RECENT 8K FILINGS May 5, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- Aces Wired Inc NV 8.01 04/25/08 ACNB CORP PA 2.02,9.01 05/02/08 Advance Nanotech, Inc. DE 5.02 04/28/08 ADVANCED PHOTONIX INC DE 1.01,9.01 05/01/08 AGREE REALTY CORP DE 2.02,9.01 05/01/08 AIRTRAN HOLDINGS INC NV 1.01,2.03,7.01,9.01 04/30/08 Allied Nevada Gold Corp DE 7.01,9.01 04/22/08 Almadoro Minerals Corp. NV 4.01,5.02,9.01 04/25/08 AMEND Almadoro Minerals Corp. NV 4.01,5.02,9.01 04/25/08 AMEND AMCOMP INC /FL DE 1.01,9.01 04/28/08 AMEDISYS INC DE 7.01,9.01 05/01/08 AMEREN CORP MO 2.02,8.01,9.01 05/02/08 AMERIANA BANCORP IN 2.02,9.01 05/01/08 AMERICAN EXPRESS CO NY 5.02,5.03,9.01 04/28/08 AMERICAN HOMEPATIENT INC DE 2.02,9.01 05/01/08 AMERICAN PHYSICIANS CAPITAL INC MI 2.02,9.01 05/01/08 AMERICAN PUBLIC EDUCATION INC DE 2.02,9.01 05/02/08 American Railcar Industries, Inc./DE DE 5.02 04/28/08 AMERICAN STATES WATER CO CA 5.04,9.01 05/01/08 AMERICAN TOWER CORP /MA/ DE 2.02,9.01 05/02/08 AMERICANWEST BANCORPORATION WA 8.01,9.01 05/02/08 AMERON INTERNATIONAL CORP DE 5.02,9.01 04/30/08 AMPAL-AMERICAN ISRAEL CORP NY 1.01,2.03,9.01 05/02/08 Angstrom Microsystems Corp. 5.02,5.03,7.01,9.01 05/01/08 ANIXTER INTERNATIONAL INC DE 8.01,9.01 05/02/08 ANSOFT CORP PA 5.03,8.01,9.01 04/30/08 ANSYS INC DE 8.01,9.01 05/01/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 05/02/08 APOLLO GROUP INC AZ 8.01,9.01 04/28/08 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 05/01/08 ARBOR REALTY TRUST INC MD 2.02,9.01 05/02/08 ARI NETWORK SERVICES INC /WI WI 5.02,8.01,9.01 05/02/08 ARISTOTLE CORP DE 2.02,9.01 03/31/08 ASIA GLOBAL HOLDINGS CORP. NV 8.01,9.01 04/15/08 ASPEON INC DE 8.01 04/02/08 ATS CORP DE 8.01,9.01 05/02/08 AUTODESK INC DE 1.01,7.01,9.01 05/01/08 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 2.02,9.01 05/01/08 AXESSTEL INC NV 2.02,9.01 05/02/08 BA Credit Card Funding, LLC DE 8.01,9.01 05/02/08 BANK HOLDINGS NV 7.01,9.01 05/01/08 BANK OF GRANITE CORP DE 5.03,8.01,9.01 04/28/08 Bank of Marin Bancorp CA 7.01,9.01 05/02/08 BankFinancial CORP 8.01,9.01 05/02/08 BARNES GROUP INC DE 2.02,9.01 05/02/08 Behringer Harvard Opportunity REIT II MD 1.01,9.01 05/01/08 BEMIS CO INC MO 1.01,1.02 04/28/08 BERKSHIRE INCOME REALTY INC 1.01,2.01,9.01 05/02/08 BEST ENERGY SERVICES, INC. NV 2.01,5.03,9.01 05/02/08 AMEND BioMETRX DE 1.01,3.02,9.01 04/21/08 BioScrip, Inc. DE 2.02,9.01 05/02/08 BMP Sunstone CORP 5.02 04/28/08 BORGWARNER INC DE 2.02,5.02,7.01,9.01 03/31/08 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 5.02 04/29/08 BSD MEDICAL CORP DE 7.01,9.01 05/02/08 BUILDING MATERIALS HOLDING CORP DE 5.02 04/30/08 C & F FINANCIAL CORP VA 2.02,9.01 04/29/08 CAGLES INC GA 2.03 04/30/08 CALGON CARBON CORPORATION DE 2.02,9.01 05/02/08 CAMBREX CORP DE 2.02,5.02,9.01 04/30/08 CAMCO FINANCIAL CORP DE 2.02 05/01/08 CAMDEN PROPERTY TRUST TX 2.02,9.01 05/01/08 CAMERON INTERNATIONAL CORP DE 1.01,9.01 04/30/08 Canyon Bancorp 2.02,9.01 05/02/08 Cardinal Ethanol LLC 5.02 04/28/08 CARLISLE COMPANIES INC DE 2.01,7.01,9.01 04/28/08 CDEX INC NV 8.01 04/09/08 CEDAR FAIR L P DE 3.02 04/02/08 CELL THERAPEUTICS INC WA 1.01,2.03,3.02,5.03,9.01 04/29/08 CHADMOORE WIRELESS GROUP INC CO 5.02,8.01 04/30/08 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/01/08 CHESAPEAKE ENERGY CORP OK 2.02,9.01 05/01/08 CHEVRON CORP DE 2.02 05/02/08 CHILDRENS PLACE RETAIL STORES INC 1.01,8.01,9.01 04/29/08 CHINA AGRITECH INC 4.01 04/24/08 AMEND China Wind Systems, Inc DE 5.02,9.01 04/28/07 CHOICE HOTELS INTERNATIONAL INC /DE DE 5.02,9.01 04/30/08 CHUBB CORP NJ 5.03,8.01,9.01 04/29/08 CIBER INC DE 5.02 04/29/08 CIBER INC DE 1.01,3.03,5.03,9.01 04/29/08 Citizens Community Bancorp Inc. MD 2.02,9.01 05/02/08 CMGI INC DE 5.02,8.01,9.01 05/02/08 COCA COLA ENTERPRISES INC DE 8.01,9.01 05/02/08 Colonial Bankshares Inc X1 2.02,9.01 05/01/08 COMMERCE GROUP INC /MA MA 8.01,9.01 04/30/08 COMMERCIAL METALS CO DE 1.01,9.01 04/30/08 COMPUWARE CORP MI 5.02 04/30/08 CONEXANT SYSTEMS INC DE 1.01,2.02,9.01 04/29/08 Conmed Healthcare Management, Inc. DE 8.01,9.01 04/28/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 3.03,5.03,8.01,9.01 04/30/08 CONSTELLATION BRANDS, INC. DE 5.02 04/28/08 COVER ALL TECHNOLOGIES INC DE 2.02,9.01 05/01/08 CRIMSON EXPLORATION INC. 1.01 04/29/08 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 04/30/08 CUISINE SOLUTIONS INC DE 8.01,9.01 05/02/08 Cyberkinetics Neurotechnology Systems DE 8.01 04/28/08 DAYBREAK OIL & GAS INC WA 2.01,7.01,9.01 05/01/08 DCI USA, INC DE 1.01 04/23/08 AMEND Debut Broadcasting Corporation, Inc. NV 5.02,7.01,9.01 04/30/08 DECORIZE INC DE 1.01,2.03,3.02,9.01 04/28/08 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 05/02/08 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 05/01/08 DITECH NETWORKS INC DE 5.02 04/28/08 Dolan Media CO DE 8.01 05/02/08 DOMINION HOMES INC OH 3.02 04/30/08 Dorman Products, Inc. PA 2.02,9.01 03/29/08 DRI CORP NC 7.01,9.01 05/02/08 DSP GROUP INC /DE/ DE 2.02,9.01 05/02/08 Duke Energy CORP DE 2.02,9.01 05/02/08 DUPONT E I DE NEMOURS & CO DE 5.02,9.01 04/30/08 Dussault Apparel Inc. 3.02 04/28/08 E ENERGY ADAMS LLC 5.02,9.01 04/29/08 EAST FORK BIODIESEL, LLC IA 1.01,9.01 04/29/08 Eddie Bauer Holdings, Inc. DE 8.01,9.01 05/02/08 EMAK Worldwide, Inc. DE 2.02,9.01 03/31/08 Embarq CORP DE 5.02,9.01 05/01/08 Emergent BioSolutions Inc. DE 1.01 04/25/08 EMERITUS CORP\WA\ WA 1.01,2.03,8.01,9.01 04/29/08 Employers Holdings, Inc. NV 7.01,9.01 05/02/08 Employers Holdings, Inc. NV 8.01,9.01 05/02/08 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 1.02,4.01,4.02,5.02 04/28/08 EPICOR SOFTWARE CORP DE 2.02,9.01 04/29/08 Esmark INC DE 2.02,5.02,9.01 04/25/08 ESTEE LAUDER COMPANIES INC DE 5.02 04/28/08 ETRIALS WORLDWIDE INC. 5.02 04/30/08 ev3 Inc. DE 2.02,9.01 05/02/08 EXELIXIS INC DE 5.04,9.01 05/02/08 EXPRESS SCRIPTS INC DE 7.01 05/02/08 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 04/30/08 Federal Home Loan Bank of Dallas 2.03 04/28/08 Federal Home Loan Bank of Dallas 5.02 05/01/08 AMEND FFD FINANCIAL CORP/OH OH 2.02,9.01 04/30/08 FIFTH THIRD BANCORP OH 5.02,9.01 05/01/08 Firepond, Inc. 5.02 05/01/08 FIRST CENTURY BANKSHARES INC WV 2.02,9.01 05/02/08 FIRST FRANKLIN CORP DE 2.02,9.01 04/30/08 FIRST HORIZON NATIONAL CORP TN 8.01,9.01 05/02/08 FIRST KEYSTONE CORP PA 2.02 03/31/08 FIRST REGIONAL BANCORP CA 2.02,9.01 04/28/08 FirstFlight, Inc. NV 5.03,9.01 04/29/08 Flagship Global Health, Inc. DE 8.01,9.01 05/02/08 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 05/01/08 FOREST OIL CORP NY 7.01,9.01 05/02/08 FORTUNE BRANDS INC DE 5.02 04/29/08 FOSTER L B CO PA 1.01,9.01 05/02/08 FOUR OAKS FINCORP INC NC 8.01,9.01 05/01/08 Fox Chase Bancorp Inc X1 2.02,9.01 05/01/08 FRANKLIN BANK CORP 2.02,4.02,7.01,8.01,9.01 04/30/08 FRANKLIN ELECTRIC CO INC IN 7.01,9.01 05/02/08 FSB Community Bankshares Inc X1 2.02,9.01 05/01/08 FUEL TECH, INC. DE 5.02,9.01 04/30/08 GelTech Solutions, Inc. DE 4.01,9.01 04/29/08 General Finance CORP DE 8.01,9.01 05/02/08 GENITOPE CORP DE 5.02 04/28/08 Genmed Holding Corp NV 1.01,5.02,9.01 04/17/08 Genpact LTD D0 2.02,9.01 05/01/08 GOLD CREST MINES INC 5.02,8.01 04/28/08 GOUVERNEUR BANCORP INC DE 2.02,9.01 05/02/08 GYRODYNE CO OF AMERICA INC NY 1.01,9.01 04/17/08 HABERSHAM BANCORP GA 2.02,9.01 03/31/08 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 04/28/08 HANSEN MEDICAL INC 1.01 04/28/08 HARRIS INTERACTIVE INC DE 2.02,5.02,9.01 04/30/08 HARTFORD LIFE INSURANCE CO CT 9.01 05/02/08 HASTINGS ENTERTAINMENT INC TX 5.02,9.01 05/02/08 Heelys, Inc. DE 1.01 04/30/08 Heelys, Inc. DE 1.01,5.02,9.01 04/30/08 HERBALIFE LTD. E9 8.01,9.01 05/01/08 HERBST GAMING INC NV 5.02 04/30/08 Heritage-Crystal Clean, Inc. DE 2.02 05/01/08 HICKORY TECH CORP MN 2.02,9.01 05/02/08 HIGHBURY FINANCIAL INC DE 2.02,7.01,9.01 05/01/08 HIGHWOODS PROPERTIES INC MD 2.02,9.01 03/31/08 Homeland Security Capital CORP DE 4.01,9.01 05/01/08 HONG KONG WINALITE GROUP, INC. 5.02,9.01 05/02/08 HOUSTON AMERICAN ENERGY CORP DE 8.01 05/02/08 HSBC Finance Corp 5.03,9.01 05/01/08 HSBC USA INC /MD/ MD 5.03,9.01 05/01/08 I FLOW CORP /DE/ DE 2.02 05/02/08 IBASIS INC DE 2.03,9.01 04/28/08 iDcentrix, Inc. 1.01,9.01 04/28/08 IDEARC INC. DE 5.02,9.01 05/01/08 ILINC COMMUNICATIONS INC DE 1.01,2.01,9.01 04/28/08 IMCLONE SYSTEMS INC DE 5.02 05/01/08 IMPAX LABORATORIES INC DE 8.01,9.01 05/02/08 IMPERIAL CAPITAL BANCORP, INC. DE 2.02,9.01 04/30/08 IMPERIAL OIL LTD 2.02,9.01 05/01/08 INDALEX HOLDINGS FINANCE INC 5.02,9.01 05/01/08 INFORM WORLDWIDE HOLDINGS INC FL 1.01,2.03,3.02,9.01 04/25/08 INFORM WORLDWIDE HOLDINGS INC FL 1.01,9.01 04/12/08 AMEND INKSURE TECHNOLOGIES INC. DE 1.01,5.02,9.01 05/02/08 INNOVEX INC MN 5.02,9.01 04/30/08 INNOVEX INC MN 8.01,9.01 05/01/08 InovaChem, Inc. DE 4.01,9.01 04/28/08 Intelbahn Inc. 5.03,7.01,9.01 04/24/08 Intellect Neurosciences, Inc. 1.01,2.04,9.01 04/01/08 INTER PARFUMS INC DE 1.01 05/02/08 INTERCONTINENTALEXCHANGE INC 2.02,9.01 05/02/08 INTERLEUKIN GENETICS INC DE 1.01,5.02,9.01 04/30/08 International Power Group, Ltd. DE 2.03 04/07/08 INTERNATIONAL TEXTILE GROUP INC DE 8.01 05/02/08 INTEST CORP DE 2.02,7.01,9.01 05/01/08 INTRAOP MEDICAL CORP 5.02 04/23/08 AMEND INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 05/02/08 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 05/02/08 IONA TECHNOLOGIES PLC 7.01,9.01 04/29/08 ISTAR FINANCIAL INC MD 2.02,9.01 05/02/08 JESUP & LAMONT, INC. FL 5.02 04/28/08 JONES LANG LASALLE INC MD 5.02,9.01 04/28/08 JOURNAL REGISTER CO DE 1.01,2.03,9.01 04/29/08 K-FED BANCORP 2.02,9.01 05/02/08 K-SEA TRANSPORTATION PARTNERS LP 2.02,9.01 04/30/08 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 05/01/08 KBR, INC. DE 2.02,9.01 05/02/08 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 05/02/08 KNOLL INC DE 5.02 04/29/08 KNOT INC DE 1.01,9.01 04/30/08 KORN FERRY INTERNATIONAL DE 5.02 04/30/08 KOSAN BIOSCIENCES INC CA 2.02,9.01 05/01/08 KSW INC NY 2.02,9.01 05/02/08 LA JOLLA PHARMACEUTICAL CO DE 2.02,9.01 05/01/08 LANDMARK BANCORP INC DE 2.02,8.01,9.01 05/02/08 Lazard Group LLC DE 1.01 05/02/08 Lazard Ltd D0 8.01 05/02/08 LCA VISION INC DE 1.01,9.01 04/28/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 04/28/08 Lev Pharmaceuticals Inc DE 8.01,9.01 05/02/08 LIFETIME BRANDS, INC DE 8.01,9.01 05/02/08 Linens Holding Co. DE 1.03,2.04,5.02,9.01 05/02/08 LIQUIDITY SERVICES INC 7.01,9.01 05/01/08 LITTLE SQUAW GOLD MINING CO AK 8.01,9.01 04/30/08 LUBRIZOL CORP OH 2.02,9.01 03/31/08 LUMINENT MORTGAGE CAPITAL INC 3.01,8.01,9.01 04/30/08 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 05/02/08 MAGNITUDE INFORMATION SYSTEMS INC DE 7.01,9.01 05/02/08 Main Street Capital CORP MD 5.03,8.01 05/01/08 MARATHON OIL CORP DE 5.02 04/30/08 MARKETING WORLDWIDE CORP DE 8.01,9.01 04/30/08 MARVELL TECHNOLOGY GROUP LTD D0 5.02 04/29/08 MDC PARTNERS INC A6 7.01,9.01 05/01/08 MDU RESOURCES GROUP INC DE 2.02,7.01,9.01 03/31/08 MEMORY PHARMACEUTICALS CORP 8.01,9.01 05/01/08 MERIDIAN RESOURCE CORP TX 5.02,5.03,9.01 04/29/08 MERRILL LYNCH & CO INC DE 5.02,9.01 04/28/08 MESA AIR GROUP INC NV 8.01,9.01 04/30/08 Metals USA Holdings Corp. DE 2.02,7.01,9.01 04/28/08 MICROISLET INC NV 1.01,2.03,3.02 04/30/08 MICROTUNE INC DE 1.01,5.02,8.01,9.01 04/28/08 MIDDLEFIELD BANC CORP OH 5.02 11/19/07 AMEND MIDDLESEX WATER CO NJ 8.01 05/02/08 MIDSOUTH BANCORP INC LA 8.01 05/01/08 MobiVentures Inc. NV 2.01,3.02,5.02,9.01 04/28/08 MOLDFLOW CORP 1.01,3.03,5.02,9.01 04/30/08 MOOG INC NY 8.01,9.01 05/01/08 Morningstar, Inc. IL 2.02,9.01 05/01/08 MotivNation, Inc. 5.02,9.01 05/02/08 MOUNTAIN NATIONAL BANCSHARES INC TN 2.02,7.01,9.01 05/02/08 MOVIE GALLERY INC DE 7.01,9.01 03/17/08 MRV COMMUNICATIONS INC DE 2.02,9.01 04/30/08 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 2.02,7.01,9.01 05/02/08 MUELLER INDUSTRIES INC DE 8.01,9.01 05/01/08 NARA BANCORP INC DE 2.03,9.01 06/05/03 AMEND NASDAQ OMX GROUP, INC. DE 7.01,9.01 05/02/08 NASDAQ OMX GROUP, INC. DE 9.01 02/27/08 AMEND NASHUA CORP MA 2.02,9.01 04/30/08 NATIONAL CITY CORP DE 8.01 04/28/08 NATIONAL FUEL GAS CO NJ 2.02,9.01 05/01/08 NATIONAL FUEL GAS CO NJ 7.01,9.01 05/02/08 NationsHealth, Inc. DE 3.01,9.01 04/29/08 NAVIGANT CONSULTING INC DE 8.01,9.01 05/01/08 NEPHROS INC DE 5.02,8.01,9.01 04/28/08 NeurogesX Inc CA 8.01,9.01 05/02/08 NeuroMetrix, Inc. 5.02,9.01 05/01/08 New England Bancshares, Inc. 2.02,9.01 05/01/08 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 05/02/08 NewPage Holding CORP DE 9.01 12/21/07 AMEND NEWPARK RESOURCES INC DE 2.02,9.01 05/01/08 NEXITY FINANCIAL CORP DE 2.02,7.01,9.01 05/01/08 NEXT INC/TN DE 1.01,3.02,9.01 04/28/08 NISOURCE INC/DE DE 2.02,9.01 05/02/08 NORTEL NETWORKS CORP 2.02,9.01 05/02/08 NORTEL NETWORKS LTD 2.02,9.01 05/02/08 Northeast Automotive Holdings, Inc. FL 8.01 04/22/08 NORTHLAND CABLE PROPERTIES EIGHT LIMI WA 8.01 04/15/08 NORTHLAND CABLE PROPERTIES SEVEN LIMI WA 8.01 04/15/08 NORTHWEST NATURAL GAS CO OR 2.02 05/02/08 NORTHWESTERN CORP DE 5.02,8.01,9.01 05/02/08 NOVELL INC DE 8.01 05/02/08 NUCLEAR SOLUTIONS INC NV 8.01 04/25/08 AMEND NUCRYST Pharmaceuticals Corp. A0 5.02,9.01 05/02/08 NUTRI SYSTEM INC /DE/ DE 1.02 05/02/08 NUVELO INC DE 3.01,9.01 05/01/08 OCCIDENTAL PETROLEUM CORP /DE/ DE 7.01,9.01 05/02/08 Och-Ziff Capital Management Group LLC DE 7.01 05/02/08 OHIO LEGACY CORP OH 1.01 04/28/08 OMEGA HEALTHCARE INVESTORS INC MD 1.01,8.01,9.01 05/01/08 OMNI ENERGY SERVICES CORP LA 5.02,9.01 04/28/08 ON ASSIGNMENT INC DE 2.02,9.01 05/01/08 ONCOVISTA INNOVATIVE THERAPIES, INC 4.01,9.01 01/11/08 AMEND OneBeacon Insurance Group, Ltd. D0 2.02,9.01 05/02/08 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 05/02/08 OPEN ENERGY CORP NV 1.01,3.02 04/23/08 Optelecom-NKF, Inc. DE 7.01,9.01 05/02/08 Optelecom-NKF, Inc. DE 2.02,9.01 05/02/08 OPTIUM CORP DE 5.02 04/28/08 ORASURE TECHNOLOGIES INC DE 8.01 05/02/08 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,8.01,9.01 04/29/08 PACIFIC ENTERPRISES INC CA 2.02,9.01 05/02/08 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 04/30/08 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 05/02/08 PACIFIC SUNWEAR OF CALIFORNIA INC CA 1.01,1.02,2.03,9.01 04/29/08 PACIFIC SUNWEAR OF CALIFORNIA INC CA 2.05,2.06 04/29/08 PACIFICHEALTH LABORATORIES INC DE 2.03,9.01 04/29/08 PECO II INC OH 2.02,9.01 05/02/08 PENN TREATY AMERICAN CORP PA 5.02,9.01 04/30/08 PENWEST PHARMACEUTICALS CO WA 2.02,9.01 05/02/08 PEPCO HOLDINGS INC DE 7.01,9.01 05/02/08 PETROL OIL & GAS INC 1.01,9.01 04/30/08 PFSWEB INC DE 4.01,9.01 04/29/08 PHARMATHENE, INC DE 5.03,9.01 04/28/08 PHILLIPS VAN HEUSEN CORP /DE/ DE 8.01,9.01 04/24/08 PHOENIX TECHNOLOGIES LTD DE 2.01,7.01,9.01 04/30/08 PIEDMONT NATURAL GAS CO INC NC 7.01,9.01 05/02/08 Pioneer Southwest Energy Partners L.P DE 1.01,8.01,9.01 04/30/08 PIPEX PHARMACEUTICALS, INC. DE 8.01 05/01/08 PLATINUM ENERGY RESOURCES INC DE 1.01,2.01,2.03,5.02,9.01 04/29/08 PORTEC RAIL PRODUCTS INC WV 2.02,9.01 05/01/08 PPG INDUSTRIES INC PA 8.01 04/30/08 PPL CORP PA 2.02,7.01,9.01 05/02/08 PRB Energy, Inc. NV 8.01,9.01 04/22/08 PREMIER EXHIBITIONS, INC. 8.01 04/15/08 PRESSTEK INC /DE/ DE 8.01,9.01 05/01/08 PRIME GROUP REALTY TRUST MD 8.01,9.01 05/02/08 PRIMEDIA INC DE 7.01,9.01 05/02/08 PRINCETON NATIONAL BANCORP INC DE 2.02,9.01 04/29/08 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/02/08 PROVIDENCE & WORCESTER RAILROAD CO/RI RI 3.01,9.01 05/02/08 pSivida LTD C3 1.01,9.01 04/28/08 PULMO BIOTECH INC. DE 5.02 05/02/08 RECLAMATION CONSULTING & APPLICATIONS CO 4.01,9.01 04/28/08 Red Lake Exploration Inc. 4.01,5.02,9.01 04/25/08 AMEND REGENCY AFFILIATES INC DE 8.01 04/28/08 Regency Energy Partners LP DE 8.01 05/01/08 REGENERON PHARMACEUTICALS INC NY 2.02,9.01 05/01/08 RENOVIS INC DE 2.01,8.01,9.01 05/02/08 RLI CORP IL 8.01,9.01 05/01/08 ROBERTS REALTY INVESTORS INC GA 1.01,2.03,9.01 04/28/08 Rosetta Resources Inc. DE 7.01,9.01 05/01/08 ROYAL GOLD INC DE 8.01,9.01 04/30/08 SALTON INC DE 1.01,9.01 04/29/08 SAN DIEGO GAS & ELECTRIC CO CA 2.02,9.01 05/02/08 SANDERSON FARMS INC MS 1.01,1.02,2.03,9.01 05/01/08 SANDRIDGE ENERGY INC DE 1.01,2.03,8.01,9.01 05/01/08 SAVANNAH BANCORP INC GA 5.02 05/02/08 SBM CERTIFICATE CO MD 5.02 05/02/08 SCOLR Pharma, Inc. DE 1.02,2.02,9.01 04/30/08 SCOTTS LIQUID GOLD INC CO 2.02,7.01,9.01 05/02/08 SEMOTUS SOLUTIONS INC NV 1.01,9.01 04/30/08 SEMPRA ENERGY CA 2.02,9.01 05/02/08 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 05/02/08 Silicon Mountain Holdings, Inc. CO 1.01,3.02 04/28/08 Silver State Bancorp 2.02,7.01,9.01 04/30/08 Sirtris Pharmaceuticals, Inc. DE 2.02,9.01 05/01/08 SLM Student Loan Trust 2008-5 DE 1.01,2.01,9.01 04/30/08 SM&A DE 8.01,9.01 05/02/08 SM&A DE 8.01,9.01 05/02/08 SONIC FOUNDRY INC MD 2.02,9.01 05/01/08 SOUTH FINANCIAL GROUP INC SC 1.01,3.02,8.01,9.01 05/02/08 SOUTHEASTERN BANKING CORP GA 2.02,9.01 05/02/08 SOUTHWEST GAS CORP CA 2.02 05/02/08 SPECTRASCIENCE INC MN 4.01,9.01 04/28/08 Spectrum Brands, Inc. WI 8.01 05/02/08 Sputnik Enterprises, Inc NV 3.02 04/14/08 AMEND ST MARY LAND & EXPLORATION CO DE 2.02,9.01 05/01/08 Stargold Mines, Inc. 5.02 04/24/08 Stargold Mines, Inc. 9.01 03/18/08 AMEND STARTECH ENVIRONMENTAL CORP CO 8.01 04/30/08 STATE BANCORP INC NY 2.02,5.02,8.01,9.01 04/28/08 StellarOne CORP VA 2.02,8.01,9.01 04/30/08 STERLING BANCORP NY 8.01 05/01/08 STONERIDGE INC OH 2.02 05/02/08 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 05/01/08 STURM RUGER & CO INC DE 1.01,9.01 05/02/08 SUN-TIMES MEDIA GROUP INC DE 5.03,9.01 04/30/08 SUPERIOR BANCORP DE 7.01,9.01 05/01/08 SUPERIOR ENERGY SERVICES INC DE 2.02,8.01,9.01 04/29/08 SUPERIOR ESSEX INC DE 2.02,7.01,9.01 05/01/08 SYNTHESIS ENERGY SYSTEMS INC DE 7.01,9.01 05/01/08 TARRANT APPAREL GROUP CA 8.01,9.01 04/25/08 TASKER PRODUCTS CORP DE 5.02,9.01 04/28/08 TASKER PRODUCTS CORP DE 2.03 04/28/08 TELECOMMUNICATION SYSTEMS INC /FA/ 2.02,9.01 05/01/08 TELLABS INC DE 2.05 04/30/08 TENNANT CO MN 5.02,9.01 04/29/08 TESCO CORP 2.02,9.01 05/01/08 TEXAS INDUSTRIES INC DE 5.02,9.01 05/01/08 THOMAS GROUP INC DE 5.02,9.01 04/30/08 TIDELANDS BANCSHARES INC 2.02,9.01 05/02/08 TOMPKINS FINANCIAL CORP NY 1.01,2.03 04/30/08 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 05/01/08 TORO CO DE 7.01,9.01 05/02/08 TORRENT ENERGY CORP CO 2.04,5.02 05/01/08 TRIAD GUARANTY INC DE 8.01,9.01 05/02/08 TRIZETTO GROUP INC DE 5.02,9.01 04/29/08 Tropicana Entertainment, LLC DE 1.01,2.04,5.05,9.01 04/30/08 TRUE RELIGION APPAREL INC DE 8.01,9.01 05/01/08 TRX INC/GA GA 2.02,9.01 05/02/08 U.S. Auto Parts Network, Inc. DE 5.02 04/28/08 UBS Managed Futures LLC (Aspect Serie 3.02 05/01/08 UDR, Inc. MD 2.01,9.01 03/03/08 AMEND UNITED STATES STEEL CORP DE 5.02,9.01 04/28/08 UNITED STATIONERS INC DE 2.02,9.01 05/01/08 URANERZ ENERGY CORP. NV 7.01,9.01 05/01/08 Uranium Hunter CORP NV 5.02 05/01/08 UROLOGIX INC MN 3.01,9.01 04/29/08 US GEOTHERMAL INC DE 1.01,2.01,3.02,7.01,9.01 04/01/08 USAA ACCEPTANCE LLC 8.01,9.01 05/02/08 UTSTARCOM INC DE 8.01,9.01 05/01/08 VALIDUS HOLDINGS LTD 7.01,9.01 05/01/08 VALIDUS HOLDINGS LTD 2.02,9.01 05/01/08 VELCERA, INC. DE 1.01,9.01 04/28/08 VERILINK CORP DE 1.01,1.02,1.03,2.01,3.02,3.03, 05/01/08 4.01,5.01,5.02 Vertical Communications, Inc. DE 1.01,2.03,3.02,9.01 04/16/08 Viacom Inc. DE 2.02,9.01 05/02/08 Village Bank & Trust Financial Corp. 2.02,9.01 05/02/08 VINEYARD NATIONAL BANCORP CA 2.02,9.01 05/01/08 Vision Acquisition II, Inc DE 1.01,3.02,9.01 05/02/08 Vision Acquisition III, Inc DE 1.01,3.02,9.01 05/02/08 VISTA GOLD CORP 7.01,8.01,9.01 04/30/08 Voyager Petroleum, Inc. NV 3.02 04/28/08 W-H ENERGY SERVICES INC TX 2.02,7.01,9.01 05/02/08 WABCO Holdings Inc. DE 1.01,2.03,7.01,9.01 04/28/08 WACCAMAW BANKSHARES INC NC 2.02,9.01 05/02/08 WALTER INDUSTRIES INC /NEW/ DE 1.01,1.02,2.02,7.01,9.01 04/30/08 WASHINGTON MUTUAL, INC WA 5.02 04/28/08 WASHINGTON POST CO DE 2.02,9.01 05/02/08 WASTE INDUSTRIES USA INC NC 2.02,9.01 05/01/08 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 04/28/08 WESCO FINANCIAL CORP CA 2.02,9.01 05/02/08 WEST CANYON ENERGY CORP. 3.02,9.01 04/30/08 Western Iowa Energy, L.L.C. IA 5.02,7.01,9.01 04/28/08 WEYERHAEUSER CO WA 2.02,9.01 05/02/08 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 05/02/08 WINLAND ELECTRONICS INC MN 2.02,5.02,9.01 05/02/08 WINMARK CORP MN 1.01,9.01 04/30/08 Winsted Holdings, Inc. FL 8.01 05/02/08 WYNN RESORTS LTD 2.02,7.01,9.01 05/01/08 XCEL ENERGY INC MN 2.02 05/02/08 YTB International, Inc. DE 5.02,9.01 05/01/08 ZILA INC DE 3.02 04/30/08 ZIX CORP TX 2.02,9.01 05/01/08 ZULU ENERGY CORP. CO 1.01,3.02,5.02,5.03,9.01 04/28/08