RECENT 8K FILINGS April 21, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 8.01,9.01 04/18/08 ABERCROMBIE & FITCH CO /DE/ DE 1.01,1.02,2.03,9.01 04/15/08 ABX Holdings, Inc. DE 5.02 04/14/08 ACCENTIA BIOPHARMACEUTICALS INC 3.01,9.01 04/15/08 ACME UNITED CORP CT 2.02,9.01 04/18/08 ACTIGA CORP 1.01,2.03,3.02,9.01 04/15/08 Advanced Life Sciences Holdings, Inc. 1.02,5.02 04/14/08 Advaxis, Inc. DE 8.01,9.01 04/18/08 Affinia Group Intermediate Holdings I DE 2.05,2.06 04/14/08 AMEND AFH Holding IV, Inc. DE 8.01 04/14/08 AMEND Allegiant Travel CO NV 8.01 04/18/08 ALLIANCE RESOURCE PARTNERS LP DE 5.03,9.01 04/14/08 ALLSTATE CORP DE 5.02,9.01 04/15/08 Alternative Asset Management Acquisit DE 8.01 04/18/08 AMEND AMAZON COM INC DE 7.01,9.01 04/18/08 AMCOL INTERNATIONAL CORP DE 2.02,9.01 04/18/08 AMCON DISTRIBUTING CO DE 2.02,9.01 03/31/08 AMERICAN DAIRY INC UT 1.01,5.02,9.01 04/15/08 AMERICAN DAIRY INC UT 8.01,9.01 04/15/08 AMERICAN EXPRESS RECEIVABLES FINANCIN DE 8.01,9.01 04/17/08 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,3.03,9.01 04/17/08 AMERICANWEST BANCORPORATION WA 7.01 04/18/08 AMES NATIONAL CORP IA 2.02,9.01 04/18/08 AMPAL-AMERICAN ISRAEL CORP NY 7.01,9.01 04/18/08 ANGIOTECH PHARMACEUTICALS INC 8.01,9.01 04/17/08 APAC CUSTOMER SERVICE INC IL 3.01,9.01 04/15/08 APOLLO INVESTMENT CORP MD 5.02 04/18/08 Argo Group International Holdings, Lt 8.01,9.01 04/17/08 ARQULE INC DE 5.02,9.01 04/14/08 ARTFEST INTERNATIONAL INC DE 8.01 03/28/08 AT&T INC. DE 8.01 04/17/08 Atlantic Southern Financial Group, In 2.02,9.01 04/17/08 ATSI COMMUNICATIONS INC/DE NV 8.01,9.01 04/18/08 AUBURN NATIONAL BANCORPORATION INC DE 2.02,9.01 04/17/08 AURELIO RESOURCE CORP NV 5.02,9.01 04/17/08 Avantair, Inc DE 5.02,9.01 04/14/08 Avensys CORP NV 5.02 04/17/08 BANCFIRST CORP /OK/ OK 2.02,9.01 04/18/08 BANK OF KENTUCKY FINANCIAL CORP KY 2.02,9.01 04/18/08 Bank of Marin Bancorp CA 2.02,9.01 04/18/08 Bank of New York Mellon CORP 2.02,9.01 04/17/08 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 04/18/08 Banks.com, Inc. FL 7.01 04/17/08 BigString CORP DE 8.01,9.01 04/16/08 BIMINI CAPITAL MANAGEMENT, INC. MD 5.02,9.01 04/18/08 BJs RESTAURANTS INC CA 8.01,9.01 04/17/08 BLACK & DECKER CORP MD 5.02,9.01 04/18/08 BOE FINANCIAL SERVICES OF VIRGINIA IN VA 8.01 04/18/08 Bridge Capital Holdings CA 2.02,9.01 04/18/08 BRIGHAM EXPLORATION CO DE 7.01,9.01 04/18/08 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 04/18/08 BROADVISION INC DE 5.02,9.01 04/16/08 BROOKLINE BANCORP INC DE 2.02 04/17/08 C & F FINANCIAL CORP VA 5.02,9.01 04/15/08 CALGON CARBON CORPORATION DE 8.01,9.01 04/17/08 CALLAWAY GOLF CO DE 2.02,9.01 04/17/08 Calumet Specialty Products Partners, DE 5.03,9.01 04/15/08 CANARGO ENERGY CORP DE 7.01,9.01 04/18/08 CAPITAL GOLD CORP NV 5.03,9.01 04/17/08 CARDIODYNAMICS INTERNATIONAL CORP CA 3.01,9.01 04/15/08 Care Investment Trust Inc. MD 5.02,9.01 04/15/08 CAREER EDUCATION CORP DE 5.02,9.01 04/18/08 CATERPILLAR FINANCIAL FUNDING CORP 9.01 04/18/08 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,7.01,9.01 03/31/08 CATERPILLAR INC DE 2.02,7.01,9.01 04/18/08 CATERPILLAR INC DE 7.01,9.01 04/18/08 CATHAY GENERAL BANCORP DE 2.02,9.01 04/17/08 CELL THERAPEUTICS INC WA 3.01,9.01 04/16/08 Centennial Bank Holdings, Inc. DE 2.02,7.01,9.01 04/18/08 CENTERLINE HOLDING CO DE 2.05,5.02,8.01,9.01 04/14/08 CENTRAL FEDERAL CORP DE 2.02,9.01 04/18/08 CHARTER COMMUNICATIONS INC /MO/ DE 3.01 04/14/08 CHEMBIO DIAGNOSTICS, INC. NV 5.03,7.01,9.01 04/18/08 CHEROKEE INTERNATIONAL CORP DE 5.02 04/14/08 CHESAPEAKE ENERGY CORP OK 5.03,9.01 04/16/08 CHEVIOT FINANCIAL CORP 2.02,9.01 04/18/08 China Architectural Engineering, Inc. DE 1.01,2.03,3.02,7.01,9.01 04/15/08 CHINA BROADBAND INC 5.02,9.01 04/18/08 China Information Security Technology 9.01 04/17/08 AMEND CIMETRIX INC NV 1.01,9.01 04/09/08 CIRTRAN CORP NV 2.02,7.01,9.01 04/15/08 CIT GROUP INC DE 5.02 04/14/08 CITIGROUP INC DE 2.02,9.01 04/18/08 CITIZENS BANCORP OF VIRGINIA INC VA 9.01 04/16/08 CITIZENS COMMUNICATIONS CO DE 8.01,9.01 04/18/08 Citizens Community Bancorp Inc. MD 2.02,9.01 04/18/08 CKX Lands Inc LA 5.02 04/17/08 CLAIBORNE LIZ INC DE 5.02,9.01 04/14/08 Clark Holdings Inc. DE 4.01,9.01 04/17/08 Clearpoint Business Resources, Inc DE 1.01,2.03,3.02 04/14/08 Cohesant Inc. DE 1.01,9.01 04/16/08 COLLAGENEX PHARMACEUTICALS INC DE 3.01,5.01,5.02,5.03,9.01 04/07/08 COLOMBIA GOLDFIELDS LTD 7.01,9.01 04/18/08 COMARCO INC CA 2.02,9.01 04/15/08 COMMUNICATE COM INC NV 8.01,9.01 04/17/08 Community Bankers Acquisition Corp. DE 8.01,9.01 04/18/08 COMMUNITY BANKSHARES INC /SC/ SC 2.02,9.01 04/16/08 Community Partners Bancorp NJ 2.02,9.01 04/17/08 COMMUNITY VALLEY BANCORP CA 2.02,9.01 04/18/08 Constant Contact, Inc. DE 1.01,9.01 04/14/08 CONSTITUTION MINING CORP NV 5.02 04/14/08 COUNTERPATH CORP NV 1.01,2.01,3.02,7.01,9.01 02/01/08 AMEND Covidien Ltd. D0 2.01,7.01,9.01 04/18/08 CREDENCE SYSTEMS CORP DE 5.02 04/15/08 CREDIT SUISSE COMMERCIAL MORTGAGE TRU DE 9.01 04/18/08 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 04/18/08 CrowdGather, Inc. NV 2.02 04/02/08 AMEND CTC Media, Inc. 1.01,2.01,8.01,9.01 04/16/08 CVB FINANCIAL CORP CA 2.02 04/17/08 CVB FINANCIAL CORP CA 5.02,9.01 04/16/08 CYBER DEFENSE SYSTEMS INC FL 5.02,9.01 04/18/08 CYBEX INTERNATIONAL INC NY 8.01,9.01 04/18/08 DAG MEDIA INC NY 3.01,9.01 04/16/08 DANA HOLDING CORP DE 5.02,9.01 04/16/08 DATATRAK INTERNATIONAL INC OH 1.01,5.02 04/18/08 DELPHI CORP DE 5.02,9.01 04/15/08 DELTA AIR LINES INC /DE/ DE 1.01,5.02,9.01 04/14/08 DIGITAL ALLY INC 8.01,9.01 04/17/08 DREW INDUSTRIES INC DE 8.01,9.01 04/17/08 DTE ENERGY CO MI 8.01,9.01 04/17/08 EASTERN VIRGINIA BANKSHARES INC VA 7.01,9.01 04/17/08 Eddie Bauer Holdings, Inc. DE 2.02,9.01 04/18/08 EDEN ENERGY CORP NV 1.01,3.02,9.01 04/02/08 AMEND EMAGIN CORP DE 5.02,9.01 04/14/08 EMC INSURANCE GROUP INC IA 7.01 04/18/08 EMCORE CORP NJ 3.02 04/09/08 AMEND Encore Energy Partners LP DE 5.03,9.01 04/14/08 ENERGY WEST INC MT 5.03,9.01 04/10/08 ENIGMA SOFTWARE GROUP, INC DE 1.01,2.01,3.02,5.01,5.02,5.03, 04/14/08 9.01 ENTECH ENVIRONMENTAL TECHNOLOGIES INC FL 5.02 04/14/08 ENTORIAN TECHNOLOGIES INC DE 2.02,5.02,9.01 04/17/08 ENVIRONMENTAL ENERGY SERVICES INC MD 4.02,5.02,9.01 04/09/08 EON COMMUNICATIONS CORP DE 5.01,9.01 04/18/08 Epic Bancorp 1.01 04/14/08 EPLUS INC DE 2.02,9.01 04/16/08 EV Energy Partners, LP DE 5.03,7.01,9.01 04/14/08 ExlService Holdings, Inc. DE 5.02 04/14/08 EXTERRAN PARTNERS, L.P. DE 5.03,9.01 04/14/08 EXXON MOBIL CORP NJ 5.02 04/18/08 FAIRPOINT COMMUNICATIONS INC DE 7.01,9.01 04/17/08 Federal Home Loan Bank of Boston X1 7.01,9.01 04/18/08 Federal Home Loan Bank of Chicago X1 5.02 04/18/08 Federal Sports & Entertainment, Inc. NV 3.02,8.01 04/18/08 FIDELITY SOUTHERN CORP GA 2.02,9.01 04/17/08 FIRST BANCORP OF INDIANA INC IN 5.02 04/16/08 FIRST COMMUNITY BANCORP /CA/ CA 2.02,9.01 04/17/08 FIRST COMMUNITY CORP /SC/ SC 2.02,8.01,9.01 04/16/08 FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 04/17/08 FIRST HORIZON NATIONAL CORP TN 5.02,8.01,9.01 04/14/08 FIRST M&F CORP/MS MS 2.02,7.01,9.01 04/18/08 FIRST MARBLEHEAD CORP 1.02,9.01 04/17/08 FIRST MARINER BANCORP MD 2.02,9.01 04/16/08 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 04/18/08 FORCE PROTECTION INC NV 8.01 04/15/08 FOUR OAKS FINCORP INC NC 8.01,9.01 04/17/08 FREEHAND SYSTEMS INTERNATIONAL, INC. DE 2.03 04/08/08 FRONTIER FINANCIAL CORP /WA/ WA 2.02,7.01,9.01 04/17/08 FURMANITE CORP DE 1.01,8.01 04/15/08 GameStop Corp. DE 5.02,9.01 04/18/08 GENERAL MILLS INC DE 8.01,9.01 03/20/08 AMEND GENITOPE CORP DE 2.04,8.01 04/14/08 Gentor Resources, Inc. FL 8.01 04/17/08 Global Employment Holdings, Inc. 5.02 04/16/08 GREAT SOUTHERN BANCORP INC MD 2.02,9.01 04/17/08 Grubb & Ellis Realty Advisors, Inc. DE 8.01,9.01 04/18/08 GULFMARK OFFSHORE INC DE 2.02,9.01 04/18/08 HANCOCK FABRICS INC DE 2.02,7.01,9.01 04/17/08 HARLAND CLARKE HOLDINGS CORP DE 5.02 04/15/08 HARLEYSVILLE NATIONAL CORP PA 5.02,9.01 04/18/08 HARTFORD LIFE INSURANCE CO CT 9.01 04/18/08 HeartWare LTD C3 1.01,9.01 04/17/08 HELICOS BIOSCIENCES CORP 5.02 04/14/08 Heritage Financial Group DC 2.02,8.01,9.01 04/15/08 Home Federal Bancorp, Inc. MD 2.02,9.01 04/18/08 HOMEFED CORP DE 8.01 04/15/08 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 04/18/08 HORIZON BANCORP /IN/ IN 2.02,9.01 04/18/08 Horizon Lines, Inc. 8.01,9.01 04/17/08 HSW International, Inc. DE 5.05,9.01 04/14/08 HUBBELL INC CT 8.01 04/11/08 HUGOTON ROYALTY TRUST TX 2.02,9.01 04/18/08 HYDROGEN ENGINE CENTER, INC. NV 4.02 04/14/08 HYPERDYNAMICS CORP DE 3.02,8.01 03/18/08 I2 TELECOM INTERNATIONAL INC WA 5.02 04/13/08 IA GLOBAL INC DE 1.01,9.01 04/16/08 ICON CASH FLOW PARTNERS L P SEVEN DE 8.01 04/18/08 IDEARC INC. DE 5.03,9.01 04/16/08 IDT CORP DE 5.02 04/14/08 IGATE CORP PA 2.02,9.01 04/18/08 IMPERIAL SUGAR CO /NEW/ TX 8.01,9.01 04/17/08 INDUSTRIAL MINERALS INC DE 5.02 04/04/08 INSIGHT HEALTH SERVICES HOLDINGS CORP 1.01,9.01 04/14/08 INSITUFORM TECHNOLOGIES INC DE 5.02,9.01 04/14/08 AMEND INTERNAP NETWORK SERVICES CORP DE 1.01,9.01 04/17/08 INTERNATIONAL ENERGY, INC. NV 3.02 04/18/08 INTERNATIONAL TEXTILE GROUP INC DE 5.02 04/18/08 Intrepid Global Imaging 3D, INC. DE 1.01,5.02,8.01 04/17/08 Intrepid Global Imaging 3D, INC. DE 5.02 04/18/08 Intrepid Global Imaging 3D, INC. DE 5.02 04/18/08 IRVINE SENSORS CORP/DE/ DE 1.01,3.02,3.03,5.03,9.01 04/01/08 ISOLAGEN INC DE 8.01 04/14/08 JACKSONVILLE BANCORP INC IL 5.03,9.01 04/15/08 JAG MEDIA HOLDINGS INC NV 1.01,9.01 04/14/08 JOURNAL REGISTER CO DE 5.02,9.01 04/15/08 KANA SOFTWARE INC DE 2.02,9.01 04/02/08 KANSAS CITY SOUTHERN DE 1.01,2.03 04/15/08 LANGER INC NY 1.01,9.01 04/16/08 LCNB CORP OH 2.02,8.01,9.01 04/18/08 LEHMAN BROTHERS HOLDINGS INC DE 5.02 04/18/08 LEXINGTON REALTY TRUST MD 5.02 04/14/08 LODGENET INTERACTIVE CORP DE 5.02,9.01 04/17/08 LOEWS CORP DE 8.01,9.01 04/18/08 LUFKIN INDUSTRIES INC TX 2.02,9.01 04/16/08 M & F WORLDWIDE CORP DE 5.02 04/14/08 M WAVE INC DE 5.02,8.01,9.01 04/11/08 MACROVISION CORP DE 8.01,9.01 04/18/08 MAGNETEK, INC. DE 8.01 04/16/08 MAINE & MARITIMES CORP ME 8.01,9.01 04/18/08 MANPOWER INC /WI/ WI 2.02,9.01 04/18/08 MARINEMAX INC DE 2.02,9.01 04/16/08 MASTEC INC FL 5.02,9.01 04/14/08 MAX CAPITAL GROUP LTD. 2.02,9.01 04/18/08 MED GEN INC NV 3.03,8.01 04/18/08 MED X SYSTEMS INC TX 4.01,9.01 08/30/07 AMEND MEDTRONIC INC MN 8.01 04/18/08 MERCER INSURANCE GROUP INC PA 8.01,9.01 04/16/08 Meritage Homes CORP MD 8.01,9.01 04/17/08 MERRIMAC INDUSTRIES INC DE 5.02 04/17/08 METALLINE MINING CO NV 8.01 04/18/08 MetaMorphix Inc. MD 1.01 04/15/08 METROPOLITAN HEALTH NETWORKS INC FL 5.02,9.01 04/14/08 MF Global Ltd. D0 2.02,7.01,9.01 04/18/08 MFB CORP IN 9.01 03/31/08 MICREL INC CA 8.01,9.01 04/17/08 MILACRON INC DE 5.02,9.01 04/14/08 MONADNOCK BANCORP INC MD 2.02,8.01,9.01 04/15/08 MONARCH CASINO & RESORT INC NV 1.01,2.03,9.01 04/14/08 MONSANTO CO /NEW/ DE 5.02,9.01 04/18/08 MONSTER WORLDWIDE INC DE 5.02 04/16/08 AMEND MPC CORP CO 1.01,2.02,8.01,9.01 04/18/08 NATIONAL COAL CORP FL 2.02,9.01 04/16/08 NATIONAL SEMICONDUCTOR CORP DE 5.03,9.01 04/16/08 NEOPROBE CORP DE 1.01,2.03,3.02,8.01,9.01 04/16/08 NETLIST INC DE 8.01,9.01 04/17/08 NEW CENTURY FINANCIAL CORP MD 7.01,9.01 04/15/08 NICOR INC IL 7.01,9.01 04/18/08 Nissan Auto Lease Trust 2008-A DE 1.01,9.01 04/14/08 Nissan Auto Lease Trust 2008-A DE 8.01,9.01 04/14/08 AMEND NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL 7.01,9.01 04/18/08 NORTHWEST AIRLINES CORP DE 1.01,3.03,5.02,9.01 04/14/08 NORTHWEST BANCORPORATION INC WA 8.01 04/18/08 NOVA BIOSOURCE FUELS, INC. NV 7.01,9.01 04/18/08 NS8 CORP DE 5.02,9.01 04/15/08 NUTECH DIGITAL INC CA 4.01,9.01 03/03/08 AMEND O A K FINANCIAL CORP MI 2.02,9.01 04/17/08 O REILLY AUTOMOTIVE INC MO 8.01,9.01 04/18/08 ODYSSEY MARINE EXPLORATION INC NV 8.01,9.01 04/17/08 OFFICE DEPOT INC DE 7.01 04/18/08 AMEND Omega United Inc 1.01,2.01,3.02,5.01,5.02,5.06, 04/15/08 9.01 OMNI ENERGY SERVICES CORP LA 8.01,9.01 04/17/08 Omni Financial Services, Inc. GA 5.02 04/16/08 OMNICARE INC DE 5.02,9.01 04/14/08 ONEOK INC /NEW/ OK 8.01,9.01 04/18/08 OPTIGENEX INC. 5.02 04/15/08 ORBCOMM Inc. DE 1.01 04/18/08 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 04/18/08 ORION ENERGY SYSTEMS, INC. WI 5.02,9.01 04/14/08 ORMAT TECHNOLOGIES, INC. DE 8.01,9.01 04/18/08 Osteologix, Inc. DE 3.02,8.01,9.01 04/17/08 Osteologix, Inc. DE 5.02,9.01 04/15/08 Pacific Goldrim Resources, Inc. NV 1.01,2.01,3.02,4.01,5.01,5.02, 04/14/08 5.03,5.06,9.01 PACIFICNET INC DE 2.01,3.01,9.01 04/16/08 PACKAGING CORP OF AMERICA 1.01,1.02,9.01 04/15/08 PANDA ETHANOL, INC. NV 8.01 04/18/08 PATAPSCO BANCORP INC MD 2.02,9.01 04/17/08 PENN TRAFFIC CO DE 2.02,9.01 04/17/08 PFGI CAPITAL CORP MD 2.02,8.01,9.01 04/18/08 PLAINS ALL AMERICAN PIPELINE LP DE 7.01,8.01,9.01 04/18/08 PLAINS ALL AMERICAN PIPELINE LP DE 7.01,8.01,9.01 04/17/08 PLUMAS BANCORP CA 2.02,9.01 04/18/08 PNC FINANCIAL SERVICES GROUP INC PA 5.02,9.01 04/18/08 PRO-FAC COOPERATIVE INC 1.01,9.01 04/14/08 PROGRESS ENERGY INC NC 7.01,9.01 12/31/07 PROGRESSIVE CORP/OH/ OH 2.02,7.01,9.01 04/18/08 PROSPERITY BANCSHARES INC TX 2.02,9.01 04/18/08 PROTECTION ONE INC DE 5.02 04/15/08 PROTECTIVE LIFE CORP DE 2.03,9.01 04/16/08 PROTECTIVE LIFE INSURANCE CO TN 2.03,9.01 04/16/08 PROVIDENCE SERVICE CORP DE 4.01,9.01 04/14/08 QMED INC DE 3.01,9.01 04/14/08 QUALITY DISTRIBUTION INC FL 2.05,5.02 04/14/08 QUANTUM GROUP INC /FL 8.01,9.01 04/17/08 RADIAN GROUP INC DE 5.02 04/14/08 RADIO ONE INC DE 1.01,9.01 04/16/08 REALNETWORKS INC WA 5.02 04/16/08 REDENVELOPE INC DE 1.01,1.03,2.03,9.01 04/17/08 REEDS INC DE 5.02 04/15/08 Reliance Bancshares, Inc. MO 2.02,9.01 04/18/08 RENAISSANCE LEARNING INC WI 2.02,8.01,9.01 04/15/08 RENOVIS INC DE 8.01,9.01 04/18/08 RENTECH INC /CO/ CO 5.02,7.01 04/16/08 REPUBLIC BANCORP INC /KY/ KY 2.02,9.01 04/18/08 REX ENERGY CORP DE 1.01,9.01 04/14/08 RICKS CABARET INTERNATIONAL INC TX 2.01,9.01 04/11/08 AMEND RLI CORP IL 7.01,9.01 04/16/08 ROLLINS INC DE 2.01,8.01,9.01 04/03/08 AMEND RURBAN FINANCIAL CORP OH 2.02,7.01,9.01 04/16/08 SCHAWK INC DE 5.02,9.01 04/17/08 SCHLUMBERGER LTD /NV/ P8 2.02,9.01 04/18/08 SEARS HOLDINGS CORP DE 1.02 04/14/08 SEATTLE GENETICS INC /WA DE 1.01 04/17/08 SENIOR OPTICIAN SERVICE INC MN 5.01,5.02 04/07/08 SENOMYX INC DE 1.01,9.01 04/16/08 SMITHTOWN BANCORP INC NY 8.01,9.01 04/17/08 Somaxon Pharmaceuticals, Inc. DE 5.02,7.01,9.01 04/14/08 SOUNDBITE COMMUNICATIONS INC 8.01 04/17/08 Southern National Bancorp of Virginia VA 2.02 04/17/08 SPINDLETOP OIL & GAS CO TX 2.02 04/18/08 STAR SCIENTIFIC INC DE 3.01,4.01,9.01 04/14/08 Startale Group Inc. NV 5.01,5.02 04/18/08 STERICYCLE INC DE 1.01,2.03,9.01 04/15/08 STRATTEC SECURITY CORP WI 2.02,9.01 04/17/08 STUDENT LOAN CORP DE 9.01 04/14/08 Sun American Bancorp DE 2.02 04/18/08 Symmetry Medical Inc. DE 2.04,9.01 04/14/08 SYMYX TECHNOLOGIES INC DE 5.02 04/15/08 SYNALLOY CORP DE 2.02,9.01 04/18/08 SYNTA PHARMACEUTICALS CORP 4.01,9.01 04/14/08 SYNTAX-BRILLIAN CORP DE 4.02,9.01 04/15/08 TC PIPELINES LP DE 7.01,9.01 04/17/08 TELLABS INC DE 5.02,8.01 04/15/08 Tennessee Commerce Bancorp, Inc. TN 7.01,9.01 04/18/08 TERRESTAR CORP DE 5.02,7.01,9.01 04/16/08 TESCO CORP 7.01,9.01 04/15/08 TETON ENERGY CORP DE 5.02 04/14/08 TEXAS CAPITAL BANCSHARES INC/TX DE 2.02,9.01 04/16/08 THERMADYNE HOLDINGS CORP /DE DE 8.01,9.01 04/17/08 THORNBURG MORTGAGE INC MD 1.02 04/14/08 THRESHOLD PHARMACEUTICALS INC DE 3.01,9.01 04/17/08 TISSERA INC WA 1.01 03/31/08 TOPSPIN MEDICAL INC 5.02 04/15/08 TRANSCOMMUNITY FINANCIAL CORP VA 8.01,9.01 04/18/08 TRANSMERIDIAN EXPLORATION INC DE 5.02 04/14/07 TRILLIANT EXPLORATION CORP NV 5.02 04/11/08 UAP HOLDING CORP DE 8.01,9.01 04/18/08 UNICORP INC /NEW NV 8.01,9.01 04/08/08 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 04/17/08 UNITED FUEL & ENERGY CORP NV 1.01,2.03,9.01 04/14/08 UNITED PARCEL SERVICE INC DE 1.01,1.02,2.03 04/17/08 UNITED STATIONERS INC DE 2.02,9.01 04/17/08 UPSTREAM BIOSCIENCES INC. NV 7.01,9.01 04/17/08 URANERZ ENERGY CORP. NV 1.01,3.02,7.01,9.01 04/15/08 USA TRUCK INC DE 9.01 03/31/08 VCG HOLDING CORP CO 1.01,2.01,8.01,9.01 10/29/07 AMEND VERIDIGM, INC. DE 1.01,2.01,3.02,9.01 04/04/08 VeriFone Holdings, Inc. DE 7.01 04/18/08 VERSO TECHNOLOGIES INC MN 5.02 04/14/08 VIROPHARMA INC DE 5.02 04/14/08 Vyteris Holdings (Nevada), Inc. NV 5.02 04/16/08 WASTE INDUSTRIES USA INC NC 3.01,9.01 04/18/08 WAYNE SAVINGS BANCSHARES INC /DE/ DE 5.02,9.01 04/14/08 WENDYS INTERNATIONAL INC OH 8.01,9.01 04/18/08 WESBANCO INC WV 8.01 04/17/08 WEST BANCORPORATION INC IA 7.01,9.01 04/17/08 WEST CORP DE 2.02,9.01 04/17/08 WGNB CORP GA 2.02,9.01 04/17/08 WILLOW FINANCIAL BANCORP, INC. PA 2.06 04/14/08 WILMINGTON TRUST CORP DE 2.02,5.02 04/17/08 WORLD WASTE TECHNOLOGIES INC CA 1.01,9.01 04/14/08 WSB Financial Group, Inc. WA 5.02,8.01,9.01 04/15/08 XEROX CORP NY 2.02,9.01 04/18/08 YTB International, Inc. DE 5.05,9.01 04/17/08 ZYGO CORP DE 2.02,9.01 04/17/08