13/08 IEC ELECTRONICS CORP DE 9.01 05/30/08 AMEND ILX RESORTS INC AZ 2.02,9.01 08/13/08 IMMS, Inc. NV 5.03,9.01 08/13/08 Independent Film Development CORP NV 8.01,9.01 07/01/08 Independent Film Development CORP NV 5.01 07/01/08 INFINITY PROPERTY & CASUALTY CORP OH 8.01 08/12/08 INFORM WORLDWIDE HOLDINGS INC FL 9.01 08/13/08 AMEND INFORMATION ANALYSIS INC VA 2.02,9.01 08/13/08 ING LIFE INSURANCE & ANNUITY CO CT 4.02 08/11/08 INTEGRAL SYSTEMS INC /MD/ MD 8.01,9.01 08/13/08 INTELSAT LTD 2.02,9.01 08/13/08 INTERLEUKIN GENETICS INC DE 2.02,9.01 08/13/08 INTERLINK ELECTRONICS INC DE 2.02,9.01 08/13/08 INTERSECTIONS INC DE 2.02,9.01 08/11/08 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 08/12/08 INTRUSION INC DE 2.02,9.01 08/13/08 IVAX DIAGNOSTICS INC DE 2.02,9.01 08/13/08 IXI Mobile, Inc. DE 2.05,5.02,8.01,9.01 08/12/08 JACK IN THE BOX INC /NEW/ DE 5.02,9.01 07/30/08 AMEND K-SEA TRANSPORTATION PARTNERS LP 8.01,9.01 08/13/08 Kodiak Oil & Gas Corp 8.01,9.01 08/12/08 Kraton Polymers LLC DE 2.02,9.01 08/13/08 Kraton Polymers LLC DE 7.01,9.01 08/13/08 KV PHARMACEUTICAL CO /DE/ DE 2.02,9.01 08/11/08 L & L INTERNATIONAL HOLDINGS, INC NV 1.01,2.02 08/12/08 LEGEND INTERNATIONAL HOLDINGS INC DE 5.02,8.01,9.01 08/12/08 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE 8.01,9.01 07/31/08 LENOX GROUP INC DE 5.02 08/12/08 LITHIA MOTORS INC OR 8.01,9.01 08/13/08 Live Current Media, Inc. NV 8.01,9.01 05/22/08 AMEND LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 08/11/08 LOCATEPLUS HOLDINGS CORP 2.02,7.01,9.01 08/13/08 LOGICA HOLDINGS INC 9.01 06/26/08 AMEND MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 08/13/08 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 08/13/08 Macy's, Inc. DE 2.02,9.01 08/13/08 MAGELLAN HEALTH SERVICES INC DE 5.02,9.01 08/11/08 MAGNETEK, INC. DE 2.02 08/13/08 MAGNETEK, INC. DE 2.05 04/22/08 AMEND Manhattan Bancorp CA 2.02,9.01 08/13/08 MEDASSETS INC DE 2.02,9.01 08/13/08 MEDASSETS INC DE 9.01 06/02/08 AMEND MEMORY PHARMACEUTICALS CORP 2.02,9.01 08/13/08 MERRILL LYNCH & CO INC DE 8.01,9.01 08/12/08 MESA LABORATORIES INC /CO CO 2.02,9.01 08/12/08 METALICO INC 7.01,9.01 08/13/08 MEXICAN RESTAURANTS INC TX 2.02,9.01 08/11/08 MF Global Ltd. D0 2.03,3.02,8.01,9.01 08/07/08 MICREL INC CA 5.02 08/13/08 MICRONETICS INC DE 2.02,9.01 08/11/08 MIPS TECHNOLOGIES INC DE 2.02,2.05,9.01 08/07/08 ML MACADAMIA ORCHARDS L P DE 2.01,9.01 08/11/08 Molecular Insight Pharmaceuticals, In MA 2.02,9.01 08/13/08 Momentive Performance Materials Inc. DE 2.02,9.01 08/13/08 MORRIS PUBLISHING GROUP LLC GA 2.02 06/30/08 MTM Technologies, Inc. NY 2.02,7.01,9.01 08/12/08 MYR GROUP INC DE 2.02,9.01 08/13/08 MZT Holdings, Inc. DE 8.01,9.01 08/12/08 NANOGEN INC DE 2.02,9.01 08/13/08 NARA BANCORP INC DE 5.02 08/08/08 NationsHealth, Inc. DE 2.02,9.01 08/12/08 NATURAL HEALTH TRENDS CORP DE 2.02,9.01 08/13/08 NetApp, Inc. CA 2.02,9.01 08/13/08 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 8.01,9.01 08/12/08 NeurogesX Inc CA 2.02,9.01 08/13/08 Nexxus Lighting, Inc. DE 2.02,9.01 08/13/08 NGP Capital Resources CO MD 7.01,9.01 08/12/08 NII HOLDINGS INC DE 5.02 08/12/08 NIVS IntelliMedia Technology Group, I DE 1.01,3.02,9.01 08/12/08 NORTH AMERICAN GAMING & ENTERTAINMENT DE 4.01 08/13/08 NORTH AMERICAN SCIENTIFIC INC 5.02,9.01 08/11/08 NORTHWEST INDIANA BANCORP IN 2.02,9.01 08/12/08 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 08/13/08 NUVEEN INVESTMENTS INC DE 2.02 08/13/08 OMNI ENERGY SERVICES CORP LA 2.02,7.01,9.01 08/07/08 Omni Financial Services, Inc. GA 4.01,9.01 08/12/08 ON2 TECHNOLOGIES, INC. DE 2.01,9.01 08/13/08 ONCOR ELECTRIC DELIVERY CO LLC DE 1.01,3.02,9.01 08/12/08 ONE LIBERTY PROPERTIES INC MD 2.02,9.01 08/08/08 Opexa Therapeutics, Inc. TX 1.01,2.02,3.02,5.02,9.01 08/11/08 OVERSEAS SHIPHOLDING GROUP INC DE 8.01,9.01 08/13/08 PAETEC Holding Corp. 2.02,8.01,9.01 08/13/08 Paradigm Holdings, Inc WY 2.02,9.01 08/13/08 PAREXEL INTERNATIONAL CORP MA 1.01,2.04,9.01 08/07/08 PAULSON CAPITAL CORP OR 2.02,9.01 08/13/08 PEABODY ENERGY CORP DE 7.01,9.01 08/13/08 PEAPACK GLADSTONE FINANCIAL CORP NJ 3.01,9.01 08/08/08 AMEND PECO II INC OH 2.02,9.01 08/13/08 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 08/07/08 PEOPLES LIBERATION INC DE 2.02,9.01 08/13/08 Pharmasset Inc 1.01 08/08/08 PHOENIX ENERGY RESOURCE CORP CA 4.01,9.01 08/13/08 AMEND PHOENIX TECHNOLOGIES LTD DE 5.02 08/13/08 PLANETOUT INC DE 2.01,9.01 08/13/08 PLANKTOS CORP NV 5.02 07/31/08 PLAYLOGIC ENTERTAINMENT INC DE 2.02,9.01 08/13/08 PNM RESOURCES INC NM 1.01,9.01 08/13/08 PORTLAND GENERAL ELECTRIC CO /OR/ OR 8.01,9.01 08/11/08 POWERWAVE TECHNOLOGIES INC DE 5.02,9.01 08/12/08 Precision Aerospace Components, Inc. 5.02,5.05 08/12/08 Pregis Holding II CORP DE 2.02,2.05,9.01 08/13/08 PRINCIPAL LIFE INSURANCE CO IA 9.01 08/13/08 PRINCIPAL LIFE INSURANCE CO IA 9.01 08/13/08 PROGRESSIVE CORP/OH/ OH 7.01,9.01 08/13/08 PROVIDENT BANKSHARES CORP MD 2.02,9.01 08/13/08 AMEND PROXIM WIRELESS CORP DE 2.02,7.01,9.01 08/13/08 QUALITY SYSTEMS INC CA 2.02,9.01 08/07/08 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 3.02 08/07/08 QUEPASA CORP NV 3.01,9.01 07/31/08 RADIAN GROUP INC DE 5.02,5.03,9.01 08/07/08 RADIOSHACK CORP DE 8.01,9.01 08/12/08 RAIT Financial Trust MD 5.02,9.01 08/07/08 READERS DIGEST ASSOCIATION INC DE 1.01 08/07/08 RED TRAIL ENERGY, LLC 5.02,9.01 08/08/08 RELM WIRELESS CORP NV 2.02,9.01 08/13/08 RESEARCH PHARMACEUTICAL SERVICES, INC DE 2.02,9.01 08/13/08 RGC RESOURCES INC VA 2.02,9.01 08/11/08 Rim Semiconductor CO UT 5.02 08/08/08 RIVER HAWK AVIATION INC NV 1.01,5.02,8.01 08/07/08 Rockville Financial Inc. 8.01 08/13/08 RURAL/METRO CORP /DE/ DE 5.02,9.01 08/11/08 RXI PHARMACEUTICALS CORP 8.01 08/07/08 SADDLEBROOK RESORTS INC FL 4.01 07/14/08 AMEND SAIC, Inc. DE 4.02 08/08/08 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 5.02,9.01 08/11/08 Security Capital Assurance Ltd D0 5.02 08/08/08 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 08/13/08 SHELLS SEAFOOD RESTAURANTS INC DE 2.02 08/11/08 Shine Media Acquisition Corp. DE 8.01,9.01 05/13/08 AMEND Shire Ltd. 8.01,9.01 08/13/08 SIGMA ALDRICH CORP DE 8.01,9.01 08/13/08 Silver Reserve Corp. DE 5.02,8.01,9.01 08/12/08 SK3 Group, Inc. DE 1.02,5.02 08/12/08 AMEND SM&A DE 2.02,9.01 08/07/08 SMTC CORP DE 2.02,9.01 08/12/08 Solo Cup CO DE 2.02,9.01 08/12/08 SOUTHERN STAR ENERGY INC. NV 1.01,1.02,3.01 08/08/08 SOUTHWALL TECHNOLOGIES INC /DE/ DE 2.02,9.01 08/12/08 SPACEDEV, INC. CO 5.02 08/08/08 SPRINT NEXTEL CORP KS 7.01 08/13/08 ST MARY LAND & EXPLORATION CO DE 7.01,8.01,9.01 08/13/08 Star Resorts Development Inc. NV 3.02,9.01 06/13/08 STATER BROS HOLDINGS INC DE 2.02,9.01 08/12/08 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 08/07/08 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 08/01/08 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 07/29/08 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 08/01/08 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 08/01/08 SUN-TIMES MEDIA GROUP INC DE 1.01 08/11/08 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 08/13/08 Surfect Holdings, Inc NV 1.01,3.02 07/31/08 AMEND Swank, Inc. DE 2.02,9.01 08/13/08 SYNERGX SYSTEMS INC DE 2.02,9.01 08/13/08 TASKER PRODUCTS CORP DE 1.01 08/06/08 TECHNOLOGY RESEARCH CORP FL 2.02 06/30/08 TECHNOLOGY SOLUTIONS COMPANY DE 7.01,9.01 08/13/08 TechTarget Inc 2.02,9.01 08/13/08 TECUMSEH PRODUCTS CO MI 1.01,8.01,9.01 08/11/08 TEGAL CORP /DE/ DE 5.02 06/13/07 TELETECH HOLDINGS INC DE 5.02,9.01 08/07/08 TESSERA TECHNOLOGIES INC DE 7.01,9.01 08/13/08 TEXAS INDUSTRIES INC DE 1.01,9.01 08/07/08 TFS Financial CORP DE 5.02,9.01 08/11/08 THERMODYNETICS INC DE 2.02,9.01 08/13/08 TOLL BROTHERS INC DE 2.02,9.01 08/13/08 Toyzap.com, Inc. TX 4.01,9.01 08/11/08 Travelport LTD D0 2.02,4.02,9.01 08/12/08 TRI-S SECURITY CORP GA 2.02,9.01 08/12/08 Triangle Capital CORP MD 5.02,9.01 08/12/08 TRIANGLE MEZZANINE FUND LLLP 5.02 08/12/08 TRIBUNE CO DE 2.02,9.01 06/29/08 TRICO MARINE SERVICES INC DE 2.02,9.01 08/07/08 AMEND TUCOWS INC /PA/ PA 2.02,9.01 08/12/08 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 08/12/08 TURBOCHEF TECHNOLOGIES INC DE 1.01,9.01 08/12/08 TWEEN BRANDS, INC. DE 2.02,2.05,7.01,9.01 08/12/08 U S PRECIOUS METALS INC DE 5.02,9.01 08/13/08 UNIT CORP DE 5.02,9.01 08/08/08 UNITED COMMUNITY FINANCIAL CORP OH 1.01,9.01 08/08/08 UNIVERSAL DISPLAY CORP \PA\ PA 1.01 08/11/08 UNIVERSAL HOSPITAL SERVICES INC MN 2.02,7.01,9.01 08/13/08 VALHI INC /DE/ DE 7.01,9.01 08/12/08 VALIDUS HOLDINGS LTD 7.01,9.01 08/12/08 Vaughan Foods, Inc. OK 2.02,9.01 08/07/08 VCG HOLDING CORP CO 2.02,7.01,9.01 08/11/08 Venture Lending & Leasing V, Inc. MD 8.01 08/08/08 Virgin Mobile USA, Inc. DE 2.02,9.01 08/13/08 WARWICK VALLEY TELEPHONE CO NY 2.02,9.01 08/13/08 WAVE SYSTEMS CORP DE 3.01,9.01 08/12/08 WELLCARE HEALTH PLANS, INC. DE 8.01,9.01 08/11/08 Western Gas Partners LP DE 2.02,9.01 08/12/08 WESTWOOD ONE INC /DE/ DE 1.02,5.02 08/07/08 WILLIAMS INDUSTRIES INC VA 7.01,9.01 08/13/08 WILLIAMS INDUSTRIES INC VA 7.01,9.01 08/13/08 WOLVERINE TUBE INC DE 4.02 08/12/08 WUHAN GENERAL GROUP (CHINA), INC NV 2.02,9.01 08/13/08 XCEL ENERGY INC MN 2.02 08/13/08 Xenonics Holdings, Inc. NV 2.02,9.01 08/13/08 ZION OIL & GAS INC DE 5.02 08/11/08